Puppies 'N Love v. City of Phx.
Puppies 'N Love v. City of Phx.
Opinion of the Court
David G. Campbell, United States District Judge *818Plaintiffs brought suit against Defendant City of Phoenix, challenging a City ordinance that prohibits pet stores from selling dogs and cats supplied by commercial breeders ("the Ordinance"). See Phoenix City Code § 8-3.06. Plaintiffs argued that the Ordinance violated the Dormant Commerce and Equal Protection Clauses of the U.S. Constitution as well as the Arizona Constitution's prohibition on special laws, and was preempted by state law. Doc. 1. The Court permitted the Humane Society of the United States ("HSUS") to intervene. Doc. 37. The Court granted summary judgment to Defendant and HSUS, ruling that the Ordinance did not violate the U.S. or Arizona Constitutions and was not preempted because it did not conflict with state law. Doc. 177.
While an appeal from this decision was pending before the Ninth Circuit, the Arizona Legislature enacted State Bill 1248. Contrary to the requirements of the Ordinance, the new law specifically allows pet stores to sell dogs and cats obtained from commercial breeders that meet certain requirements. A.R.S. § 44-1799.10. The law contains an express preemption provision, stating that any local ordinance that imposes stricter requirements on pet dealers "is preempted." A.R.S. § 44-1799.11.
In light of this new statute, Plaintiffs filed a motion to dismiss in the Ninth Circuit, arguing that the statute preempted the Ordinance and mooted this case, and that automatic vacatur of this Court's summary judgment was appropriate. Doc. 209-1 at 2-17. The City and HSUS opposed the motion, arguing the case was not moot because the statute did not preempt the Ordinance under the Arizona Constitution, and that automatic vacatur was not appropriate because Plaintiffs persuaded the Arizona Legislature and Governor to adopt the new statute. Id. at 75-97. In response, the Ninth Circuit remanded the case to this Court "for consideration of the effect, if any," of the new legislation. Doc 207-1. Thus, the case has been fully remanded to this Court for consideration of the new statute.
The Court held a status conference on May 17, 2017. The parties and the Court agreed that the parties would file supplemental memoranda and stipulated facts on the preemption and vacatur issues. The parties have since made these filings. Docs. 216, 217, 218, 221. Plaintiffs' counsel stated at the status conference that they did not need further oral argument. Defense counsel reserved the right to request oral argument, but have not done so. See Doc. 218. After considering the briefs, stipulated facts, and relevant cases, the Court finds that the new statute preempts the Ordinance and that the summary judgment in favor of Defendant and HSUS should be vacated.
I. Background.
Plaintiffs, their counsel, and their lobbyists drafted proposed legislation, contacted and met with legislators, and testified before the Arizona Legislature. Doc. 216 ¶¶ 1-9. Defendant and HSUS countered with a lobbying effort of their own. Id. ¶¶ 10-15. The Arizona Legislature ultimately enacted the proposed legislation and the Governor signed it into law. Doc. 216-1 at 30-31. The new law took effect on August 6, 2016, as A.R.S. §§ 44-1799.10 and 44-1799.11.
*819The statute provides that a pet store or dealer "may not obtain a dog or cat for resale or sell or offer for sale any dog or cat obtained from a person who is required to be licensed by the pet dealer regulations of the United States department of agriculture" and who either is not currently licensed or has violated various regulations. A.R.S. § 44-1799.10(A). Thus, if breeders are currently licensed by the Department of Agriculture and have not violated the specified regulations, the statute permits pet stores or dealers to acquire dogs and cats from them. The statute expressly preempts any local law that imposes stricter regulations than the statute or prohibits the sale of a dog or cat "based on the source from which the animal is obtained if obtained in compliance with § 44-1799.10." A.R.S. § 44-1799.11. The Ordinance-which provides that pet stores and dealers can only sell animals obtained from shelters or nonprofit rescue organizations-imposes stricter regulations than the statute. Doc. 177 at 7. The parties agree that the statute is designed to preempt the Ordinance. Doc. 209 at 2.
II. Discussion.
A. Preemption.
The Arizona Constitution has a home-rule charter provision. Under this provision, "eligible cities may adopt a charter-effectively, a local constitution-for their own government without action by the state legislature." City of Tucson v. State ,
As a charter city, Defendant "may exercise all powers granted by its charter, provided that such exercise is not inconsistent with either the constitution or general laws of the state." Jett v. City of Tucson ,
Where the legislature has enacted a law affecting municipal affairs, but which is also of state concern, the law takes precedence over any municipal action taken under the home rule charter. But where the legislative act deals with a strictly local municipal concern, it can have no application to a city which has adopted a home rule charter. Whether or not an act of the legislature pertains to a matter of local or state-wide concern becomes a question for the courts when a conflict of authority rises.
State ex rel. Brnovich v. City of Tucson ,
The new statute at issue in this case concerns pet stores and dealers and where they may acquire the dogs and cats they sell to the public. This subject matter clearly implicates state interests. For years, Arizona has regulated the health of animals sold by pet stores and dealers ( A.R.S. § 44-1799.01 ); information such businesses must provide customers regarding the health of the dogs or cats they purchase (§ 44-1799.02); notices that must be posted by pet stores and dealers (id. ); records such businesses must keep regarding the pets they sell (§ 44-1799.03); conditions for housing animals (§ 44-1799.04); detailed procedures and remedies for customers who purchase unhealthy animals (§ 44-1799.05 to .07); and penalties that can be imposed on pet stores and dealers which violate state laws (§ 44-1799.08). These statutes, which have been in place for 20 years, clearly demonstrate a state interest in regulating pet stores and dealers and the animals they sell. In addition, the new statute specifically states that "[t]he regulation of pet dealers is a matter of statewide concern," A.R.S. § 44-1799.11, and the Governor's signing statement confirms this interest, Doc. 216-1 at 30-31.
