People v. Darcy
People v. Darcy
Opinion of the Court
Appellant was indicted, tried by a jury and convicted of perjury. The indictment contains one count which alleges in substance that on March 27, 1934, in an affidavit of registration as an elector he stated under oath before a deputy registrar of voters authorized to administer oaths in the department of elections at San Francisco that his name was “Sam Darcy” and his place of birth “New York,” whereas his true name is Samuel Dardeek or Samuel Adams Dardeck and his place of birth Ukraine, Russia.
-A demurrer and supplement to demurrer to the indictment were overruled; a motion to dismiss the indictment and a motion to quash the same were dismissed, and a challenge to the jury panel was disallowed. Upon the return of the verdict, motions in arrest of judgment and for a new trial were made and denied, whereupon a motion for probation was made and granted, and the pronouncement of judgment suspended.
Appellant did not testify in his own behalf. However, as appears from testimony given by him before the Immigration and Naturalization Service at Ellis Island, New York, he was born in Orinion, Russia, and given the name of Srool Adam Dardeek. With his brothers and sisters he was brought to the United States by his mother, his father having emigrated to this country a year earlier. The latter secured naturalization and it is by reason of this fact that appellant as a minor child acquired his citizenship. He was married in New York in 1926 under the name of Samuel Adams Darcy; in 1927 he remarried his wife in Chicago under the name of Samuel Adams Dardeek. In the same year, he applied for passports to Europe for himself and his wife whom he stated he “married on May 13, 1927,” his application stating under oath that his name was Samuel Adams Dardeek and that he had been born in Russia. In 1932 in connection with an interview with an inspector of the police department of Long Beach to establish his identity, he signed the name of Sam Darcy to a written statement that he was born in New York. Affidavits, also, made by him in 1931, 1932 and 1934 before the registrar of voters in San Francisco gave his name as Samuel Adams Darcy, Samuel Darcy and Sam Darcy, respectively, and his birthplace as New York. In 1934, also, he filed under oath a declaration of candidacy for the office of governor of this state. Among other things he stated in the declaration that he had been a resident of this state for eight and a half years. In 1935, he again applied for a passport to Europe,
At about the time of the filing of the indictment against appellant by the grand jury, he left this state and went to the State of Pennsylvania, where, on September 19, 1939, he was apprehended and extradition proceedings instituted against him. He resisted these proceedings by resort to the federal courts, without success, and was returned to this state to stand trial.
At his trial he exercised his legal right not to testify. Evidence offered and received on his behalf tended to prove that during his several years residence in this state he commonly used and was known by the name of Sam Darcy; that he followed the calling of journalist and political writer, advocating the principles of the communist party, and was on one occasion the candidate of that party for the office of mayor of San Francisco, and on another, as stated, for that of governor of the state. It is not contended that he used that name for any fraudulent purpose.
Appellant urges various grounds for reversal, namely (1) that the indictment fails to charge the offense of perjury inasmuch as the alleged false statements were immaterial to the proceeding in which they were made; (2) that the making of them was not legally proven, since the record disclosed no willfulness or criminal intent, and was not established by the testimony of two witnesses, or of one witness and proof of corroborating circumstances; (3) that the prosecution failed to confront the appellant' with necessary witnesses, namely, his father (whose record of naturalization was used to establish appellant’s birth in Russia), and the deputy registrar in San Francisco (before whom the alleged false statements were made—and who at the time of the trial was no longer living) ; (4) the erroneous admission or exclusion of evidence, and (5) that by his prosecution and conviction he was denied the equal protection of the law.
The appeal purports to be taken from the judgment
The falsity of evidence upon which it is sought to establish perjury must be proved by two witnesses, or by one witness and corroborating circumstances. (Pen. Code, sec. 1103a.) The affidavit containing the perjurious matter was introduced through a deputy registrar of voters. The particular officer who administered the oath to appellant was no longer living at the time of the trial. The deputy witness testified to the official position, and to his familiarity with the signature, of the deceased deputy. Other documents containing the identified signature of “Sam Darcy,” including a declaration of candidacy for governor, were also admitted in evidence.
To prove the falsity of the statement in appellant’s regis- ■ tration affidavit, the naturalization papers of his father, which
A false statement must be material to the matter at issue and must be made willfully. (Penal Code, sec. 118.) By this section defining perjury, the word “willfully” is used in the sense of knowingly or intentionally and should be differentiated from the same word when used in an indictment charging a fraudulent purpose. To sustain a perjury charge it is not necessary that the false statement be made for the purpose of injuring another. Prom the evidence as recounted the jury could easily conclude, to a moral certainty and beyond reasonable doubt, that the statements in the affidavit of registration were made “willfully.” Whether a false statement has been made willfully or as the result of an honest mistake is a question of fact solely for the jury to decide. (People v. Todd, supra.)
