Valentine v. Watters
Valentine v. Watters
Opinion
Linnie F. Valentine appeals from the trial court's summary judgment in favor of the defendant, Richard L. Watters. We reverse and remand.
On June 24, 1988, Valentine underwent bilateral breast-implant surgery. The implants later caused problems, including pain, hardness, discoloration, swelling, and leakage. Valentine consulted attorney Richard Watters about pursuing litigation. Valentine and Watters dispute the substance of their conversation at that consultation. Valentine states that Watters represented to her that he was very familiar with litigation regarding breast implants and that he had represented several clients in breast-implant litigation. She further claims that Watters's statements to that effect "enticed" her to hire him. (Valentine's brief, pp. 5-6.) She states that it was not until Watters's deposition in this case that she learned that he had not represented any client in litigation regarding breast implants. Watters denies that he told Valentine that he had represented other clients in breast-implant litigation; he states that he told her that he had represented other clients in products-liability actions. Valentine claims that if she had known that Watters had had no experience representing clients in breast-implant litigation, she would not have hired him to represent her.
On January 1, 1993, Valentine and Watters entered into a retainer agreement pursuant to which Watters agreed to represent Valentine in her litigation regarding her breast implants. On November 23, 1993, Watters, on Valentine's behalf, sued Medical Engineering Corporation, the manufacturer of the breast implants, in the Mobile Circuit Court. Thereafter, the case was removed to federal court; the action was later stayed and consolidated with a class-action suit in the United States District Court for the Northern District of Alabama. Valentine agreed to consolidate her case with the class action. In her briefs before this Court and in the record, Valentine consistently refers to the class-action suit and the offices responsible *Page 387 for processing her settlement collectively as the Multi-District Breast Implant Litigation ("the MDL"); for purposes of this opinion, we will do the same.
Valentine claims that she contacted Watters's office frequently to inquire about the status of her case and that Watters's office "repeatedly advised [her] that everything was fine and that the papers had been filed." (Valentine's brief, p. 7.) Valentine states that, in September 1996, she received a telephone call from Watters in which he informed her that the claims administrator's office that was managing the class-action suit "had lost her papers and that she needed to come in and sign a new document." Id. Thereafter, Valentine met Watters at his office and signed a new registration form for participation in the MDL settlement program. She states that Watters assured her that everything was in order and that she would be receiving her portion of the settlement soon. Valentine states that this meeting occurred after the deadline for filing an election to participate in the class action had passed.
Valentine states that in December 1996 she met with Watters, and he again advised her "that the [office managing the] MDL had lost her file and all her paperwork." Id. Watters gave Valentine a handwritten note stating that he would try to find someone else in the Mobile County area who would help straighten out her problems. Valentine requested that Watters give her her file. He did, and, after reviewing her file, she noticed that "the Court had mailed several papers to Mr. Watters that included deadline dates required by the MDL." (Valentine's brief, p. 8.) Valentine concluded that Watters had failed to file any documents before those deadlines. On December 12, 1996, Valentine went back to Watters's office. She claims that Watters again told her that he had filed her paperwork, that the office managing the MDL had lost her paperwork, and that she would be classified as a "late registrant." According to Valentine, when her husband asked Watters to produce copies of the documents he had filed on her behalf for participation in the class-action suit, Watters admitted to Valentine that he had not filed the paperwork. Watters states in an affidavit that he "filled in all forms that [he] received and sent them in."
On September 9, 1997, Valentine filed an action against Watters, alleging legal malpractice, misrepresentation, and negligent misrepresentation. Valentine argues that Watters breached the legal duty owed her and that he failed to use the requisite degree of care, skill, and diligence in seeing to the timely filing of her claim so as to be included as a class member in the MDL. Valentine further alleges in her complaint that Watters knowingly made false representations to her, that she relied on those representations, and that she suffered damages as a result of her reliance.
