State v. Bui
State v. Bui
Opinion
Quang Ngoc Bui is charged with capital murder in the Montgomery Circuit Court. The State of Alabama petitions for a writ of mandamus directing Judge Charles Price to set aside his order authorizing the use of State funds for defense counsel to travel to Vietnam to conduct an investigation of possible mitigating evidence. For the reasons discussed below, we grant the petition.
New defense counsel filed a motion for permission to proceed ex parte on applications for funds. Before the trial court ruled on this motion, defense counsel filed an ex parte motion for extraordinary funds in order to travel to Vietnam to conduct an investigation of possible mitigating evidence.1 Without giving the State notice and an opportunity to respond, the trial court granted this motion for extraordinary funds. Its order sets forth the grounds for its ruling. The order authorized the defendant's two attorneys and a cultural expert to travel to Vietnam at the State's expense. The State filed an objection to the motion, asking that the order be vacated and, alternatively, that the State be given an opportunity to be heard. The trial court denied the State's objection without a hearing and without an explanation for its denial. The State then filed a petition for a writ of mandamus with the Court of Criminal Appeals; that court denied the petition that same day, without an opinion. Exparte State (Bui) (No. CR-03-0447, Dec. 29, 2003), ___ So.2d ___ (Ala.Crim.App. 2003) (table). This petition followed.
Bui argues that the State has no clear legal right to challenge his motion for extraordinary funds because it did not object when he filed his motion for permission to proceed ex parte on applications for funds. Bui also argues that the investigation is paramount to his case because, he says, there is extensive social data to be collected about him in Vietnam; that his former attorney, who previously traveled to Vietnam at State expense, either did not obtain affidavits from his family members and his records from Vietnam or no longer had them in her possession when Bui requested the information for his retrial; and that it is vital for his expert witness to conduct research in Vietnam in order to be able to testify at trial.
The dispositive issue before this Court is whether the State has a right to have the trial court's order vacated. The State has no absolute right to a hearing on its objection. See Rule 34.2, Ala. R.Crim. P. ("Upon request of any party, or on its own initiative, the court may set any motion for hearing. The court may limit or deny oral argument on any motion, unless otherwise provided by these rules."). Moreover, under Ake v. Oklahoma,
While we recognize defense counsel's obligation to conduct a thorough investigation of a defendant's background, the trial court must consider the reasonableness of the investigation. InWiggins v. Smith,
"In assessing the reasonableness of an attorney's investigation, . . . a court must consider not only the quantum of the evidence already known to counsel, but whether the known evidence would lead a reasonable attorney to investigate further."
Based upon Bui's ex parte motion for extraordinary funds, the trial court's order granting the motion, and the State's objection to the ex parte motion, this Court is not convinced that a sufficient showing2 has been made as to the necessity for defense counsel to undertake a second trip to Vietnam for another investigation as approved by the trial court.
Bui acknowledged in his ex parte motion for extraordinary funds that his former counsel had traveled to Vietnam to conduct an investigation for mitigation purposes during Bui's first trial. However, Bui did not reveal in that motion the quantum of the evidence gathered by his former counsel during that trip. Nevertheless, for all that appears, the trial court based its ruling upon Bui's undeveloped assertion that his former counsel had advised his current appointed counsel "to return to Vietnam in order to contact family and further obtain *Page 1231 medical, military, and school records."3 Without evidence from the former attorney concerning the quantum of the evidence previously obtained and her explanation as to the alleged loss of files, the trial court lacked critical information essential to determining the necessity of the requested expense. Perhaps facing a hearing at which she would be required to testify as to her activities, Bui's former counsel might either redouble her earlier efforts to locate apparently misplaced files or furnish an adequate explanation of their present whereabouts.
Given the State's argument that further investigation in Vietnam is unnecessary and its challenge to the reasonableness of items of cost referred to in the trial court's order but not previously itemized in Bui's motion for extraordinary funds, including business-class airfare for three and other expenses totaling at least $54,000,4 we conclude that the trial court exceeded its discretion in failing to afford the State an opportunity to participate in a proceeding in which the State may (a) interrogate former counsel only as to her efforts to locate her records from her trip to Vietnam in preparation for Bui's first trial and the present location of such records and (b) challenge the reasonableness, without otherwise challenging the necessity, of the amount of costs. Under such limitations, Bui's right to shield his trial strategy from the State will be protected and, at the same time, the State's interest in avoiding unwise expenditure of public funds will also be honored.
PETITION GRANTED; WRIT ISSUED.
HOUSTON, SEE, BROWN, JOHNSTONE, HARWOOD, WOODALL, and STUART, JJ., concur.
Reference
- Full Case Name
- Ex Parte State of Alabama. (In Re State of Alabama v. Quang Ngoc Bui).
- Cited By
- 9 cases
- Status
- Published