Finley v. Southern Pacific Co.
Finley v. Southern Pacific Co.
Opinion of the Court
On the theory of negligence under the Federal Employers Liability Act and a violation of the Safety Appliance Act (Automatic Couplers Act), plaintiff sued defendant Southern Pacific Company, his employer, for damages for injuries sustained during switching operations in defendant’s yard. It is from a judgment against him entered on a jury verdict plaintiff appeals. Among the issues raised for our consideration is the trial court’s error in giving an improper and prejudicial instruction relating to the Automatic Couplers Act.
Only two witnesses testified to the circumstances of plaintiff’s fall—plaintiff and defendant’s crew foreman, Richard Hatch.
Plaintiff, a switchman, was working on a train consisting of an engine and 40 cars situated on the lead track. He had
Hatch, the crew foreman, testified that on the end of each freight car is a coupler and each coupler has a moving part known as a knuckle; that ears are coupled by causing them to come into contact with each other with at least one knuckle open; and that if there is a coupling failure the contact of the ears will cause a bump. He further testified that after he sent the first five-ear cut to plaintiff, he personally disengaged the six-car cut from the train and sent it down track 8 to couple onto the rear car of the eight cars then standing on the track. The knuckle of the coupler of the lead car was open and the ears were moving 3 or 4 miles per hour, a speed sufficient to enable the cut to couple onto the eight cars already on the track. He heard the impact, but because of the dense fog was unable to see if coupling occurred. However, when the six-car cut came to a halt, he noticed the end car fouled the track preventing other moves and, to move what he then believed to be the 14 cars farther up the track to get the end car out of the way, and using it as a ramrod, bumped the end ear on track 8 with the train, then consisting of 25 ears. He heard another impact down the yard, saw a light come off the top of a box car and went down to investigate. Plaintiff was lying on the ground. Hatch then learned for the first time that the six-car cut had not coupled. He found the knuckle of the coupler of the lead car of the six-car cut closed.
At the request of plaintiff, the trial court read to the jury numerous instructions pertaining to the Safety Appliance Act. The jury was properly instructed that a coupler, to comply with the act must be one which, when operated in the
However, the last instruction given in the series, submitted by defendant and of which plaintiff complains, reads as follows : “Under the Safety Appliance Act the failure of couplers to make a joint, is not, in itself a violation of the Federal Safety Appliance Act. If you find that it is a fact that couplers in perfect condition will, under certain circumstances, fail to make a joint, and if you further find that the defendant railway company equipped its car with the type of coupler required by the Interstate Commerce Commission, and that it was not defective, then your verdict must be for the defendant railway company and against plaintiff on his cause of action under the Safety Appliance Act.” Appellant contends that this instruction is improper and prejudicial in that it contains an erroneous statement of the law, constitutes a formula for verdict, and refers to matters concerning which no evidence appears in the record.
The Automatic Couplers Act makes it unlawful for any railroad company, such as respondent, to use on its lines any car not equipped with “couplers coupling automatically by impact” (Safety Appliance Act, § 2). The obvious purpose of this statutory requirement is the prevention of exposure of railroad employees to the risk and danger formerly incident to working between cars to effect coupling. The Supreme Court "early swept all issues of negligence out of cases under the Safety Appliance Act” and “held that failure of
The defenses open to the railroad under the Automatic Couplers Act are limited, since they cannot be based on negligence; but one of the few available arises out of a failure of the device to couple on impact because the coupler had not been properly opened {Carter v. Atlanta & St. A. B. R. Co., 338 U.S. 430 [70 S.Ct. 226, 94 L.Ed. 236]; Affolder v. New York C. & St. L.R. Co. (1950), 339 U.S. 96, 99 [70 S.Ct. 509, 94 L.Ed. 683]; Hallada v. Great Northern Railway, 244 Minn. 81 [69 N.W.2d 673], cert, den., 350 U.S. 847 [76 S.Ct. 119, 100 L.Ed. 755J); and “whether, after the couplers were placed in their open or proper position they failed to couple automatically on impact” is a jury question {Affolder v. New York C. & St. L.R. Co., supra, 99-100) which goes directly to whether a fair trial had been given, which trial requires that at least one of the couplers be in an open position and that they be brought together with sufficient impact to effect coupling.
Another defense suggested by the court in the O’Donnell case, supra, might arise out of certain special circumstances not here material, such as the failure of the coupler to hold
As to the factual question whether at least one of the couplers was in an open position at the time of the impact, the record discloses that Hatch personally disengaged the six-car cut by lifting the pin lift opening the knuckle of the coupler on the lead ear. He personally observed that the coupler was open when he sent the car down track 8. After the impact which he then believed coupled the cars, but which did not, he attempted to butt the end ear out of the way. Another impact ensued. After plaintiff’s fall, Hatch learned for the first time coupling had not occurred. It was his job, not plaintiff’s, to open and set the couplers, and Hatch stated positively that he personally opened the knuckle of the coupler on the lead car of the six-ear cut, and one knuckle was open—so positive in fact was he that he testified “I’d stake my life on it”—and personally inspected the coupler before he sent the cut down and knew the coupler was open on the way down track 8. However, he also testified that immediately after the last impact and plaintiff’s fall, he inspected the couplers and found the knuckles closed; but thereafter the coupler worked properly.
