People v. Vindiola
People v. Vindiola
Concurring Opinion
I concur in the judgment and generally in the opinion except for the part discussing the requested instruction on identification. I would also hold that it is error to refuse to give such an instruction upon request (see People v. Hurley (1979) 95 Cal.App.3d 895 [157 Cal.Rptr. 364], Hopper, J., dis.).
Opinion of the Court
Opinion
Appellant, Bernard Vindiola, was convicted of second degree murder and personal use of a firearm in the commission of the offense in violation of Penal Code sections 187 and 12022.5. The cumulative effect of a number of errors commands reversal.
Facts
After midnight on July 22, 1976, the victim, T. J. McCoy, was a security guard at the Peek-a-Boo Bar in Fowler, California. There were 75 to 85 people in the bar at that time. The lighting condition in the bar was dark. Appellant, his brother, Eddie Vindiola, several sisters and some friends were there. Christina Vindiola got into a fight with her sisters, Rosie and Elena, and with Eddie’s girl friend, Martina Rocha. The victim attempted to intervene and stop the fight. In the process he was shot three times, which resulted in his death later.
After the shooting Christina Vindiola remained at the bar. She told a number of people that her brother, Eddie, had a gun and had shot the security guard.
Four prosecution witnesses testified as to what they observed happen when the victim was shot. The testimony of each witness and any inconsistencies will be discussed in turn.
Dolores Walls was employed as a barmaid at the Peek-a-Boo Bar on the night of the shooting. At the critical time she was walking back to the restroom area of the bar to talk to a member of the band. She walked past
At trial she identified appellant as being the man she saw that night. At a photo lineup she picked out appellant’s picture as the man she had seen. She testified that at a subsequent physical lineup on July 29 she identified appellant as the person who most looked like the man she had seen on that night. She had seen appellant once prior to that night.
Vaughn Donabedian was a customer at the bar on the evening of the shooting. He saw the fight begin among the women about four to six feet in front of him and saw the victim go over to break it up. He heard a shot and looked over to the area of the fight. He saw a man with an upraised, extended arm holding a gun. He saw the man fire two more shots within a foot of the victim. The man stepped back, brought the gun down to his side, started to walk out of the bar, briefly stopped and then walked out. He followed the man outside.
Once outside, an unidentified bystander said to the man in Spanish, “You have killed him.” The man ran around the north side of the bar and got into the back seat of a car containing approximately four people. It should be noted that members of appellant’s family at the trial testified that appellant was not in the back seat—he was driving the car. They testified that appellant’s brother, Eddie, who cannot drive a car, was in the back seat.
Donabedian described the man he saw as a Mexican male, about five feet ten inches tall, with a moustache and fairly long hair, black and combed straight back, reaching almost to the collar. He said he was in his late 20’s or early 30’s. Appellant is 21 years old. The man wore a white T-shirt. At trial, Donabedian identified appellant as the individual he saw.
At trial, he claimed that appellant had been in the July 26 lineup.
On July 27 Donabedian was shown a second photo lineup and identified appellant as the man described above.
Jesse Rodriguez was the owner of the bar and was working there on the night in question. He saw the fight begin among the women and observed the victim go over to break it up. He saw a man get up from one of the tables, walk to the area of the fight, and extend his right arm above the shoulder. Jesse described the man as being a Mexican male, 5 feet 7 inches to 5 feet 10 inches, weighing 160 to 170 pounds, with black, shoulder-length hair, a few days’ growth of facial hair but no beard, who wore a white T-shirt and dark Levi’s. The man started walking toward the front of the bar when Jesse heard three or four shots. Jesse had not seen anyone actually shoot the security guard nor anyone with a gun. Jesse left to call the police and came back. He saw the same man walking toward him in the direction of the exit. The man saw Jesse and stopped. Jesse observed his hand go down to his pocket or belt. Jesse said to the man, “I seen you.” At that point the man left the bar. The man was not walking any faster than anyone else on the premises.
At trial, Jesse positively identified appellant as the man described above.
On July 23, the day after the shooting, Jesse was shown a photo lineup which included appellant’s picture but could not identify any of them as the man he had seen. On July 26 he was shown a physical lineup which did not include appellant and identified Eddie Vindiola as the man he had seen. On July 29 he attended a second physical lineup and identified appellant as the man described above.
Appellant is six feet one inch; Eddie is five feet nine inches.