Contrary to the contention of appellant that he was an elector, entitled to vote irrespective of whether he was born in Russia or New York, the statements assigned as perjurious were material as a matter of law. The words “elector”
Under appellant’s analysis, if the person who makes the affidavit actually has the qualifications to vote, it is immaterial whether or not his answers under oath be truthful. Following his theory a person could register under an assumed name and give a false place of birth, and not be subject to a charge of perjury. Information required in registration is material, its purpose being to make sure that only qualified persons register and vote. It is to effect this purpose that such information is required to be given under oath, and it serves as a basis for an investigation of qualifications of a person who registers. Citizenship is a material factor in the right to register, and subsequently to vote. If registrants were permitted to make false statements of the type herein with impunity, election frauds would be furthered. One person could register several times giving different names and places of birth, or varying statements of the basis of his right to vote. The test in a perjury charge is not that injury actually occurred as a result of the false statements, but that the falsehoods could have influenced or changed the status of the subject of the statement to the benefit of the falsifier or the detriment of others. It is sufficiently material if it might have affected the proceeding in or for which it was made. (Pen. Code, sec. 123; People v. Pustau, supra.) In the present instance the Registrar of the City and County of San Francisco was prevented from examining the father’s naturalization papers for the purpose of verifying appellant’s citizenship, and appellant was benefited at least to the extent of eliminating delay in the determination of that ■ question, or trouble and possible embarrassment in explaining the names given or assumed by him.
It is conceded that appellant did not by legal proceeding change his name from Dardeek to Darcy. The name Darcy was a name particularly assumed by him when in California. Generally in Russia and in New York he went by the name of Dardeek. Appellant contends that a change of name does not necessarily involve a legal proceeding; that one may adopt a name by using it. This method seems to have been approved under certain conditions and stations in life but the change should be with reference to “all affairs.” (Bay v. American Photo Player Co., 46 Cal.App. 311 [189 P. 130]; In re Useldinger, 35 Cal.App.2d 723 [96 P.2d 958].) Usage has sanctioned an assumed business or so-called “stage” name. In some instances, such as in applications for passports the assumed name must be discarded for the original or true name. In registering in California, the “full name,” including Christian or given, and middle name, if any, is required. The place of birth or method of acquiring citizenship should be underlined in the affidavit. The necessity and materiality of giving the true name when registering as a voter has heretofore been considered. In addition it is required that when the last name has been changed by order of court or by marriage, a notation of such fact shall be made upon re-registration. (Pol. Code, see. 1097.) An assumed name is in fact a false name. In requiring the name and place of birth it was never contemplated by the statute that false information should be given.
Since willfulness in the making of the statements was a material issue, affidavits showing birth in a place other than New York were relevant. Other registration affidavits were admissible to show intent.
The rule of right of confrontation has no application to documentary evidence. The claim that prejudicial error
Appellant contends that the effect of an amendment to section 1094 of the Political Code was to declare a general amnesty for all perjurious statements in registration affidavits. In substance the amendment provides that on a specified date all affidavits of registration should be cancelled for all purposes. This section was adopted in connection with a permanent registration, the main purpose being to. prevent old registrations being used for voting purposes. “Cancelled for all purposes” simply means for purposes pertaining to future voting; it certainly was not intended to forgive prior crimes of perjury. (Kerr v. Russell, 4 Cal.2d 634 [51 P.2d 1095].) Appellant’s interpretation is answered by the provisions of Political Code section 329 as follows: “The repeal of any law creating a criminal offense does not constitute a bar to the indictment or information and punishment of an act already committed in violation of the law so repealed, unless the intention to bar such indictment or information and punishment is expressly declared in the repealing act.” There is no express declaration in the amendment cancelling criminal liability. (People v. Barton, 48 Cal.App.2d 565 [119 P.2d 952].)
