Ex Parte Vincent
Ex Parte Vincent
Opinion
Donald J. Vincent sued First Alabama Bank (hereinafter "First Alabama") and his former wife, Betty Jo Vincent (hereinafter "ex-wife"), seeking damages based on allegations of negligence, breach of contract, conversion, and wantonness, all resulting from First Alabama's allowing the ex-wife unauthorized access to two safe-deposit boxes held by Vincent, one at First Alabama's Brookwood branch and the other at its Bessemer branch. Vincent alleged that his ex-wife wrongfully gained access to the safe-deposit boxes and stole $500,000 in cash that he says was in the boxes. A jury returned a verdict in Vincent's favor for $10,000 on his negligence claim.
Vincent moved for a new trial on the following grounds: (1) that the jury had awarded him inadequate damages; (2) that the trial court had improperly excluded from evidence a document that he says could have proved he was entitled to more in damages than the jury awarded; and (3) that the trial court had improperly denied his challenge of a prospective juror pursuant to Batson v. Kentucky,
Before the Court of Civil Appeals, Vincent contended that the trial court had erred in denying his motion for a new trial, making the same arguments he had presented to the trial court. In affirming, the Court of Civil Appeals held that the evidentiary issue and the Batson issue were not properly before it because those issues did not relate to the adequacy of the damages. In so holding, the court cited Nichols v. Perryman,
Vincent argues that the Court of Civil Appeals should have considered the evidentiary issue, because, he argues, the excluded document directly affected the question of adequacy of the damages. In support of his argument, Vincent cites Hicks v. Westbrook,
The Court of Civil Appeals correctly stated the rule that in Alabama a victorious plaintiff may appeal only as to the adequacy of damages. SeeNichols, 615 So.2d at 637. However, this rule should not be applied to prevent Vincent from arguing that improperly excluded evidence *Page 94 affected the amount of the damages awarded. The proffered document appears to be a ledger, in the ex-wife's handwriting, that chronicles tens of thousands of dollars paid to various individuals. Vincent argues that the trial court's exclusion of the ledger may well have affected the amount of damages awarded to him. We conclude that had the jury been given the opportunity to view the ledger, there is a reasonable possibility that it might have awarded Vincent a substantially larger amount. Thus, the exclusion of the document may have affected the damages awarded to Vincent. The Court of Civil Appeals should have considered Vincent's argument regarding the exclusion of that document as a challenge to the adequacy of damages.
We now consider whether the document was wrongfully excluded. Donald M. Jones, the ex-wife's son, testified during trial that on June 4, 1991, at his mother's request, he drove her to the Brookwood and Bessemer branches of First Alabama. Jones said that he first drove his mother to the Brookwood branch, where she went into the bank and stayed for approximately 10 to 15 minutes while he waited for her in the car. Jones then stated that after his mother returned from inside the first bank, she directed him to drive her to the Bessemer branch. Jones testified that he again waited in the car at the Bessemer branch while his mother spent approximately 10 to 15 minutes inside. Jones further testified that his mother was wearing dark glasses and a scarf over her head and was carrying an oversized handbag on the day she entered the two banks.
The fact that the ex-wife entered the two banks on June 4, 1991, was uncontested. In her deposition, which was read at trial, the ex-wife admitted that she had misrepresented herself as Joy Dodge, Vincent's sister, to gain access to the safe-deposit boxes. The ex-wife stated in her deposition that she did open the safe-deposit boxes, but that she did nothing more than simply count the money that was inside.
Jones went on to tell the jury about his mother's unusual spending habits following her visit to the banks. He testified that she made several trips to Europe, spent $10,000 on portraits, purchased new vans, and put $25,000 in certificates of deposit. While Jones was still on direct examination, Vincent's attorney showed Jones a document and asked if he recognized the writing on the document as that of his mother. Jones stated that he was familiar with his mother's handwriting because she had worked for him, and he testified that he recognized the writing as hers. The proffered document was a page torn from a notebook; the page appeared to be a ledger of payments made by the ex-wife to various individuals. The ledger indicated that the payments began on June 4, 1991, the same date that the ex-wife visited the two banks. Vincent's attorney asked that the document be entered into evidence as an "admission" by the ex-wife, but the opposing attorney objected. The trial court sustained the objection.