On July 23, the day after the shooting, Ron was shown a photo lineup which included appellant’s picture. He could not identify any of them as the man he had seen. On July 26 he was shown a physical lineup which included appellant and identified Eddie Vindiola as the man he had seen.
On July 25, 1976, Eddie Vindiola was arrested for the shooting of the victim.
Christina Vindiola, a sister of appellant and Eddie Vindiola, testified that she had told officers at the bar on the night of the murder that Eddie had shot the victim because she was angiy with Eddie. Walls, Jesse Rodriguez and Donabedian were present and heard those accusations. At trial, she stated that she did not know if Eddie had a gun that evening. Christina also stated at trial that she did not know whether or not Eddie shot the victim. She testified that Eddie was at the bar on the evening in question but was wearing a brown shirt.
On July 27 appellant was arrested at 2 p.m.
Outside the presence of the jury, both Donabedian and Jesse Rodriguez testified that their in-court identifications were based upon their observations at the scene of the crime. The court found that the in-court identifications were untainted by pretrial identification procedures.
Appellant’s defense was that his older brother, Eddie, shot the victim.
A deputy sheriff was permitted over a hearsay objection to testify on redirect examination to statements made by witness Ron Rodriguez on the occasion of the lineup. The deputy sheriff testified:
“Q. Did Ron Rodriguez identify anybody?
“A. Not as an individual standing in the lineup.
“Q. What did he say?
“A. He advised that the-
“[Appellant]: Objection, your Honor, hearsay.
“The Court: This I will allow, not for the truth of the statement but for what was reported by him to the officer.
“[Prosecution]: Q. What did he say?
“A. He advised that Number 1 was not the subject that shot the victim; it was his younger brother.
“Q. And Number 1 was who again?
“A. Adrian Edward Vindiola.
“The Court: Who was Number 1?
“A. Adrian Edward Vindiola.
“[Prosecution]: Q. I believe you stated-
“The court: Who did you understand his younger brother to be?
“A. At that time I believed it to be Bernard.”
Thus, while the trial court in effect sustained the hearsay objection, the court admitted the statement on its own motion to show “what was reported by him to the officer.”
However, the mere fact the statement was made is irrelevant to any issue before the court and is not pertinent to the trial testimony. (Cf., People v. Baeske (1976) 58 Cal.App.3d 775, 780 [130 Cal.Rptr. 35].) The testimony therefore was not admissible on any ground. Since it was not admissible on any ground, the hearsay objection to its admissibility was sufficient to preserve the issue on appeal. (People v. Terry (1962) 57 Cal.2d 538, 567-568 [21 Cal.Rptr. 185, 370 P.2d 985]; Swan v. Thompson (1899) 124 Cal. 193, 195 [56 P. 878].) It follows that the court erred in
The trial court also committed error in not permitting appellant to impeach witness Eddie Vindiola by introducing evidence that he had been convicted of auto theft (Veh. Code, § 10851), a felony. The trial court’s ruling was based on its perception that Eddie had not testified to anything that was adverse or harmful to appellant. However, Eddie testified he had never seen the victim, which carries the clear implication of a denial that he had shot him and was testimony adverse to the central theme of appellant’s defense that it was Eddie and not appellant who committed the homicide.
The well-known Beagle (People v. Beagle (1972) 6 Cal.3d 441 [99 Cal.Rptr. 313, 492 P.2d 1]) factors which should be considered by the trial court in the exercise of its discretion in determining whether to permit a defendant witness to be impeached with evidence of prior felony convictions were held to be applicable to nonparty witnesses in People v. Woodard (1979) 23 Cal.3d 329, 338-339 [152 Cal.Rptr. 536, 590 P.2d 391].) The Woodard court said: “[T]he discretion called for by section 352 and by the Beagle line of decisions of this court must be exercised whenever a party—plaintiff or defendant, in a civil or criminal case—moves for the exclusion of a witness’ prior felony conviction. While the factors to be weighed may differ depending upon the nature of the case or the party who may be prejudiced, the weighing process is applicable to all cases.” (People v. Woodard, supra, 23 Cal.3d at pp. 338-339.)
The fact that it is a defendant who seeks to use prior felony convictions to impeach an adverse witness should weigh in favor of permitting the evidence as impeachment. (People v. Stevenson (1978) 79 Cal.App.3d 976, 989-990 [145 Cal.Rptr. 301].)
