Hallendorf v. Superior Court
Hallendorf v. Superior Court
Opinion of the Court
Opinion
Petitioner, plaintiff in a personal injury action, seeks relief by extraordinary writ after respondent court granted a defense motion to compel further answers to interrogatories and to compel compliance with a subpoena duces tecum requiring the production of medical records. We issued an alternative writ,. because it appeared that the court’s order violated principles announced in Britt v. Superior Court (1978) 20 Cal.3d 844 [143 Cal.Rptr. 695, 574 P.2d 766], in that the order required petitioner
Petitioner commenced an action for damages arising from a collision with the automobile of real party in interest, defendant in the action. He seeks general damages, medical and related expenses, property damage and loss of earnings. Petitioner alleges that at the time of the collision he was gainfully employed as a physician-surgeon, earning an average monthly salary in excess of $2,840, and that as a proximate result of the negligence of the defendant he has been and will be prevented from attending to his usual occupation. It subsequently developed that petitioner is claiming that injuries to his arm and shoulder sustained in the accident forced him to retire three and one-half years early from his occupation as a physician-surgeon at Kaiser-Permanente Hospital and that by reason thereof he has sustained a wage loss in the amount of $101,500.
In the course of discovery, real party propounded interrogatories to petitioner requiring him to provide information about medical problems other than those caused or affected by the accident that he had either before or since the accident; to list the names of all doctors examining or treating him for any medical condition before the accident; and to list all hospitals or institutions in which he had been, either as an in-patient or out-patient, during his entire lifetime. Petitioner refused to respond to these requests, claiming that the information sought was unrelated to the injuries complained of in the action.
Petitioner opposed the motion, contending that he had not, by bringing the action, tendered as an issue his entire medical history; he had tendered only the issue of the injuries to his arm and shoulder and the effect of those injuries upon his ability to perform his occupation as a surgeon; and that the discovery sought exceeded that which was permissible and should be refused, pursuant to the physician-patient privilege. In an affidavit in opposition to the motion, petitioner sought to show that certain treatment he had received in the past was not directly related to the issues raised in the action. Petitioner admitted that he had been treated for hypertension, and that the condition had been controlled by medication since 1957. The “serious illness” occurred in 1962 and did cause him to refrain from medical practice for two years. That condition, too, was controlled with medication,, and petitioner had resumed his medical practice in 1964 and had been continuously engaged in such practice until his forced retirement. In 1967, he became employed by Kaiser, assigned to the surgical section, and that employment lasted until July 1, 1977. Petitioner averred that neither of the foregoing conditions involved arm and/or shoulder injuries and that at no time since he resumed his practice had the conditions referred to hampered his ability to perform as a physician.
In Britt v. Superior Court, supra, 20 Cal.3d 844, the court addressed itself to a discovery order which permitted defendants to inquire without limitation into each plaintiff’s lifetime medical history. In Britt, the interrogatories demanded of plaintiffs a complete account of their entire medical history, encompassing all illnesses, physical injuries, and mental or emotional disturbances for which plaintiffs sought treatment at any time during their lives. (P. 850.) Plaintiffs in Britt, as here, objected to the trial court’s unlimited order which required them to comply with defendant’s request for information related to all past medical conditions without regard to whether such conditions had any bearing on the litigation being conducted. Defendants .argued, as real party does here, that the broad discovery order properly afforded it the opportunity to
The court in Britt reaffirmed prior decisions placing a narrow interpretation on the scope of the exception to the physician-patient and psychotherapist-patient privileges contained in sections 996 and 1016 of the Evidence Code. Although the court agreed that in seeking recovery for physical and mental injuries, plaintiffs had unquestionably waived their physician-patient and psychotherapist-patient privileges as to all information concerning the medical conditions which they had put in issue, the court concluded that past cases made it clear that “such waiver extends only to information relating to the medical conditions in question, and does not automatically open all of a plaintiff’s past medical histoiy to scrutiny.” (P. 849.)
