Williams v. Southern Pacific Co.
Williams v. Southern Pacific Co.
Opinion of the Court
Plaintiff was given judgment for damages under the Federal Employers’ Liability Act (8 Fed. Stats. Ann., 2d ed., pp. 1208, 1339, etc.; IT. S. Comp. Stats., secs. 8657-8665) for the death of her husband, Harry Williams, alleged to have been caused by the negligence of the defendant while the deceased was in the discharge of his duties as brakeman on an interstate train of the defendant company.
Appellant does not contest the implied finding of negligence but earnestly contends that the deceased was not employed in interstaté commerce at the time of the injury resulting in his death. This contention is based on two propositions advanced by the defendant: First, that the evidence conclusively establishes that the train on which the deceased was employed was not an interstate train; secondly, that in a proceeding instituted by the plaintiff, in her individual capacity, against the defendant before the Industrial Accident Commission, it was adjudged that at the time of his death the deceased was employed in intrastate commerce and that such determination is res adjxidicata between the parties to this action.
The injury and resulting death of Harry Williams occurred November 25, 1917. The original complaint in this *574 action was filed January 9, 1918. On April 12, 1918, the defendant filed its answer denying that the deceased was employed in interstate commerce at the time of his death. To avoid the bar of the statute of limitations to a recovery before the Industrial Accident Commission in the event of a decision by the superior court that the deceased was not employed in interstate commerce, the plaintiff, Ruth Williams, in her individual capacity, just prior to the expiration of one year from the time of her husband’s death, made application to the commission for adjustment of her claim for damages, alleging the pendency of the action in the superior court and that the defendant therein had “answered alleging that deceased was engaged in intrastate commerce at the time of his death” and praying that the proceeding before the commission “be held in abeyance, after service upon the defendant, until final determination of the said civil action.” On December 19, 1918, counsel for Mrs. Williams appeared before the commission and moved that the proceeding be held in abeyance during the pendency of the action in the superior court. The motion was opposed by counsel for the defendant and was denied by the commission: Thereupon counsel for Mrs. Williams applied to the supreme court for a writ of prohibition restraining the commission from proceeding in the matter pending the court’s action. The application was denied. The defendant admitted all the facts stated in the application before the commission and did not resist the award prayed for. The commission thereupon awarded Mrs. Williams the sum of $5,000 as damages, and a certified copy of its findings' and award was filed by the defendant in the superior court of Sacramento County and judgment thereon was duly entered.
In Western Metal Supply Co. v. Pillsbury, 172-Cal. 411 [Ann. Cas. 1917E, 390, 156 Pac. 491], it is said; “Where *575 compensation 'is sought the proceedings are in substance those of a court in an action at law. . . . After hearing by the commission, it makes and files its findings of facts and its ‘award which shall state its determination as to the rights of the parties.' The findings thus made are ‘conclusive and final' and the award itself is not reviewable except by a writ of certiorari under which the review is restricted in scope. Any party in interest may file a certified copy of the findings and award with the clerk of the superior court, and judgment must be entered by the clerk in conformity therewith. ... We shall not take time to review in detail the cases just cited, but content oúrselves with saying that we think there is nothing in them which would support the claim that the powers exercised by the Industrial Accident Commission of this state, in making awards of compensation are not strictly judicial.” (See, also, Carsten v. Pillsbury, 172 Cal. 576 [158 Pac. 218] ; Pacific Coast Casualty Co. v. Pillsbury, 171 Cal. 319 [153 Pac. 24] ; Gouanillou v. Industrial Acc. Com., 184 Cal. 418 [193 Pac. 937] ; Massachusetts etc. Co. v. Industrial Acc. Com., 176 Cal. 491 [168 Pac. 1050].) The findings of the Industrial Accident Commission are res adjudicata. (In re Hunnewell, 220 Mass. 351 [107 N. E. 934] ; Centralia Coal Co. v. Industrial Acc. Com., 297 Ill. 513 [130 N. E. 727].)
*577 suit remains unmodified. This general rule is demanded by the very object for which civil courts have been established, which is to secure the peace and repose of society by the settlement of matters capable of judicial determination. Its enforcement is essential to the maintenance of social order; for the aid of judicial tribunals would not be invoked for the vindication of rights of persons and property, if, as between parties and their privies, conclusiveness did not attend the judgments of such tribunals in respect of all matters properly put in issue and actually determined by them.” (Southern Pac. R. Co. v. United States, 368 U. S. 1 [42 L. Ed. 335, 18 Sup. Ct. Rep. 18, see, also, Rose's U. S. Notes]; 2 Black on Judgments, 2d ed., see. 506.)
