Ex Parte McWilliams
Ex Parte McWilliams
Opinion
Emanuel McWilliams is a state inmate incarcerated in the Holman Correctional Facility in Atmore. He petitions for a writ of mandamus directing the Court of Criminal Appeals to set aside its order taxing him $100 in costs pursuant to Rule 35A(b), Ala.R.App.P., as the docket fee for the filing of an appeal from an order of the Escambia Circuit Court. The appeal was from an order purporting to deny McWilliams's petition for postconviction relief. We grant the mandamus petition and issue the writ.
On January 28, 2000, McWilliams filed in the Escambia Circuit Court a petition, styled as a "petition for writ of habeas corpus." In that petition, McWilliams claimed (1) that the trial court had been without jurisdiction to render a judgment or to impose a sentence because the statute under which he was charged was enacted pursuant to the Alabama Constitution of 1901, which, according to McWilliams, was adopted in violation of the United States Constitution, because, he says, it was enacted to establish white supremacy; (2) that the indictment charging him with the offense was void because it failed to show that at least 12 grand jurors voted to indict him and because the grand jury was not properly sworn in; and (3) that his arrest was not based on a valid finding of probable cause. To the petition, McWilliams attached an "Affidavit of Substantial Hardship," seeking leave to waive the docket fee required by §
On February 4, 2000, without collecting a docket fee or ruling on McWilliams's request to be allowed to proceed in forma pauperis, the Escambia Circuit Court issued an order purporting to deny McWilliams's petition on the grounds that McWilliams had not pleaded sufficient facts to support his claims and that the petition failed to state a claim upon which relief could be granted. McWilliams appealed, and on June 23, 2000, by an unpublished memorandum, the Court of Criminal Appeals dismissed the appeal. McWilliams v. State (No. CR-99-1001),
On July 14, 2000 — approximately three weeks after it had dismissed McWilliams's appeal — the Court of Criminal Appeals issued an order taxing McWilliams $100 in costs, pursuant to Rule 35A(b), Ala.R.App.P., as the docket fee for filing the appeal. Rule 35A(b), Ala.R.App.P., which governs the docket fees for cases appealed to the Court of Criminal Appeals, authorizes the clerk of that court to collect from the appellant a $100 docket fee after the issuance of a certificate of judgment affirming the trial court's judgment or dismissing the appeal,2 unless the appellant is proceeding in formapauperis, in which event the docket fee shall be waived.
On July 31, 2000, McWilliams filed in the Court of Criminal Appeals a petition, styled as a "petition for writ of mandamus," asking that court to set aside its order taxing him with the $100 docket fee for his appeal. The Court of Criminal Appeals denied the petition on September 29, 2000, without an opinion. Ex parte McWilliams (No. CR-99-2250),
From a reading of the State's response to McWilliams's mandamus petition, it appears that the State mistakenly believes the relief McWilliams seeks is an order directing the Escambia Circuit Court to waive the docket fee required by §
In its unpublished memorandum dismissing McWilliams's appeal from the order of the Escambia Circuit Court purporting to deny his petition challenging his capital-murder conviction, the Court of Criminal Appeals correctly stated that the circuit court could not obtain subject-matter jurisdiction to consider a postconviction petition without first collecting a docket *Page 322
fee or granting a proper request to be allowed to proceed in formapauperis. "[A]bsent the payment of a filing fee [required by §
Under the circumstances of this case, however, the Court of Criminal Appeals should not have dismissed McWilliams's appeal, but instead should have reversed the judgment of the Escambia Circuit Court purporting to deny McWilliams's petition and then should have remanded the cause with directions for the Escambia Circuit Court to transfer the case to the Montgomery Circuit Court, where McWilliams's conviction had occurred. That disposition is required under the provisions of Rule 32.5, Ala.R.Crim.P., and is consistent with the Court of Criminal Appeals' holdings in previous appeals involving appellants similarly situated.
Rule 32.5, Ala.R.Crim.P., provides:
"Petitions filed under this rule shall be filed in and decided by the court in which the petitioner was convicted. If a petition is filed in another court, it shall be transferred to the court where the conviction occurred."