Finally it is contended that appellant’s conviction constituted a denial of the equal protection of the laws of the United States and of the State of California in that he was singled out for prosecution for the sole reason that he is a communist. An offer was made to show, through certain county clerk assistants and deputy registrars, that hundreds of untruths pertaining to place of birth, etc., appeared in the records of the city and county of San Francisco and elsewhere in the state. At one time appellant offered to show “hundreds of thousands of similar and identical errors in registration” in San Francisco; that in many instances registrants voluntarily or upon notice had corrected the affidavits, and that the only prosecution instituted was against him. He further offered to prove that the police department and the District Attorney of the City and County of San Fran
Assuming that any part of the offer was sufficient to support appellant’s contention, we will consider the ease of Yick Wo v. Hopkins, 118 U.S. 356 [6 S.Ct. 1064, 30 L.Ed. 220] relied upon by him. In that case an ordinance of the city and county of San Francisco required persons operating laundries in wooden buildings to obtain licenses. The petitioner was convicted of operating such a business without one. It appeared that licenses had been refused to. all Chinese but had been granted to Caucasians. The court released the petitioner upon the ground that the administration of the ordinance violated the provisions of the constitution in that it made an arbitrary and unjust discrimination, based solely on the question of race, between persons otherwise similarly situated.
The facts and the law are not analogous. If appellant herein, otherwise legally entitled to register, had been refused such privilege solely upon the ground that he was a member of a designated political party, or that he professed a certain creed, or that he was of another than the white race, and subsequently appellant voted or attempted to vote and was prosecuted and convicted therefor, the Yick Wo case might be of some assistance to him. If Yick Wo had made false statements in his application for a license to operate a laundry, and had been charged with perjury in connection therewith instead of with operating such business without a license, a holding that he could make such statements with impunity is inconceivable. The maladministration of the licensing power was the prime reason for the release of Yick Wo. In that ease, referring to the ordinance, the court said (p. 373):
Appellant sought to inject a false issue into the trial of the charge, which, if approved, could easily lead to a rule that if some guilty persons escape, others who are apprehended should not be prosecuted. There was no denial of the use of the assumed name and the false designation of place of nativity. Among other defenses appellant sought, by way of offer of proof, an acquittal upon the claim that others equally guilty had not been prosecuted and that he had been prosecuted because he is a communist. The first claim would be equally meritorious if presented in connection with a traffic violation, and the second would establish a precedent that nationality, race or creed might be used in all criminal cases as a defense. Both claims would simply cloud the real issue. The basis of the claim in the Yiek Wo ease was not that petitioner therein had been arrested because he was Chinese, but that he had been refused a license on account of his nationality. There was an apparent scheme or plan to keep Chinese from operating laundries. Attention has not been called to any offer of proof indicating that there was a scheme to prohibit communists from registering. California has recently been presented with a similar theory as developed by the appellants in People v. Montgomery, 47 Cal.App.2d 1 [117 P.2d 437]. In that case it was held that the decision in the Yiek Wo case does not endorse the proposition that one charged with crime may justly complain because others who have committed the same offense, and are known to the authorities, are not brought to trial. The court said there was an obvious distinction between extending protection to persons of Chi
The purported appeal from the judgment is dismissed. The order denying the motion for a new trial is affirmed.
Knight, J., concurred.
Dissenting Opinion
I dissent.
This appellant has been found guilty of perjury. The alleged perjury consists in the charge that in his affidavit of registration he gave his name as Sam Darcy when his true name is alleged to be Samuel Dardeek, and that he gave his place of birth as New York, when, in fact, it was Russia. This, the lower court held to be perjury, although the evidence admittedly shows that appellant possessed all of the requirements of an elector, and was legally entitled to register as a voter. In other words, the statements found to have been false in no way impaired the purity of the ballot, in no way qualified an otherwise incompetent elector, and in no way gave the franchise to a person not entitled to it. For this offense appellant has been found guilty of perjury for which he could have been subjected to imprisonment for a maximum period of fourteen years. (Pen. Code, sec. 126.) It is my opinion that the evidence, as a matter of law, is insufficient to support the conviction.
