Dillard v. Baldwin County Commission
Dillard v. Baldwin County Commission
Opinion
This case is before this Court on two certified questions from the United States District Court for the Middle District of Alabama, where it is on remand from the United States Court of Appeals for the Eleventh Circuit. See Dillard v. Baldwin County Comm'rs,
This litigation began in 1986, when "John Dillard and other African American voters ['the Dillard plaintiffs'] brought suit against the Baldwin County Commission alleging that the at-large system used to elect its members violated section 2 of the Voting Rights Act of 1965, as amended,
In 1986, the Baldwin County Commission ("the Commission") "was composed of four persons elected at-large, one from each of four numbered districts." 225 F.3d at 1274. The authority for that system of government for Baldwin County was Act No. 239, 1931 Ala. Local Acts 100, which "created . . . a Commission form of government for [Baldwin] County to consist of a Commission of four members." Id. Act No. 239 not only defined the number of commissioners, but set the boundaries of the districts in which the commissioners were to reside. Id. The Legislature amended Act No. 239 in 1973, and again in 1975, to redefine the four districts. See Act No. 151, 1973 Ala. Acts 188, and Act No. 841, 1975 Ala. Acts 1681.
The Commission "conceded liability and the district court ordered relief." 225 F.3d at 1274. Specifically, the district court ordered the Commission "to increase its membership from four to seven persons elected from single-member districts in order to ensure a majority-black voting district." Id.
In 1996, Dale Eugene Brown, George R. Johnson, James Austin, Jr., and Alvin Lee Pitts filed a complaint in intervention as plaintiffs (hereinafter collectively referred to as "the Brown intervenors"), challenging the district court's remedy order. Id. Specifically, the Brown intervenors "alleged that by increasing the size of the Commission from four to seven members in order to create a majority-black district, the district court `exceede[d] its authority granted by Congress in the Voting Rights Act, and violate[d] the Tenth and Eleventh Amendments.'" 225 F.3d at 1274. They did not challenge the remedy order insofar *Page 14 as it abolished the system of "at-large election[s]." Id.
The district court dismissed the Brown intervenors' complaint, on the ground that it "failed to state a claim upon which relief can be granted." 225 F.3d at 1274-75. More specifically, it held that "[the Brown intervenors] failed to state a claim under the Tenth and Eleventh Amendments because the rights deprivation they alleged was the result of state rather than federal authority." Id. at 1275. The district court apparently reasoned "that because a federal court injunction [was] being implemented and imposed by a state body — here the Baldwin County Commission — the activity being challenged necessarily [became] state activity and state activity alone." Id. at 1281. It further concluded that the Brown intervenors had not alleged "that the 1988 injunction resulted in vote discrimination on account of race," and, on that basis, held that their Voting Rights Act claim was defective. 225 F.3d at 1275. The Brown Intervenors appealed.
The United States Court of Appeals for the Eleventh Circuit reversed the district court's judgment. That court held that the Brown intervenors had stated a claim, both under section 2 of the Voting Rights Act and under the Tenth and Eleventh Amendments. Regarding the Voting Rights Act claim, the court stated:
"[U]nder the Supreme Court's holding in Holder [v. Hall,
512 U.S. 874 (1994)], `federal courts may not mandate as a [section 2] remedy that a state or political subdivision alter the size of its elected bodies.' [Nipper v. Smith,39 F.3d 1494 ,1532 (11th Cir. 1994).]. . . . By alleging that they are being subjected to, and their voting power is being affected by, an illegal election scheme that was plainly created because of or on account of race, the Intervenors have adequately stated a claim for a section 2 violation of the Voting Rights Act."
225 F.3d at 1281.
Regarding the Brown intervenors' claims under the Tenth and Eleventh Amendments, the court stated: "We cannot shield federal court orders from constitutional challenge simply because the federal court's orders are being implemented by local officials." 225 F.3d at 1282. It explained: "Activity performed pursuant to a federal court order is not transformed into the exclusive exercise of state power simply because it is performed by state actors who are obeying a federal court injunction." Id. at 1281.
However, the court declined to modify the 1988 injunction "to provide for four single-member districts rather than seven," as the Brown intervenors requested. 225 F.3d at 1282. Instead, it remanded the cause to consider whether changing the size of the Commission "might have been appropriate to remedy a violation of the Fourteenth Amendment." 225 F.3d at 1282.
After the Brown intervenors joined the litigation, Billy R. Smith, Joe M. Horace, and Willie E. Edwards (hereinafter collectively referred to as "the Smith intervenors") intervened to oppose the modification urged by the Brown intervenors. On April 11, 2001, following the remand of the cause, the Dillard plaintiffs and the Smith intervenors filed in the district court a "Motion for Determination of Partially Dispositive State Law Issue." The motion alleged that legislation enacted while the litigation was pending, coupled with a resolution passed by the Commission on August 17, 1999, had "caused the seven-member Baldwin County Commission to become fully constituted under Alabama law." *Page 15
They alluded specifically to Act No. 92-1, § 1, 1992 Ala. Acts 3, codified at Ala. Code 1975, §
"WHEREAS, Title 11, Chapter 3, Article 1.1 of the Code of Alabama 1975 (`Code'), authorizes the County Commission to alter, revise and change the single-member County Commission district arrangement only after such alterations, revisions and changes have been provided by a display of a map delineating the proposed alterations . . . and
". . . .
