WATER AND SEWER COM'RS OF MOBILE v. Hunter
WATER AND SEWER COM'RS OF MOBILE v. Hunter
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 405
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 406
The Board of Water and Sewer Commissioners of the City of Mobile ("the Water Board") appeals from an order of the Mobile Circuit Court declaring §
The Water Board moved to strike Hicks's testimony. The Water Board pointed out that the engineering profession is governed by Title 34, Chapter 11, Alabama Code 1975 ("the Licensure Act"). The Licensure Act sets forth those acts constituting "the practice of engineering." See §
The Hunters responded to this motion, presenting evidence indicating that, in the absence of §
The Hunters also asserted that the Licensure Act was unconstitutional to the extent it purported to impose any penalty or criminal liability upon Hicks for providing opinion testimony in this case.2 The Hunters also argued that the title of Act No.
The Hunters then moved the trial court to declare the Licensure Act unconstitutional to the extent it purported to prohibit persons from testifying regarding engineering matters in a court of law. The Hunters also requested that the trial court enjoin the enforcement of the Licensure Act to the extent that it inhibited or prevented the admission of testimony by certain individuals in an Alabama court of law.
After taking the deposition of Regina Dinger, the executive director of the Licensure Board, the Hunters amended their motion seeking to have the Licensure Act declared unconstitutional. In this amended motion, the Hunters alleged that the Licensure Act, as amended, was unconstitutionally vague because ordinary people could not understand what conduct the Act sought to prohibit. The Hunters asserted that Dinger's deposition testimony established that the Licensure Act was so vague that the Licensure Board could not even explain what conduct was prohibited by the statute.
After hearing arguments on the Hunters' amended motion, the trial court issued a 16-page order, declaring that the inclusion of the term "testimony" in §
The Water Board appealed, raising the following issues:
"1. Whether Alabama Act. No. 97-683's amendment of Code §
34-11-1 (7) to include `testimony' among the services of professional engineers required to be licensed made the professional engineer licensure law unconstitutionally vague in violation of the due process provisions of the Alabama Constitution."2. Whether Alabama Act No.
97-683 , which, among other changes, added `testimony' to the description of services provided by professional engineers required to be licensed was inadequately titled in violation of Section45 of the Alabama Constitution."
(Water Board's brief at 4.)
"`[I]n passing upon the constitutionality of a legislative act, the courts uniformly approach the question with every presumption and intendment in favor of its validity, and seek to sustain rather than strike down the enactment of a coordinate branch of the government.' Alabama State Fed'n of Labor v. McAdory,McInnish v. Riley,246 Ala. 1 ,9 ,18 So.2d 810 ,815 (1944) (emphasis added). This is so, because `it is the recognized duty of the court to sustain the act unless it is clear beyond a reasonable doubt that it is violative of the fundamental law.'246 Ala. at 9 ,18 So.2d at 815 (emphasis added)."
Moreover, the trial court did not receive evidence ore tenus; thus, there is no presumption of correctness attached to the trial court's order.
Additionally, the facts in this case were virtually undisputed; however, the parties differed in their application of the law to those facts. The trial court's application of the law to undisputed facts is reviewed de novo. See George v.Sims,
We also review the trial court's grant of a permanent injunction under a de novo standard. TFT, Inc. v. WarningSys., Inc.,
"No person in either public or private capacity shall practice or offer to practice engineering . . ., unless he or she shall first have submitted evidence that he or she is qualified so to practice and shall be licensed by the board as hereinafter provided. . . ."
Section
"Any professional service or creative work, the adequate performance of which requires engineering education, training, and experience in the application of special knowledge of the mathematical, physical, and engineering sciences to such services or creative work as consultation, testimony, investigation, evaluation, planning, design and design coordination of engineering works and systems, planning the use of land and water, performing engineering surveys and studies, and the review of construction or other design products for the purpose of monitoring compliance with drawings and specifications; any of which embraces such services or work, either public or private, in connection with any utilities, structures, buildings, machines, equipment, processes, work systems, projects, and industrial or consumer products; equipment of a control, communications, computer, mechanical, electrical, hydraulic, pneumatic, or thermal nature, insofar as they involve safe-guarding life, health, or property; and including other professional services necessary to the planning, progress, and completion of any engineering services."
(Emphasis added.) Section
Additionally, Regulations
The title to Act No.