The evidence, on the name issue, showed the following: At birth appellant was named Srool Adam Dardeek. From his earliest youth he was called Samuel or Sam, and sometimes used the middle name of Adams. For many years, in California and elsewhere, he was known as Sam Darcy. He married under that name in 1926 and the next year was remarried under the name Dardeek. Several applications for passports were secured under the name Dardeek. In California, where he took an active part in political affairs, he was always known as Sam Darcy. He was a candidate for mayor of San Francisco in 1931, and was the Communist candidate for Governor in this state in 1934. Both candidacies were under the name Sam Darcy. He wrote political pamphlets and lectured under that name. The evidence is undisputed that in this state he was always known as Sam Darcy, but that in his dealings
It seems to be the theory of the majority opinion that the use of other than a birth name in registering, unless a change in name is confirmed by court decree, as a matter of law, constitutes the crime of perjury. That is not the law. Under the common law rule, where it is not done for a fraudulent purpose, a person may lawfully change his name without resort to legal proceedings. (See cases collected 45 C.J. p. 381, sec. 15; 38 AmJur. p. 610, sec. 28.) A statute such as exists in this state providing a statutory proceeding for securing court approval of a change of name, as long as the statute does not provide that the statutory method is exclusive (and the statute of this state does not so provide), in no way affects this rule. Such statute is in aid of the common law rule. As long as it is not done for a fraudulent purpose, a man may change his name without resort to the courts, and the name so assumed becomes his legal name. (In re Ross, 8 Cal.2d 608 [67 P.2d 94, 110 A.L.R. 217]; Emery v. Kipp, 154 Cal. 83 [97 P. 17, 129 Am.St.Rep. 141,16 Ann.Cas. 792, 19 L.R.A.N.S. 983]; In re Useldinger, 35 Cal.App.2d 723 [96 P.2d 958] ; Ray v. American Photo Player Co., 46 Cal.App. 311 [189 P. 130]; Everett v. Standard Acc. Ins. Co., 45 Cal.App. 332 [187 P. 996]; for cases from other states see 45 C.J. p. 382, fn. 86; 38 Am.Jur. p. 610, sec. 28; annotations 110 A.L.R. 219; 2 L.R.A.N.S. 1089; L.R.A. 1915D, 982; 14 L.R.A. 692.)
In the instant ease there was neither charge nor evidence that appellant used the name Darcy for any false, fraudulent or criminal purpose. This is admitted by respondent. The evidence is uncontradicted that in this state he had never been known by any other name. The fact that he occasionally used his birth name of Dardeck in his passport applications in no way detracts from the fact that he was generally known as Darcy. In view of the fact that his citizenship was dependent upon the naturalization of his father, it is obvious he had to use such name in such applications, because, otherwise, there would have been no record of his citizenship. In this state appellant’s name was legally Darcy, and no crime was committed by registering under that name.
The second charge is that appellant falsely averred he was born in New York, when, in fact, he was born in Russia. It may be conceded that the evidence supports the finding that this statement was wilfully false. This, however, does not
The attorney general argues that false statements as to place of birth could be used for a fraudulent purpose by an ■unqualified person to qualify himself as a voter. That is not the test. The test is whether this false statement was material to the matter then in issue—i. e., the legal right of Sam Darcy to register. We are not interested in what might be done by some fraudulent person. If a fraudulent act is committed, so that an unqualified person apparently qualifies as a voter by means of a fraudulent affidavit, he may be punished for perjury or for the offense defined in section 139 of the Elections Code. Because someone might be guilty because of fraud is weak ground indeed to justify a conviction of Darcy where fraud was admittedly not present.
As part of his defense appellant urged that by this prosecution he was denied the equal protection of the laws in violation of the federal and state Constitutions. All evidence offered by him on this issue was refused admission. Appellant thereupon offered to prove, through various public officials, the following: That various designated persons in San Francisco had registered to vote at various times, and that their affidavits contained false statements similar to the one here
It is, of course, the law that a person committing a crime cannot claim an unlawful discrimination upon a mere showing that other persons or classes of persons have committed the same offense and have not been prosecuted therefor. The cases cited in the majority opinion clearly and properly establish that principle. But where that fact is shown plus an arbitrary,- intentional and deliberate discriminatory intent on the part of the law enforcement officers, a different problem is
The rule of these cases is sound. The basic principle of our system of government is that all people, including the weak, the outnumbered and the nonconformist, stand before the courts on a basis of equality with all other litigants. If the criminal processes can be deliberately and intentionally abused to prosecute a particular individual because he is a communist, not because of what he has done, but because of his beliefs, the fundamental cause for which we are now fighting a great war becomes a hollow mockery. The protecting
This defendant was precluded from proving the very facts which, if proved to the satisfaction of a jury, would have demonstrated that he had been deprived of equal protection. The offers of proof here went to both elements required under the law. This error justifies a reversal.
It is my belief that, as a matter of law, the evidence is insufficient to sustain the conviction of perjury. Moreover, even if the evidence is technically sufficient, reversible error was committed in excluding the very evidence upon which the accused was dependent to prove a violation of his constitutional rights.
Appellant’s petition for a hearing by the Supreme Court was denied July 22, 1943. Gibson, C. J., Traynor, J., and Schauer, J., voted for a hearing.
Reference
- Full Case Name
- The PEOPLE, Respondent, v. SAMUEL ADAMS DARCY, Appellant
- Cited By
- 43 cases
- Status
- Published