Gotcher v. Metcalf
Gotcher v. Metcalf
Dissenting Opinion
I dissent. I agree with the majority’s conclusion that there is nothing in the record to support a charge of misconduct against defendant’s trial counsel or to warrant the granting of a new trial on this ground. As the main opinion points out, when Mr. DiResta (defendant’s counsel) commenced his argument to the jury, the trial judge had not yet decided whether to give or reject the proffered “right-of-way” instruction. Thus, he invited the problem by initially overruling Mr. Panattoni’s (plaintiffs’ counsel) objection to the reading of instructions even though properly he could have insisted that counsel not undertake to tell the jury what he, the judge, was going to say (Hodges v. Severns, 201 Cal.App.2d 99, 114 [20 Cal.Rptr. 129]). Moreover, Mr. DiResta had reasonable cause to" assume that his proffered instruction was going to be given. Mr. Panattoni objected because the Federal Regulation recited in the instruction states
It is settled that the right to discuss the merits of the cause both as to the law and facts is “unabridged.” (People v. Molina, 126 Cal. 505, 508 [59 P. 34].) Therefore, “ ‘counsel may in his argument, state what the law is . . . provided of coursé the statement of what he considers the law to be is correct.’ ” (De Armas v. Dickerman, 108 Cal.App.2d 548, 553 [239 P.2d 65].) But, because the term “misconduct” implies a dishonest act or “an attempt to persuade the court or jury by the use of deceptive or reprehensible methods” (People v. Baker, 207 Cal.App.2d 717, 724 [24 Cal.Rptr. 691]), an erroneous statement as to the law is not misconduct unless it is done in bad faith and “[a] lawyer is not guilty of misconduct merely because he is wrong as to the law.” (Davis v. Franson, 141 Cal.App.2d 263, 271 [296 P.2d 600]; Martinez v. Moore, 221 Cal.App.2d 516 [34 Cal.Rptr. 606].) When all -of the circumstances are considered, it cannot be said that Mr. DiResta was guilty of deceptive or reprehensible conduct. Although it is the better practice for trial lawyers to secure the approval of the court before expounding questionable points of law to the jury, Di Resta’s conduct in this case, albeit not commendable, is understandable.
Nevertheless, I would affirm the order granting a new trial on the ground that the court erred when it failed to give plaintiffs’ proffered instruction on “conditional res ipsa loquitur.” It is the rule that the refusal to give a pertinent instruction is an error of law within subdivision 7 of Code of Civil Procedure section 657 (Gonsalves v. Petaluma Bldg. Materials Co., 181 Cal.App.2d 320 [5 Cal.Rptr. 332]). It is also the rule that an order granting a new trial must be affirmed on appeal if it should have been granted on any ground stated in the motion, except insufficiency of
Clearly, at least two of the three conditions declared essential in Ybarra v. Spangard, 25 Cal.2d 486, 489 [154 P.2d 687, 162 A.L.R. 1258], for the application of the doctrine of res ipsa loquitur were established by plaintiffs’ evidence. First, the mid-air collision was not due to any voluntary action or contribution on the part of the decedent, Helen L. Gotcher. She was a passenger in the airplane of a friend who had taken her on a pleasure trip. Second, the accident was of a kind which does not ordinarily occur in the absence of someone’s negligence; the collision was between two airplanes which had been flying over a large lake, in the same general direction, at about the same altitude and at a time when the visibility was excellent.