"WHEREAS, in compliance with the judgment and orders of the United States District Court for the Middle District of Alabama, Northern Division, Civil Action No. 87-T-1159-N, the County Commission hereby continues the implementation of the seven-member County Commission district arrangement; now therefore
"BE IT RESOLVED BY THE COUNTY COMMISSION, IN REGULAR SESSION ASSEMBLED, . . . that we hereby alter, revise and change the seven single-member district arrangement for the County Commission of Baldwin County, Alabama. . . ."
The motion filed by the Dillard plaintiffs and the Smith intervenors stated: "The remand issue, regarding the remedial authority of [the district] court to set the number of seats on the Baldwin County Commission at seven, would be moot if the current seven-member structure is now authorized by state law." The Dillard plaintiffs and the Smith intervenors sought an order certifying to this Court questions regarding the effect of §
In an order entered May 8, 2001, the district court denied the motion, stating that "it would be far too much of a stretch to reach [the conclusion urged by the Dillard plaintiffs and the Smith intervenors]." However, on July 25, 2001, the Dillard plaintiffs and the Smith intervenors moved for reconsideration of the order denying their motion for certification, stating: "Events occurring since the May 8 order . . . warrant its reconsideration and make more compelling the need for clarification by the Supreme Court of Alabama of legislative intent expressed in Ala. Code §
In response, the district court vacated its May 8, 2001, order, and certified to this Court the following questions:
*Page 16"A. Does Act 92-1, 1975 Ala. Code, §
11-3-1.1 , provide state-law authority for county commissions by resolution to redraw the boundaries of their court-ordered single-member districts and, as a consequence, provide a state-law basis for the number of districts thus redrawn?
"B. Did the Baldwin County Commission, by adopting Resolution #99-76, in fact adopt a seven-member commission pursuant to state law?"
Our consideration of these questions is guided by a number of well-established principles.2 Foremost among these is the principle that Alabama counties are creatures of statute, and thus "can exercise only that authority conferred on [them] by [the Legislature]." JeffersonCounty v. Johnson,
Moreover, "enactments conferring power upon county governing boards will be strictly and narrowly construed. In case of reasonable doubt as to the existence of board power, courts will customarily resolve the doubt against the county board." 4 Antieau, supra, at § 32.03 (footnotes omitted; emphasis added). If county commissions "exceed the limits of their powers, their acts are void." Arledge,
These principles allow us to condense the two certified questions intoone dispositive question, namely, whether there is statutory authority for the Commission to adopt a seven-member commission. If there is a substantive statutory source, the certified questions must be answered in the affirmative. If, on the other hand, the only substantive source for a seven-member commission in Baldwin County is the district court's order, then the questions must be answered in the negative. This must be so, because a statute that does no more than authorize the Commission to facilitate a federal court's order does not, itself, constitute substantive state law for the result.
To state the issue in this case is to resolve it, because the Dillard plaintiffs, the Smith intervenors, and the Commission concede that there is no local act providing for a seven-member commission in Baldwin County. Indeed, they argue that Act No. 239, 1931 Ala. Local Acts 100, which provided for a four-member commission, is "repugnant" to §
We disagree with this argument. While §
This conclusion is reinforced by reference to the preceding Code section, namely, Ala. Code 1975, §
"Unless otherwise provided by local law and as otherwise provided in subsection (b), there shall be in every county a county commission, composed of the judge of probate, who shall serve as chairman, and four commissioners, who shall be elected at the time prescribed by law and hold office for four years until their successors are elected and qualified."
(Emphasis added.) Section
This conclusion is also consistent with the Legislature's response to another "Dillard-type" action. That response arose out of a permanent injunction entered in 1986 by the United States District Court for the Middle District of Alabama, increasing the number of county commissioners in Russell County from five to seven, and prohibiting the County "from conducting at-large elections" to fill the commission positions. Sumbryv. Russell County,
In response, the Legislature passed Act No. 97-680, 1997 Ala. Acts 1329.
"Section 1. There is hereby created a county commission for Russell County, consisting of seven members, one to be elected from each of the seven districts apportioned by law. Each member shall be a resident of the district he or she is representing and shall hold office for a period of four years and until his or her successor is elected and qualified.
"Section 2. The county commission and county commissioners shall have all the jurisdiction, duties, and powers which are now or may hereafter by law *Page 18 be vested in the county commission or county commissioners by the state."
(Emphasis added.)
It must be conceded by all parties that if §
In short, the argument of the Dillard plaintiffs, the Smith intervenors, and the Commission — reduced to its essence — is merely a rehash of the rationale upon which the district court rejected the Brown intervenors' claims based on the Tenth and Eleventh Amendments, namely, that "[a]ctivity performed pursuant to a federal court order is . . . transformed into the exclusive exercise of state power simply because it is performed by state actors who are obeying a federal court injunction." Dillard, 225 F.3d at 1281. The United States Court of Appeals for the Eleventh Circuit soundly rejected that rationale, as do we.
Finally, Siegelman v. Alabama Association of School Boards,
In summary, the Legislature has not provided for a seven-member, Baldwin County Commission, either by local act or by general law. Consequently, the sole authority for the number of districts set forth in Resolution No. 99-76 was the district court's order. For these reasons, we answer both certified questions in the negative.
QUESTIONS ANSWERED.
Moore, C.J., and Houston, See, Lyons, Johnstone, and Harwood, JJ., concur.
Brown, J., concurs in the result.
Reference
- Full Case Name
- John Dillard v. Baldwin County Commission.
- Cited By
- 7 cases
- Status
- Published