People v. One 1964 Chevrolet Covette Convertible
People v. One 1964 Chevrolet Covette Convertible
Opinion of the Court
The within forfeiture proceeding had its genesis in the arrest of Frederick Benton Busch. Charged with unlawful possession of a billy club, possession of marijuana for sale and possession of marijuana (§11530, Health & Saf. Code) on October 13, 1964, he was acquitted by a jury on the first two counts but found “guilty of a violation of section 11530 of the Health and Safety Code, possession of a narcotic, to wit, marijuana, a felony, as charged in Count III of the information.” (People v. Frederick Benton Busch, No. 295692.)
On October 19, 1964, these proceedings were brought against the 1964 Chevrolet Corvette Convertible in the possession of Frederick on October 13, 1964, alleging that the vehicle was unlawfully used for possession of marijuana, in violation of section 11610, Health and Safety Code.
The sole question is whether in the forfeiture proceedings Frederick’s judgment of conviction of possession of marijuana conclusively determines the issue of whether he had knowledge of the presence and narcotic nature of the marijuana found in the vehicle.
Section 11610, Health and Safety Code, requires the forfeiture of the interest of any registered owner of a vehicle unlaAvfully used for the possession of narcotics. The People have the burden of showing that the vehicle was in fact unlaAvfully used and the registered owner had knowledge thereof. On the motion for summary judgment it was conceded that (1) Irving Busch, Frederick’s father, is the registered OAvner of the 1964 Chevrolet Corvette Convertible (Answer to Notice of Seizure and Intended Forfeiture Proceedings) ; and (2) on October 13, 1964, Frederick had the vehicle in his possession and drove the same with the owner’s consent. While it is a defense that the OAvner did not consent to the use or taking of the vehicle (People v. One 1941 Ford 8 Stake Truck, 26 Cal.2d 503, 507 [159 P.2d 641] ; People v. One 1961 Ford Falcon, 215 Cal.App.2d 149, 153 [30
Additionally, the People established on the motion that (1) on October 13, 1964, the 1964 Corvette was unlawfully used in that it contained substantial amounts of marijuana—the only marijuana received in evidence and used to convict Frederick in the criminal ease; on October 13 Officers McGuire and Higgins searched the vehicle, found therein packages containing marijuana and numerous marijuana cigarettes and seized the vehicle for forfeiture proceedings (Declaration of James H. Higgins); and (2) Frederick, who had been driving the vehicle on October 13, 1964, with the owner’s consent, knew of the presence of the marijuana therein and its narcotic nature—a jury returned a verdict of guilty of possession of marijuana in violation of section 11530, Health and Safety Code on October 13, 1964 (Minutes, January 8; 1965) and thereby impliedly found that the marijuana belonged to Frederick, he knew it was in the Corvette and knew of its narcotic nature (People v. Groom, 60 Cal.2d 694, 696 [36 Cal.Rptr. 327, 388 P.2d 359]), on January 20, 1965, criminal proceedings were suspended and he was granted probation for three years (Minutes, January 29, 1965), and no appeal was taken and the judgment of conviction became a final judgment on the merits (§ 1237, Pen. Code) prior to the commencement of the forfeiture proceedings herein. (People v. One 1964 Chevrolet Corvette Convertible, 251 Cal.App.2d 424, 426 [59 Cal.Rptr. 594].)
