Ex Parte Bertram
Ex Parte Bertram
Dissenting Opinion
I dissent from the majority's holding that the judgment in this case must be reversed and the case remanded. I disagree with the majority's reasoning that the "traditional rules of statutory construction" interpreting §
As the Court of Criminal Appeals has stated:
Darby v. State,"`Although criminal statutes must be strictly construed in favor of those sought to be subject to their operation, *Page 893 the interests of justice demand that criminal statutes not be construed irresponsibly. In construing a statute this court has an obligation to ensure that such construction is in line with common sense and practicality of application.' Donley v. City of Mountain Brook,
429 So.2d 603 ,607 (Ala.Cr.App. 1982). See, also, Nobis v. State,401 So.2d 191 (Ala.Cr.App.), cert. denied,401 So.2d 204 (1981)."In a similar vein, this court noted in Mayberry v. State,
419 So.2d 262 ,265 (Ala.Cr.App. 1982) that `the construction [of a statute] should not defeat the obvious intent of the legislature, [citation omitted] or destroy the spirit and force of the law the legislature intended to enact.' See, also, §13A-1-6 , Code of Alabama 1975."
Section
Act No. 95-784, Ala. Acts 1995, amended §
"Relating to the offenses of driving a vehicle while under the influence of alcohol or a controlled substance; to amend Section
32-5A-191 , Code of Alabama 1975, so as to increase the fines for such offenses and to lower the blood alcohol level at or above which a person is prohibited from operating a motor vehicle from 0.10 to 0.08 percent. . . ."
(Emphasis added.) Act No. 95-784 specifically provided:
"Be It Enacted by the Legislature of Alabama:
"Section 1. The Legislature finds, determines, and declares the following:
"(1) Driving a vehicle while under the influence of alcohol or a controlled substance continues to be a major problem on the highways of our state and causes the death or injury of thousands of our citizens each year.
"(2) The Legislature should use whatever authority is available to it to discourage driving a vehicle while under the influence of alcohol or a controlled substance, including the levying of fines therefor at a level which will discourage such activity.
". . . .
"(9) This act should be liberally construed to accomplish its purposes and to promote the policies contained therein which are declared to be the public policy of this state."
(Emphasis added.) This policy — to deter individuals from repeatedly driving a vehicle while under the influence of alcohol or a controlled substance — is reiterated in the preamble to Act No.
"To amend Section
32-5A-191 , relating to driving under the influence of alcohol or a controlled substance; to *Page 894 increase the penalties for second and subsequent DUI convictions; to increase the minimum days of imprisonment or, in lieu thereof, community service days that may be imposed on second DUI offenders; to provide for mandatory minimum days of confinement for fourth DUI offenders; and to provide for the suspension of the motor vehicle registration of all vehicles owned by a repeat DUI offender."
(Emphasis added.)
The Legislature's intent in creating the offense of driving under the influence of alcohol or a controlled substance is clear and unambiguous. This State has a valid interest in deterring conduct that risks the safety and lives of its citizens. Individuals who repeatedly drive on our roadways while under the influence of alcohol or a controlled substance endanger our citizens and shall be punished. The Legislature has determined that to deter the individual from repeatedly engaging in such dangerous conduct and to protect this State's citizens a defendant's punishment for driving under the influence of alcohol or a controlled substance must increase with each conviction.
The majority's holding unnecessarily thwarts the objective of the Legislature. In my opinion the majority abandons a common-sense interpretation and practical application of the statute, inserts words into the statute that are not mandated, and construes the language of the statute directly opposite to the intent of the Legislature and to the common understanding of a reasonable person, even the accused.
The majority concludes that "[t]he only kind of convictions mentioned by Section
"(e) Upon first conviction [of violating this section], a person violating this section shall be punished. . . .
"(f) On second conviction [of violating this section] within a five-year period, a person convicted of violating this section shall be punished. . . .
"(g) On a third conviction [of violating this section], a person convicted of violating this section shall be punished. . . .
"(h) On a fourth or subsequent conviction [of violating this section], a person convicted of violating this section shall be guilty of a Class C felony and punished by. . . ."
The majority reasons that the addition of the bracketed language into the introductory phrase is "eminently reasonable" in light of the phrase "violating this section" that appears in the independent clause. I disagree.
