Ex Parte Alabama Peace Officers'standards
Ex Parte Alabama Peace Officers'standards
Concurring Opinion
I concur in the result. See Ex parte Sawyer,
Opinion of the Court
The Alabama Peace Officers' Standards and Training Commission ("APOSTC") and its executive secretary, Chief R. Alan Benefield, are defendants in an action brought by brothers Doby Vines and Joey Vines, former part-time employees at Southwest Alabama Police Academy ("SWAPA"). In the trial court, APOSTC and Benefield filed a motion for a summary judgment, asserting that they were immune from liability. The trial court denied the motion. APOSTC and Benefield now petition this Court for a writ of mandamus directing the Montgomery Circuit Court to dismiss with prejudice all the claims against them. We grant the petition.
On June 9, 2006, APOSTC and Benefield filed a motion for a summary judgment, asserting the defense of immunity. The trial court did not address the issue of immunity when it entered its August 8, 2006, judgment denying their summary judgment motion. APOSTC and Benefield now seek review of the denial of the motion for a summary judgment.
"`While the general rule is that the denial of a motion for summary judgment is not reviewable, the exception is that the denial of a motion for summary judgment grounded on a claim of immunity is reviewable by petition for writ of mandamus.' Ex parte Rizk,Ex parte Nail,791 So.2d 911 ,912 (Ala. 2000). A writ of mandamus is an extraordinary remedy available only when there is: `(1) a clear legal right to the order sought; (2) an imperative duty upon the respondent to perform, accompanied by a refusal to do so; (3) the lack of another adequate remedy; and (4) the properly invoked jurisdiction of the court.' Ex parte BOC Group, Inc.,823 So.2d 1270 ,1272 (Ala. 2001)."
Ex parte Hudson,"This case is before us on a petition for the writ of mandamus. The petition cites Ex parte Rizk,
791 So.2d 911 ,912 (Ala. 2000), for the proposition that `[w]hile the general rule is that the denial of a motion for summary judgment is not reviewable, the exception is that the denial of a motion for summary judgment grounded on a claim of immunity is reviewable by petition for writ of mandamus.' We confine our interlocutory review to matters germane to the issue of immunity. Matters relevant to the merits of the underlying tort claim, such as issues of duty or causation, are best left to the trial court. . . . See Ryan v. Hayes,831 So.2d 21 ,32 (Ala. 2002) (recognizing that the defense of immunity should, as a general rule, be determined as a threshold issue, thereby avoiding `development of unnecessarily restricted principles of tort law driven by the need to accommodate principles of State-agent immunity')."
"A State agent shall be immune from civil liability in his or her personal capacity when the conduct made the basis of the claim against the agent is based upon the agent's
". . . .
"(2) exercising his or her judgment in the administration of a department or agency of government, including, but not limited to, examples such as:
". . . .;
"(b) allocating resources;
"(d) hiring, firing, transferring, assigning, or supervising personnel; or
"Notwithstanding anything to the contrary in the foregoing statement of the rule, a State agent shall not be immune from civil liability in his or her personal capacity
". . . .
"(2) when the State agent acts willfully, maliciously, fraudulently, in bad faith, beyond his or her authority, or under a mistaken interpretation of the law."
In Ex parte Butts,
More than mere allegation is required, however, and this Court has prescribed the procedures to determine the applicability of the limitations on State-agent immunity under a given set of facts when such misconduct is alleged:
Ex parte Estate of Reynolds,"This Court has established a `burden-shifting' process when a party raises the defense of State-agent immunity. Giambrone v. Douglas,
874 So.2d 1046 ,1052 (Ala. 2003). In order to claim State-agent immunity, a State agent bears the burden of demonstrating that the plaintiffs claims arise from a function that would entitle the State agent to immunity. Giambrone,874 So.2d at 1052 ; Ex parte Wood852 So.2d 705 ,709 (Ala. 2002). If the State agent makes such a showing, the burden then shifts to the plaintiff to show that the State agent acted willfully, maliciously, fraudulently, in bad faith, or beyond his or her authority. Giambrone,874 So.2d at 1052 ; Wood,852 So.2d at 709 ; Ex parte Davis,721 So.2d 685 ,689 (Ala. 1998). `A State agent acts beyond authority and is therefore not immune when he or she "fail[s] to discharge duties pursuant to detailed rules or regulations, such as those stated on a checklist."` Giambrone,874 So.2d at 1052 (quoting Ex parte Butts,775 So.2d 173 ,178 (Ala. 2000))."