"To amend Sections
34-11-1 ,34-11-2 ,34-11-3 ,34-11-4 ,34-11-5 ,34-11-6 ,34-11-7 ,34-11-8 ,34-11-9 ,34-11-11 ,34-11-12 ,34-11-14 ,34-11-15 ,34-11-30 ,34-11-31 ,34-11-32 ,34-11-34 ,34-11-35 ,34-11-36 ,34-11-37 , and11-6-21 of the Code of Alabama 1975, which relate to the regulation and registration of professional engineers and land surveyors; to rename the board; to regulate the registration and fees, with expiration and renewal requirements for registration; to provide further for the issuance of certificates of authorization to certain corporations, partnerships, or firms practicing engineering or land surveying; to regulate further the compensation, powers, and duties of the members of the board; to regulate corporate practices, and to provide for penalties."
In concluding that Act No.
"Act [No.] 97-683 was a long act modifying administrative provisions pertaining to the regulation and registration of professional engineers and land surveyors. Nowhere in the title of the act does it alert a legislator or the public that the act would expand the definition of the practice of engineering to include testimony as an expert witness. Nowhere in the title of the act does it state that it would preclude testimony by engineers who are not licensed by the Alabama Board of Licensure for Professional Engineers and Land Surveyors.
"Article
IV , section45 , of the Constitution of Alabama 1901 declares that `[e]ach law shall contain but one subject, which shall be clearly expressed in its *Page 411 title.' The purpose of § 45 is well understood:"`The object of the constitutional provision has been held to be threefold, first, to fairly apprise the people, through such publication of legislative proceedings as is usually made, of the subjects of legislation that are being considered, and in order that they may have the opportunity of being heard thereon, by petition or otherwise, if they shall so desire; second, truly to inform the members of the legislature who are to vote upon the bill, what the subject of it is so that they may not perform that duty, deceived or ignorant of what they are doing; and third, to prevent the practice of embracing in one bill several distinct matters, none of which, perhaps, could singly obtain the assent of the legislature, and then procuring its passage by a combination of the minorities in favor of each of the measures, into a majority that will adopt them all. Lindsay v. United States Savings Loan Ass'n,
120 Ala. 156 ,24 So. 171 ,42 L.R.A. 783 ; Walker v. Griffith,60 Ala. 361 .' State v. Hester,260 Ala. 566 ,72 So.2d 61 (1954).'"Bagby Elevator Elec. Co. v. McBride,
292 Ala. 191 ,194 ,291 So.2d 306 ,308 (1974) (emphasis added); Opinion of the Justices,270 Ala. 38 ,115 So.2d 464 (1959); and Ex parte Rice,265 Ala. 454 ,92 So.2d 16 (1957)."More simply: `The purposes of this section are "(a) notification to the public of the nature of the pending legislation; (b) avoidance of fraud on the legislature by inadvertent passage of provisions not related to the title; and (c) prevention of logrolling legislation."' Opinion of the Justices No. 323,
512 So.2d 72 ,77 (Ala. 1987) (citation omitted). See also Ex parte Springer,619 So.2d 1267 ,1268 (Ala. 1992) (citations omitted); Houston County Bd. of Revenue v. Poyner,236 Ala. 384 ,182 So. 455 (1938); City of Marion v. Underwood,231 Ala. 225 ,164 So. 296 (1935); State ex rel. Earp v. McCary,128 Ala. 139 ,30 So. 641 (1901); Key v. Jones,52 Ala. 238 (1875); Ex parte Pollard,40 Ala. 77 (1866)."Act [No.] 97-683, by adopting without notice in its title a provision with the far-reaching effect of precluding testimony on subjects within the field of engineering if the witness is not licensed as a professional engineer in Alabama, violates all three of the purposes of Section 45. First, the title gave no notice to the public of the nature of the pending legislation. Second, the subject of testimony was not referred to in the title and was not related to the subjects that were referred to in the title, so there is the very real possibility of fraud on the Legislature by inadvertent passage of provisions not related to the title. Third, the accomplishment of such a far-reaching change in the law of evidence by an act regulating the practice of engineering and land surveying would fly in the face of Section 45's purpose of preventing logrolling legislation. Providing for admissibility of testimony in court is a very distinct matter from the regulation of the practice of engineering and the former, `perhaps, could [not] singly obtain the assent of the legislature.' Bagby Elevator, supra. The subtle and undisclosed inclusion of the subject of court testimony by expert witnesses within a bill regulating the practice of engineering violates the very heart of the prohibition against hodgepodge of logrolling legislation.
