State of Arizona v. Antajuan Stewart Carson Jr.
State of Arizona v. Antajuan Stewart Carson Jr.
Opinion
¶ 1 Our courts have consistently prohibited a defendant from simultaneously claiming self-defense and asserting a misidentification defense. We now disavow that approach. We hold that if some evidence supports a finding of self-defense, the prosecution must prove its absence, and the trial court must give a requested self-defense jury instruction, even when the defendant asserts a misidentification defense.
BACKGROUND
¶ 2 We view the evidence in the light most favorable to a defendant's request for a self-defense instruction.
See
State v. King
,
¶ 3 One October night in 2013, Antajuan Carson and victims S.B., J.M., and B.C. attended a house party in Tucson. There was "bad blood" between Carson and J.M., and they unfortunately crossed paths. The two men engaged in a prolonged "fight" inside the house that involved "a whole bunch of people," including S.B., who "had a little conflict going [with Carson]," and lasted five or ten minutes before being broken up. Carson displayed a gun at some point during this confrontation.
¶ 4 The fight soon resumed outside in what witnesses described as chaotic conditions ("A whole bunch of people were running and arguing, yelling"; "[E]verybody just ran outside, and everybody was pushing") until several people, including J.M. and S.B., "jumped" Carson, hitting and kicking him as he was on the ground. According to one witness, Carson pulled out a gun and "started like swinging it to [J.M. and S.B.]," who responded by physically fighting Carson. Someone yelled, "He has a gun," and people began to run away. Shots were fired, and J.M. and S.B. were shot and killed. B.C. was shot but survived. The gun was never found. But police discovered a bloodied knife on the ground near S.B.'s body at the end of a trail of blood drops, and a second bloodied knife was found tucked inside S.B.'s belt. Neither was tested for fingerprints or DNA. Carson fled and was later arrested in Michigan.
¶ 5 The State charged Carson with two counts of second degree murder and two counts of aggravated assault. During the subsequent jury trial, Carson did not testify. His principal defense was that he was not the shooter. But Carson also requested a self-defense instruction. The trial court denied the request, reasoning "the court legally cannot give a self-defense instruction" because Carson denied he had shot the victims. The jury found Carson guilty on all counts, and the court imposed sentences.
¶ 6 The court of appeals reversed the murder convictions and sentences and remanded for a new trial because the trial court had erroneously refused to give a self-defense instruction as to those two victims.
State v. Carson
,
¶ 7 We granted review of Carson's petition and the State's cross-petition to decide whether a defendant is entitled to a self-defense instruction while also asserting a misidentification defense, a recurring issue of statewide importance. We have jurisdiction pursuant to article 6, section 5(3), of the Arizona Constitution and A.R.S. § 12-120.24.
DISCUSSION
I. Simultaneously asserting misidentification and self-defense
¶ 8 We review de novo as a question of law whether a self-defense instruction is available to a defendant who asserts a misidentification defense.
See
State v. Rushing
,
¶ 9 A person is justified in using physical force against another, and does not commit a crime, "when and to the extent a reasonable person would believe that physical force is immediately necessary to protect himself against the other's use or attempted use of unlawful physical force." A.R.S. §§ 13-205(A) -404(A). Similarly, deadly force is justifiably used if § 13-404 is satisfied and "a reasonable person would believe that deadly physical force is immediately necessary to protect himself against the other's use or attempted use of unlawful deadly physical force."
¶ 10 For many years, Arizona courts have stated that a defendant may not simultaneously deny physically injuring a victim and claim self-defense.
See, e.g.
,
State v. Plew
,
State v. Gilfillan
,
¶ 11 Continuing to adhere to the
Plew
line of cases would contradict the legislature's intent about what constitutes criminal conduct. In 2006, the legislature amended Arizona's statutes to declare that actions taken in self-defense transform conduct that would otherwise be criminal into legally permissible conduct.
See
A.R.S. § 13-205(A) (2006) ("Justification defenses ... are not affirmative defenses. Justification defenses describe conduct that, if not justified, would constitute an offense but, if justified, does not constitute criminal or wrongful conduct.");
see also
¶ 12 Relatedly, if the evidence supports a self-defense finding but the defendant must admit to being the perpetrator, or at least not deny it, to trigger the prosecution's burden to disprove self-defense, the defendant effectively must give up his right to hold the prosecution to its proof of all elements.