Here, as in Britt, the discoveiy authorized by the challenged order is clearly overbroad. That aspect of the challenged order which requires petitioner to respond to interrogatories compels petitioner to reveal his entire lifetime history, and the enforcement of the subpoena duces tecum will require Dr. Hills to disclose all treatment rendered to petitioner over a period of 20 years without limitation to the medical condition which petitioner has put in issue. We conclude, therefore, that petitioner is entitled to relief by extraordinary writ. We recognize, however, that the showing made in support of the discoveiy sought by real party understandably did not address the later-announced Britt standards. Our disposition of this matter, therefore, does not preclude real party from framing narrower, more precisely tailored interrogatories or subpoenas which do not improperly impinge on privileged information (see Britt v. Superior Court, supra, 20 Cal.3d at pp. 862-863, fn. 7).
Let a peremptory writ of prohibition issue restraining respondent court from enforcing its order.
Taylor, P. J., concurred.
Petitioner did respond that he was treated for bursitis in 1970. This treatment, of course, was related to the injury for which recovery is sought. (In re Lifschutz (1970) 2 Cal.3d 415, 434, fn. 19 [85 Cal.Rptr. 829, 467 P.2d 557, 44 A.L.R.3d 1]; Britt v. Superior Court (1978) 20 Cal.3d 844, 864, fn. 9 [143 Cal.Rptr. 695, 574 P.2d 766].)
Dissenting Opinion
I dissent. The majority’s reliance on Britt v. Superior Court (1978) 20 Cal.3d 844 [143 Cal.Rptr. 695, 574 P.2d 766] is not misplaced; it is, however, a manifestation of the old adage “bad cases make bad law.” And while a good pragmatic argument can be made to distinguish the instant case from Britt on the ground that Britt involves a mixed bag of
Britt has established a double standard of the right to discoveiy—one for plaintiffs and a more limited one for defendants. In reaching this patently discriminatory result, the majority in Britt has not seen fit to explain how it got there except by the exercise of judicial fiat. Or, as Justice Richardson so poignantly expressed it in his dissent, “Initially, I note that the majority, inexplicably, has either forgotten or has chosen to ignore what I had always considered to be our most definitive expression in the area of civil discoveiy. In 1961 through the careful analysis of Justice Peters, in Greyhound Corp. v. Superior Court (1961) 56 Cal.2d 355 [15 Cal.Rptr. 90, 364 P.2d 266], we examined in veiy considerable depth the Discovery Act of 1957 (Code Civ. Proc., § 2016 et seq.). Under 79 headnotes we expressed the expansive views of this court on the legislative intent behind the act, compared new and old law, considered the nature of the trial court’s discretion, conducted a careful procedural review and scrutinized many matters related to discovery generally.
“In the 20 years since adoption of the act Greyhound has been considered by bench and bar as a prime authority in the interpretation of the act and the principles and policies on discovery matters. In considering the trial court’s function we noted in relevant part: ‘It is apparent, however, that each exercise of discretion will occur under a differing set of facts, and that each case must, of necessity, be decided in light of those particular facts. But it is possible to lay down certain general rules based upon the nature and purpose of the discoveiy statutes which can be used in determining the proper exercise of discretion in all discoveiy cases. To constitute a proper exercise of discretion, the factual determination of the trial court should clearly and unequivocally be based upon the following legal concepts: [H] 1. The legislative purposes [to give greater assistance to the parties in ascertaining the truth and checking and preventing perjury; provide an effective means of detecting and exposing false, fraudulent and sham claims and defenses; make available in a simple, convenient and inexpensive way, facts which otherwise could not be proved except with great difficulty; expedite litigation; simplify and narrow the issues; and expedite and facilitate both preparation and trial] are not to be subverted under the guise of the exercise of discretion; [11] 2. Those purposes are to be given effect rather
“Faithful to the foregoing overriding principles of Greyhound, we have consistently applied a liberal construction to the provisions of the act, permitting discovery and, while accepting the existence of privileges, have followed the strictures of Code of Civil Procedure section 2016, subdivision (b), wherein the Legislature has authorized discovery by deposition ‘. . . if the testimony sought appears reasonably calculated to lead to the discovery of admissible evidence.’ On the issue of relevance, we were led to conclude in Pacific Tel. & Tel. Co. v. Superior Court (1970) 2 Cal.3d 161 [84 Cal.Rptr. 718, 465 P.2d 854], that ‘. . . the relevance of the subject matter standard must be reasonably applied; in accordance with the liberal policies underlying the discovery procedures, doubts as to relevance should generally be resolved in favor of permitting discovery. ’ (P. 173, italics added.)” (20 Cal.3d 844, 866-868.)