"The title of Act [No.] 97-683 does state that the act would amend § 34 — 11-1, along with twenty other sections of the Code of Alabama, but that information is not sufficient to give notice to the *Page 412 legislature or the public that the act would preclude the giving of testimony. `All understand the principle that a Code section may be amended without violating section 45, by an act entitled "An Act to Amend" that Code section, provided the amendatory matter is germane to the subject matter of that Code section or some part of it.' Ex parte Boyd,
796 So.2d 1092 ,1098 (Ala. 2001) (citations omitted; emphasis added.) `Matter wholly foreign to the original section, is violative of Section 45, and to that extent the amended section inoperative.' Ex parte Boyd,796 So.2d at 1098 , quoting Davis v. City of Tuscumbia,236 Ala. 552 ,555 ,183 So. 657 ,659 (1938)."Before 1997, it could not be said that the subject of qualification to testify as an expert engineering witness was germane to the subject of the regulation by an Alabama administrative body of engineers licensed to practice in Alabama. The Court of Civil Appeals expressly held in Federal Mogul Corp. v. Universal Construction Co.,
376 So.2d 716 (Ala.Civ.App. 1979), that `the trial judge improperly equated lack of licensure with lack of expertise.'376 So.2d at 721-22 . Under the holding of Federal Mogul, the subject of testimony by an expert witness on engineering subjects was not `germane to the subject matter rule' of §34-11-1 et seq. Amended §34-11-1 (7) had the effect of overruling Federal Mogul, superseding Rule 702 of the Alabama Rules of Evidence, and overruling many other cases holding that an expert witness is qualified by experience, training, knowledge, and expertise, not by licensure. The title of Act [No.] 97-683 says nothing about overruling and superseding that vast body of law. The bare references in the title to §34-11-1 cannot be said `to clearly express' the subject of adding `testimony' to §34-11-1 (7) when an appellate court had held that the subject of qualification to give testimony as an engineering expert was unrelated to the subject of licensure as an engineer."The Court therefore holds that Act [No.] 97-683 violated Section
45 of the Constitution of Alabama of 1901 to the extent that it required an expert engineering witness in an Alabama court to be licensed by the Alabama Board of Licensure of Professional Engineers and Land Surveyors. The subject of giving such testimony was not remotely referred to in the title of Act [No.] 97-683, nor was that subject germane to or related to the subjects that were already covered in §34-11-1 , et seq."
The Water Board appeals from this portion of the trial court's ruling and argues that the title of an amendatory act need only identify that it is "An Act to Amend" so long as (1) it identifies the statute being amended and (2) the substance of the amendment is germane to the existing statute. We agree with this statement of the law, and we conclude that Act No.
In Ex parte Boyd,
"`Without question a Code section may be amended under a title naming the Section amended, followed by an Act setting out the Section as amended.
"`But the subject matter of such amendment must be germane or supplemental to that of the original section, so that the legislators and inquiring public may reasonably anticipate and look into the proposed change. Matter wholly foreign to the original section is violative of Section 45 and to that extent the amended section is inoperative.'"
(Quoting Davis v. City of Tuscumbia,
The Hunters next argue that, before the effective date of Act No.
In Federal Mogul, the plaintiff sued a contractor over a defective roof. The plaintiff then hired an out-of-state engineering firm to draft new specifications for the roof; the plaintiff also hired an out-of-state contractor to replace the roof. At trial, the plaintiff sought to introduce testimony of the out-of-state engineers regarding the new specifications and the details of the contract for the replacement roof. Upon the defendant's objection, the trial court refused to allow the proffered testimony. The trial court concluded that the information obtained by the engineers was a direct result of engaging in the illegal activity of practicing as an architect or engineer in Alabama without a license. The trial court also concluded that, because the contractor hired to replace the roof was not licensed in Alabama, the contract to replace the roof was void and unenforceable and, therefore, incompetent as evidence.
On appeal, the Court of Civil Appeals stated that "the defense of illegality, although open to the parties and those claiming under them, cannot as a general rule be invoked by third parties." Federal Mogul,
Federal Mogul,"[W]e note that the overall effect of the ruling below is to require proof of proper licensure as a condition precedent to the giving of expert testimony in the field of engineering. Such a rule does not comport with the practice followed by Alabama courts. Generally, if by training, study, observation, practice, experience, or profession the witness has acquired a knowledge in a particular field beyond that of ordinary laymen, he has earned the appellation `expert' in that field. . . .
"Furthermore, our decisions hold that experience and practical knowledge may qualify one to make technical judgments as readily as formal education. International Telecommunications System[s] v. State, Ala.,
359 So.2d 364 (1978). In International, the purported expert's qualifications were attacked on the grounds that he had no engineering degree and little formal training. Our supreme court, through Justice Beatty, noted that practical experience and affirmed the admission of his opinion, indicating *Page 414 any other course would have been improper."
