Caraffa v. United States of America
Trial Court Opinion
1 WO MDR 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA Alfred E. Caraffa, No. CV 20-01020-PHX-MTL (ESW) 10 Plaintiff, v. ORDER United States, et al., Defendants.
16 On May 22, 2020, Plaintiff Alfred E. Caraffa, who is confined in a Maricopa County Jail, filed a pro se civil rights Complaint (Doc. 1) pursuant to 42 U.S.C. § 1983, 28 U.S.C. § 1331, and Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 19 U.S. 388 (1971); an Application to Proceed In Forma Pauperis (Doc. 2); and a Motion to Support Civil Action and Joining Parties to Civil Action (Doc. 4). Pursuant to 28 U.S.C. § 1915(g), the Court will deny the Application to Proceed, dismiss the Complaint and this action without prejudice, and deny as moot the Motion to Support Civil Action.
23 I. Recusal Issue 24 Plaintiff has named the undersigned as a Defendant in this action. Ordinarily, when a judge assigned to the case is named as a party, the judge would recuse himself sua sponte pursuant to 28 U.S.C. § 455, which requires a judge to recuse himself “in any proceeding in which his impartiality might be reasonably questioned” or when he is “a party to the proceeding.” 28 U.S.C. § 455(a) and (b)(5)(i). However, this case is not ordinary.
1 When a litigant becomes unhappy with a judge’s rulings in a case, a litigant might seek to force the judge to recuse himself by filing a lawsuit against the judge. But a “‘judge is not disqualified merely because a litigant sues or threatens to sue him.’ Such an easy method for obtaining disqualification should not be encouraged or allowed.” Ronwin v. State Bar of Ariz., 686 F.2d 692, 701 (9th Cir. 1981) (citation omitted), rev’d on other grounds sub nom. Hoover v. Ronwin, 466 U.S. 558 (1984).
7 “‘[A] judge is not disqualified by a litigant’s suit or threatened suit against him, or by a litigant’s intemperate and scurrilous attacks.’” United States v. Sutcliffe, 505 F.3d 9 944, 958 (9th Cir. 2007) (quoting United States v. Studley, 783 F.2d 934, 940 (9th Cir. 1986)). Similarly, “[w]here a claim against the undersigned judge is so wholly frivolous that there is no jurisdiction, the assigned judge should be able to decline to recuse and proceed with dismissing the case.” Snegirev v. Sedwick, 407 F. Supp. 2d 1093, 1095 (D. Alaska 2006). See also Reddy v. O’Connor, 520 F. Supp. 2d 124, 131 (D.D.C. 2007) (“recusal is not required where the claim asserted is ‘wholly frivolous’ or a litigant has named a judicial officer as a defendant to force him out of the case and hence obtain assignment of a judge the litigant considers more desirable.” (quoting Snegirev, 407 F. 17
18 The Court lacks subject-matter jurisdiction over a claim that is “wholly insubstantial and frivolous.” Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 89 (1998). An action under 42 U.S.C. § 1983 may be dismissed as frivolous “where the defense is complete and obvious from the face of the pleadings.” Franklin v. Murphy, 745 F.2d 1221, 1228 (9th Cir. 1984). Such claims include those in which “it is clear that the defendants are immune from suit.” Neitzke v. Williams, 490 U.S. 319, 327 (1989). See also Snegirev, 407 F. Supp. 24 2d at 1097 (claim precluded by judicial immunity was frivolous). Such is the case here.
25 Plaintiff’s lawsuit against the undersigned is based, at best, on the undersigned’s rulings in Plaintiff’s prior cases. As to those rulings, the undersigned is protected by judicial immunity.
28 . . . .
1 Judges are absolutely immune from § 1983 and Bivens suits for damages for their judicial acts except when they are taken “in the ‘clear absence of all jurisdiction.’” Stump v. Sparkman, 435 U.S. 349, 356-57 (1978) (quoting Bradley v. Fisher, 80 U.S. 335, 351 (1871)); Ashelman v. Pope, 793 F.2d 1072, 1075 (9th Cir. 1986). Against federal judges, absolute immunity also “extends to actions for declaratory, injunctive and other equitable relief.” Mullins v. United States Bankr. Ct. for the D. of Nev., 828 F.2d 1385, 1394 (9th Cir. 1987). An act is “judicial” when it is a function normally performed by a judge and the parties dealt with the judge in his or her judicial capacity. Stump, 435 U.S. at 362; Crooks v. Maynard, 913 F.2d 699, 700 (9th Cir. 1990). This immunity attaches even if the judge is accused of acting maliciously and corruptly, Pierson v. Ray, 386 U.S. 547, 554 (1967), or of making grave errors of law or procedure. See Schucker v. Rockwood, 846 12 F.2d 1202, 1204 (9th Cir. 1988).
13 The Court finds that Plaintiff’s claims against the undersigned are precluded by judicial immunity and are frivolous. Thus, the Court declines to recuse itself.
15 II. Dismissal Pursuant to 28 U.S.C. § 1915(g) 16 A prisoner may not bring a civil action or appeal a civil judgment in forma pauperis (“IFP”) if: 18 the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or 19 appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under 21 imminent danger of serious physical injury.