In Spokane & Inland Empire B. Co. v. Whitley, 237 U. S. 487 [59 L. Ed. 1060, 35 Sup. Ct. Rep. 655, L. R. A. 1915F, 736, see, also, Rose's U. S. Notes], in construing a statute of Idaho similar to the Federal Employers’ Liability Act, the court said: “The recovery authorized is not for the benefit of the 1 estate’ of the decedent; the proceeds of the recovery are not assets of the estate. Where the personal representative is entitled to sue, it is only as trustee for described persons, the ‘heirs’ of the decedent. . . .
They are the sole beneficiaries. ... It may also be premised that when suit is duly brought by the trustee under such a statutory trust, it is a necessary and conclusive presumption that the trust will be executed and the rights of the beneficiaries as fixed by the statute which created the obligation will be recognized by all courts before whom the question of distribution may come.” In Ruiz v. Santa Barbara Gas etc. Co., 164 Cal. 191 [128 Pac. 332], it is said: “It is settled by the decisions that an action of the character authorized by section 377 of the Code of Civil Procedure is one solely for the benefit of the heirs, . . . that the money recovered in such an action does not belong to the estate but to the heirs only, and that an administrator has the right to bring the action only because the statute authorizes him to do so, and that he is simply made a statutory trustee to recover damages for the benefit of the heirs. ’ ’
In
Corcoran
v.
Chesapeake & O. Canal Co.,
94 U. S. 741 [24 L. Ed. 190, see, also, Rose's U. S. Notes], the plaintiff
*578
brought the suit upon certain bonds and the defendant pleaded a prior judgment as a bar. The court, in sustaining the plea, said: “It is also argued that in that suit Mr. Corcoran was only a party in Ms representative capacity of trustee, and here he sues in his individual character as owner of the bonds, and in this latter capacity is not bound by that decree. But why is he not bound? It was Ms duty as trustee to represent and protect the holders of these bonds; and for that reason he was made a party, and he faithfully discharged that duty. It would be a new and very dangerous doctrine in the equity practice to hold that a
cestui que trust
is not bound by the decree against Ms trustee in the very matter of the trust for which he was appointed. If Mr. Corcoran owned any of these bonds and coupons, then he is bound, because he represented himself. If • he has bought them since, he -is bound as a privy to the person who was represented.” In
Estate of Bell,
153 Cal. 331 [95 Pac. 372], the court arrived at a similar conclusion where the administratrix had proceeded in her representative capacity in one ease and in her individual capacity in the other. The court said: “In both proceedings she was the real party in interest, asserting individual and not representative rights, and is bound by the judgment.” (See, also,
In re Parks' Estate,
166 Iowa, 403 [147 N. W. 850] ;
Chandler
v.
White Oak Creek Lumber Co.,
131 Tenn. 47 [173 S. W. 449].) In 2 Black on Judgments, second edition, section 536, it is said: “If one sues as trustee, and afterward in his individual capacity in respect of the same subject matter, he is bound by the decree in the former suit. For if, at that time, he owned the subject of the trust, he was representing himself.”
Counsel for respondent contends that the rule as thus stated is in conflict with that laid down in the case of
Troxell
v.
Delaware L. &
W.
R. Co.,
227 U. S. 434 [57 L. Ed. 586, 33 Sup. Ct. Rep. 274, see, also, Rose's U. S. Notes]. The judgment pleaded as a bar in that case was
*579
given in an action by Mrs. Troxell as surviving widow in behalf of herself and children for the death of her husband. The court in that action held that it was brought under the state law. “In such an action there could be no recovery because of the negligence of the fellow-workmen of Troxell.” “The” jury was confined to the question of responsibility for failing to provide proper safety appliances. ’ ’ The plaintiff was given judgment which was reversed on appeal. The second action was then brought by Mrs. Troxell as administratrix under the federal act under which there might be a recovery for the negligence of fellow-workmen. In the second action the trial court held that “the former case had adjudicated matters as to defects in cars, engines, and rails, [and] submitted to the jury only the question of the negligence of fellow-servants.” Judgment was again rendered in favor of the plaintiff and the circuit court of appeals “reversed the judgment, holding that the first proceeding and judgment was a bar to a recovery in the second action. ’ ’ In overruling the- decision of the circuit court of appeals, the supreme court held that “where the second suit is upon a different claim or demand, the prior judgment operates as an estoppel only as to matters in issue or points controverted and actually determined in the original suit, . . . and the plaintiff’s right to recover because of the injury by the negligence of the fellow-servants was not involved in or concluded by the first suit.” The court further held that “there was not that identity of parties in the former action by the widow and the present case, properly brought by the administrator under the Employers’ Liability Act, which renders the former suit and judgment a bar to the present action.”
