Norfolk Southern Railway Company v. Johnson
Norfolk Southern Railway Company v. Johnson
Opinion of the Court
This interlocutory appeal (pursuant to Rule 5, Ala.R.App.P.) presents a question of first impression, calling for an interpretation of the scope of Ala. Code 1975, §
The specific question is whether the trial court erred in denying the defendant-employer's motion for summary judgment on the plaintiff-employee's complaint alleging wrongful termination. The employer denied that he had been wrongfully terminated and alleged that he had been terminated because of misconduct while he was serving on a jury in a case in which his employer was a defendant. Based on the reasons discussed below, we affirm the trial court's denial of the employer's motion for summary judgment. *Page 394
This particular litigation arose as a result of Johnson's service as a juror in the Gilbert litigation, and it specifically involves answers Johnson gave during the jurors' voir dire examination in theGilbert case. The following colloquy occurred between Johnson and the attorney for Norfolk Southern in that case:
"Norfolk Southern's Attorney: . . . Mr. Johnson, have you ever had an on-the-job injury?
"Johnson: Nonreportable, everybody — You bump your knees or something like that.
"Attorney: When you say nothing reportable, nothing in your opinion serious enough to report to the company?
"Johnson: Right."
Johnson served on the jury in the Gilbert case. The jury returned a verdict against Norfolk Southern, but in January 1998, the trial judge entered a judgment as a matter of law in favor of Norfolk Southern.
Notwithstanding the answers Johnson gave on voir dire examination, he in fact had had four previous on-the-job traumatic injuries that he had reported to Norfolk Southern. In fact, Johnson had received medical treatment for three of those injuries. As to one injury, Johnson had settled a claim with Norfolk Southern's claims department for $2,500. Johnson was also a member of a plaintiff class in an action against Norfolk Southern and in that class action he received $8,000 for a hearing-loss claim. Johnson justifies the answers he gave during his voir dire examination in the Gilbert case by saying he thought Norfolk Southern's lawyers had wanted to know only about "serious" injuries. Johnson points out that when the lawyers directed questions to him they had just finished questioning everyone about only "serious" injuries.
As a result of his statements at the voir dire examination in theGilbert case, Norfolk Southern charged Johnson with conduct unbecoming an employee, pursuant to a provision in a collective-bargaining agreement between Norfolk Southern and Johnson's union. A formal investigation and hearing were conducted, and Norfolk Southern terminated Johnson's employment in October 1996.
Pursuant to the collective-bargaining agreement and the Railway Labor Act, Johnson's union filed an administrative appeal of his termination. Norfolk Southern declined that appeal. Johnson then appealed to a Public Law Board. In May 1997, the Public Law Board ordered reinstatement, without backpay for time lost. The Public Law Board's opinion stated:
"The record substantiates that [Johnson] stated that he had not previously sustained any reportable injuries when, in fact, he had. However, we believe that permanent dismissal is excessive. [Johnson] will be reinstated without pay for time lost."
Johnson is presently working for Norfolk Southern.
Johnson later filed this present action against Norfolk Southern, under §
"(a) No employer in this state may discharge any employee solely because he serves on any jury empanelled under any state or federal statute; provided, however, that the employee reports for work on his next regularly scheduled hour after being dismissed from any jury."
Subsection (b) creates a cause of action for any employee discharged in violation of subsection (a).
Norfolk Southern moved for a summary judgment. The trial court denied the motion. Norfolk Southern then moved the court to "reconsider" the denial. In response, the trial court entered an order stating:
"The plaintiff contends that Section
12-16-8.1 . . . protects him from a retaliatory discharge by his employer even if he participates in rendering a verdict adverse to his employer. The defendant contends that §12-16-8.1 . . . only protects the employee for being absent from his job while serving as a juror. The defendant further contends that it has the right to discharge an employee for unbecoming conduct if the employee testifies or makes false statements during the course of the trial. The Court has not found, nor has it been provided, any decisions on this issue. It appears that this may be a case of first impression. Without other precedent the court is of the opinion that §12-16-8.1 . . . provides protection for an employee for more than the mere attendance at trial as a juror as a result of a summons."
The trial court also entered the statement called for by Rule 5(a), Ala.R.App.P., so that Norfolk Southern could seek permission to appeal the interlocutory order. This Court granted Norfolk Southern's petition for permission to appeal the denial of its summary judgment motion.
I. Did the evidence create a genuine issue of material fact as to whether the employee was discharged "solely" for "serving" on the jury that rendered a verdict against his employer (as the employee contends) or was discharged for making false statements during voir dire examination as a prospective juror (as the employee contends)?
II. Did the Public Law Board's finding that the employee had made false statements in the voir dire examination entitle the employer to a judgment as a matter of law in the employee's action, pursuant to §
III. Did the Public Law Board's ruling have, under the doctrine of res judicata, a preclusive effect that barred the employee's retaliatory- discharge claim brought under §
We will address each issue in turn.
Is Johnson in the class of persons the Legislature intended to protect by adopting Ala. Code 1975, §
This Court has held that the fundamental rule of statutory construction is to ascertain and give effect to the intent of the Legislature in enacting a statute. IMED Corp. v. Systems Engineering Assocs. Corp.,
Section
In regard to a related retaliatory-discharge statute, namely §
In applying this principle to the case at hand, we conclude that in using "solely," as it used that word in §
It seems clear that the Legislature intended, in adopting this statute, to protect citizens from being discharged from their employment when they fulfilled their civic responsibility regarding jury duty. It seems obvious that the Legislature intended to prohibit an employer from discharging an employee solely because the employee was absent from work because he or she was called for jury duty. But that *Page 397 analysis of legislative intent does not answer the question the trial judge had to answer in this present case: Whether, under the facts of this case, the statute provided Johnson a remedy.