Admittedly, the early decisions pursued the view that the doctrine of res ipsa loquitur did not apply to an accident involving two or more moving vehicles because the defendant was only in control of one of them (Keller v. Cushman, 104 Cal.App. 186 [285 P. 399]; Rosenbaum v. First Doe Luce, 96 Cal.App. 149 [273 P. 862]). Nevertheless, I take issue with this absonant proposition. If the plaintiffs’ evidence clearly demonstrates that the accident was of a kind which ordinarily does not occur in the absence of someone’s negligence and, further, that it is more probable than not that it was caused in whole or in part by an instrumentality over which the defendant had the exclusive control, then why should the injured party be penalized by the fortuitous circumstance that someone else’s negligence may also have been a contributing factor. As Dean Prosser puts it, “[i]f the driver collides with a stationary object, an inference of negligence arises; why any other conclusion when he collides with
I believe that the answer to Dean Prosser’s question is self-evident and that the decisional law of this state is moving slowly but inextricably in this direction. For example, an exception to the early belief that the doctrine of res ipsa loquitur was inapplicable to a collision between two or more vehicles was first recognized in cases involving common carriers on the theory that they undertake a special responsibility for their passengers’ safety (Holt v. Yellow Cab Co., 124 Cal.App. 385 [12 P.2d 472]; Formosa v. Yellow Cab Co., 31 Cal.App.2d 77 [87 P.2d 716]; Dieterle v. Yellow Cab Co., 34 Cal.App.2d 97, 100 [93 P.2d 171]; Stark v. Yellow Cab Co., 90 Cal.App.2d 217 [202 P.2d 802]). And, in the leading case of Ybarra v. Spangard, supra, 25 Cal.2d 486, the California Supreme Court, in an enlightened opinion, departed from the single instrumentality requirement as to a patient who had suffered a traumatic injury to his shoulder during an appendectomy operation. In that case, the court, obviously influenced by the fact that the defendants had undertaken a special responsibility for the plaintiff’s safety and had the superior knowledge as to how the injury occurred, held that the plaintiff could avail himself of the doctrine of res ipsa loquitur against all doctors and hospital employees connected with the operation, although the evidence indicated that not all all of them could have been responsible.
I believe that plaintiffs’ evidence meets this test; it allows the conclusion to be drawn that even if it is assumed that the mid-air collision between the Comanche and the Deboniar was precipitated by the negligence of the deceased pilot, it is more probable than not that it could have been avoided by defendant if he had been exercising the degree of care required of an experienced pilot who had undertaken the responsibility of flying passngers for hire. An expert testified that the minimum separation which should be maintained, for safety purposes, between flying airplanes of the type involved in the collision, is 1,000 feet. Yet, according to the witness Johnson, when the two airplanes passed over Folsom Prison they were flying at approximately the same speed and altitude, with the Comanche in the lead by only 400 feet and to the left of the Debonair by only 300 feet. Defendant testified that he did not see the Comanche until after the collision, but the collision took place over a large scenic lake and in an area where the air traffic is such that the presence of other planes should have been suspected.
The author of the main opinion apparently weighs and resolves conflicts in the evidence. He suggests, for example, that the Debonair was ahead of
The main opinion also relies on the dicta in Faulk v. Soberanes, 56 Cal.2d 466, 470 [14 Cal.Rptr. 545, 363 P.2d 593], and holds that in any event the doctrine of res ipsa loquitur is inapplicable in this case because the deceased pilot was not a defendant. It suggests that defendant would have been placed at a serious disadvantage had he been required to exculpate himself in order to avoid liability when the other pilot, who was equally or solely negligent, was not before the court.
The Faulk case is distinguishable. In that case, although the evidence showed that the accident was of a kind which does not ordinarily occur in the absence of someone’s negligence, it also showed that it was equally probable that the negligence was that of the driver of another car who had not been named in the lawsuit. The court understandably stated that “defendant would be placed at a serious disadvantage were she required to exculpate herself in order to avoid liability when the other driver, who may have been equally or solely negligent is not before the court.” In this case, the evidence does not merely show that the accident was of a kind which does not ordinarily occur in the absence of someone’s negligence, and that it was equally probable that the negligence was that of the deceased pilot, but it also shows that notwithstanding the deceased pilot’s negligence, it is more probable than not that the collision could have bee” !oided by defendant had he been using due care in the operation of his « ■ -in 'ane. Therefore, if the res ipsa loquitur instruction had been given, defc-iucait could have exculpated himself by satisfactorily explaining his own conduct without regard to the conduct of the deceased pilot. And, because the evidence as to why he failed to avoid the accident under all of the circum
I would affirm the order granting a new trial.
A petition for a rehearing was denied April 24, 1970, and the petition of the plaintiffs and appellants for a hearing by the Supreme Court was denied May 21,1970. Peters, J., and Mosk, J., were of the opinion that the petition should be granted.
The reason given by the trial judge for rejecting the proffered instructions is unsound. While the negligence of the pilot of the Comanche was not relevant, defendant was entitled to prove that he had the right of way on the issue of his own negligence, if this were the case. Nevertheless, we do not hold that the proffered right of way instructions should have been given by the trial court. The term “converge” may have a technical or specialized meaning when applied to air traffic with which we are not familiar. While the expert opined that the airplanes were converging, he did not make it clear that he meant converging within the ambit of the Federal Regulation.
As an expert testified, in speculating on the cause of an accident such as the one in question, “someone obviously isn’t looking.”