In their response in opposition to APOSTC and Benefield's motion for a summary judgment, the Vineses argued that there existed "genuine issues of material fact such that judgment in favor of [APOSTC and Benefield] is not appropriate at this time." As discussed above, the defense of immunity may be rebutted by a showing that the State agent's conduct meets the exceptions to State-agent immunity as provided byCranman. The Vineses addressed the immunity issue by asserting that "Benefield . . . in [his] individual capacity has] acted willfully, in bad faith, beyond [his] scope of authority and/or under a mistaken interpretation of law."
The demands for compensatory and punitive damages for certain of Benefield's conduct in his individual capacity require more than the mere conclusory statements offered by the Vineses.
Brown ex rel. Brown v. St. Vincent's Hosp.,"In our review of [the plaintiffs] affidavit, we are mindful that we should view all facts stated in her affidavit most favorably to the plaintiff, but we are also mindful that `[s]ummary judgment is not prevented by "conclusory allegations" or "speculation" that a fact issue exists. Bare argument or conjecture will not satisfy a [nonmovant's] burden to offer facts to defeat the motion.' Riggs v. Bell,
564 So.2d 882 ,885 (Ala. 1990) (citations omitted). This Court has reiterated this principle frequently since Riggs, citing that case: McGarry v. Flournoy,624 So.2d 1359 ,1361 (Ala. 1993); Crowne Invs., Inc. v. Bryant,638 So.2d 873 ,878 (Ala. 1994) (`[M]ere conclusory allegations or speculation that fact issues exist will not defeat a properly supported summary judgment motion, and bare argument or conjecture does not satisfy the nonmoving party's burden to offer facts or to defeat the motion.'); Blackburn *Page 1253 v. State Farm Auto. Ins. Co.,652 So.2d 1140 ,1142 (Ala. 1994); Huff v. United Ins. Co. of America,674 So.2d 21 ,24 (Ala. 1995); and Reid v. Jefferson County,672 So.2d 1285 ,1290 (Ala. 1995) (`[the nonmovant's] statements are conclusory. Thus, those statements do not constitute substantial evidence and, therefore, do not wanant submitting [his] claim to the jury'). This Court has stated: `[A party opposing a summary-judgment motion] must present facts, not merely inferences based upon belief, that counter facts offered in support of the motion.' Davis v. Ford Motor Credit Co.,599 So.2d 1123 ,1125 (Ala. 1992)."
Moreover, as stated previously, the Vineses offered no evidence indicating that Benefield was more than a mere agent for APOSTC, the entity that directed the termination of the Vineses' employment. Consequently, the Vineses have not offered substantial evidence indicating that Benefield acted willfully, in bad faith, beyond his authority, or under a mistaken interpretation of law when he reported the decision of APOSTC to terminate the employment of all SWAPA part-time employees, including the Vineses.
PETITION GRANTED; WRIT ISSUED.
COBB, C.J., and LYONS, STUART, SMITH, BOLIN, and SHAW, JJ., concur.
WOODALL and MURDOCK, JJ., concur in the result.
Reference
- Full Case Name
- Ex Parte Alabama Peace Officers' Standards and Training Commission and R. Alan Benefield, Individually and in His Capacity as Executive Secretary of the Alabama Peace Officers' Standards and Training Commission. (In Re Doby Vines and Joey Vines v. R. Alan Benefield).
- Cited By
- 11 cases
- Status
- Published