ALABAMA DEPT. OF TRANSP. v. May
ALABAMA DEPT. OF TRANSP. v. May
Opinion
The Alabama Department of Transportation ("ALDOT"), the defendant below, appeals from a judgment of the trial court enjoining it from removing or ordering the removal of two brick flower planters located on the property of the plaintiff, Vistus May. Because the trial court lacked jurisdiction in this case, we reverse and remand.
In 1992, May constructed two brick flower planters in her front yard, which is located along Alabama Highway 107. May alleges that she was told by her neighbor, an ALDOT employee at the time, that the planters were permissible under ALDOT's regulations.
In May 2006, May received an "Encroachment Removal Notice" from ALDOT. This notice advised May that the planters encroached upon ALDOT's right-of-way along Highway 107. The notice advised May that if she did not remove the planters within 30 days, ALDOT would remove them at her expense.
May filed a complaint in the Fayette Circuit Court seeking declaratory and injunctive relief. Specifically, May sought a temporary injunction enjoining ALDOT from removing the planters. May also sought a declaratory judgment stating "that the brick planters . . . do not constitute an unlawful encroachment as designated *Page 411
under [Ala. Admin. Code (Department of Transportation)] Rule
The trial court conducted a hearing and, after taking the matter under advisement, issued a judgment in favor of May. The trial court noted in its judgment that there was a "dispute" as to whether the planters were unlawful under the Alabama Administrative Code (Department of Transportation), Rule
On appeal, ALDOT contends that the trial court erred in interpreting various statutes and regulations that the trial court said were controlling. However, before we can address this issue, we must determine whether the trial court has jurisdiction in this case.1
Article
Ex parte Town of Lowndesboro,"Section 14 has been described as a `nearly impregnable' and `almost invincible' `wall' that provides the State an unwaivable, absolute immunity from suit in any court. Alabama Agric. Meek Univ. v. Jones,
895 So.2d 867 (Ala. 2004); Patterson v. Gladwin Corp.,835 So.2d 137 ,142 (Ala. 2002); and Alabama State Docks v. Saxon,631 So.2d 943 ,946 (Ala. 1994). When an action is one against the State or a State agency, § 14 wholly removes subject-matter jurisdiction from the courts. Lyons v. River Road Constr., Inc.,858 So.2d 257 ,261 (Ala. 2003)."
*Page 412There are several exceptions to immunity under § 14:
"`There are four general categories of actions which in Aland v. Graham,Drummond Co. v. Alabama Dep't of Transp.,287 Ala. 226 ,250 So.2d 677 (1971), we stated do not come within the prohibition of § 14: (1) actions brought to compel State officials to perform their legal duties; (2) actions brought to enjoin State officials from enforcing an unconstitutional law; (3) actions to compel State officials to perform ministerial acts; and (4) actions brought under the Declaratory Judgments Act . . . seeking construction of a statute and its application in a given situation.287 Ala. at 229-230 ,250 So.2d 677 . Other actions which are not prohibited by § 14 are: (5) valid inverse condemnation actions brought against State officials in their representative capacity; and (6) actions for injunction or damages brought against State officials in their representative capacity and individually where it was alleged that they had acted fraudulently, in bad faith, beyond their authority or in a mistaken interpretation of law. Wallace v. Board of Education of Montgomery County, . . .280 Ala. [635 ] at639 ,197 So.2d 428 [(1967)]; Unzicker v. State,346 So.2d 931 ,933 (Ala. 1977); Engelhardt v. Jenkins,273 Ala. 352 ,141 So.2d 193 (1962).'"
May's action does not seek to compel State officials to perform their legal duties or to perform ministerial acts, and there is no allegation that in having May remove the planters State officials are enforcing an unconstitutional law. It also is not an inverse-condemnation action, and there is no allegation that State officials acted fraudulently, in bad faith, beyond their authority, or in a mistaken interpretation of law. Therefore, it does not appear that this case falls under any of these exceptions.
May's complaint does appear to some extent to seek declaratory relief. It states: "Plaintiff prays . . . [t]hat upon a hearing of this matter, that this Court will render a declaratory judgment and decree stating that the brick planters . . . do not constitute an unlawful encroachment as designated under [Alabama Admin. Code (Department of Transportation)] Rule 450-3-1.08, Regulation [No.] 2-63 . . . and that said brick planters be permitted to remain on said property at the sole option of [May]."
The exception under § 14 afforded a declaratory-judgment action generally applies only when the action seeks "`construction of a statute and how it should be applied in a given situation,' Aland v. Graham,
Lowndesboro,"`[W]e have held that when an officer of the State is confronted with an uncertain problem of what the law means which requires certain acts on his part, or whether the law is valid, and he proposes to pursue a certain course of conduct in that connection, which would injuriously affect the interests of others who contend that he has no legal right thus to act, there is thereby created a controversy between them and the Declaratory Judgments Act furnishes a remedy for either party against the other to declare the correct status of the law. The purpose is to settle a controversy between individuals, though some of them may be State officers.'"
The trial court in this case did not construe a statute or explain how it is to be applied; although the trial court stated that a dispute existed as to whether the planters violated ALDOT's regulations, it did not decide thatissue.2 Instead, the trial court, purporting to use its equitable powers, held that ALDOT was estopped from performing its duties and enforcing the regulations and enjoined it from doing so. This is not the type of action or relief contemplated by the exception to § 14 allowing declaratory-judgment actions. See Lowndesboro,
Because the relief sought by May and granted by the trial court — the judgment enjoining ALDOT from removing or ordering the removal of the planters — does not fall under an exception to the immunity afforded the State by § 14, it is barred. Therefore, the trial court's judgment is reversed and the case remanded for proceedings consistent with this opinion.
REVERSED AND REMANDED.
COBB, C.J., and LYONS, WOODALL, STUART, BOLIN, and PARKER, JJ., concur.
SEE and MURDOCK, JJ., concur in the result.
Additionally, we note that if the trial court had ruled that the planters did not violate the applicable ALDOT regulations, it could be argued that an action for an injunction allowing the planters to remain would fall under the exception allowing claims "against State officials in their representative capacity and individually where it was alleged that they had acted . . . beyond their authority or in a mistaken interpretation of law." However, the trial court never ruled on whether the planters were prohibited by ALDOT's regulations; therefore, we express no opinion as to whether that exception could apply to this case.
Reference
- Full Case Name
- Alabama Department of Transportation v. Vistus May.
- Status
- Published