The trial court appointed James Lynn Perry as special master to determine the difference between the benefits that would have been afforded to Valentine as a current registrant in the MDL and those afforded to her as a late registrant. Perry concluded that as a "late registrant" Valentine was not entitled to the same benefits she would have received as a "current registrant."1 *Page 388
On November 15, 1999, Valentine moved for a summary judgment.2 Based on a recommendation of the Mobile Bar Association, Valentine consulted with Kent McPhail, an attorney with experience in breast-implant litigation, to investigate whether Valentine could recover under the MDL as a "late registrant." McPhail attempted to secure benefits as a current registrant for Valentine but was not successful.
On March 3, 2000, Valentine identified McPhail as her only expert witness in her legal-malpractice action against Watters. McPhail gave a sworn statement in which he stated his opinion that Watters violated the applicable standard of care in Valentine's case. Watters sought to discover McPhail's case files and the names of the other clients he represented in breast-implant litigation. McPhail refused, contending that that information was privileged and confidential. On October 12, 2002, the trial court ordered Valentine to provide Watters a list of McPhail's breast-implant-litigation clients. At that point, McPhail declined to testify as Valentine's expert witness. On December 10, 2002, Valentine sent a letter to the trial court removing McPhail as an expert witness; however, she reserved the right to call him as a fact witness.
On February 21, 2003, Watters moved for a summary judgment and argued that the Alabama Legal Services Liability Act, §
Valentine argues that this Court should determine: (1) whether her misrepresentation claim is governed by the ALSLA; (2) whether under the ALSLA she is required to present expert testimony on the question whether Watters was negligent as a matter of law in failing to timely file her paperwork with the MDL; and, (3) whether she is required under the ALSLA to present expert testimony to establish that Watters breached the duty of care he owed her.3 *Page 389
This Court reviews de novo a summary judgment. Sessions v.Espy,
Id. (quoting Hollingsworth v. City of Rainbow City,"`"`[W]e utilize the same standard as the trial court in determining whether the evidence before [it] made out a genuine issue of material fact,' and whether the movant was `entitled to judgment as a matter of law.' Rule 56(c), Ala. R. Civ. P. When the movant makes a prima facie showing that there is no genuine issue of material fact, the burden shifts to the nonmovant to present substantial evidence creating such an issue. Evidence is `substantial' if it is of `such weight and quality that fair-minded persons in the exercise of impartial judgment can reasonably infer the existence of the fact sought to be proved.' Our review is further subject to the caveat that this Court must review the record in a light most favorable to the nonmovant and must resolve all reasonable doubts against the movant."'"
The movant, Watters, may satisfy his burden of production by submitting affirmative evidence that negates an essential element of the nonmovant's claim or by demonstrating that the nonmovant's evidence is insufficient to establish an essential element of the nonmovant's claim. Ex parte General Motors Corp.,
Valentine argues that her claim that Watters misrepresented his level of expertise and thus fraudulently induced her to hire him is not governed by the ALSLA because, she says, at the time of the alleged misrepresentation, Watters had not yet agreed to represent Valentine. Thus, she argues, Watters fraudulently induced her to enter into the attorney-client relationship.4 Valentine states that, because the attorney-client relationship did not exist at the time of the misrepresentation, the ALSLA does not apply to her claim. She argues that, therefore, her case should be governed by CrowneInvs., Inc. v. Bryant,
In response, Watters argues that, in enacting the ALSLA, the Alabama Legislature specifically provided that all causes of action against legal-service providers are to be governed by the ALSLA. He also argues that all of the actions Valentine complains about occurred as the result of Watters's representing her in the breast-implant litigation. Therefore, Watters argues, even though Valentine framed her causes of action as assignment of common-law negligence and fraud, she is entitled to only one cause of action under the ALSLA.
"[T]he ALSLA applies to all actions against `legal service providers' alleging a breach of their duties in providing legal services." *Page 390 Sessions, 854 So.2d at 522; see also Cunningham v. Langston,Frazer, Sweet, Freese, P.A.,
"There shall be only one form and cause of action against legal service providers in courts in the State of Alabama and it shall be known as the legal service liability action and shall have the meaning defined herein."
