Ex Parte Newton
Ex Parte Newton
Opinion of the Court
This co-employee-liability action arose from an accident at Wright Pre-Cast Concrete, Inc., in which Robert H. Newton, Sr., an employee of Wright Pre-Cast Concrete, was seriously injured. Newton sued three co-employees — George Wright, the owner of the company; Georgette Wright, the manager; and Guy Wright, a supervisor (hereinafter referred to collectively as "the Wrights").
Newton made two claims against the Wrights, both alleging that they had engaged in willful conduct that resulted in his injuries. First, he claimed, under Ala. Code 1975, §
The Court of Civil Appeals affirmed the judgment of the trial court, without an opinion. Newton v. Wright (No. 2010342, March 14, 2003),
The wire machine on which Newton was injured had three rollers: (1) the upper roll (the "pinch roll"), (2) the lower roll (the "power roll"), and (3) the rear lower roll (the "pressure roll"). Coiled wire mesh had to be hand-fed between the pinch roll and the power roll; the mesh was pulled into the machine, where it was straightened as it passed over the pressure roll. As originally manufactured and installed at the plant, the wire machine had an upper-roll-release lever located on the material-entry side. When the lever was pulled, the pinch roll and the power roll separated immediately, eliminating the nip point *Page 853 where they met. Robert T. Tolbert, a mechanical engineer, explained by affidavit the purposes of the upper-roll-release lever:
"The [upper] roll release lever serves two purposes. One purpose is to remove products from the slip roll when formed into a cylindrical or otherwise impractical to remove shape. This feature allows an operator the ability to form cylinders and remove them without having to cause deformation of the work piece. This is the functional purpose of this lever. In the application at Wright Pre-Cast Concrete, since they did not form cylinders with this machine, the lever served no functional purpose whatsoever. It neither facilitated nor expedited any work at Wright Pre-Cast.
"The second purpose of the lever is to remove, or extricate, materials or personnel during an upset condition, or an emergency situation. This is a safety function to prevent, or minimize, operator injuries. One example would be if an operator is rolling [a] thin, narrow strip, and it kinks and jams. With a power roll, sometimes there could be quite a jam before the operator sees the problem and stops the machine. If it weren't for the opening of the slip roll, the only way to remove it would require pulling, tugging, cutting, etc., to extricate the material. This would be a dangerous, risky operation for both man and machine. Another example would be in the unfortunate situation that personnel begin to become pulled into the in-running nip point between the pinch roll and the power roll. The [upper] roll release provides virtually instantaneous release of pressure between the rolls, allowing personnel to extricate themselves. During normal operation of the machine, operators' hands are regularly in the vicinity of an in-running nip point during feeding operations. Although a functional [upper] roll release may not always totally prevent an operator becoming entangled in the in-running nip point, serious injury could be minimized or eliminated by the operator being able to free himself by releasing pressure. The release of the pressure would then stop the operator from being pulled in at a certain, continual, unyielding pull, that a man (or woman) is incapable of overpowering or stopping."
(Emphasis added.)
Before Newton's accident, the wire machine had begun to malfunction. Specifically, the upper-roll-release lever began to pop out of position, causing the pinch roll and the power roll to separate, which prevented the wire mesh from being pulled into the machine. This problem first occurred after the employer welded metal beads to the surfaces of the pinch roll and the power roll to increase the pressure between those rolls. In order to keep the upper-roll-release lever from moving, the lever was welded shut.
At some point after the lever was welded shut, an operator was injured while he was feeding wire mesh into the machine. The operator was wearing gloves to protect his hands from the wire mesh. One of his gloves became caught in the wire mesh, causing his hand to be pulled into the nip point between the pinch roll and the power roll. As the result of the accident, the operator suffered the amputation of a finger. The Wrights were aware of this accident.
On October 27, 1998, while Newton was attempting to feed wire mesh into the machine, a glove on his left hand caught on a barb of the wire, and his left hand was pulled between the pinch roll and the power roll. As Newton attempted to extricate his left hand with his right hand, his right hand was also pulled into the machine. *Page 854 His hands were freed from the wire machine by coworkers, who used a steel bar to break the weld securing the upper-roll-release lever. At the time of the accident, the lever was within Newton's reach.
Ex parte Martin,"We review a summary judgment by the same standard the trial court uses when it rules on a motion for summary judgment. Long v. Bankers Life Cas. Co.,
294 Ala. 67 ,70 ,311 So.2d 328 ,329 (1975). A trial court should grant a motion for summary judgment where there is no genuine issue of material fact and the moving party is entitled to a judgment as a matter of law. Rule 56, Ala. R. Civ. P.; Pitts v. Beasley,706 So.2d 711 ,712 (Ala. 1997). If the movant makes a prima facie showing that there is no genuine issue of material fact, then the burden shifts to the nonmovant to present substantial evidence creating such an issue. Bass v. SouthTrust Bank of Baldwin County,538 So.2d 794 (Ala. 1989); Bean v. Craig,557 So.2d 1249 ,1252 (Ala. 1990)."