Furthermore, the Arizona Supreme Court has held that "[m]atters involving the police power generally are of statewide concern," Brnovich ,
What is more, to the extent Defendant historically has regulated domestic animals, it has done so pursuant to authority delegated from the State. See A.R.S. § 9-499.04 ("Any city and town may by ordinance provide for the appointment of animal control officers who may commence an action or proceeding before a court for any violation of a state statute or local ordinance relating to rabies and animal control that occurs within the jurisdiction of the city or town."); § 11-1007 (authorizing county agencies to enforce state statutory article on animal control). Instead of confirming the existence of a purely local concern, these statutes suggest that the Ordinance is an exercise of police power delegated from the State. Brnovich ,
Cases from other jurisdictions have found that states and municipalities share a common interest in animal control. See, e.g. , *821Mo. Pet Breeders Ass'n v. Cty. of Cook ,
Defendant and HSUS take a different approach, arguing that the subject matter at issue in this case should be defined very narrowly: whether dogs sold within the City of Phoenix should be sourced from shelters in an effort to stem animal homelessness. Doc. 218 at 4. They contend that such a narrow subject is purely a matter of local concern.
Where the legislature has enacted a law affecting municipal affairs, but which is also of state concern, the law takes precedence over any municipal action taken under the home rule charter. But where the legislative act deals with a strictly local municipal concern, it can have no application to a city which has adopted a home rule charter. Whether or not an act of the legislature pertains to a matter of local or state-wide concern becomes a question for the courts when a conflict of authority rises.
Brnovich ,
Additionally, the Arizona Supreme Court "has narrowly limited the concept of 'purely municipal affairs,' " recognizing only two matters of purely local concern: the conduct of municipal elections and the disposition of municipal real estate.
*822State ex inf. Major v. Kansas City ,
In summary, the Ordinance can withstand the preemptive effect of the new statute only if it "deals with a strictly local municipal concern." Brnovich ,
B. Vacatur.
Plaintiffs ask the Court to vacate its judgment in favor of Defendant and HSUS. Doc. 217 at 5-7. When considering whether to vacate a prior judgment on the basis of changed circumstances, the "threshold question" in the Ninth Circuit is "whether the party seeking relief from the judgment below caused the mootness by voluntary action." Chem. Producers and Distribs. Ass'n v. Helliker ,
Defendant and HSUS argue that the judgment in their favor should not be vacated because Plaintiffs persuaded Arizona to pass the statute. Doc. 218 at 5-9. In Chemical Producers , the party seeking to vacate a prior judgement on the basis of new legislation had sent letters to and discussed the new legislation with state legislators.
Defendant and HSUS argue that Chemical Producers is inapplicable because the actions in that case-writing letters to and discussions with legislators-were far less pervasive than Plaintiffs' lobbying efforts in this case. Doc. 218 at 7. But Chemical Producers held broadly that lobbying efforts do not cause federal or state legislative enactments.
Defendant and HSUS contend that even if the Court applies Chemical Producers , Plaintiffs must still show equitable entitlement to vacatur. Doc. 218 at 6-7 (citing U.S. Bancorp ,
Defendant and HSUS argue that the public interest nonetheless favors a denial of vacatur. Doc. 218 at 7-8. Specifically, they argue that a vacatur would rob the public of the opportunity to rely on the legal analysis in the Court's prior decision.
In practical terms, the significance of this dispute largely amounts to the impact of the phrase "vacated on other grounds." No matter what we conclude, the opinion of the district court will not be ripped from Federal Supplement [3d]. It will still be available and will still be citable for its persuasive weight. That's all the weight a district court opinion carries anyway, outside of future litigation involving the same parties and their privies, because a district court opinion does not have binding precedential effect.
NASD Dispute Resolution, Inc. v. Judicial Council of State of Cal. ,
Amicus separately argues that vacatur is inappropriate because it would prevent Tempe from relying on claim preclusion to avoid future lawsuits. Doc. 220 at 4. The Court cannot conclude, however, that such a collateral concern should control the Court's decision in this case.
IT IS ORDERED:
1. The Ordinance at issue in this case, Phoenix City Code § 8-3.06, is preempted by A.R.S. § 44-1799.10 and § 44-1799.11.
2. The Court's judgment in favor of the City of Phoenix and HSUS is vacated .
3. The City of Tempe's motion to file its amicus curiae brief (Doc. 219) is granted .
4. The Clerk is directed to terminate this action.
Defendant and HSUS seem to argue that the City's demonstrated interest is greater than the State's (Doc. 218 at 2-3), but this is the type of balancing foreclosed by the Arizona analysis. Id. at 678-79.
Reference
- Full Case Name
- PUPPIES 'N LOVE, Frank Mineo, and Vicki Mineo v. CITY OF PHOENIX
- Cited By
- 1 case
- Status
- Published