Ex Parte Covington Pike Dodge, Inc.
Ex Parte Covington Pike Dodge, Inc.
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 228
Covington Pike Dodge, Inc. ("Covington Pike"), a Delaware corporation whose principal place of business is in Tennessee, petitions for a writ of mandamus directing the trial court (1) to vacate its order denying Covington Pike's motion to dismiss, for lack of personal jurisdiction, the claims of Lana M. Henderson against it, and (2) to enter an order dismissing Henderson's claims against it. We grant the petition and issue the writ.
On July 30, 2002, Henderson sued Bud Purser, as administrator of the estate of Stanley Smith and as administrator of the estate of Lester Williams; Covington Pike; and Alfa Mutual Insurance Company, which provided uninsured/underinsured-motorist insurance to Henderson, in the Marion Circuit Court. The complaint alleged, among other things, that Covington Pike owned or had a right of control over the Accord, and that it had negligently and/or wantonly entrusted the Accord to Smith. Furthermore, the complaint alleged that Covington Pike negligently, recklessly, and wantonly exercised or failed to exercise supervisory control over the Accord.
On September 3, 2002, Covington Pike filed a motion to dismiss pursuant to Rule 12(b)(2), Ala. R. Civ. P., arguing that the Marion Circuit Court lacked personal jurisdiction over it; the same motion sought, in the alternative, a summary judgment on the merits of Henderson's claims against Covington Pike (the motion is hereinafter referred to as "the motion to dismiss"). Henderson filed an opposition to the motion to dismiss on August 4, 2003. In an order dated October 7, 2003, the trial court denied the motion to dismiss and reserved ruling on the summary-judgment aspect of the motion. This order was filed with the clerk of the Marion Circuit Court on November 17, 2003. Covington Pike then filed this petition for the writ of mandamus.
"[A] petition for a writ of mandamus is the proper device by which to challenge the denial of a motion to dismiss for lack of in personam jurisdiction. See Ex parte McInnis,Ex parte Dill, Dill, Carr, Stonbraker Hutchings, P.C.,820 So.2d 795 (Ala. 2001); Ex parte Paul Maclean Land Servs., Inc.,613 So.2d 1284 ,1286 (Ala. 1993). `"An appellate court considers de novo a trial court's judgment on a party's motion to dismiss for lack of personal jurisdiction."' Ex parte Lagrone,839 So.2d 620 ,623 (Ala. 2002) (quoting Elliott v. Van Kleef,830 So.2d 726 ,729 (Ala. 2002)). Moreover, `[t]he plaintiff bears the burden of proving the court's personal jurisdiction over the defendant.' Daynard v. Ness, Motley, Loadholt, Richardson Poole, P.A.,290 F.3d 42 , 50 (1st Cir. 2002)."
Wenger Tree Serv. v. Royal Truck Equip., Inc.,"`In considering a Rule 12(b)(2), Ala. R. Civ. P., motion to dismiss for want of personal jurisdiction, a court must consider as true the allegations of the plaintiff's complaint not controverted by the defendant's affidavits, Robinson v. Giarmarco Bill, P.C.,
74 F.3d 253 (11th Cir. 1996), and Cable/Home Communication Corp. v. Network Productions, Inc.,902 F.2d 829 (11th Cir. 1990), and "where the plaintiff's complaint and the defendant's affidavits conflict, the . . . court must construe all reasonable inferences in favor of the plaintiff." Robinson,74 F.3d at 255 (quoting Madara v. Hall,916 F.2d 1510 , 1514 (11th Cir. 1990)).'"
Dill,"`A physical presence in Alabama is not a prerequisite to personal jurisdiction over a nonresident.' Sieber v. Campbell,
810 So.2d 641 ,644 (Ala. 2001). What is required, however, is that the defendant have such contacts with Alabama that it `"should reasonably anticipate being haled into court [here]."' Dillon Equities v. Palmer Cay, Inc.,501 So.2d 459 ,462 (Ala. 1986) (quoting World-Wide Volkswagen Corp. v. Woodson,444 U.S. 286 ,297 ,100 S.Ct. 559 ,62 L.Ed.2d 490 (1980))."Depending on the quality and quantity of the contacts, jurisdiction may be either general or specific. Leventhal v. Harrelson,
723 So.2d 566 ,569 (Ala. 1998). `General jurisdiction applies where a defendant's activities in the forum state are "substantial" or "continuous and systematic," regardless of whether those activities gave rise to the lawsuit. . . . A court has specific jurisdiction when a defendant has had few contacts with the forum state, but those contacts gave rise to the lawsuit.' Id."But regardless of whether jurisdiction is alleged to be general or specific, the nexus between the defendant and the forum state must arise out of `"an action of the defendant [that was] purposefully directed toward the forum State."' Elliott [v. Van Kleef,
830 So.2d 726 ,731 (Ala. 2002)] (quoting Asahi Metal Indus. Co. v. Superior Court of California,480 U.S. 102 ,112 ,107 S.Ct. 1026 ,94 L.Ed.2d 92 (1987)). `This purposeful-availment requirement assures that a defendant will not be haled into a jurisdiction as a result of "`the unilateral activity of another person or a third person.'"' Elliott,830 So.2d at 731 (quoting Burger King Corp. v. Rudzewicz,471 U.S. 462 ,475 ,105 S.Ct. 2174 ,85 L.Ed.2d 528 (1985))."