The Escambia Circuit Court is not the court of McWilliams's conviction; thus, it had "no authority to dispose of the petition." Hiett v. State,
Here, because the claims in McWilliams's petition were cognizable in a petition for postconviction relief under Rule 32, Ala.R.Crim.P., the Escambia Circuit Court should have transferred the petition to the Montgomery Circuit Court, where McWilliams's conviction occurred. Accordingly, when McWilliams appealed from the judgment of the Escambia Circuit Court purporting to deny his petition, the Court of Criminal Appeals should have reversed the judgment of the circuit court and remanded the cause with directions for the Escambia Circuit Court to transfer the cause to the Montgomery Circuit Court. If the Court of Criminal Appeals had done this, instead of dismissing McWilliams's appeal, as it did, McWilliams's appeal would not have been subject to the $100 docket fee provided for in Rule 35A(b), Ala.R.App.P., because there would have been no final judgment either affirming the trial court's judgment or dismissing the appeal. See Rule 35A(b), Ala.R.App.P.3
Based upon our conclusion that the Court of Criminal Appeals erroneously assessed McWilliams the $100 docket fee, we conclude that McWilliams has established a clear legal right to have the order assessing him with the docket fee set aside. Furthermore, we are satisfied that, under the circumstances, a writ of mandamus is the only adequate means by which McWilliams can obtain the relief he seeks.
Thus, we grant the petition for the writ of mandamus. We direct the Court of Criminal Appeals to set aside its order taxing McWilliams $100 in costs as the docket fee for the filing of his appeal from the order of the Escambia Circuit Court. Concomitantly, we direct the Court of Criminal Appeals to set aside its order dismissing McWilliams's appeal and to remand the cause with directions for the Escambia Circuit Court to transfer the cause to the Montgomery Circuit Court. The Montgomery Circuit Court, as the circuit court of original jurisdiction, may address the claims in McWilliams's petition, which are cognizable under Rule 32, *Page 324
Ala.R.Crim.P. However, before considering McWilliams's petition, the Montgomery Circuit Court should first either collect from McWilliams the docket fee required by §
PETITION GRANTED AND WRIT ISSUED.
Moore, C.J., and See, Harwood, and Stuart, JJ., concur.
"In appeals to the Court of Criminal Appeals, the clerk of that court, after a certificate of judgment is issued affirming in whole the judgment of the trial court or dismissing the appeal after the cause has been submitted to the court for a decision, shall collect from the appellant a $100.00 docket fee; however, if the appeal is by a defendant proceeding in forma pauperis, then the docket fee shall be waived. This $100.00 docket fee is in lieu of all other fees and costs that may have been prescribed by law for proceedings in the Court of Criminal Appeals as of January 1, 1995."
McWilliams's case serves to highlight the fact that unless a court of competent jurisdiction rules on a petitioner's request to be allowed to proceed in forma pauperis, before disposing of a postconviction petition, an indigent petitioner could be prevented from obtaining a waiver of the $100 docket fee authorized under Rule 35A(b) for defendants proceeding informa pauperis. A court without jurisdiction cannot make a valid grant ofin forma pauperis status. Moreover, pursuant to Rule 24, Ala.R.App.P., it is the trial court that makes the determination whether a party to an action may proceed in forma pauperis on appeal. A trial court that lacks jurisdiction to consider a postconviction petition cannot grant in formapauperis status to a defendant appealing from a ruling of the same trial court denying the postconviction petition. Here, the Court of Criminal Appeals assessed McWilliams with the $100 docket fee, even though his postconviction petition and his request to be allowed to proceed in formapauperis were never considered by a court of competent jurisdiction. Under the circumstances, McWilliams was effectively prevented from seeking the waiver of the $100 docket fee authorized under Rule 35A(b) for defendants proceeding in forma pauperis.
Reference
- Full Case Name
- Ex Parte Emanuel McWilliams. (In Re: State v. Emanuel McWilliams).
- Cited By
- 68 cases
- Status
- Published