La Ronda Collins v. Superior Court of Los Angeles County
La Ronda Collins v. Superior Court of Los Angeles County
Opinion of the Court
Opinion
There is presently pending in respondent court a proceeding pursuant to former Welfare and Institutions Code section 600, subdivision (d),
In an order dated February 1, 1977, the court ordered a medical doctor chosen by counsel for the mother “appointed to examine the medical records in this matter, to consult with counsel regarding said records, to prepare a written report and testify at the trial, if so requested, pursuant to Evidence Code 730.” Respondent further ordered that a copy of the report submitted to counsel be forwarded to respondent and that counsel notify the county counsel of the name and address of the expert chosen.
Instead of designating a medical expert, petitioners brought the present, proceeding. Because the petition raises an issue which recurs-with some frequency in connection with dependency proceedings, we issued an alternative writ of mandate and set the matter for
The purpose of these dependency proceedings is to protect and promote the welfare of the child, not to punish the parent. (See former Welf. & Inst. Code, § 502, now § 202; In re Robinson, 8 Cal.App.3d 783, 786 [87 Cal.Rptr. 678].)
Nevertheless, petitioners insist that the court’s appointment of an expert be subject to the limitation that if they do not choose to call the expert as their witness, he may not be called as a witness by any party and his findings, opinions and report must remain confidential. This contention is without merit.
Essentially petitioners wish to expand the ruling in Torres v. Municipal Court, 50 Cal.App.3d 778 [123 Cal.Rptr. 553], and extend it to this civil
“ ‘Due to the nature of the charge pending against petitioner and bearing in mind the evidence offered by the prosecution in such cases, an examination by Dr. Tweed which did not involve the taking of a history by the doctor or conversation with petitioner could be of little use, if any, to petitioner. Fourteen days elapsed between petitioner’s arrest and his request for appointment of Dr. Tweed. Any residual symptoms of petitioner’s having been under the influence of a narcotic at the time of his arrest would have been limited to marks on his person suggesting possible injection of a narcotic within a relatively short time prior thereto; such symptoms are not necessarily evidence of narcotic injection. Dr. Tweed could not reasonably be expected to “provide defendant the findings and opinions of an impartial and independent observer” as to such symptoms without inquiry into their cause, the kind of communication that bears directly upon the guilt or innocence of petitioner and of particular importance to petitioner’s counsel in planning and managing his defense.’ ” (Id. at p. 782.)
No such situation is involved here. This is not a prosecution of the parents but a civil proceeding for the protection of the child. The expert is not going to examine petitioners but only the medical records already available. Permitting petitioners to prevent the court or real party from having access to the expert, by petitioners’ electing not to call him as a witness, would permit petitioners to suppress information which should be available to the court in conforming to the purpose of the dependency proceedings.
Petitioners assert in support of an equal protection argument that if nonindigent parents privately retained an expert in these circumstances
Even assuming that confidential information were communicated from petitioners to the doctor and would fall within the attorney-client privilege,
The alternative writ is discharged and the petition for writ of mandate is denied.
Hastings, J., concurred.
Numerous sections of the Welfare and Institutions Code were renumbered by the 1976 session of the Legislature. The pertinent statute is present section 300 of the Welfare and Institutions Code. (Stats. 1976, ch. 1068.)
Currently section 317. (Stats. 1976, ch. 1068.)
Evidence Code section 730 reads as follows: “When.it appears to the"court, at any time before or during the trial of an action, that expert evidence is or may be required by the court or by any party to the action, the court on its own motion or on motion of any party may appoint one or more experts to investigate, to render a report as may be ordered by the court, and to testify as an expert at the trial of the action relative to the fact or matter as to which such expert evidence is or may be required. The court may fix the compensation for such services, if any, rendered by any person appointed under this
During the pendency of these proceedings the infant has been in the custody of a shelter care facility.
We originally, .granted alternative writs in two other cases, both involving the issue before us now. The other matters became moot when the children died prior to the scheduled hearings.
The dissent suggests that the court’s order was ambiguous. Apparently petitioners did not find it to be. Petitioners did not request a clarification from the trial court. Petitioners did not argue in this court that the order was ambiguous.
In In re Sherman M., 39 Cal.App.3d 40, 44 [113 Cal.Rptr. 847], involving Civil Code section 232 which also has as its purpose .-the protection of children, the court commented: “The purpose of the statute is to protect children, not to punish a criminal offender. The interest sought to be protected is that of the welfare of a child. Its need to be raised with love, emotional security and physical safety is paramount to any right of a neglectful parent to have the custody and physical proximity of its child.”
Although we need not decide the question here, respondent’s brief suggests an interesting question concerning the duty of a medical expert to disclose information, otherwise confidential, where disclosure is necessary to avert death or extreme danger to a known potential victim such as an abused child. In this context, two Supreme Court decisions are noteworthy. Landeros v. Flood, 17 Cal.3d 399 [131 Cal.Rptr. 69, 551 P.2d 389], which held that a physician could be liable for malpractice for failure to diagnosis and report suspected child abuse, contains the following language: “ ‘Experiences with the repetitive nature of injuries indicate that an adult who has once injured a child is likely to repeat. . . . [T]he child must be considered to be in grave danger unless his environment can be proved to be safe.’ ” (Id. at p. 412, fn. 9.) In Tarasoff v. Regents of University of California, 17 Cal.3d 425, at page 442 [131 Cal.Rptr. 14, 551 P.2d 334], the Supreme Court held that “the confidential character of patient-psychotherapist communications must yield to the extent to which disclosure is essential to avert danger to others.”