See
United States v. Demma
,
¶ 13 We are not persuaded by the State's argument that we should continue to adhere to
Plew
and like cases because simultaneously permitting misidentification and justification defenses would perpetuate at least one "lie," thereby "confusing" a jury and undermining its truth-finding function. Just as juries sift through incompatible witness accounts to unearth the truth, they can sort the truth of conflicting defenses.
Cf.
State v. Wall
,
¶ 14 And as the State concedes here, a defendant could assert self-defense while simultaneously arguing that the prosecution had failed to prove he was the perpetrator.
Cf.
Ruggiero
,
¶ 15 The State also argues we should treat self-defense like the entrapment affirmative defense, which precludes simultaneous assertion of a misidentification defense.
See
A.R.S. § 13-206(A) ("To claim entrapment, the person must admit by the person's testimony or other evidence the substantial elements of the offense charged."). This preclusion originated in the common law, and the legislature codified it.
See
¶ 16 We conclude that if the slightest evidence supports a finding of self-defense, the prosecution must prove its absence, even if the defendant asserts a misidentification defense. And if the case is tried to a jury, the trial court must give a self-defense instruction, if requested and supported by some evidence.
II. Need for self-defense jury instruction here
¶ 17 We review a trial court's refusal to instruct on self-defense for an abuse of discretion, viewing the evidence in the light most favorable to the defendant.
See
King
,
¶ 18 As noted above, the "slightest evidence" that a defendant acted in self-defense entitles him to a self-defense instruction. Id. ¶ 14. The State argues that this threshold is unmet here because a reasonable person in Carson's circumstance would not have believed that "deadly physical force [was] immediately necessary to protect himself" against the "use or attempted use of unlawful deadly physical force" by any victim. See A.R.S. § 13-405. It points to substantial evidence that Carson did not act in self-defense. For example, only Carson was seen with a weapon during the fight, and the wounds suffered by J.M. and S.B., as well as the location of their bodies, suggest they were shot as they ran from Carson. Also, no one testified that B.C. attacked Carson and, although a gun was later found in the car that transported B.C. to a hospital, no evidence suggested he wielded it during the party.
¶ 19 The State misapprehends the amount of evidence needed to support a self-defense instruction by effectively arguing that Carson was required to prove all elements of self-defense to receive an instruction. The "slightest evidence" standard presents a low threshold.
King
,
¶ 20 At least the slightest evidence exists that Carson shot all three victims in response to a "hostile demonstration" and therefore acted in self-defense. Carson brandished a gun during the fight that took place inside the house. Nevertheless, this did not dissuade J.M., S.B., and others from "jumping"
Carson outside and then punching and kicking him while he was on the ground. Circumstantial evidence supports a finding that S.B. used one or both knives to stab at least one person during the fight and wielded one at the time he was shot.
Cf.
State v. Stuard
,
¶ 21 We disagree with the court of appeals majority and the State that whether Carson shot B.C. in self-defense depended on evidence that B.C. had threatened Carson with the gun later retrieved by police.
See
Carson
,
¶ 22 B.C.'s presence in the scrum surrounding Carson as he was punched and kicked permitted a reasonable person in Carson's circumstance to believe that B.C. was one of his assailants. Although B.C. testified that he was present only to pull S.B. from the fight, someone in Carson's position-on the ground, surrounded, being punched and kicked, on a dark street as people screamed-may not have accurately perceived B.C.'s intent. And the jury could have disbelieved B.C. about his motive for joining in.
Cf.
State v. Almeida
,
¶ 23 In sum, viewed in the light most favorable to Carson, at least the "slightest evidence" existed that he shot all three victims in self-defense. The trial court therefore erred by refusing to instruct the jury on self-defense.
CONCLUSION
¶ 24 We vacate the court of appeals' opinion, reverse Carson's convictions and sentences, and remand the case for a new trial.
Reference
- Full Case Name
- STATE of Arizona, Appellee, v. Antajuan Stewart CARSON Jr., Appellant.
- Cited By
- 2 cases
- Status
- Published