The term "legal service liability action" is defined as:
"Any action against a legal service provider in which it is alleged that some injury or damage was caused in whole or in part by the legal service provider's violation of the standard of care applicable to a legal service provider. A legal service liability action embraces all claims for injuries or damages or wrongful death whether in contract or in tort and whether based on an intentional or unintentional act or omission. A legal services liability action embraces any form of action in which a litigant may seek legal redress for a wrong or an injury and every legal theory of recovery, whether common law or statutory, available to a litigant in a court in the State of Alabama now or in the future."
Ala. Code 1975, §
In Cunningham, this Court noted that, "from a plaintiff's perspective, the ALSLA applies to any claim originating from his receipt of legal services. This is evident from several provisions throughout the Act, such as the section setting out the standard of care [§ 6-5-572(3)a. and b.]" 727 So.2d at 803. Specifically, § 6-5-572(3)a. and b. provide:
"a. The standard of care applicable to a legal service provider is that level of such reasonable care, skill, and diligence as other similarly situated legal service providers in the same general line of practice in the same general locality ordinarily have and exercise in a like case.
"b. However, if the legal service provider publishes the fact that he or she is certified as a specialist in an area of the law or if the legal service provider solicits business by publicly advertising as a specialist in the area of the law, the standard of care applicable to such legal service provider shall be such reasonable care, skill and diligence as other legal service providers practicing as a specialist in the same area of the law ordinarily have and exercise in a like case."
Pursuant to §
In this case, Valentine concedes in her brief to this Court that her action against Watters is a legal-malpractice action. She argues, however, that Watters's misrepresentation occurred before she and Watters entered into an attorney-client relationship. Citing Cunningham, she argues that "[t]he tort predates the receipt of legal services and does not arise out of legal services." (Valentine's brief, p. 16.)
Cunningham involved a dispute between two law firms over an agreement to divide the fees in a case. In Cunningham, this Court thoroughly addressed the applicability of the ALSLA to actions against legal-service providers. We explained that, while the ALSLA applies to actions against legal-service providers where a plaintiff alleges that there has been a breach of the legal-service provider's duty in providing legal services, it does not apply to all actions filed against legal-service providers by someone whose claim does not arise out of the receipt of legal services. Cunningham, 727 So.2d at 804. *Page 391 Further, we stated that the "legal actions" the Legislature was concerned about in enacting the ALSLA are actions against attorneys in their professional capacities. Id.
In this case, Valentine alleges that Watters's misrepresentation at their initial consultation does not fall under the purview of the ALSLA because, she argues, she had not yet hired Watters and they had not yet entered into an attorney-client relationship. Despite Valentine's contentions, it appears that the ALSLA controls her misrepresentation claim. The ALSLA applies to any claim originating as the result of the plaintiff's receipt of legal services. Moreover, the ALSLA expressly contemplates that the standard of care applicable to a particular attorney is, in part, based on whether the attorney represents to the community, or "publishes," that he or she is specialized in a particular area of the law. See § 6-5-572(3)b., Ala. Code 1975. An attorney's representations to a potential client are governed by the ALSLA. The mere existence or nonexistence of an express contract, employment, the payment of legal fees, or the length of the consultation is not determinative of whether a preliminary consultation has matured into an attorney-client relationship. Green v. MontgomeryCounty,
Valentine argues that the requirement that expert testimony from a similarly situated legal-service provider is necessary to establish that an attorney breached the applicable standard of care does not apply when the defendant attorney is negligent as a matter of law. In support of this argument, Valentine cites only a Mississippi case, Thompson v. Erving's Hatcheries, Inc.,
In response, Watters argues that legal-malpractice cases differ from medical-malpractice cases because legal analysis of the plaintiff's underlying claim is required to determine if the claim is meritorious. Presumably, following Watters's logic, if the underlying case lacks merit, then the plaintiff is not harmed by the attorney's alleged malpractice.
Alabama's statutory scheme for establishing a breach of the applicable standard of care in legal-malpractice actions is similar to the requirements imposed by the Medical Liability Act of 1987, §§
"A health care provider may testify as an expert witness in any action for injury or damages against another health care provider based on breach of the standard of care only if he or she is a `similarly situated health care provider as defined above.'"