Not knowing what the determination of the trial court would he as to the character of employment of the deceased, and naturally desirous of avoiding an entire failure of compensation, the plaintiff felt the necessity of making the application to the commission, even though recovery in that tribunal is limited in amount. In states which provide but one tribunal for the trial of such actions, that tribunal determines in the one action whether the employment was interstate or intrastate and renders judgment accordingly under the federal act or the state law as the case may warrant, an.d the predicament in which the plaintiff herein found herself cannot arise.
Appellant contends that under the facts shown the case of Gulf, C. & St. F. R. Co. v. McGinnis, 228 U. S. 173 [57 L. Ed. 785, 33 Sup. Ct. Rep. 426, see, also, Rose's U. S. Notes], is conclusive against a recovery in behalf of Mrs. Peabody. In that case the administratrix sued under the federal act for the benefit of herself and four children, one of whom was an adult married daughter. Judgment was given for the sum of $15,000, one-half of which was apportioned equally to the four children. The court of civil appeals affirmed the judgment (Gulf G. & S. F. Ry. *582 Co. v. McGinnis (Tex. Civ.), 147 S. W. 1188.) The supreme court of the United States reversed the . judgment on the sole ground that, under the pleadings and proofs, the married daughter was not entitled to recover. The court said: “There was neither allegation nor evidence that Mrs. Saunders was in any way dependent upon the decedent, nor that she had any reasonable expectation of any pecuniary benefit as a result of a continuation of his life. ... In a series of cases lately decided by this court, the act in this aspect has been construed as intended only to compensate the surviving relatives of such a deceased employee for the actual pecuniary loss resulting to the particular person or persons for whose benefit an action is given.” (See, also, Garrett v. Louisville etc. R. R. Co., 235 U. S. 312 [59 L. Ed. 242, 35 Sup. Ct. Rep. 32, see, also, Rose's U. S. Notes].) There is no distinction in principle between. the McGinnis case and this. In neither ease was there any evidence from which to infer that pecuniary benefits would have been received except the bare fact of the relationship of father and daughter. In the McGinnis case it was held that the issue raised was a federal question and that case is controlling here where the identical question is presented.
The judgment appealed from is reversed.
Burnett, J., and Hart, J., concurred.
*583 A petition for a modification of the opinion was denied by the district court of appeal on November 16, 1921, and the following opinion then rendered thereon:
Appellant has filed a petition for the modification of the decision herein by this court, concluding as follows:
“The appellant, therefore, asks that the opinion heretofore rendered and filed be modified so as to declare that the daughter, Vivian Peabody, is also bound by the finding of the Industrial Accident Commission to the effect ^ that the decedent was engaged in intrastate employment at the time of his death, and that, if it be necessary for a consideration of this point, a rehearing be granted, limited, however, solely to the one point, namely, the effect of the award of the Industrial Accident Commission as to the right of the administratrix to recover on behalf of the daughter.” In appellant’s opening brief the contention is stated as follows: “The finding of the commission fixing the status of the employment is an adjudication
in rem
and binds the world.” The proceeding before the commission has none of the characteristics of an action
in rem.
This discussion has proceeded upon the assumption that the terms “condition or relation of a. particular person” as used in section 1908 of the Code of Civil Procedure are broad enough to include the status of one’s employment as to its intrastate or interstate character. Such assumption, however, appears to be unwarranted. The right of a mechanic to a lien for his wages may depend upon the character of the work in which he is engaged, yet it would hardly be contended that a judgment establishing the character of such work is in rem, binding upon the whole world. There is no distinction in principle between the two cases. Other similar illustrations may readily be suggested. Appellant’s contention finds no support in reason or authority.
The petition is denied.
A petition to have the cause heard in the supreme court, after judgment in the district court of appeal, was denied by the supreme court on December 15, 1921.
All the Justices concurred.
Lawlor, J., was absent, and Richards, J., pro tem., was acting.
Reference
- Full Case Name
- RUTH WILLIAMS, as Administratrix, Etc., Respondent, v. SOUTHERN PACIFIC COMPANY (A Corporation), Appellant
- Cited By
- 35 cases
- Status
- Published