Senate Select Investigating Committee v. Horning
Senate Select Investigating Committee v. Horning
Opinion of the Court
The Senate Select Investigating Committee was established by a resolution of the territorial
Counsel for respondent Horning argues that the subpoena is invalid for a number of reasons; that the matters referred to in the subpoena were irrelevant to the question of the 1985 budget deficit; that the- committee failed to accord Horning due process of law as required by the United States and American Samoa Constitutions; and that the committee failed in various respects to comply with the requirements imposed by A.S.C.A. §§' 2.1003-1018 for an investigative committee to compel the testimony of witnesses.
1. RELEVANCE
The transactions on which Mr. Horning was called to testify were Southwest Marine's lease of the Marine Railway from A.S.G.; an agreement by which A.S.G. paid for the towing of a crane from the Phillipines to Ameriaan Samoa in exchange for the completion of certain construction by Southwest Marine that A.S.G. had previously undertaken to complete; and the alleged transfer- of certain tools and equipment by A.S.G. to Southwest Marine. Counsel for Horning argues that these transactions are not legally relevant to the committee's inquiry into the 1985 budget deficit since they did not involve the expenditure of A.S.G. funds attributable to the 1985 budget. The towing of the crane was the only transaction in which the A.S.G. actually spent money, and it seems to be undisputed that this money was from old accounts receivable of the Marine Railway (including some accounts receivable from departments of the A.S.G.) rather than from the general revenues of the A.S.G. during 1985.
This does not mean that anyone doing business with the government automatically subjects himself to the opening of all his books and the revelation of all his secrets to any government official who cares to ask. Counsel for Horning cites a number of federal cases for the proposition that questions must indeed be relevant to the inquiry for which a committee is legally constituted. In a few cases involving constitutionally protected rights such as speech or political association, the United States Supreme Court has even imposed quite stringent standards of relevancy on legislative committees. See, e.g., Barenblatt v. United States, 360 U.S. 109 (1959); Watkins v. United States, 354 U.S. 178 (1957). Moreover, A.S.C.A. §' 2.1016 provides that a witness can be cited for contempt only for-refusing to answer "relevant" questions or to provide "relevant* documents. If the committee were to inquire into Horning's political or
11. DUE PROCESS
Counsel for the respondent urges that his client's constitutional right to due process of lav is violated by this proceeding in several respects:
First, if this proceeding were- one in which the respondent might be found guilty of criminal contempt and punished by a jail sentence, counsel urges that his client would be entitled to a trial by jury, the right not to be a witness against himself, and other constitutional rights accorded criminal defendants. At the May 20 hearing, however, the Court ruled that this proceeding will be construed simply as one to show cause why the respondent should not be ordered to testify before the committee and to suffer civil penalties, including passible future- contempt citations, in the event he were to refuse. These issues are therefore not raised at this time.
Second, counsel urges that the proceeding violates his client's due process rights insofar as it requires him to answer irrelevant questions. This contention has already been dealt with.
Third, counsel argues that the proceeding violates his client's rights to notice, a fair hearing, and the effective assistance- of counsel. Counsel's argument on those points closely parallels his argument that the committee did not comply with the statutory provisions of A.S.C.A. § 2.1003-18. In light of our holding on that question, it is unnecessary to reach the constitutional question.
III. COMPLIAMCB WITH THE "CODS OF FAIP PRACTICES. "
The statute governing legislative investigatory committees in American Samoa is codified as A.S.C.A. S 2.1003-18, the "Code of Fair Practices." Counsel for respondent argues that the committee failed in several important respects to comply with the legal requirements imposed by this Code.
It is also contended that the committee is not an "interim committee" within the meaning of A.S.C.A. 5 2.1016, and is therefore not authorized to apply to the High Court for a citation of contempt, since it may remain in existence until the next regular session of the legislature. In the absence of any contrary legislative history offered by either party, the most obvious meaning of the word "interim" is to designate precisely a committee such as this one, which sits between legislative sessions. It would seem that the statutory authorisation to apply to the High Court for a contempt citation is designed to allow such a committee to proceed with its business without waiting for the next regular legislative session.
Counsel also urges that the powers of an investigative committee can be conferred only on a committee composed of members of both houses of- the legislature, and that a committee must be vested by the whole legislature with the power to compel ■testimony. This is not an implausible construction of the statute, since the title of A.S.C.A. £ 2.1005 is "Establishment of investigating committees by the Legislature." The text of that section, however, provides for establishment of committees not "by the legislature,* but merely by "resolution or statute,* without specifying a one-house or two-house resolution. Moreover, the statute also refers to "a standing or select committee of the Legislature" (A.S.C.A. S 2.1004(a)), although standing committees are customarily of only one house of the legislature. This strongly suggests that a select committee of one house is also a committee "of the Legislature" within the statute. Insofar as each house has traditionally established its own committees, a resolution of either house establishing a committee
Finally, it is urged that the committee failed to comply with the statutory requirements that "each investigative committee shall adopt rules to govern its procedures, including the conduct of hearings" (A.S.C.A. S' 2. 1006) and that "any person who is served with a subpoena also shall be served with ... a copy of the rules under which the committee functions." (A.S.C.A. S' 2.1011(b)). Counsel for the committee maintains that the committee fulfilled these requirements by voting "to adopt as'' rules the procedural provisions of Title 2, chapter 10." The problem with this argument is that one of the provisions of chapter 10 is that "each committee shall adopt rules, not inconsistent with law ..." to govern its procedures. A.S.C.A. § 2.1006 (emphasis added). The legislature must have intended that each committee adopt rules for the conduct of its hearings beyond the general provisions of the statute itself, since otherwise §' 2. 1006 would be entirely superfluous. The provisions of chapter 10 are automatically binding on every investigative committee. In providing that each committee "shall" (not "may") adopt requires that the committee impose on itself no rules at already imposed by law. In any case, there is no evidence in the record that the committee complied with the explicit requirement of S 2.1011(b) that it provide Mr. Horning with a copy of its rules. rules, the section do more than vote to all other than those
The final section of the Code of Fair Practices provides that "if any investigating committee fails in any material respect to comply with the requirements of this chapter, any person subject to a subpoena who is prejudiced by such failure shall be relieved of such compliance." A.S.C.A. § 1018(b). It is difficult to be absolutely certain whether the failure of the committee to adopt rules was material and prejudicial to Mr. Horning. The Court can neither dictate to the committee the substance of the rules it may adopt nor hypothesize which rules it would have adopted if it had adopted rules. It is therefore impossible to say whether Mr. Horning would have been excused from testifying on the matters to which he objected, or allowed to read his counsel's statement into the record, if the committee had been operating under written rules of evidence adopted in advance rather than deciding
CONCLUSION
The committee is not prohibited by law from compelling Mr. Horning to supply the evidence it seeks, but must Comply with all the provisions of the Code of Fair Practices enacted by the legislature in order to do so. Specifically, the committee must adopt specific rules to govern its procedures, including the conduct of hearings. A copy of these rules must accompany any subpoena.
In accordance with A.S.C.A. 8 2.1018(b), the application for a citation of contempt is denied.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.