Concurring in Part
The interests involved in a dependency proceeding—the right of a child to be free of parental abuse, the duty of the state to protect children from abuse, the right of a child to the care, custody and protection of its parents if they are not abusive, the right of nonabusive parents to the custody of their children—touch the veiy core of our society’s structure and its value system. The particular issue involved in the present proceeding, however, is a very narrow one. That issue is simply this:
Whether indigent parents who demonstrate a need for a medical expert to assist them in the preparation of a defense in a child dependency proceeding have a right to preserve the confidentiality of communications between themselves, their counsel and a court-appointed medical expert to the same extent as nonindigent parents would have vis-a-vis a privately retained medical expert in a similar proceeding. I would hold that the equal protection clause of the Fourteenth Amendment to the United States Constitution compels an affirmative answer to this question.
This principle has already been established with respect to criminal prosecutions. (Torres v. Municipal Court (1975) 50 Cal.App.3d 778 [123 Cal.Rptr. 553].) Torres held that where a trial court, in the proper exercise of its discretion, determines that appointment of a medical expert pursuant to Evidence Code section 730 is necessary to effectuate a criminal defendant’s right to the effective assistance of counsel, equal protection requires that the appointment be subject to the protections of Evidence Code section 952. The equal protection clause, of course, applies to civil as well as criminal proceedings. (See e.g., Castro v. State of California (1970) 2 Cal.3d 223 [85 Cal.Rptr. 20, 466 P.2d 244].)
In the present matter respondent, in the sound exercise of its discretion under former section 634 of the Welfare and Institutions Code, made a factual finding that petitioners needed counsel
Where my brethren and I part company is that I believe that the nature of petitioners’ request requires an examination of the extent to which confidentiality would apply in the instant case were petitioners not indigent. Counsel for petitioners has cited two distinct purposes which the medical expert will serve. First, she seeks to have the expert examine and evaluate the medical evidence which real party has gathered. Second, she seeks to have the expert evaluate and explain the medical significance of information which has been communicated to counsel by petitioners or which may be communicated to the expert by petitioners at counsel’s behest. No lawyer-client privilege exists with respect to the. expert’s evaluation of the existing medical records since that information did not emanate from the client and is “equally available to both parties.” (San Diego Professional Assn. v. Superior Court (1962) 58 Cal.2d 194, 201 [23 Cal.Rptr. 384, 373 P.2d 448, 97 A.L.R.2d 761].) That factual
A different situation exists, however, with respect to the consultations contemplated by counsel involving either her disclosure to the expert of confidential communications made to her by petitioners of discussion of communications made by petitioners to the expert in his capacity as medical interpreter for counsel. The lawyer-client privilege clearly does apply to such communications. (People v. Lines (1975) 13 Cal.3d 500, 509-510 [119 Cal.Rptr. 225, 531 P.2d 793]; Evid. Code, §§ 952, 954.) Furthermore, there being no statutory client-litigant exception to the attorney-client privilege, such as exists with respect to the physician-patient and psychotherapist-patient privileges (Evid. Code, §§ 996, 1016), the confidential communications between petitioners, their counsel and the medical expert would retain their confidentiality even though the pending litigation provides the basis for the consultation. (People v. Lines, supra, 13 Cal.3d at p. 511.)
Real party in interest does not claim in its written return in opposition to the petition that communications to the expert emanating from petitioners, directly or through counsel, are discoverable. Real party’s argument is limited to whether the expert may be called as a witness, presumably by real party, and whether his professional opinion is privileged.
The problem with respondent’s order herein is that it does not describe the scope of the appointment under Evidence Code section 730 in sufficient detail to enable this court to determine whether the appointment is solely for the purpose of examining and reporting on the existing records or whether it extends to an evaluation of the medical significance, in the light of those records, of confidential communications
I would remand the cause for clarification of whether respondent, has found that the appointment of a medical expert to evaluate the significance of petitioners’ confidential communications to counsel is necessary to render counsel effective, and should this question be answered in the affirmative, for a protective order securing to petitioners their attorney-client privilege.
A petition for a rehearing was denied November 10, 1977, and the opinion was modified to read as printed above. Petitioners’ application for a hearing by the Supreme Court was denied Januaiy 5, 1978.
Therefore, there is no need to consider whether petitioners had an automatic statutory right to counsel under former section 634.5 of the Welfare and Institutions Code. (Currently Stats. 1976, ch\ 1068, § 318.)
In all fairness to real party I would point out that, as the majority notes, this is the third such proceeding in which we issued an alternative writ, that real party filed a lengthy written return to the first two petitions, that the written return to this petition, which is considerably shorter, makes liberdl reference to the earlier ones, but that in the earlier proceeding no claim was made that the expert would be used for any purpose other than evaluating existing records.
Reference
- Full Case Name
- LA RONDA COLLINS Et Al., Petitioners, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; LOS ANGELES COUNTY DEPARTMENT OF PUBLIC SOCIAL SERVICES, Real Party in Interest
- Cited By
- 45 cases
- Status
- Published