22 28 U.S.C. § 1915(g).
23 “[Section] 1915(g) should be used to deny a prisoner’s IFP status only when, after careful evaluation of the order dismissing an action, and other relevant information, the district court determines that the action was dismissed because it was frivolous, malicious or failed to state a claim.” Andrews v. King, 398 F.3d 1113, 1121 (9th Cir. 2005). “In some instances, the district court docket records may be sufficient to show that a prior dismissal satisfies at least one of the criteria under § 1915(g) and therefore counts as a strike.” Id. at 1120.
3 Three of Plaintiff’s prior actions qualify as “strikes” under § 1915(g): 4 (1) Caraffa v. Maricopa County Sheriff’s Department, CV 20- 00013-PHX-MTL (ESW) (Mar. 3, 2020 Order and Judgment dismissing Second Amended Complaint for failure to state a 6 claim); 7 (2) Caraffa v. Maricopa County Sheriff’s Office, CV 20-00227- PHX-MTL (ESW) (Mar. 30, 2020 Order and Judgment 8 dismissing Second Amended Complaint for failure to state a 9 claim); 10 (3) Caraffa v. CHS, CV 20-00256-PHX-MTL (ESW) (Feb. 10, 2020 Order dismissing Complaint for failure to state a claim, 11 with leave to amend, and Apr. 13, 2020 Judgment for failure to file amended complaint).
13 Therefore, Plaintiff may not bring a civil action without complete prepayment of the $350.00 filing fee and $50.00 administrative fee unless he is in imminent danger of serious physical injury. 28 U.S.C. § 1915(g).
16 III. Imminent Danger 17 To meet the “imminent danger” requirement, the “threat or prison condition [must be] real and proximate,” Ciarpaglini v. Saini, 352 F.3d 328, 330 (7th Cir. 2003) (quoting Lewis v. Sullivan, 279 F.3d 526, 531 (7th Cir. 2002)), and the allegations must be “specific or credible.” Kinnell v. Graves, 265 F.3d 1125, 1128 (10th Cir. 2001). “[T]he exception applies if the complaint makes a plausible allegation that the prisoner faced ‘imminent danger of serious physical injury’ at the time of filing.” Andrews v. Cervantes, 493 F.3d 23 1047, 1055 (9th Cir. 2007) (quoting § 1915(g)). Moreover, although a court considering a motion to proceed in forma pauperis, “should not attempt to evaluate the seriousness of a plaintiff’s claims[, . . . ] it has never been the rule that courts must blindly accept a prisoner’s allegations of imminent danger.” Taylor v. Watkins, 623 F.3d 483, 485 (7th Cir. 2010).
28 . . . .
1 “[T]he availability of the [imminent danger] exception turns on the conditions a prisoner faced at the time the complaint was filed, not some earlier or later time.” Andrews, 493 F.3d at 1053. Claims concerning an “imminent danger of serious physical injury” cannot be triggered solely by complaints of past abuse. See Ashley v. Dilworth, 147 F.3d 5 715, 717 (8th Cir. 1998); Luedtke v. Bertrand, 32 F. Supp. 2d 1074, 1077 (E.D. Wis. 1999).
6 The allegations in Plaintiff’s Complaint relate to Plaintiff’s failure to receive a computer tablet; jail officials’ refusal to mail civil complaints and letters to the United States Attorney General, false statements and claims in a disciplinary charge against Plaintiff, and failure to fill out a portion of an application to proceed in forma pauperis; “illegal confinement” and delays in the administration of justice; the State’s enforcement of “a law which abridges the freedom of the Plaintiff and deprives the Plaintiff of life, liberty and property”; the denial of Plaintiff’s right to equal protection because “Public Defenders and County Attorney[]s (Prosecutor[]s) have immunity to everything done inside the courtroom”; generic allegations of abuses of authority and the “use [of] religion against [Plaintiff] as a weapon”; and the undersigned’s and Magistrate Judge Willett’s rulings. These allegations do not show that Plaintiff is in imminent danger of serious physical injury. Thus, the Court will deny Plaintiff’s Application to Proceed In Forma Pauperis and will dismiss Plaintiff’s Complaint and this action, without prejudice, pursuant to § 1915(g). If Plaintiff wants to reassert these claims in the future, he must prepay the entire $400.00 filing and administrative fees when he files his action.
21 IT IS ORDERED: 22 (1) Plaintiff’s Application to Proceed In Forma Pauperis (Doc. 2) is denied.
23 (2) Plaintiff’s Complaint (Doc. 1) and this action are dismissed without prejudice, pursuant to 28 U.S.C. § 1915(g). If Plaintiff wishes to reassert these claims in the future, he must prepay the $400.00 filing and administrative fees when he files his action.
27 (3) Plaintiff’s Motion to Support Civil Action and Joining Parties to Civil Action (Doc. 4) is denied as moot.
1 (4) The Clerk of Court must enter judgment accordingly and close this case.
2 Dated this 27th day of May, 2020.
Mi chal T. Shunde Michael T. Liburdi 6 United States District Judge
Case-law data current through December 31, 2025. Source: CourtListener bulk data.