The Hunters argue that, based on Federal Mogul, supra, "it cannot be said that, as of the time of the proposed amendment to §
We do not interpret the Federal Mogul case in such a far-reaching manner. In Federal Mogul, the Court of Civil Appeals was not considering the enforceability of a legislative enactment specifically requiring a license in order to testify as to engineering matters. This fact alone distinguishes Federal Mogul from the case before us.
Additionally, we have already concluded that, for purposes of the § 45 claim, Act No.
The Hunters also argue that existing Alabama caselaw establishes that the evaluation done in a professional context, solely and exclusively for use in court proceedings, does not constitute "the practice of the profession involved. The Hunters cite Wood v. State,
However, in none of those cases had the legislature expressly defined "the practice of that profession to include giving testimony on matters related to the profession. Thus, those cases are readily distinguishable from this case.
Next, the Hunters argue that Act No.
We agree with the Hunters that, in addition to impacting the practice of engineering, the amendment to §
Because Act No.
We disagree with this unduly narrow characterization of the requirements of § 45. In Smith v. IndustrialDevelopment Board of Andalusia,
"The title of an act need not be an index of all the provisions contained therein. . . . Section 45 requires only that the title not be `so misleading and uncertain that the average legislator or person reading the same would not be informed of the purpose of the enactment.' Alabama Education Ass'n v. Grayson,
382 So.2d 501 ,506 (Ala. 1980), citing Pillans v. Hancock,203 Ala. 570 ,84 So. 757 (1919). This Court has always given a liberal construction to the provisions of § 45 and will not abandon this guiding principle in the present case."
In fact, requiring that the title to an act identify every area or subject that might be impacted by an amendment would cripple the legislative process, a result we must avoid when applying § 45.
"Section 45 of the Constitution of 1901 should be liberally and reasonably construed to permit the legislature to operate without undue strictures on its prerogatives. It should not be exactingly enforced to cripple legislation. Its purpose is to prevent fraud and surprise on the legislature by prohibiting measures in a bill not reflected in its title. This purpose is served so long as the subject matter included in the bill is germane to, cognate with, or complementary to the idea expressed in the title."Opinion of the Justices No. 307,
We recognize that Clutts v. Jefferson County Bd. ofZoning Adjustment,
Additionally, the language of the amendment was
confined to the subject of engineering. That amendment does not purport to require a license for anything other than the practice of engineering, as defined in Act No.
The title to Act No.
"The constitutional right to due process that is guaranteed under the Constitution of Alabama of 1901, §§ 6 and 13, `is violated when a statute or regulation is unduly vague.' Ross Neely Express, Inc. v. Alabama Dep't Envtl. Mgmt,437 So.2d 82 ,84 (Ala. 1983).' Alabama Dep't Envtl. Mgmt. v. Legal Environmental Assistance Fndn., Inc.,922 So.2d 101 ,114 n. 3 (Ala.Civ.App. 2005). `A state's legislative enactment is void for vagueness under the due process clause of thefourteenth amendment if it is inherently standardless, enforceable only in the exercise of an unlimited, and hence arbitrary, discretion vested in the state.' Margaret S. v. Edwards,794 F.2d 994 ,999 (5th Cir. 1986). `A vague law impermissibly delegates basic policy matters to policemen, judges, and juries for resolution on an ad hoc and the attendant dangers discriminatory application.' Mason v. Florida Bar,208 F.3d 952 ,959 (11th Cir. 2000), citing Grayned v. City of Rockford,408 U.S. 104 ,108-09 (1972)."In this case, the official minutes of the Board of Professional Engineers and Land Surveyors and the testimony of the Board's executive director and Rule 30(b)(6) representative reflect that the statute is so vague, indefinite, and imprecise that the members of the Board — those who are charged by the legislature with the power to decide whether violations of the statute have occurred and to impose punishment for such violations — can decide when the law is violated only after the fact and only on a `case-by-case basis.'
"The official minutes of the meeting on October 29, 2004, of the Board of Directors of the Board of Professional Engineers and Land Surveyors state that the Board will decide `on a case-by-case basis' whether testimony constitutes the practice of engineering:
"`The Board discussed what aspects of testimony should fall under the definitions of the practices of engineering and surveying. The discussions involved the Board's function versus the judges having the responsibility to determine who are classified as expert witnesses. The Board determined that each case had to be handled on a case-by-case basis.'
"Dinger depo. Exhibit 28. . . . This decision by the Board to decide on a case-by-case basis whether the statute has been violated demonstrates that the statute gives so little guidance to the Board that the Board is free to exercise its enforcement power arbitrarily.
"Indeed, the evidence developed during the deposition of the Board's executive *Page 417 director and Ala. R. Civ. P. 30(b)(6) representative, Mrs. Regina Dinger, demonstrates in some detail the extent to which the statute allows the Board to decide arbitrarily whether to charge a person with violating it. When Mrs. Dinger was asked to explain what conduct was proscribed by this statute, she was unable to do so.