We must also analyze the word "serves" in conjunction with the word "solely." Stated differently, did Norfolk Southern show, under the facts of this case, that Johnson was not wrongfully terminated? In answering that question, we will apply the principles of statutory construction this Court set out in John Deere Co. v. Gamble,
Applying these principles, we hold that to "serve" on a jury, within the meaning of that word as it is used in Ala. Code 1975, §
Norfolk Southern argues that, even assuming for the sake of argument that it discharged Johnson for his role in rendering a verdict adverse to Norfolk Southern in the Gilbert case, this is not "an illegal motive under [§
This statute, however, in no way encompasses or protects illegal or inappropriate conduct. We cannot say that the Legislature, in enacting §
Having determined the scope of the coverage of §
Based upon this determination of the scope of §
What do the facts in this case show? Johnson claimed that he was terminated because sat on a jury that returned an adverse verdict against his employer, Norfolk Southern. To substantiate this claim, Johnson pointed out that he was removed from his job just days after the Gilbert verdict was rendered. Norfolk Southern, in response, presented evidence indicating that Johnson's termination was based on answers Johnson gave during the voir dire examination in the Gilbert case. Norfolk Southern argues that Johnson's statements were false and that the falseness of the statements was confirmed by a Public Law Board.
Johnson countered these arguments by evidence suggesting that Norfolk Southern's stated reason for terminating him was a mere pretext. Johnson pointed to three facts: 1) Norfolk Southern removed Johnson from his job before conducting an investigation into the alleged false statements made by Johnson during voir dire examination and before holding a hearing on that matter; 2) the Public Law Board found that Johnson's termination was inappropriate and ordered Norfolk Southern to reinstate Johnson; and 3) Norfolk Southern illegally denied Johnson's application for jury-duty pay. This evidence, viewed in the light most favorable to Johnson, raises a genuine issue as to why his employment was terminated.
Judge Pointer's decision in Oden is distinguishable. In Oden, the Public Law Board affirmed, as appropriate, Norfolk Southern's termination of Oden. In this case, the Public Law Board held that Johnson's termination violated the *Page 399 collective-bargaining agreement and was "excessive" and ordered him reinstated.
Next, the court in Oden held, "In light of the Public Law Board's determination that Oden was properly terminated for making false accusations against a co-worker," that no reasonable jury could find Norfolk Southern's reason was pretextual, because Oden's proffered evidence was insufficient. Oden's claim was based upon age and sex discrimination. Her proffered evidence of pretext was: 1) evidence that her foreman said to her several times, "Mirror, mirror on the wall"; she alleged that this insinuated that she was an "ugly old witch"; and 2) evidence of a variety of instances of misconduct by other Norfolk Southern employees whose actions did not result in termination. Judge Pointer explained that the supervisor's "mirror, mirror" remarks were insufficient to support allegations of sex and age discrimination. In addition, Judge Pointer held that Oden's conduct was not substantially similar to any of the "variety of instances of misconduct" by the other Norfolk Southern employees. Therefore, such evidence, by its nature, was insufficient to sustain a claim of unlawful discrimination, because it provided no "plausible basis" for a jury to find unlawful discrimination, Conversely, in this case, although the Public Law Board affirmed that Johnson had provided false statements on voir dire examination, the Board nevertheless found that Norfolk Southern's termination of Johnson's employment was an excessive response. Furthermore, the evidence proffered by Johnson in this case, when viewed in the light most favorable to Johnson, would tend to support a claim of retaliatory discharge under §
The Public Law Board's decision, therefore, offers no conclusive determination on the question whether Norfolk Southern's reasons were pretextual. The trial court properly concluded that the Board's decision did not support Norfolk Southern's motion for summary judgment.
Johnson counters with the argument that several United States Supreme Court cases have held that the decisions of arbitration bodies, like the Public Law Board here, do not have preclusive effect over federal statutory claims, and that those cases are analogous to this one. See McDonald v.City of West Branch, Michigan,
Based upon our analysis in the preceding section, we conclude that the doctrine of res judicata, even if applicable, would not preclude Johnson from filing a claim under the provisions of §
AFFIRMED.
Hooper, C.J., and Houston, See, and Brown, JJ., concur.
Johnstone, J., concurs specially.
Lyons, J., recuses himself.
Concurring Opinion
I concur with the majority, but I respectfully disagree with two statements in the majority opinion. The first is, "On the other hand, if Johnson's termination was, in fact, the result of his conduct in giving false information under oath during voir dire examination, then the protections of §
The second statement with which I respectfully disagree is the sentence in the conclusion which reads "We would point out that a jury may ultimately conclude that Johnson is entitled to no damages, because he has, in fact, been reinstated." 740 So.2d at 400. This appeal does not require us to prejudge the damages in this case. Noteworthily, our opinion recites that "[i]n May 1997, the Public Law Board ordered reinstatement, without backpay fortime lost." 740 So.2d at 394. (Emphasis added.) The plaintiff may or may not prove, and the jury may or may not find, lost wages or other damages.
Reference
- Full Case Name
- Norfolk Southern Railway Company v. James E. Johnson.
- Cited By
- 33 cases
- Status
- Published