In support of its motion to dismiss, Covington Pike included the affidavit of Derrick *Page 231 Daniels, its general manager. Daniels's affidavit states, in pertinent part:
"Covington Pike incorporated in the State of Delaware on June 18, 1991. Since that date, Covington Pike has maintained its sole office and sole place of business in Memphis, Tennessee. Covington Pike has no offices located outside of Memphis, Tennessee. Covington Pike's primary corporate purpose is to sell and service vehicles in Tennessee. In connection with that corporate purpose, Covington Pike did not conduct any business of any kind within the State of Alabama in March of 2002, nor does it conduct any business in Alabama presently. It is not qualified to do business in Alabama and has not availed itself of the privilege of conducting business in Alabama. Covington Pike does not have a dealership in Alabama, nor does it have any employees in Alabama, nor does Covington Pike own any real property or personal property therein. Covington Pike does not advertise its services in Alabama.
"On February 28, 2002, Covington Pike sold a 1993 Honda Accord [automobile] . . . to Lester Williams, now deceased. The sale was completed and the vehicle delivered to him in Memphis, Tennessee, at the dealership. At no time thereafter, did Covington Pike possess the vehicle or claim any right, title or interest in the vehicle or maintain control or dominion over the vehicle.
"Although on March 2, 2002 Lester Williams was an employee of Covington Pike he was not on duty at the time of the accident in Alabama. At the time of the accident Lester Williams was not on any errand for Covington Pike, was not performing any acts or providing any services for Covington Pike and Covington Pike was both unaware of his activities and location at that time of the accident. Covington Pike did not direct any activities of Mr. Williams at the time of the accident or at any time material hereto.
"At no time has Stanley Smith ever been an agent, servant or employee of Covington Pike, and, at the time of the accident sued upon, Covington Pike was not controlling his activities."
Attached to the affidavit were, among other things, several documents detailing the sale of the Accord to Williams; among those documents were a "car invoice and bill of sale," a buyer's order, an odometer disclosure statement, and certain title documents.
"`General contacts, which give rise to general personal jurisdiction, consist of the defendant's contacts with the forum state that are unrelated to the cause of action and that are both "continuous and systematic."'" Elliott v. Van Kleef,
"`Specific contacts, which give rise to specific jurisdiction, consist of the defendant's contacts with the forum state that are related to the cause of action.'" *Page 232 Elliott,
Daniels's affidavit and the documentary evidence presented by Covington Pike, however, directly refute the factual assertions in Henderson's complaint. Specifically, the evidence shows that while Williams was an employee of Covington Pike, he was not on duty at the time of the accident, was not performing services for his employer at that time, and was not otherwise under Covington Pike's supervision or control. Additionally, the evidence shows that Covington Pike delivered the Accord to Williams and relinquished all ownership and control of the automobile at that time. Finally, the evidence shows that Covington Pike had no supervisory power or control over Smith's actions. Therefore, Covington Pike's evidence disproved the factual allegations asserted in Henderson's complaint that would establish specific jurisdiction and constituted a prima facie showing that no specific jurisdiction existed. Henderson was thus required to substantiate her jurisdictional allegations with affidavits or other competent evidence.
The only exhibit attached to Henderson's opposition to the motion to dismiss does not address the jurisdiction issue. Henderson argues in her answer to Covington Pike's petition, however, that she did not have an adequate opportunity to conduct discovery and that Covington Pike has "refused" to allow Henderson to depose anyone who works for Covington Pike. Thus, she maintains, she should be allowed the opportunity to conduct more discovery on the issue of personal jurisdiction. We disagree.
"`[A] plaintiff does not enjoy an automatic right to discovery pertaining to personal jurisdiction in every case.'" Ex parteTroncalli Chrysler Plymouth Dodge, Inc.,
The facts before us demonstrate that Henderson had the opportunity to discover evidence to support her claim that the trial court had personal jurisdiction over Covington Pike. Moreover, Henderson never requested from the trial court additional time in which to discover such evidence. Instead, Henderson simply speculates before this Court that a deposition could uncover evidence indicating that Covington Pike had ownership or control over the Accord, despite Covington Pike's clear evidence to the contrary.
"`[A] plaintiff's discovery request [for evidence to demonstrate personal jurisdiction] will nevertheless be denied if it is only based upon "bare," "attenuated," or "unsupported" assertions of personal jurisdiction, or when a plaintiff's claim appears to be "clearly frivolous."'" Troncalli,
PETITION GRANTED; WRIT ISSUED.
NABERS, C.J., and SEE, HARWOOD, and STUART, JJ., concur.
Ex parte Fontaine Trailer Co.,"[A] petitioner for a writ of mandamus is obliged to provide with the petition `copies of any order or opinion or parts of the record that would be essential to an understanding of the matters set forth in the petition.' Rule 21(a), Ala. R.App. P. In the event the petition is not denied, the respondent is directed to file an answer to the petition, which provides the respondent with an `opportunity to supplement the "record" by attaching exhibits of its own. . . .'"
Reference
- Full Case Name
- Ex Parte Covington Pike Dodge, Inc. in Re Lana M. Henderson v. Bud Purser, as Administrator of the Estate of Lester Williams, and as Administrator of the Estate of Stanley Smith, Deceased
- Cited By
- 66 cases
- Status
- Published