"Mrs. Dinger was first qualified as the person with the highest and best knowledge about the Board's construction and application of the statute:
". . . .
"Despite being most qualified to answer for the Board as its representative, Mrs. Dinger was unable to answer basic questions about whether common, everyday practices are now subject to prosecution because of the 1997 amendment of the statute that included `testimony' within the practice of engineering. For example, Mrs. Dinger was unable to answer whether expert testimony regarding accident reconstruction work in civil litigation would require licensure as an engineer. `I would have to say it would depend.' (Dinger depo. 22/11). According to Mrs. Dinger, a plumber testifying why there was a sewage backup would not have to be licensed if he could give his testimony based on `a visual inspection,' but Mrs. Dinger `wouldn't be able to tell' whether he was practicing engineering (and would therefore have to be licensed as an engineer to testify) if the plumber could not see the problem without actually digging up all of the pipe. According to Mrs. Dinger, if an Alabama citizen whose car catches on fire asks a mechanic to give an opinion as to why the carburetor caught on fire, it `may or may not be a decision based on engineering principles as to how he rendered his decision,' but she could not answer when `it would be engineering in violation of the statute as opposed to where it wouldn't be.'
"Mrs. Dinger testified that common investigations of the causes and origins of fires involve the practice of engineering, but she could not identify any Alabama fire marshals or state fire investigators who are licensed engineers. When asked whether the author of the National Electric Safety Code would be able to testify about the requirements of that code without licensure as an engineer, Mrs. Dinger answered, `I wouldn't be able to tell you.'
"There is no indication as to how testimony by an expert witness threatens the health, welfare, or safety of any Alabama residents. Dinger depo., 58-59. As to the rationale for including testimony in the definition of the practice of engineering, Ms. Dinger could testify only that `the primary purpose of the Board is to protect the health, safety and public welfare of the individuals of the state.' Id. at 56. Thus, the statute makes `no distinction between conduct that is calculated to harm and that is essentially innocent.' Indeed, if the enforcers of the statute cannot identify any conduct that is harmful that is governed by the statute, it exclusively allows prosecution of conduct that is `entirely innocent.' More to the point, as demonstrated in Ms. Dinger's deposition and in the amicus curiae's brief, the enforcement of this statute is `subject to the unfettered discretion of the Board of Licensure. Thus, Plaintiffs, Mr. Hicks, and amicus curiae have standing to challenge this statute as allowing arbitrary enforcement, even if it may be deemed to `facially' apply to Mr. Hicks's proposed testimony, just as Mr. Horn was entitled to challenge the ordinance that facially applied to his `entirely innocent' behavior that subjected him to `arbitrary law enforcement.' Horn [v. City of Montgomery, *Page 418
619 So.2d 949 ,] at 951 [(Ala. 1993)]."For the reasons stated, the Court holds that the word `testimony' in amended §
34-11-1 (7), Ala. Code 1975, is void for vagueness and thus violates articleI , §§6 and13 , of the Constitution of Alabama of 1901."
(Citations to record omitted.) We reject this analysis.
The United States Supreme Court has stated:
"A statute can be impermissibly vague for either of two independent reasons. First, if it fails to provide people of ordinary intelligence a reasonable opportunity to understand what conduct it prohibits. Second, if it authorizes or even encourages arbitrary and discriminatory enforcement. Chicago v. Morales,Hill v. Colorado,527 U.S. 41 ,56-57 (1999)."
Opinions from the United States Supreme Court establish that a litigant has no standing to assert a vagueness claim against a statute if that litigant's conduct is clearly proscribed by that statute. See Village of Hoffman Estates v.Flipside, Hoffman Estates, Inc.,
In addition to the above pronouncements of the United States Supreme Court on the issue of standing, this Court has recognized:
"`[B]ecause "[t]he essential purpose of the `void for vagueness' doctrine is to warn individuals of the criminal consequences of their conduct," "[o]ne to whose conduct a statute clearly applies may not successfully challenge it for vagueness," "even though the statute may well be vague as applied to others." Therefore, a defendant who challenges a statute on the grounds of vagueness "must demonstrate that the statute under attack is vague as applied to his own conduct, regardless of the potentially vague application to others."'"Hunt v. State,
These cases establish that, in order to challenge a statute for vagueness, the challenger must fall within the group of persons affected or possibly affected by the statute. At a minimum, the challenger must have a concern that the statute might be unconstitutionally applied to him or her. However, in the case before us, the Licensure Act is not directly applicable to the Hunters. There is no question whether they are engaging in the "practice of engineering"; additionally, there is no question that the Hunters are not subject to the licensing requirement under the Licensure Act. Additionally, the Licensure Board has not attempted to prosecute the Hunters for an alleged violation of the Licensure Act. Thus, the Hunters are not even within the class of persons to whom the Licensure Act is directed, much less affected by its alleged vagueness.