Since the People on the motion for summary judgment relied upon the effect of Frederick’s criminal conviction which is asserted on grounds of collateral estoppel, we first turn to a consideration of the consequences of that judgment. The remedy of summary judgment is appropriate when the doctrine of res judicata in its subsidiary form of collateral estoppel can be used to refute all triable issues of fact suggested by the pleadings. (Swaffield v. Universal Ecsco Corp.,
The issue adjudicated adversely to Frederick in the criminal action is identical with the issue in the forfeiture
Nothing in the record shows that the owner was present at the time of the events involving Frederick and the Corvette and either personally knew of or acquiesced in the unlawful use of the vehicle. However, for the purpose of forfeiture his knowledge of the unlawful use of the vehicle flows from Frederick’s knowing possession of the narcotic in the Corvette conclusively established by his criminal conviction. It is uncontroverted that the vehicle was illegally used, and conceded that Irving Busch consented to the use of the vehicle by his son at the time the illegal use occurred. As said in People v. One 1960 Ford, 228 Cal.App.2d 571, 576 [39 Cal.Rptr. 636] : “Appellant was then in the position of an owner entrusting [his] vehicle to another who uses it illegally. Although [he] did not know that the car was to be so used nor did [he] acquiesce in such use, appellant’s right, title and interest in the car was lawfully subject to forfeiture. (People v. One 1941 Ford 8 Stake Truck (1945) 26 Cal.2d 503, 507 [159 P.2d 641] ; People v. One 1941 Chrysler Tudor (1945) 72 Cal.App.2d 312, 316 [162 P.2d 653] ; People v. One 1937 Buick Coupe, supra, 89 Cal.App.2d 556, 560 [201 P.2d 402] ; People v. One 1951 Ford Sedan, supra, 122 Cal.App.2d 680,
Frederick’s criminal conviction necessarily established that he knowingly possessed the marijuana found in the Corvette and estops him and the owner from relitigating the issue of knowledge.
The owner argues that the doctrine of collateral estoppel cannot be applied against him in this proceeding because it deprives him of an opportunity to have an independent adjudication of his rights, he had no notice of or opportunity to be heard in the criminal action, Frederick did not appeal from the judgment of conviction and he is a stranger and not in privity with a party to the prior criminal adjudication.
When,.the issue of Frederick’s knowledge was litigated in the criminal trial, the owner’s interest in the Corvette was' adequately represented by the defense. Frederick testified therein that he had no knowledge of the presence of the marijuana in the vehicle. He had both the incentive and opportunity to adequately and fully litigate the issue under “rigorous safeguards against unjust conviction.” (Teitelbaum Furs, Inc. v. Dominion Ins. Co., 58 Cal.2d 601, 606 [25 Cal.Rptr. 559, 375 P.2d 439].) Frederick did not appeal from the judgment and while we cannot speculate as to the reason, it is readily apparent that because the criminal proceedings were suspended and he was placed on probation and permitted to leave-the state (Minute Order, January 29, 1965), it was to his benefit to and he did return to Boston University in Massachusetts (Agreed Statement on Appeal). Likewise Teitelbaum elected not to testify in the criminal case on the assumption he would benefit thereby; the Supreme Court refused to permit this “strategy” to defeat the plea of collateral estoppel. (58 Cal.2d at p. 607.) The situation is unlike that in People v. Broad, 216 Cal. 1 [12 P.2d 941], wherein the constitutionality of a forfeiture statute which failed to provide the owner with notice and a judicial hearing was the sole issue; the court found the statute to violate due process of law. Herein the forfeiture statute complies with due process requirements by providing notice and hearing. (§§ 11613, 11618, Health & Saf. Code.)
Finally, citing 24 American and English Encyclopedia (2d ed.) p. 735, and Bernhard v. Bank of America, 19 Cal.2d 807, 811 [122 P.2d 892], defining “A privy [as] one who, after rendition of the judgment, has acquired an interest in the subject matter affected by the judgment through or under
“The courts and commentators have indicated a great dissatisfaction with the analysis in terms of privity and mutuality and have expanded the impact of preclusion far beyond the traditional concepts. Clearly, the field is developing; it is obvious that the last word has not been spoken on the matter.” (P.45.)