The majority in Britt fails to appreciate the distinction between discovery and admissibility when it relies on its own gratuitous dictum in In re Lifschutz (1970) 2 Cal.3d 415 [85 Cal.Rptr. 829, 467 P.2d 557, 44 A.L.R.3d 1], that unlimited medical discovery “ ‘might effectively deter many . . . patients from instituting [legitimate lawsuits] out of fear of opening up all past communications to discovery,’ . . . that such a ‘result would clearly be an intolerable and overbroad intrusion into the patient’s privacy, not sufficiently limited to the legitimate state interest embodied in the provision, and would create opportunities for harassment and blackmail.’ (2 Cal.3d at p. 435.)” (Britt v. Superior Court, supra, 20 Cal.3d at p. 863.)
The court cites no authority—textual or otherwise—to support such an assertion. Any lawyer or judge who has any first-hand familiarity with personal injury litigation knows that there is absolutely no factual basis for that statement. Literally tons of medical records of plaintiffs have been discovered by defense lawyers in personal injury cases since adoption of the Discovery Act in 1957. Yet, there is not one case or incident mentioned in Lifschutz or Britt to suggest that a single potential claimant anywhere at any time has been deterred from pursuing a legitimate lawsuit because of the possible disclosure of nonrelevant medical histories.
On the other hand, Britt and Lifschutz have created a legal vehicle which clearly provides a concrete basis for “harassment and blackmail” of defendants! How does this come about? It is really quite simple.
First of all, to see the picture clearly we must clear the air by wiping away that intangible but seemingly omnipresent bucket of gold—“insurance.” Any analysis of the fairness of our judicial procedures should be based upon the concept of equal treatment. Therefore, as applied to the case at bench, we should, in fairness, not assume that the real party in interest (defendant below) is either insured or not insured. All of that is irrelevant. We should simply assume that Dr. Hallendorf is suing Mr. Pflibsen for damages which Dr. Hallendorf claims were caused through the fault of Mr. Pflibsen.
Certainly, it is fair that the plaintiff be given the forum to make his claim. But it is not fair that the plaintiff be left as the sole judge of his own credibility. He may very well testify that his claim is limited to a precise part of his anatomy which he also declares has never been injured or treated before. Does that mean that the defendant, his attorney, and later the jury must accept plaintiff’s word without question?
If plaintiff is in fact telling the truth, his prior medical records will confirm him. No harm whatever has been done; in fact, the support of his credibility will enhance his settlement possibilities. On the other hand, if
By the promulgation of its double standard in Britt, the court has also placed an additional costly and unnecessary burden on litigants and the trial courts. What had heretofore worked as a fair and efficient system of discovery has been converted into a highly disputive procedure, requiring tedious nit-picking by counsel and the court in the course of resolving objections to depositions and interrogatories and motions to quash discovery subpoenas. Coupled with the unsavory result of truth suppression, the result in Britt—now carried over to the case at bench—should be reexamined and quickly revoked.
In fact, it is a matter of unassailable common knowledge that long before either Lifschutz or Britt was decided, the court filings in personal injury cases increased year after year after year.
For example, assume plaintiff testifies that his only claimed injury involves the low back and that he had never been injured or treated for low back symptoms before the accident in question. Assume further that plaintiff has, however, been treated by a number of doctors in his life for “other things,” even perhaps the mid-back, upper back, neck, etc. Under Britt, the defendant is foreclosed from testing the credibility of the plaintiff and is exposed to the very real possibility of incurring a judgment which includes disability or pain and suffering which is legally and morally attributable to an undisclosed prior injury or condition. The search for truth in any lawsuit must be carried out on a two-way street. In the context of personal injury litigation, unfortunately, Britt and Lifschutz have erected “One Way Only” signs which for all practical purposes keep defendants off the road.
Reference
- Full Case Name
- LEONARD C. HALLENDORF, Petitioner, v. THE SUPERIOR COURT OF SANTA CLARA COUNTY, Respondent; ROBERT T. PFLIBSEN, Real Party in Interest
- Cited By
- 5 cases
- Status
- Published