We next consider whether the Hunters have standing to challenge the Licensure Act for vagueness as that Act is applied to others. Such a challenge is a "facial challenge," which is defined as "[a] claim that a statute is unconstitutional on its face — that is, that italways operates unconstitutionally." Black's LawDictionary 244 (8th ed. 2004) (emphasis added).
However, Hicks, the Hunters' proffered expert witness, unquestionably falls within the proscription of the Licensure Act. It is undisputed that Hicks is not licensed as an engineer; it is also undisputed that Hicks attempted to offer sworn testimony regarding engineering matters. Because Hicks falls squarely within the prohibition of the Licensure Act, the Hunters cannot successfully assert their facial challenge to the Licensure Act.
However, the Hunters rely heavily on City of Chicago v.Morales, 527 U.S. 41,
In City of Chicago, supra, the United States Supreme Court addressed an anti-loitering ordinance, which prohibited any person the police reasonably believed to be a member of a gang from loitering in a public place with one or more persons. The ordinance defined "loiter" to mean "to remain in any one place with no apparent purpose." See
The United States Supreme Court held that the ordinance failed to provide adequate notice to the public as to what conduct it sought to prohibit. The Court held that what was an "apparent" purpose was purely subjective and required a subjective interpretation by the law officer on the scene. Therefore, Chicago citizens had no way of knowing if the purpose for their remaining in one place was or was not apparent to law enforcement, until it was too late to avoid violating the ordinance. The Court concluded that the ordinance was unconstitutional because (1) it was so vague and standardless that it left the public uncertain as to the conduct it prohibited, and (2) it authorized and even encouraged arbitrary and discriminatory enforcement because it lacked definite standards for law enforcement to follow. "When vagueness permeates the text of such a law, it is subject to facial attack." *Page 420 City of Chicago,
However, the Licensure Act has none of the indicia of vagueness found in the ordinance declared unconstitutional inCity of Chicago. The Licensure Act is specific enough to allow the public to discern what conduct it seeks to prohibit; the statute unequivocally prohibits the "practice of engineering" without a license. Unlike the ordinance inCity of Chicago, which required an officer to make a subjective determination of what constituted "loitering," the Licensure Act contains a detailed and objective definition of the "practice of engineering." This definition provides sufficient notice to the public as to the conduct the Licensure Act prohibits.
Simply because the Licensure Act requires specialized knowledge to properly apply the statute does not compel the conclusion that it is void because it is vague.
"`"Mere difficulty of ascertaining its meaning or the fact that it is susceptible of different interpretations will not render a statute or ordinance too vague or uncertain to be enforced."' The judicial power to declare a statute void for vagueness `should be exercised only when a statute is so incomplete, so irreconcilably conflicting, or so vague or indefinite, that it cannot be executed, and the court is unable, by the application of the known and accepted rules of construction, to determine with any reasonable degree of certainty, what the legislature intended.'"Vaughn v. State,
Additionally, we can find no arbitrary or discriminatory enforcement of the Licensure Act. The definition of the "practice of engineering" is definite enough to allow an objective determination as to whether a person has engaged in that practice as defined. If the person engages in that practice without obtaining a license, he or she has violated the statute. This is in sharp contrast to the abstract and subjective analysis required by law enforcement in City ofChicago, supra, to determine whether the alleged loiterer had an apparent purpose for remaining in one place.
Moreover, if a person has any uncertainty as to whether his or her proposed testimony falls within the meaning of the "practice of engineering," the Licensure Act allows him or her to obtain an advisory opinion from the Licensure Board as to whether the statute has or will be triggered. See Regulation
Additionally, it cannot be questioned that the Alabama Legislature has the power to regulate professions and to classify the activities subject to regulation as part of that profession. See, e.g., McCrory v. Wood,
In essence, the legislature has established that the minimum level of expertise required to qualify as an expert on engineering matters within Alabama is the same level required to obtain a license in Alabama. The legislature has the power to establish such standards. The Licensure Act no more infringes on constitutional rights than did the Alabama Medical Liability Act, which has passed constitutional muster. SeePlitt v. Griggs,
In support of their vagueness challenge, the Hunters rely on out-of-state decisions in which the courts concluded that, despite the wording of that state's licensing act, a witness need not hold an engineering license in order to testify as an expert in a court of law. See Thompson v. Gordon, 356 Ill.App.3d 447, 293 Ill.Dec. 102,
We also disagree with the emphasis placed by the trial court on Regina Dinger's deposition testimony. In their deposition notice served pursuant to Rule 30(b)(6), Ala. R. Civ. P., the Hunters did not request to depose a Water Board representative with expertise in engineering matters, or anyone capable of interpreting the "practice of engineering," or anyone capable of rendering an opinion on actual or alleged violations of the Licensure Act. Had the Hunters wished to obtain more definitive information regarding the Board's interpretation and application of the Licensing Act, they could have done so by deposing one or more of the members of the Licensure Board.