However, this Court has consistently required a medical-malpractice plaintiff to produce expert medical testimony to establish the applicable standard of care in order to satisfy its burden of proof pursuant to §
In Rosemont, Inc. v. Marshall,
Recently, this Court in Ex parte HealthSouth Corp., supra, stated that it was obvious that expert testimony was not needed to support a claim that nurses had breached the standard of care in failing to respond to the plaintiff patient's repeated calls for assistance. 851 So.2d at 39. We stated that "[a] jury could use `common knowledge and experience' to determine whether the standard of care was breached in this case, where custodial care, not medical care, is at issue." Id.
The expert-testimony requirement in medical-malpractice actions predates the enactment of the Medical Liability Act of 1987 and its predecessor, the Alabama Medical Liability Act, which was enacted in 1975. Parrish v. Spink,
Section
However, Valentine asks this Court to apply to legal-malpractice actions the general exception applicable in a medical-malpractice action, "`in a case where want of skill or lack of care is so apparent . . . as to be understood by a layman, and requires only common knowledge and experience to understand it.'" Dimoff v. Maitre,
Many other jurisdictions recognize a "common knowledge" exception to the requirement that a plaintiff in a legal-malpractice case must present expert testimony. McIntyrev. Rumsey,
Watters argues, and we agree, that expert testimony is generally required in a legal-malpractice case because a jury that is unfamiliar with the principles of law governing the underlying case might be incapable of discerning whether a lawyer's professional conduct falls outside an acceptable standard of care. Generally, an expert may testify when "scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue." Ala. R. Evid. 702. However, "Alabama historically and generally has refused expert testimony or opinion on a subject that is within the understanding of the average *Page 394 layperson." Ala. R. Evid. 702, Advisory Committee's Notes.
Whether Valentine would have prevailed in the MDL litigation is a question which is within the understanding of a jury; therefore, Valentine need not present expert testimony on this issue. See Whitley v. Chamouris,
We are persuaded by our earlier analyses under the medical-services-liability cases and by other courts' application of that same kind of analysis to legal-services-liability cases that an exception to the general requirement that a plaintiff present expert testimony in support of a legal-malpractice claim occurs where a legal-service provider's want of skill or lack of care is so apparent as to be understood by a layperson and requires only common knowledge and experience to understand it. Whether Watters failed to file the requisite forms for Valentine to participate in the MDL is a question of fact for the jury to decide, and whether such a failure to timely file violates the applicable standard of care is a question that ordinarily does not require expert testimony.
Valentine also argues that she need not produce expert testimony to assist the trier of fact to understand that misrepresenting the truth is a breach of the standard of care an attorney owes to his client. Valentine and Watters disagree as to whether Watters represented that he had experience in breast-implant litigation. Valentine states that Watters told her that he had represented other clients in breast-implant litigation, while Watters states that he told Valentine only that he had represented clients in products-liability litigation. Whether Watters misrepresented his qualifications to Valentine is also a question for the jury.
Valentine appeals the trial court's summary judgment in favor of Watters; therefore, we must review Valentine's version of the facts as stated in the record before us in the light most favorable to her. See Ex parte General Motors Corp., 769 So.2d at 905. Accepting Valentine's claim that *Page 395 Watters told her that he had represented prior clients in litigation involving breast implants and that he later admitted he had not, we conclude that Valentine is not required to present expert testimony to support her claim that Watters breached the applicable standard of care in misrepresenting his qualifications to her in this manner. We hold that a trier of fact with common knowledge and experience could determine that an attorney's representation that he or she has had experience in a certain type of litigation, when that representation is not true, violates the standard of care. Accordingly, we reverse the trial court's summary judgment and remand this case for proceedings consistent with this opinion.
REVERSED AND REMANDED.
HOUSTON, LYONS, BROWN, JOHNSTONE, HARWOOD, WOODALL, and STUART, JJ., concur.
Reference
- Full Case Name
- Linnie F. Valentine v. Richard L. Watters.
- Cited By
- 16 cases
- Status
- Published