State v. Property at 2018 Rainbow Drive
State v. Property at 2018 Rainbow Drive
Opinion of the Court
The dispositive issue in this case is whether a complaint filed by the City of Gadsden, seeking, pursuant to Ala. Code 1975, §
The substantive facts out of which this confiscation action arose are relatively simple. Gary Stedham owned real estate on which contraband was discovered by police officers. A criminal drug-possession charge against Stedham was presented to a grand jury, but ultimately the grand jury "no billed" the charge. For all that appears of record, Stedham will never be prosecuted for possession of the drugs seized on this occasion — the alleged offense that forms the basis of the City's complaint.
On April 23, 1996, the City of Gadsden commenced this action in the Etowah Circuit Court, seeking the "condemnation and forfeiture" of the subject property, "in accordance with Section
However, on December 30, 1997, the trial court dismissed this action, stating: "The City of Gadsden, a Municipality, has no authority to file a condemnation and forfeiture action as such authority is granted only to the State pursuant to Alabama Code [1975,] Sections
The appellants begin their argument by conceding that the City "does not have statutory authority to initiate a drug relatedcondemnation action under §
§
"(a) The following are subject to forfeiture:
". . . .
"(8) All real property or fixtures used or intended to be used for the manufacture, cultivation, growth, receipt, storage, handling, distribution, or sale of any controlled substance in violation of any law of this state.
". . . .
"(h) . . . Except as specifically provided to the contrary in this section, the procedures for the condemnation and forfeiture of property seized under this section shall be governed by and shall conform to the procedures set out in Sections
28-4-286 through28-4-290 . . . ."
§
"It shall be the duty of [the district attorney] in the county or the Attorney General of the state to institute at once or cause to be instituted condemnation proceedings in the circuit court by filing a complaint in the name of the state against the property seized. . . ."
The City and the State, however, contend that the amended complaint filed on July 30, 1997, added the State as the "real party in interest," within the meaning of Ala.R.Civ.P. 17. Consequently, they argue, any defect in the original complaint was cured by the amendment, which they insist, "relates back," pursuant to Ala.R.Civ.P. 15(c), to the date the original complaint was filed. Although they essentially concede that the City was not the real party in interest, their reliance on Rules 15(c) and 17(a) is misplaced, because this case turns not on the identity of the real party in interest, but on whether the City had standing to commence the action in the first instance.
There are fundamental differences between the principles of "real party in interest" and "standing." "`[T]he real party in interest principle is a means to identify the person who possesses the right sought to be enforced. Therefore, the term directs attention to whether [the] plaintiff has a significant interest in the particular action he has instituted.'" Dennis v. Magic CityDodge, Inc.,
Standing, on the other hand, turns on "whether the party has been injured in fact and whether the injury is to a legallyprotected right." Romer v. Board of County Comm'rs of the Countyof Pueblo,
The City suffered no injury to a "legally protected right," because, given the provisions of §
When a party without standing purports to commence an action, the trial court acquires no subject-matter jurisdiction. Barshopv. Medina County Underground Water Conservation District,
Because "[t]he lack of standing [is] a jurisdictional defect," the defect "cannot be cured nunc pro tunc back to the date when the original complaint was filed." Tyler HouseApartments, Ltd., v. United States, 38 Fed.Cl. 1, 7 (Fed.Cl. 1997). In other words, a pleading purporting to amend a complaint, which complaint was filed by a party without standing, cannot relate back to the filing of the original complaint, because there is nothing "back" to which to relate. See GaiaTechs., Inc. v. Reconversion Techs., Inc.,
Because the City had no standing to commence or prosecute this action, the complaint it filed on April 23, 1996, failed to invest the trial court with subject-matter jurisdiction. Therefore, the purported amendment filed on July 30, 1997, could relate back only to a time when the trial court had no jurisdiction. The trial court's order of December 30, 1997, dismissing this action was correct.1 *Page 1029
This case is clearly distinguishable from Ogle v. Gordon,
On the bases of Ala. Code 1975, §
The differences between this present case and Ogle are fundamental and statutory. Whereas Anthony Ogle was statutorily designated as the proper person to commence the action in his office of personal representative, to which he was statutorily entitled, in this case the City is statutorily excluded as a litigant. By statute, the City could never commence this action. The result is the same as if a private citizen — rather than the City — had attempted to initiate the action.
Because the City had no standing, the trial court had no subject-matter jurisdiction, and, consequently, no alternative but to dismiss the action. See Beach v. Director of Revenue,
AFFIRMED.
Hooper, C.J., and Houston, Kennedy, See, and Johnstone, JJ., concur.
Lyons, J., concurs in the result.
Maddox and Brown, JJ., dissent.
United States Catholic Conference v. Abortion Rights Mobilization,Inc.,"The distinction between subject-matter jurisdiction and waivable defenses is not a mere nicety of legal metaphysics. It rests instead on the central principle of a free society that courts have finite bounds of authority, some of constitutional origin, which exist to protect citizens from the very wrong asserted here, the excessive use of judicial power. The courts, no less than the political branches of the government, must respect the limits of their authority."
Concurring Opinion
I concur in the result, because I would affirm the trial court's judgment on the basis that the forfeiture action cannot proceed because the contraband property was seized pursuant to an improperly executed search warrant. *Page 1030
One of the grounds upon which the trial court predicated its dismissal was that the search was improper, under §
Section
"A search warrant may be executed by any one of the officers to whom it is directed, but by no other person except in aid of such officer at his request, he being present and acting in its execution."