The purpose of the language "violating this section" in the independent clauses in subsections (e), (f), (g), and (h) is to identify the present offense for which a defendant is being charged — a violation of §
Additionally, I note that the language in §
"The state also maintains that a construction of ORS [Oregon Revised Statute] 484.365 to include prior foreign convictions is supported by an examination of analogous provisions of the criminal code, i.e. the `ex-convict in possession' statute, ORS
166.270 , and the `dangerous offender' statute, ORS161.725 . However, as the state acknowledges, both statutes now expressly provide that foreign convictions are included in the terms of the statute."Prior to 1975, ORS
166.270 did not expressly include foreign convictions. In State v. Jones,4 Or.App. 447 ,452 ,479 P.2d 1020 (1971), this court held that a prior conviction of a felony in another state was within the terms of the former statute. However, Jones is distinguishable from the situation here because the issue was the interpretation of what constitutes a prior `felony.' The term `felony' is one of general application which can be defined by resort to the statute of the other jurisdiction. This is in contrast to the terms `traffic infraction' and `traffic crime' used in ORS484.365 which have neither general application nor are defined in other statutes."
I agree with the majority that criminal statutes should not be extended by construction. However, the majority's interpretation of the statute rejects the basic meaning of the words of the statute to construe it in favor of the defendant. A person is convicted of an offense. See Watson v. State,
"It is a fundamental rule of construction that penal statutes must be strictly construed, but should not be subjected to strained or unnatural construction in order to work exemption from their penalties. On the other hand, such statutes are not to be extended by construction. `While we disclaim the right to extend a criminal statute to cases out of its letter, yet we hold it to be our duty to apply it to every case clearly within the cause or mischief of making it, when its words *Page 896 are broad enough to embrace such case.'"
(Emphasis added; citations omitted.) See also Holmes v.Lambreth,
It appears ludicrous to me that a defendant would believe that the enhancements referred to in §
The Legislature, in enacting §
MOORE, C.J., and SEE and BROWN, JJ., concur.
Opinion of the Court
The defendant Patricia Norman Bertram was convicted of violating Subsections (a)(2) and (h) of Section
We granted Bertram's petition for a writ of certiorari to address a single question of first impression: whether Subsection (h) of Section
After reserving her right to appeal the adverse rulings of the trial court on the issue now before us, the defendant pleaded guilty to Count I of the indictment, which charged, in pertinent part, that she "did, on or about September 22, 2000, drive or have actual physical control of a vehicle, while [she] was under the influence of alcohol, in violation of §
Section
"(a) A person shall not drive or be in actual physical control of any vehicle while:
". . . .
"(2) Under the influence of alcohol;
". . . .
". . . .
"(e) Upon first conviction, a person violating this section shall be punished by [stating the penalty].
"(f) On a second conviction within a five-year period, a person convicted of violating this section shall be punished by [stating the penalty].
"(g) On a third conviction, a person convicted of violating this section shall be punished by [stating the penalty].
"(h) On a fourth or subsequent conviction, a person convicted of violating this section shall be guilty of a Class C felony and punished by [stating the penalty]." (Emphasis added.)
The only kind of convictions mentioned by Section
IMED Corp. v. Systems Eng'g Assocs. Corp.,"Words used in a statute must be given their natural, plain, ordinary, and commonly understood meaning, and where plain language is used a court is bound to interpret that language to mean exactly what it says. If the language of the statute is unambiguous, then there is no room for judicial construction and the clearly expressed intent of the legislature must be given effect."
Clements v. State,"A basic rule of review in criminal cases is that criminal statutes are to be strictly construed in favor of those persons sought to be subjected to their operation, i.e., defendants. Schenher v. State,
38 Ala.App. 573 ,90 So.2d 234 , cert. denied,265 Ala. 700 ,90 So.2d 238 (1956)."Penal statutes are to reach no further in meaning than their words. Fuller v. State,
257 Ala. 502 ,60 So.2d 202 (1952)."One who commits an act which does not come within the words of a criminal statute, according to the general and popular understanding of those words, when they are not used technically, is not to be punished thereunder, merely because the act may contravene the policy of the statute. Fuller v. State, supra, citing [Young v. State],
58 Ala. 358 (1877)."No person is to be made subject to penal statutes by implication and all doubts concerning their interpretation are to predominate in favor of the accused. Fuller v. State, supra."
Ex parte Jackson,"`Statutes creating crimes are to be strictly construed in favor of the accused; they may not be held to apply to cases not covered by the words used. . . .' United States v. Resnick, *Page 892
299 U.S. 207 ,209 ,57 S.Ct. 126 ,127 ,81 L.Ed. 127 (1936). See also, Ex parte Evers,434 So.2d 813 ,816 (Ala. 1983); Fuller v. State,257 Ala. 502 ,60 So.2d 202 ,205 (1952)."
We read Section
In the case before us, the defendant's prior Florida conviction is not a conviction of violating Section
REVERSED AND REMANDED.
HOUSTON, LYONS, HARWOOD, and WOODALL, JJ., concur.
MOORE, C.J., and SEE, BROWN, and STUART, JJ., dissent.
Reference
- Full Case Name
- Ex Parte Patricia Norman Bertram. (In Re Patricia Norman Bertram v. State of Alabama).
- Cited By
- 42 cases
- Status
- Published