Although counsel for the railroad sought to establish a misalignment of the drawbars and that the impact took place on the curved portion of track 8, by asking a series of general questions designed to show that if one coupler is off center position the couplers could not make a joint on impact, and that this could happen on a curved track—the attempt to show that this is what occurred here was wholly unsuccessful. A careful examination of the entire record simply does not support evidence to that effect. The only evidence elicited on this point was from the railroad’s own employee, Hatch; and he testified that “in a switching movement like this, they (couplers) wouldn’t be like that (misaligned).” His further testimony was that he pulled the pin lift opening the coupler on the straight track; that although track 8 has a curve in it for a ear length past the switch and then straightens out, he pulled the pin knowing of the existence of the curve, and that the impact which should have produced the coupling actually took place not on a curve but on the straight portion of track 8; and of significance is Hatch’s uncontradicted testimony that there was nothing to indicate that the coupler on the lead car was not in alignment so that it would couple onto a car on any place on track 8, “whether it was on a curve or no. ” The railroad’s questions of Hatch relative to the failure of a device to couple on a curving track because it is not properly lined up were general in nature; the closest the railroad’s counsel
As significant as the fact that there is no evidence before us establishing misalignment of the drawbars, or that the impact occured on a curved track, is the questionable propriety of such a defense had it been factually established. A curve in the track in switching yards is not unusual. It constitutes part of the regular equipment of a railroad and switching cars on such a track constitutes part of the normal railroad operations. Couplers must withstand wear and tear under all normal conditions. “ (T)he act certainly requires equipment that will withstand the stress and strain of all ordinary operation, grades, loadings, stops and starts, including emergency stops.” (O’Donnell v. Elgin Joliet & E. R. Co., 338 U.S. 384, 393 [70 S.Ct. 200, 94 L.Ed. 187, 16 A.L.R2d 646].) In consideration of the purpose of the act, the requirement that couplers must operate under ordinary conditions and the prior decisions which have refused to absolve railroads from liability on a defense of drawbar misalignment (Atlantic City R. Co. v. Parker, 242 U.S. 56 [37 S.Ct. 69, 61 L.Ed. 150]; San Antonio & A. P. Ry. Co. v. Wagner, 241 U.S. 476 [36 S.Ct. 626, 60 L.Ed. 1110]; Chicago, St. P., M. & O. Ry. Co. v. Muldowney, 8 Cir., 130 F.2d 971; Hampton v. Des Moines & Cent. I.B. Co., 8 Cir., 65 F.2d 899; McGowan v. Denver & R.G.W.R. Co., 121 Utah 587 [244 P.2d 628], it is clear “that, although the failure of couplers to couple automaticaly upon impact does not constitute a violation of the Federal Safety Appliance Act unless one of the coupler knuckles is open, it is no defense that the failure to couple upon impact is caused by a misalignment of the drawbars.” {Hallada v. Great Northern Railway, 244 Minn. 81 [69 N.W.2d 673], cert, den., 350 U.S. 874 [71 S.Ct. 119, 100 L.Ed. 755],) In Kansas City Southern
The uncontradicted fact remains that the coupler failed to operate on impact; and the only defensive issue which the evidence admits for the consideration of the jury is whether a fair trial was given at the time and place the coupler failed to operate—did Hatch open the coupler before he sent the cars down track 8 ? Even then, the evidence to the contrary appears to be but slight.
Viewing the instruction in question in the light of the Supreme Court decisions and the record before us, it appears to contain an erroneous statement of the law; and to be inapplicable to the evidence in the ease, ambiguous and uncertain in the terms employed, and prejudicial to the plaintiff. Beginning with the opening statement of the instruction— “Under the Safety Appliance Act the failure of couplers to make a joint is not, of itself, a violation”—we find this rule covered in a prior given instruction which explains to the jury that the test for determining if there has been a violation is— upon a fair trial was there a failure to couple? It is the law that if there was not a fair trial on the occasion of the accident, and the device failed to couple, there was no violation; obviously if the coupler was not open before impact then the test could not have been a fair one.
But the balance of the instruction is faulty in many respects. We do not know how the jury could have determined the meaning of the words “couplers in perfect condition” as used in the instruction. The phrase could be construed as meaning couplers free from defect in view of the term “defective” later employed in the same instruction, reference to which is wholly immaterial and improper as hereinafter set forth; or the phrase could be construed to mean couplers in perfect position for coupling on impact—that is, properly opened. If the former meaning was intended, any instruction taking into consideration the lack of, or existence of, a defect in the
Although the formula instruction has never been favored and its use frequently criticized (Tice v. Pacific Electric Ry. Co., 36 Cal.App.2d 66 [96 P.2d 1022, 97 P.2d 844]; Elsey v. Domecq, 114 Cal.App. 42 [299 P. 794]; Taha v. Fine-gold, 81 Cal.App.2d 536 [184 P.2d 533]), the rule “that a formula instruction must contain all of the elements essential to a recovery has been somewhat relaxed where the conditions and surrounding circumstances indicate that it should not be applied in its original strictness” (Amidon v. Hebert, 93 Cal.App.2d 225, 228 [208 P.2d 733]); and it is now recognized that the fact that an erroneous instruction sets out a specific formula is only a circumstance which may be considered in determining whether, on the whole record or charge to the jury, prejudice resulted. However, in the case at bar, we hold the erroneous, ambiguous and incomplete statement of the law in the instruction, not cured or aided by reference to other given instructions, to be error implicit in which is clear prejudice to the appellant; and thus there are before us no “conditions” or “surrounding circumstances” to permit a relaxation of the rule condemning an instruction which sets forth an improper specific formula for verdict. We do not think the entire charge sufficiently and properly informed the jury of the relevant legal rules under the Automatic Couplers Act.
Inasmuch as we hold the instruction to be in form and content improper and prejudicial, we deem it unnecessary to consider appellant’s other assignments of error.
For the foregoing reasons the judgment is reversed.
Wood, P. J., and Fourt, J., concurred.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.