However, Vestal concludes that our courts are using the alternative method of determining the applicability of collateral estoppel by an examination of whether the interests of the person to be estopped were adequately represented when the. issue was litigated in the earlier action. “The key to preclusion [collateral estoppel] now is not that certain parties have litigated, but rather that an issue has been adjudicated. The emphasis is not on a concept of identity of parties in the first and second suits. Rather, the shift has been to the practical situation involved. Has the litigant in Suit II been represented in the first suit so that it is reasonable and constitutionally permissible to hold him precluded? ... If the supposedly precluded party in Suit II was not a party in Suit I, then the question may be cast in terms of whether he was adequately represented—whether there was incentive and opportunity for someone adequately to litigate the question under consideration—in Suit I. These of course, are limitations which inhere in the Constitution.” (Preclusion/Res Judicata Variables: Parties, 50 Iowa L.Rev. 27, 76.) Where such adequate representation occurs the California Supreme Court has held that the issue involved is considered “necessarily decided.” (Teitelbaum Furs, Inc. v. Dominion Ins. Co., 58 Cal.2d 601, 605 [25 Cal.Rptr. 559, 375 P.2d 439].)
The judgment is affirmed.
Wood, P. J., and Thompson, J., concurred.
An Agreed Statement on Appeal filed in lieu of a reporter’s transcript in the first appeal (People v. One 1964 Chevrolet Corvette Convertible, 251 Cal.App.2d 424 [59 Cal.Rptr. 594]) and made a part of the record before us reveals the following facts upon which Frederick’s criminal conviction was based. In the evening of October 12, 1964, Frederick, driving the Corvette, ran out of gas on Sunset Boulevard; two officers pushed the vehicle to the curb near an intersection but into a red zone, then drove Frederick to a telephone; Frederick obtained a ride to his place of employment. Around 1:30 a.m. on October 13, two other officers came upon the illegally parked Corvette, stopped, looked in and saw a “billy club” protruding between the bucket seats. They observed no registration displayed but noted that the vehicle bore New York license plates. Thereupon they opened the unlocked door and searched the Corvette; clearly visible from outside the vehicle was a paper bag on the deck to the rear of the seats; the bag contained 15 measured “half cans’’ of marijuana wrapped in wax paper; in an unlocked tool kit between the seats they found another bag containing 20 odd unused marijuana cigarettes. Around 2:15 a.m. while the officers were preparing impound forms, a Volkswagen bus drove up and Frederick aliehted therefrom carrying a can of gasoline. The officers showed him the “billy club’’ and asked him if it was his; he replied that it was. When shown the two bags and the marijuana Frederick denied they were his; he denied any knowledge of the bags and denied that he was aware that they were in the Corvette. Frederick testified in the criminal trial that he did not have any knowledge of the presence of marijuana in the Corvette.
Section 11610, Health and Safety Code, provides in pertinent part that “The interest of any registered owner of a vehicle used to unlawfully
An analogous situation is found in United States v. Gramling (5th Cir.) 180 F.2d 498. A proceeding in rem was brought by the United States against Gramling, the owner of a taxicab, to forfeit the vehicle used in the transportation of narcotics in violation of the Marihuana Tax Act. The driver, without the knowledge and consent of Gramling, used the cab to transport marijuana and was convicted. The court held that evidence that the driver ‘ ‘ stood convicted ... of the offense would, we think, be conclusive of the fact that the possession of the marihuana in question in said taxicab was illegal.
“Claimant’s [owner] answer did not deny that the taxicab had been used in violation of the Marijuana, Tax Act, but alleged the lack of knowledge and participation by claimant in the crime, and his good faith in the matter.
“Innocence or good faith is no defense in a matter such as this.” (P. 501.)
Allowing an owner to relitigate the issue of knowledge could permit an illogical result. Despite conviction of the entrustee, a jury in a forfeiture trial might find in favor of the owner—holding in effect that the entrustee had no knowledge of the marijuana in the vehicle. This inconsistent result in fact obtained here. After a jury trial in August 1965, the jury rendered a verdict in favor of the owner denying forfeiture; this, however, was corrected by the trial court by granting a new trial whi^h order was affirmed by this court. (People v. One 1964 Chevrolet Corvette Convertible, 251 Cal.App.2d 424 [59 Cal.Rptr. 594].)
Reference
- Full Case Name
- THE PEOPLE, and v. ONE 1964 CHEVROLET CORVETTE CONVERTIBLE, NEW YORK LICENSE NO. 3C1483, SERIAL NO. 408675114966, Defendant IRVING BUSCH, and
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- 1 case
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- Published