At page 490 of the opinion, the court stated: “ ‘. . . the particular force and justice of the rule, regarded as a presumption throwing upon the party charged the duty of producing evidence, consists in the circumstance that the chief evidence of the true cause, whether culpable or innocent, is practically accessible to him but inaccessible to the injured person.’ ”
The lake is within proximity of the Sacramento airport, Phoenix Field, Fairoaks, and Mather Air Force Base.
Opinion of the Court
Opinion
Helen L. Gotcher was killed in a mid-air collision between a single-engine Piper Comanche and a single-engine Beechcraft Debonair. The jury returned a verdict for the defendant, and judgment was entered accordingly. Plaintiffs moved for a new trial upon numerous grounds. The motion was granted on the ground of “irregularity in the proceedings of the adverse party as shown in the record.” (Code Civ. Proc.,
We first consider the alleged misconduct of defendant’s counsel on which the new trial was predicated.
In his argument to the jury, counsel read certain instructions which he advised the jurors he believed the court would give them. Counsel for the plaintiffs objected, and his objection was overruled. Defense counsel next discussed the doctrines of negligence and ordinary care in relation to the evidence, paraphrasing but not reading directly from the instructions which the court later gave. He then told the jurors that they would “also be instructed that the Federal Aviation Regulation Right-of-Way Rules, which were in effect at the time, read as follows. . . .” Counsel thereupon read a section of the General Operating and Flight Rules of the Federal Aviation Regulations dealing with right of way, and the converging and overtaking of planes in flight, following which he commenced to discuss the applicability of the regulation he had read to the evidence. At that point, the court declared the noon recess. Outside the presence of the jury there was a long colloquy initiated by the court concerning the court’s uncertainty as to particular instructions which had been proposed, and the propriety of defense counsel arguing to the jury the alleged negligence of the deceased pilot, since plaintiffs’ decedent could not be charged with such negligence. On the day preceding the commencement of oral argument, i.e., May 1, 1967, a conference on proposed instructions had been held between court and counsel. The record of that conference, if one was made, is not before us. However, from the reporter’s transcript of what transpired on May 2, it is apparent that when the conference on instructions was adjourned on May 1, counsel for both parties were under the impression that all questions concerning disputed instructions had been resolved by the court, and that an instruction or instructions on Federal Aviation Regulations on right of way and related subjects would be given, albeit that counsel for plaintiffs was opposed to the giving of the instruction later read to the jury by defense counsel. The next morning, May 2, 1967, a brief conference was held in chambers. The only subject of that conference was the use of the Present Value of the Dollar Table (BAJI
Unfortunately, the court had failed to inform counsel at either of the conferences which immediately preceded oral argument (afternoon of May 1 and morning of May 2) that there was any uncertainty as to which of the disputed instructions the court proposed to give, refuse, or modify. Instead, the court directed counsel to proceed with oral argument. The confusion, therefore, was caused by the court rather than by counsel. Having conferred with counsel on proposed instructions, it was the duty of the court to delay the argument until its own uncertainty was resolved and counsel advised accordingly. That is the purpose of Code of Civil Procedure section 607a, which provides in part that: “Before the commencement of the argument, the court, on request of counsel, must: (1) decide whether to give, refuse, or modify the proposed instructions; (2) decide which instructions shall be given in addition to those proposed, if any; and (3) advise counsel of all instructions to be given.”
It is axiomatic that it is the function of the court, not counsel, to instruct the jurors as to the law of the case. However, it is the right of counsel, and therefore not misconduct, to discuss the law of the case in his oral argument, provided, of course, that his statement of the law is correct and is not at variance with instructions on the law which the court has advised counsel it will give. (See Hodges v. Severns, 201 Cal.App.2d 99, 114 [20 Cal.Rptr. 129].)
Assuming, arguendo, that defense counsel was guilty of the misconduct charged, we hold, notwithstanding, that such misconduct was not grounds for granting a new trial for these reasons:
(1) When the court reconvened following the second conference on May 2, it explained to the jurors that it was the court’s responsibility to instruct them as to the law, that it does so after conferring with counsel, that it did not believe it would give them a particular instruction or two to which counsel for the defendant had referred, and that the jurors were
(2) There was no motion for a mistrial at any time by counsel for the plaintiffs, in the apparent belief that defense counsel’s conduct, if error, was not prejudicial or that the court’s admonition cured the prejudice. By failing to make a timely motion for a mistrial, the alleged misconduct was waived. (Hansen v. Warco Steel Corp., 237 Cal.App.2d 870, 878 [47 Cal.Rptr. 428, 48 Cal.Rptr. 164].)