The Beagle factors are: (1) does the prior conviction “ ‘rest on dishonest conduct’ ” so as to relate to credibility (as opposed to assaultive or violent crimes which do not); (2) the “ ‘nearness or remoteness of the prior conviction’ ”; (3) whether the prior conviction was for “ ‘the same or substantially similar conduct for which the accused is on trial’ ”; and (4) whether the defendant will be deterred from taking the stand on his behalf. (People v. Beagle, supra, 6 Cal.3d at p. 453.)
Next appellant contends that the trial court committed prejudicial error in admitting two hearsay statements as adoptive admissions and in failing to instruct sua sponte in the language of CALJIC No. 2.71.5 concerning the circumstances under which such evidence is available, the foundational requisites for its admission, and the limitation on the use of such evidence.
Accusatory statements made to a defendant which an innocent man would be expected to deny are admissible as adoptive admissions: “Evidence of a statement offered against a party is not made inadmissible by the hearsay rule if the statement is one of which the party, with knowledge of the content thereof, has by words or other conduct manifested his adoption or his belief in its truth.” (Evid. Code, § 1221.)
“If the accused responds to the [accusatory statements] with a flat denial, there is no admission and hence nothing that may be received in evidence. If, on the contrary, the truth of the statement is admitted, the statement may properly be introduced. A third situation is presented when the accused stands mute in the face of the accusation or responds with an evasive or equivocal reply. In that situation this court has held that under certain circumstances both the statement and the fact of the accused’s failure to deny are admissible on a criminal trial as evidence of the acquiescence of the accused in the truth of the statement or as indicative of a consciousness of guilt.” (People v. Simmons (1946) 28 Cal.2d 699, 712 [172 P.2d 18].)
The first instance was the admission of the testimony of Jesse Rodriguez, who stated that after the fight among the women started in the bar and the security guard went over to the dance floor to break it up, he saw a man come from the area of the tables to the dance floor and raise
The second instance was the admission of the testimony of witness Vaughn Donabedian who stated that he observed a man shoot the victim several times and then walk out of the bar. Donabedian, who followed the man outside, testified that an unidentified bystander said to the man in Spanish, “You have killed him.”
To this testimony appellant made only a hearsay objection. However, the focus of his argument on appeal goes to the foundational defects of the testimony at issue. It is argued that the circumstances surrounding the making of the accusatory statements failed to establish that Donabedian understood Spanish, that appellant understood Spanish, and that appellant heard and understood the accusatory statement. Donabedian stated that he knew what was said in Spanish. A reasonable inference from this is that Donabedian understood Spanish. A reasonable inference can be drawn from Donabedian’s testimony that he, the bystander who made the accusatory statement and the appellant were together outside the bar. Possibly a reasonable inference could be drawn that appellant was close
While a judge should make preliminary determinations of the foundational requirements before the statement is admitted before the jury (People v. Simmons, supra, 28 Cal.2d 699, 713), the foundational requirement in this instance was waived by appellant by not having requested such a hearing or objecting upon this ground. (See People v. Millum, supra, 42 Cal.2d 524, 528; People v. Atwood (1963) 223 Cal.App.2d 316, 330 [29 Cal.Rptr. 463]; People v. Stepp, supra, 82 Cal.App.2d 49, 51.)
The court committed error in failing to instruct sua sponte in the language of CALJIC No. 2.71.5
There is another error urged in the admission of certain booking photographs of appellant. Carmen Delgado, appellant’s sister, testified she had never seen appellant with a moustache or attempt to grow a moustache. Donabedian had testified that the person who shot the victim wore a heavy moustache, and Jesse Rodriguez had stated that the assailant had a few days’ growth of facial hair but no beard.
To impeach Delgado and to present evidence directly relevant to the validity of the eyewitness identification of Rodriguez and Donabedian, the prosecutor presented two booking photographs (exhibits A-2 and 9) purportedly
However, the prosecution gilded the lily by producing and introducing into evidence for the same purpose three more booking photographs
However, the objection that the trial court abused its discretion in admitting the photographs because their prejudicial impact outweighed their probative value (Evid. Code, § 352) is more difficult to refute, especially in view of the fact that the photograph (exhibit 9) of the booking on the current offense, taken a few days after the offense, shows appellant with a moustache. In view of this, the use of the 1974 booking photographs for any legitimate purpose appears to have been unnecessary. The booking photographs taken in prior years cany the inevitable implication that appellant suffered previous arrests and perhaps convictions and was error. (People v. Cook (1967) 252 Cal.App.2d 25 [60 Cal.Rptr. 133]; see also United States v. Harrington (2d Cir. 1973) 490 F.2d 487, 495.) The mug shots make “the difference between the trial of a man presumptively innocent of any criminal wrongdoing and the trial of a known convict” (United States v. Reed (7th Cir. 1967) 376 F.2d 226, 228) and may well be equivalent to the introduction of direct evidence of prior criminal conduct. (United States v. Harrington, supra, 490 F.2d 487.) As such, a jury could well conclude that the appellant had a disposition to commit offenses, and the error therefore is of serious proportion.