The Workers' Compensation Act, §
"(1) A purpose or intent or design to injure another; and if a person, with knowledge of the danger or peril to another, consciously pursues a course of conduct with a design, intent, and purpose of inflicting injury, then he or she is guilty of `willful conduct.'
"(2) The willful and intentional removal from a machine of a safety guard or safety device provided by the manufacturer of the machine with knowledge that injury or death would likely or probably result from the removal; provided, however, that removal of a guard or device shall not be willful conduct unless the removal did, in fact, increase the danger in the use of the machine. . . ."
We will discuss each subsection separately.
*Page 855"[W]e believe the Legislature sought to [e]nsure that these kinds of cases would not be submitted to a jury without at least some evidence tending to show . . . that a reasonable man in the position of the defendant would have known that a particular result (i.e., injury or death) was substantially certain to follow from his actions."
(Emphasis added.) In response to Newton's claim, the Wrights argue on appeal, as they did in their summary-judgment motion, that Newton has offered no evidence indicating that they were "substantially certain" that injury would occur if employees, including Newton, continued to operate the wire machine in its known condition. Newton, on the other hand, contends that he "has presented substantial evidence that an injury was substantially certain to occur while operating the known and proven dangerous machine." Newton's brief, at 25. We agree with the Wrights.
The substantial-certainty standard is an exacting one. Indeed, "an injured plaintiff [must] prove more than simply that he was compelled to work under circumstances that posed a foreseeable risk of harm to him or others (or circumstances from which harm could likely or even probably result)." Reed, 527 So.2d at 120. In his petition for the writ of certiorari, Newton alleges that his claim under §
"[W]e hold that a `safety device' or `safety guard' is that which is provided, principally, but not exclusively, as protection to an employee, which provides some shield between the employee and danger so as to prevent the employee from incurring injury while he is engaged in the performance of the service required of him by the employer: it is not something that is a component part of the machine whose principal purpose is to facilitate or expedite the work.
". . . .
". . . [W]e hold that the failure to maintain and/or repair a safety guard or device provided by the manufacturer of a particular machine would be tantamount to the `removal of' or the `failure to install' a safety guard or device. To hold otherwise would allow supervisory employees to neglect the maintenance and repair of safety equipment provided to protect co-employees from injury, which by its very nature is a clear violation of public policy."
The substance of Newton's claim is stated clearly in his petition for the writ of certiorari:
"[T]he [Wrights] violated §
25-5-11 (c)(2) in that they failed to maintain or repair a safety device provided with the machine as originally designed and manufactured, and this failure to maintain *Page 856 and repair the safety device directly caused the amputation of [my] hands by the machine. The safety device, called an `upper-roll release,' had, in fact, been welded shut so that it was inoperable. Had it not been welded shut, [my] injuries could have been avoided or greatly reduced."
(Emphasis in original.) In response to Newton's claim, the Wrights argue on appeal, as they did in their summary-judgment motion, that the upper-roll-release lever was not a safety device, and that, even if it was such a device, welding it in place did not increase the danger in using the machine. Newton, on the other hand, contends that he presented substantial evidence creating a genuine issue of material fact as to this claim. We agree with Newton.
In their summary-judgment motion, the Wrights alleged that it was clear from the testimony of their engineering expert that the upper-roll-release lever was not principally a safety device, but, instead, the principal purpose of the lever was to facilitate the removal of tubular sheet material from the pinch roll. In response, Newton offered the testimony of Tolbert, his engineering expert, which clearly presented a genuine issue of material fact as to whether the principal purpose of the lever was to protect an employee or to facilitate the work. In order to agree with the Wrights' argument, we would have to ignore Tolbert's testimony concerning the safety functions of the lever. Although the Wrights ignore that testimony in their brief to this Court, we cannot do so.
Finally, the Wrights make a conclusory argument that, even if the upper-roll-release lever could be properly found to be a safety device, the fact that it was welded shut did not increase the risk in operating the machine. This argument merits little analysis, because Tolbert's testimony obviously provided substantial evidence to the contrary. Also, while the Wrights contend that Newton's ignorance of the function of the lever somehow supports their contention, it certainly does not. SeeJackson v. Hill,
Because Newton presented substantial evidence in support of his claim under §
AFFIRMED IN PART; REVERSED IN PART; AND REMANDED.
HOUSTON, SEE, LYONS, BROWN, HARWOOD, and STUART, JJ., concur.
JOHNSTONE, J., concurs in part and dissents in part.
Dissenting Opinion
I concur in reversing the summary judgment against the plaintiff on his claim under §
Reference
- Full Case Name
- Ex Parte Robert H. Newton, Sr. (In Re Robert H. Newton, Sr. v. George Wright).
- Cited By
- 7 cases
- Status
- Published