This statute has been strictly construed, and compliance with its formality has been required. See Yeager v. State,
In the present case, members of the Gadsden Police Department and an officer of the Alcoholic Beverage Control Board executed a search warrant authorizing a search of the subject property for illegal controlled substances. That search warrant, however, was addressed to "The Sheriff of [Etowah C]ounty." It is undisputed that the members of the Gadsden Police Department and the ABC officer who searched the subject property were not deputized members of the Etowah County Sheriff's Department. It is also undisputed that no member of the Etowah County Sheriff's Department was present and acting in the execution of the warrant. Thus, the warrant was neither executed by "any one of the officers to whom it [was] directed" nor executed by a person "in aid of such officer at his request, he being present and acting in its execution," as §
The City and the State, however, argue that §
Whether a violation of §
Last, one could argue that Rule 3.10, Ala.R.Crim.P., has modified §
"The search warrant shall be directed to and served by a law enforcement officer, as defined by Rule 1.4(p). It shall command such officer to search, within a specified period of time not to exceed ten (10) days, the person or place named for the property specified and to bring an inventory of said property before the court issuing the warrant. . . . The judge or magistrate shall endorse the warrant, showing the hour, date, and the name of the law enforcement officer to whom the warrant was delivered for execution, and a copy of such warrant and the endorsement thereon shall be admissible in evidence in the courts."
(Emphasis added.) Rule 1.4(p) states:
"`Law Enforcement Officer' means an officer, employee or agent of the State of Alabama or any political subdivision thereof who is required by law to:
"(i) Maintain public order;
"(ii) Make arrests for offenses, whether that duty extends to all offenses or is limited to specific offenses; and
"(iii) Investigate the commission or suspected commission of offenses."
Therefore, Rule 3.10 does not specifically authorize the execution of a warrant by a law-enforcement officer other than the officer to whom the warrant is directed. As noted above, §
Therefore, I would affirm the trial court's judgment on the basis that the forfeiture action cannot proceed because the contraband was seized pursuant to an improperly executed search warrant.
Dissenting Opinion
Although this case is not a model to be followed in filing a forfeiture action, I believe the provisions of Alabama law and this Court's rules of procedure permit this forfeiture action to proceed. I believe that the issue presented in this case requires that we construe our statutes governing forfeitures in parimateria with the Alabama Rules of Civil Procedure.
Section
"(a) The following are subject to forfeiture:
". . . .
"(8) All real property or fixtures used or intended to be used for the manufacture, cultivation, growth, receipt, storage, handling, distribution, or sale of any controlled substance in violation of any law of this state."
§
Although I must admit that Rule 1(a), Ala.R.Civ.P., states that Alabama's Rules of Civil Procedure do not govern "proceedings enumerated in Rule 81, and other exceptions stated in Rule 81," and *Page 1032 that Rule 81 enumerates certain proceedings that are controlled by statute, including, at Rule 81(a)(12), "[f]orfeiture of contraband property," I do not believe that ends the inquiry.
The critical question is whether the provisions of the rules that permit pleadings to be amended are applicable here. I think the amendment should have been permitted, because Rule 81(a) also provides that Alabama's Rules of Civil Procedure apply to the proceedings set out in Rule 81 "to the extent that the practice insuch matters is not provided by statute." (Emphasis added.)
Although Section
"Except as specifically provided to the contrary in this section, the procedures for the condemnation and forfeiture of property seized under this section shall be governed by and shall conform to the procedures set out in Sections
28-4-286 through28-4-290 ."1
Neither §
The trial court granted the City's motion to amend its complaint in order to join the State as a plaintiff. Therefore, the specific issue is not whether the trial court erred by not following the dictates of Rule 15, Ala.R.Civ.P. Instead, the issue is whether the amendment was effective to preclude dismissal of the forfeiture action. I think that it was.
As stated above, certain procedures for maintaining a forfeiture action under §
"Property subject to forfeiture under this chapter may be seized by state, county or municipal law enforcement agencies upon process issued by any court having jurisdiction over the property."
(Emphasis added.) Section
The City does not challenge the fact that it cannot maintain a forfeiture or condemnation action in its name alone under the provisions of §
Rule 17(a), Ala.R.Civ.P., provides:
"No action shall be dismissed on the ground that it is not prosecuted in the name of the real party in interest until a reasonable time has been allowed after objection for ratification of commencement of the action by, or joinder or substitution of, the real party in interest; *Page 1033 and such ratification, joinder, or substitution shall have the same effect as if the action had been commenced in the name of the real party in interest."
Unquestionably, Alabama's Rules of Civil Procedure have been interpreted to provide for liberal amendment to complaints in certain circumstances "when justice so requires," or "upon a showing of good cause." Rule 15(a). I think that "justice" requires that the City of Gadsden be allowed to amend to add the State in this case. See English v. State ex rel. Purvis,
There is no dispute that the property owner had notice of possible action against his property. The amendment to the complaint only added the State as a plaintiff. It did not alter the substantive claims against the property. The property owner was never deprived of adequate notice and was never prejudiced by the amendment. Therefore, I would hold that the trial court, by allowing the City to amend the complaint to add the State as a plaintiff, effectively preserved for the State and the City the ability to prosecute the forfeiture action and carry out the intent of the Legislature to confiscate property that is being used for illegal purposes. See Durham v. State, [Ms. 2971129, February 12, 1999]
Reference
- Full Case Name
- State of Alabama and City of Gadsden v. Property at 2018 Rainbow Drive Known as the Oasis.
- Cited By
- 255 cases
- Status
- Published