Appellant argues that he is entitled to reversal because the trial court refused to give certain requested instructions directing the jury’s attention to evidence from the consideration of which reasonable doubt of defendant’s guilt might be engendered. An example of the instructions so requested is set forth in the margin.
While it is true that the court in People v. Guzman (1975) 47 Cal.App.3d 380, 387 [121 Cal.Rptr. 69], stated “. . . a defendant is
Moreover, it would appear that much of the requested instruction tends to violate some fundamental precepts of the duty of the court in instructing the jury. That duty is to instruct the jury “on any points of law pertinent to the issue” (Pen. Code, § 1093, subd. 6) “but not with respect to matters of fact . . .” (Pen. Code, § 1127). (See People v. Castellano (1978) 79 Cal.App.3d 844, 855-858 [145 Cal.Rptr. 264].) In addition, as observed in People v. Smith, supra, 67 Cal.App.3d 45, 49: “Unavoidably, the more precisely a trial court instructs a jury on the factors it should consider in deciding an issue, the more it will suggest the weight that should be given the testimony of particular witnesses. Yet it is improper for a court to single out a particular witness and charge the jury how his evidence should be considered [citations].”
In the absence of a definitive holding by the Supreme Court we opt to follow the cases which hold that an instruction in the language of CALJIC Nos. 2.20 (see fn. 6, ante) and 2.91 (see fn. 7, ante) sufficiently fulfills the court’s duty to instruct on the law applicable to identification testimony. (See People v. Kelley, supra, 75 Cal.App.3d 672; People v. Smith, supra, 67 Cal.App.3d 45; People v. Boothe, supra, 65 Cal.App.3d 685.)
Notwithstanding our conclusion that there was no error with respect to the giving of a Guzman-type instruction on the identification issue, we are of the opinion that the other errors—hearsay statement of Ron Rodriguez identifying appellant rather than Eddie as the murderer, excluding evidence of Eddie’s prior conviction of auto theft by way of impeachment, failure to properly instruct on the requirements and effects of an adoptive admission, and the admission into evidence of booking photographs taken on a prior occasion—compel a reversal.
Two principles coalesce to demand this result. First is the cumulative effect of the several errors we have enumerated. The second is that in
As the prosecutor stated in his closing remarks, the issue was whether appellant or his brother, Eddie, killed the security guard. The validity of the identification evidence is therefore crucial. Focusing on the evidence on that issue shows it to be shaky and uncertain.
The lighting condition in the bar was dark, and it was crowded with 75 to 85 people. Only the witness Vaughn Donabedian claimed to have seen appellant shoot McCoy. However, the reliability of his identification was poor. First, he was shown a group of photographs, including appellant’s, the day after the shooting but could not identify any of them as the man he had seen. Second, he was shown a physical lineup three days later and identified someone other than appellant as the killer. He claimed at trial that appellant had been in that lineup, which was incorrect. Third, shortly after the shooting he said that the man was 5 feet 10 inches and was in his late 20’s or early 30’s and had a heavy, bushy moustache; appellant is 6 feet 1 inch, 21 years old, and his efforts to grow a moustache were only modestly successful. Finally, he was positive that the killer had gotten in the back seat just before the car drove away. There was testimony that Eddie, who was unable to drive, got in the back seat, whereas appellant was in the front seat driving.
The other two witnesses (Dolores Walls and Jesse Rodriguez) testified that they had seen a man walk over to the area of the fight and put his arm in the air. Neither saw a gun in the man’s hand or saw the shooting. Jesse Rodriguez had been shown some photographs, including appellant’s, the day after the shooting but made no identification. Three days later in a lineup he identified someone other than appellant as the man he had seen. Further, he testified that the man he had seen was five feet seven inches to five feet ten inches, whereas appellant is six feet one inch.