Additionally, Dinger is not an engineer, and at her deposition she expressly disclaimed the ability to determine who should be licensed under the Licensure Act. Ms. Dinger testified:
"I don't render the opinion on anybody's qualifications for licensure. That's not what my responsibility is. That's what my Board members' responsibilities are. I process the applications. I can't render the decisions on competency of who *Page 422 becomes licensed. That's a . . . matter for the Board to render that decision."
In response to hypothetical situations posed by the Hunters' counsel, Dinger offered her personal opinions as to the proper interpretation of the Licensure Act. For these reasons, we will not rely on Dinger's application of the Licensure Act to hypothetical situations to undermine what we conclude is an otherwise valid legislative act.
We find the reasoning of Toussaint v. State Board ofMedical Examiners,
"The constitutional standard for vagueness is the practical criterion of fair notice to those to whom the law applies. When the persons affected by the law constitute a select group with a specialized understanding of the subject being regulated, the degree of definiteness required to satisfy due process is measured by the common understanding and knowledge of the group. One to whose conduct the law clearly applies does not have standing to challenge it for vagueness."
Like the statute at issue in Toussaint, the Licensure Act is sufficiently definite for engineers, the group of persons to whom it is addressed, to understand and apply its terms. For the above-stated reasons, we conclude that the Licensure Act provides sufficient notice of the conduct it seeks to prohibit. Additionally, the Licensure Act does not authorize or encourage arbitrary enforcement. We therefore conclude that the trial court erred in declaring §
The Hunters also argue that application of the Licensure Act violates the Due Process Clause of Amendment
We reject these arguments. "The due process clause is satisfied if the law bears a reasonable relation to a proper legislative purpose and is neither arbitrary nor discriminatory." Fowler v. State,
Nor is there an arbitrary or discriminatory effect from the Licensure Act sufficient to work a deprivation of due process. The Hunters' claim that the Licensure Act allows for a local prejudice is pure speculation; the Hunters have presented no evidence to support this claim. In contrast, the Water Board argued that the approval rate for out-of-state applicants seeking an Alabama engineering license is 99.16%, and the Hunters have not challenged that statement.
Additionally, the Alabama Legislature has elected to regulate, among many other professions, physicians, lawyers, architects, certified public accountants, as well as engineers. However, simply because the legislature has not enacted identical licensing requirements for other professions does not require the conclusion that the Licensure Act is arbitrary or that engineers have been unfairly treated or unfairly singled out. This Court has recognized:
"[T]he legislature need not `strike at all evils at the same time or in the same way.' It is legitimate for the legislature to proceed `one step at a time, addressing itself to the phase of the problem which seems most acute to the legislative mind.' As the solution of the instant problem is a legitimate legislative objective and the classification used to achieve that objective is a reasonable one, the legislature here is not exceeding its constitutional prerogative. . . ."Tyson v. Johns-Manville Sales Corp.,
Moreover, all of the above arguments amount to nothing more than the unfounded assertion that if a litigant's expert of choice is not permitted to testify, then the litigant's access to the courts is unfairly restricted. However, the Licensure Act does not deny or restrict the Hunters' or any other litigant's access to the courts. As noted above, proffered expert witnesses often are disallowed for a variety of reasons without infringing on a litigant's right to access the courts. Additionally, there *Page 424 are ample licensed engineers in the State of Alabama whose testimony the Hunters may seek to use at trial. Moreover, if the expert of choice is from outside the State of Alabama, he or she merely needs to obtain certification in order to offer his or her testimony. The licensing process set forth by the Licensure Board is not overly burdensome, and we find nothing in this process to indicate that the Licensure Act is discriminatory or arbitrary.