The record reflects the following exchange between the court and Vincent's attorney regarding the introduction of the ledger:
"THE COURT: I am going to sustain. There has also been identification of her handwriting, and in this case this would be a violation under Rule 403 [Ala. R. Evid.] of introducing matters that are purported in her handwriting [sic].
"MR. PRINCE [Vincent's attorney]: Let me be heard. I am offering it as an admission against Betty [ex-wife] because it purports to be a listing made by her and all begins on the same day.
"THE COURT: I don't know what it purports. There is not a year.
"MR. PRINCE: I think there is an inference.
"THE COURT: I think the jury would have to speculate and the inferences they might draw would be prejudicial to *Page 95 the extent it would outweigh probative value because there has been such testimony that it is her handwriting as such, and there's been evidence that she signed Joy Dodge's name.
"MR. PRINCE: I am not offering it as a handwriting. She kept records of cash money she spent after going into the box.
"THE COURT: Sustain the objection. It is without prejudice to review it if she takes the stand later."
Later in the trial, Vincent's attorney again attempted to have the document offered into evidence. The record reflects the following concerning the second attempt:
"MR. PRINCE: I would like to revisit Exhibit 17. As I understood, one of the court's reasons for that was that there was no date on it, and I would point out to the court this: After her son has testified, there is a reference on here to loans to Sterling Services. He testified she worked for him at a designated time period, you know, and I think that ties back to a time in lieu of a year, and, therefore, we reoffer this. We think it is highly probative on her state of mind. She kept a record. It is an admission of cash payment. That is our argument. It may not be. It is offered into evidence.
"THE COURT: I have no other identification of what it is or whether this is part of a multi-page document. The reproduction indicates it's a page of a spiral notebook. My difficulty is that he was sort of vague about dates that she worked there. He covered a period of time. It could be both before and after the incident pertinent to this. And I think the other materials on there could be prejudicial to the extent they could outweigh relevance. It wasn't identified other than this looks like your mama's handwriting. And then here we have some dates [sic] up here, that total 77. The only thing I could understand to be a date there indicated is [6/4] and [6/5]. And the rest of them are [6/6], [6/13], so forth on down. I don't know what those dates mean. June? And if so, when the account was opened, when it matures? It is speculative.
"MR. PRINCE: Wouldn't that go to the weight?
"THE COURT: I don't know. I have got `Micky, 1,000.' What does that mean?
"MR. PRINCE: It's got `Barnhill,' too. That is her daughter.
"THE COURT: It's got `Barnhill, $5,000.' What does that mean, Pam owes me five thousand dollars or I owe her, I am going to leave her five thousand?
"MR. PRINCE: If you are not going to let it in, you are not. It doesn't do me any good to argue with you.
"THE COURT: I always keep an open mind, but I am not going to let it in.
"MR. PRINCE: Seems to me that would be argument the defense could make. We say no, no, that is a cash transaction.
"THE COURT: Sustain the objection to both of those exhibits."
When considering the trial court's ruling, this Court must decide whether the trial court abused its discretion in excluding the proffered document. See State Farm Mut. Auto. Ins. Co. v. Griffin,
"Unfair prejudice" under Rule 403 has been defined as something more than simple damage to an opponent's case. Dealto v. State,
The ledger was "relevant evidence" as that term is defined by Rule 401, Ala. R. Evid. That is, the ledger had the "tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence." Rule 401. See National States Ins. Co. v. Jones,
Because the proffered document was admissible and should have been considered by the jury, the trial court should have granted Vincent's motion for a new trial. Accordingly, we reverse the judgment of the Court of Civil Appeals and remand the cause for further proceedings consistent with this opinion.
REVERSED AND REMANDED.
Hooper, C. J., and Cook, Brown, and Johnstone, JJ., concur.
Maddox and Houston, JJ., recuse themselves. *Page 97
Reference
- Full Case Name
- Ex Parte Donald J. Vincent. in Re: Donald J. Vincent v. First Alabama Bank.
- Cited By
- 20 cases
- Status
- Published