We next consider the plaintiffs’ cross-appeal predicated upon the court’s failure to give a conditional res ipsa loquitur instruction as requested by the plaintiffs.
The fatal mid-air collision between the two airplanes occurred on January 1, 1965, at approximately 12:30 p.m. over Folsom Lake at an altitude of 2,500 to 3,000 feet. The visibility was excellent, and both pilots were experienced, with many hours of flying in both single and multiple engine aircraft. At the time of the collision, the two planes, each on pleasure and sightseeing flights, had been in the air only a few minutes. As a result of the collision, the Comanche lost two or three yards of its right wing and plunged into the lake and was never recovered. The right half of the horizontal part of the tail of the Debonair was parted by the impact, but the plane managed to return to the Sacramento airport.
At the trial, defendant, the pilot of the Debonair, said he did not see the Comanche before the accident; that it was his practice to look all around and that he always scanned the horizon, left, right and forward, under visual flight rules conditions. There was testimony that the defendant was pointing out the scenery and other points of interest to his two passengers shortly before the collision. Edward Johnson, a correctional officer at nearby Folsom Prison, testified that he was on tower duty when the two airplanes passed over the prison at approximately the same altitude and the same rate of speed. The airplanes were flying in the same general direction, with the Comanche in the lead by about 400 feet and to the Debonair’s left by about 300 feet, and they seemed to be going on a trip together. Johnson said that after passing Folsom Prison the Comanche commenced a gradual turn to the right and had completed a half circle when the planes collided. Robert Stafford, who was 14 years old at the time of the accident, testified that he was less than a mile from the dam when he heard airplane engines, looked up and saw the Comanche coming down. He said it was in a fast spin, slowed into a very slow spin, and fell into the lake.
Application of the doctrine of res ipsa loquitur traditionally requires the presence of three elements or conditions. They are: (1) the accident must be of a type which ordinarily does not happen unless someone is negligent; (2) the accident must not be due to any voluntary act on the part of the plaintiff; and (3) the accident must be caused by an agency or instrumentality under the exclusive control of the defendant. (Witkin, Cal. Evidence (2d ed. 1966) § 260, p. 222; Prosser on Torts (3d ed.) p. 218; Ybarra v. Spangard, 25 Cal.2d 486, 489 [154 P.2d 687, 162 A.L.R. 1258]; Cordova v. Ford, 246 Cal.App.2d 180, 184 [54 Cal.Rptr. 508].) Clearly, the first two conditions are present in this case. Equally clear is the fact that the third condition is absent. Two moving planes, not one, were involved in this mid-air collision.
We recognize that the doctrine has been extended since that day in 1863 when a barrel rolled out of the window of an English warehouse onto a passing pedestrian and became the occasion for the first use and application of the magic words “res ipsa loquitur." (Byrne v. Boadle, 159 Eng. Reprint 299.)
We point out further that a res ipsa loquitur instruction is properly refused unless the evidence supports a preliminary determination by the court that “in the light of past experience” (1) the accident was of the type which ordinarily does not happen unless someone was negligent, and (2) it is more likely than not that the accident was caused by the defendant’s negligence. (Faulk v. Soberanes, 56 Cal.2d 466, 470 [14 Cal.Rptr. 545, 363 P.2d 593]; Zentz v. Coca Cola Bottling Co., 39 Cal.2d 436, 443 [247 P.2d 344]; La Porte v. Houston, 33 Cal.2d 167, 169 [199 P.2d 665]; Cordova v. Ford, supra, 246 Cal.App.2d 180.) Where it is equally probable that the negligence was that of someone other than the defendant the doctrine does not apply (see Faulk, supra, p. 470; Zentz, supra, p. 443; and La Porte, supra, p. 169).
In Cordova v. Ford, supra, 246 Cal.App.2d 180, it was held that the trial court did not err in refusing to give the same conditional res ipsa loquitur instruction refused in our case. Two moving vehicles were involved in the accident in Cordova. Reviewing the California cases and citing Prosser on Torts (3d ed.) at length, the court held that (1) the plaintiff had not brought the case within any of the recognized exceptions to that part of the doctrine which requires, before it may be applied, that it must be shown that the accident was caused by an instrumentality under the exclusive control of the defendant, and (2) the plaintiff failed to produce evidence permitting the conclusion that it was more likely than not that the defendant was responsible for the accident.