The Hunters also argue that the addition of the term "testimony" to the Licensing Act violates the Equal Protection Clause of the
We find no merit in this argument. Because this statute involves neither a "suspect class" nor a "fundamental right" the rational-basis test is the standard applicable to the Hunters' equal-protection claim. See Plitt v. Griggs,
The Licensure Act identifies its purpose as safeguarding life, health, and property and promoting the public welfare. §
Additionally, legislation necessarily involves some degree of line-drawing. United States R.R. Ret. Bd. v. Fritz,
"[I]t is important to state that we cannot find [a legislative] Act invalid `because [we] think there are elements therein which are violative of natural justice, . . . harsh or in some degree unfair . . . or . . . of doubtful propriety. All of these questions of propriety, wisdom, necessity, utility, and expedience are held exclusively for the legislative bodies. . . . [T]he only question for the court to decide is one of power, not of expediency or wisdom.' Whether in fact the Act will efficaciously or wisely accomplish the purposes of the Act is not the question; the equal protection clause is satisfied by our conclusion that the legislature could rationally have decided that it would do so.'"`[The legislature is] not required to convince the courts of the correctness of [its] legislative judgments. Rather, "those challenging the legislative judgment must convince the court that the legislative facts on which the classification is apparently based could not reasonably be conceived to be true by the governmental decision-maker."
"`. . . .
"`[I]t is not the function of the courts to substitute their evaluation of legislative facts for that of the legislature.'
". . . .
"A statutory discrimination between classes is held to be relevant to a permissible, legislative purpose if any state of facts reasonably may be conceived to justify it.
"The health, safety, and the provision of a remedy for Alabama citizens who are exposed to asbestos and thereby suffer injury are legitimate and reasonable objectives of the legislature."
Additionally, as noted above, the Alabama Legislature has chosen to regulate professions other than engineering. It simply has chosen not to regulate those professions in the same manner as it did the engineering profession. However, the Equal Protection Clause does not require that the legislature treat each classification the same. See Tyson,
We find that the effect of Act No.
Next, the Hunters argue that the Licensure Act, as amended, violates the separation-of-powers doctrine set forth in Art. Ill, §§
This Court unquestionably has the authority to adopt those rules necessary to govern the judicial process, at both the trial and appellate levels. However, where the rules adopted by this Court conflict with a subsequent legislative enactment, the legislative enactment takes precedence. See, e.g., Exparte Kennedy,
Next, the Hunters argue that the Licensure Act, as amended, violates the Interstate Commerce Clause, Art.
However, the Licensure Act does not prohibit out-of-state engineers from testifying in Alabama or prohibit them from serving as forensic experts in this State. The Act merely requires that out-of-state engineers wishing to testify obtain local certification before doing so. The burden of registration is de minimis compared to the benefit obtained by the Licensure Act: the protection of life, health, and property that is obtained by regulating the practice of engineering. That is all that is required. See Pike v. BruceChurch,
We also note that several of the Hunters' "other constitutional arguments" are unsupported by authority. To the extent the Hunters provide no authority in support of their claims, we need not specifically address those claims. SeeCity of Birmingham v. Business Realty Inv. Co.,
For the above stated reasons, we find no merit in the "other constitutional arguments" asserted by the Hunters. We therefore find no basis on which to declare Act No.
REVERSED AND REMANDED; INJUNCTION DISSOLVED. IN RE ANONYMOUS*Page 427
NABERS, C.J., and SEE, LYONS, HARWOOD, WOODALL, SMITH, and BOLIN, JJ., concur.
PARKER, J., concurs in the result.
"(2) The terms `consultation,' `investigation,' `evaluation,' and `planning' as used in the definition of the practice of engineering set forth in Section34-11-1 (7), Code of Ala.1975, shall include, but are not limited to, services provided by testing laboratories involving the selection of proper tests to be performed (consultation and planning) when done for the purpose of developing design criteria or for the purpose of determining cause of failures (investigation) and analyses to provide recommendations for the foundation and materials to be used in the design or judgment which relate to the acceptability of structural or foundation construction (evaluation). Testing and inspection do not constitute the practice of engineering (1) when they are performed in accordance with previously written standards or specifications or satisfy the standards setting forth the methods and techniques to be followed by the testing agency and no judgment is required other than a comparison of the materials in place with the previously specified standards or (2) when testing or inspection data are collected in conformance with a specific standard."Any attempt to determine the structural integrity or capacity of a building, or any sub-system thereof, other than detection of problems by visual inspection or normal operation of the user's controls, constitutes the practice of engineering."
Regulation
"(19) The term `testimony' as used in Sections34-11-1 (7) and34-11-1 (8), Code of Ala.1975, shall mean a declaration made by a witness under oath or affirmation related to engineering and surveying activities in the State of Alabama."
Reference
- Full Case Name
- Board of Water and Sewer Commissioners of the City of Mobile v. James Hunter
- Cited By
- 15 cases
- Status
- Published