In the leading case of Zentz v. Coca Cola Bottling Co., supra, 39 Cal.2d 436, 444, the court said: “Of course, it must appear that the defendant had sufficient control or connection with the accident that it can be said that he was more probably than not the person responsible for plaintiff’s injury.” And “ ... it has been held that res ipsa loquitur will not apply if it is equally probable that the negligence was that of someone other than the defendant.” (P. 443, citing several California cases to that effect.)
Faulk v. Soberanes, supra, 56 Cal.2d 466, involved two moving vehi
“. . . To avoid the application of the doctrine of res ipsa loquitur defendant was not required to show that the accident was not caused by negligence on her part; the doctrine, as we have seen, was not applicable if the jury found that there was no greater probability that the accident was due to her driving than to the conduct of another driver.”
In our case, as in Faulk, “the other driver [pilot], who may have been equally or solely negligent, is not before the court.”
As our final reason for holding that it was not error to decline to instruct on the doctrine of res ipsa loquitur, we observe that the jury was fully instructed on the general law of negligence. Sixteen such instructions were given, including instructions on negligence; on ordinary care; that the negligence, if any, of the pilot of the Comanche is not chargeable to plaintiffs’ decedent; on proximate cause, including concurrent causes and liability therefore when the negligence of two or more persons contributes concurrently to the accident and without regard to the relative degree of their contribution; on looking and seeing; and two instructions with reference to Federal Aviation Regulations requested by plaintiffs.
In our opinion, these instructions provided ample guidance for the jury, and ample room to find, had they so interpreted the evidence, that the defendant was negligent, that his negligence was at least a concurring cause of the accident, and that he was, therefore, liable to the plaintiffs. Accordingly, the mandate of article VI, section 13, of the California Constitution is applicable. “No judgment shall be set aside, or new trial granted, in any cause, on the ground of misdirection of the jury . . . unless, after an examination .of the entire cause, including the evidence, the court shall be of the opinion that the error complained of has resulted in a miscarriage of justice.”
The order granting a new trial is reversed. The judgment is affirmed.
Although I concur in the holding that the trial court properly refused to give instructions on res ipsa loquitur, I am not impelled to reach this conclusion because two airplanes and two pilots were involved.
Logically, it would seem that an innocent person injured in an accident that does not ordinarily happen unless someone is negligent might be as much in the dark about how he was injured, and as much entitled to the benefit of the doctrine of res ipsa loquitur as was the passerby struck by the falling barrel of flour, even though his accident resulted from the concurring acts of more than one person, each acting independently.
However, I agree that res ipsa loquitur is not applicable here because the liability of both pilots was not at issue in the trial, that is, plaintiffs went to trial against only one participant in the accident. To apply res ipsa loquitur piecemeal in cases of concurring causation seems to me to place an unfair burden on the one party who is brought to trial.
On another point, I think the fact the jury was fully instructed according to the standard rules of negligence, is irrelevant to the question whether res ipsa loquitur is applicable. (Di Mare v. Cresci, 58 Cal.2d 292, 299 [23 Cal.Rptr. 772, 373 P.2d 860].)
For examples of cases in which the doctrine has been extended see: In the common carrier-passenger type of case, Hardin v. San Jose City Lines, Inc., 41 Cal.2d 432'[260 P.2d 63]; Sinan v. Atchison, Topeka & Santa Fe R. Co., 103 Cal.App. 703 [284 P. 1041]; Smith v. O’Donnell, 215 Cal. 714 [12 P.2d 933]; in certain types of malpractice actions, Seneris v. Haas, 45 Cal.2d 811 [291 P.2d 915, 53 A.L.R.2d 124]; and the typical rearend collision, Ponce v. Black, 224 Cal.App.2d 159 [36 Cal. Rptr. 419]; and see examples in Witkin, Cal. Evidence (2d ed. 1966) p. 233 et seq.
Smith v. O’Donnel, ibid., involved a mid-air collision of two planes. The doctrine of res ipsa loquitur was held to be applicable in favor of a passenger against the owner of the plane in which the passenger was riding, the owner being found to be a common carrier. The owner of the Comanche is not a party to this action.
Reference
- Full Case Name
- GORDON J. GOTCHER Et Al., Plaintiffs and Appellants, v. CURTIS E. METCALF, Defendant and Appellant
- Cited By
- 6 cases
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- Published