Ron Rodriguez saw a man leave the bar after the shooting with something resembling a black handle protruding from his waistband. However, he could not say that appellant was the man; he had not been
While witness Dolores Walls made a correct identification both at a photographic lineup and at a subsequent physical lineup, she did not in fact see whether there was anything in the hand of the man who had raised his right arm and extended it straight out toward the victim and could not tell who in fact was doing the shooting. She was about 44 feet away from the victim, and there was a crowd of more than 10 people around the area where the women were fighting, which she indicated accounted for the fact that she could not see whether there was anything in the raised hand of the person.
Much evidence pointed to Eddie as the killer. He had a gun two days earlier, and Christina had said he had a gun that night. He had a motive to enter the fracas since his girl friend, Martina Rocha, was involved in the fight that the security guard broke up. Both Jesse Rodriguez and Ron Rodriguez had picked him out of the July 26 lineup as the man they had seen. His height, five feet nine inches, was much closer to the description given by three witnesses than appellant’s six feet one inch. His age, 28, was much closer to Donabedian’s description of the man as in his late 20’s or early 30’s than appellant’s, who was 21 years old. Appellant’s girl friend was not involved in the fight or with the security guard. There was persuasive evidence that it was Eddie, not appellant, who entered the back seat of the car where Donabedian testified the killer sat.
In light of the closeness of the evidence on the identification issue, we cannot say that had the cumulative errors not occurred it was not reasonably probable that a verdict more favorable to the appellant might have resulted. Accordingly, the judgment will be reversed.
In light of the reversal on the grounds stated it is unnecessary for us to discuss or dispose of appellant’s contention that appellant was denied his rights under article I, section 15, of the California Constitution, guaranteeing him a right to counsel because no counsel was afforded to him at the preindictment lineup. (See Kirby v. Illinois (1972) 406 U.S. 682 [32 L.Ed.2d 411, 92 S.Ct. 1877]; People v. Chojnacky (1973) 8 Cal.3d 759 [106 Cal.Rptr. 106, 505 P.2d 530]; People v. Williams (1977) 68 Cal.App.3d 36, 42 [137 Cal.Rptr. 70].) Nor is it necessary for us to discuss appellant’s contention of sentencing error.
Zenovich, J., concurred.
The relevant portions of the transcript consisted of the following:
“Q. What happened then?
“A. Ah—Somebody came out of the bar and told him in Spanish—
“[Appellant]: Objection, your Honor, hearsay.
“THE COURT: Overruled.
“[Appellant]: What somebody else told somebody?
“THE COURT: Do you know what he said in Spanish?
“A. Yes.
“THE COURT: All right.
“[Appellant]: Your Honor, it is not exception—what somebody else said—
“THE COURT: Told the defendant what he said, that is not hearsay, Counsel. Overruled.
“[Prosecution]: Q. What did this person say to the defendant?
“A. Told him in Spanish that you have killed him.
“Q. And what, if anything, did the defendant do then?
“A. Ah—Ran around the north side of the bar and they got in a car that was parked in the driveway there.”
CALJIC No. 2.71.5 provides: “If you should find from the evidence that there was an occasion when the defendant, under conditions which reasonably afforded him an opportunity to reply, failed to make denial [or made false, evasive or contradictory statements,] in the face of an accusation, expressed directly to him or in his presence, charging him with the crime for which he now is on trial or tending to connect him with its commission, and if you should find that he heard the accusation and understood its nature; the circumstance of his silence [and conduct] on that occasion may be considered against him as indicating an admission that the accusation thus made was true. Evidence of such an accusatory statement is not received for the purpose of proving its truth, but only as it supplies meaning to the silence [and conduct] of the accused in the face of it; and unless you should find that his conduct at the time indicated an admission that the accusatory statement was true, you should entirely disregard the statement.”
Though no issue was made of the point, it appears that exhibit A-2 was probably taken in 1974. The usual identification mug shot information on that photograph was taped over but the 1974 date is clearly visible when the picture is held to the light.
While there is no writing on the photographs indicating they are booking photographs, they have that familiar and unmistakable appearance. There is a blanked-over area at the bottom of the photographs which visibly shows that something has been blocked off. Moreover, the pose, the expressionless and wooden, enigmatic appearance of mug shots taken against a colorless background is familiar to most citizens from commonly viewed pictures of wanted criminals viewed at post office bulletin boards, in magazines and on television.
“You are instructed that you are the final judge of the accuracy and the credibility of such identification. Therefore, you should take into consideration all of the facts and circumstances relating to the in-court identification of the accused. Such factors would include, but not be limited to:
“a) The opportunity of the witness to observe the perpetrator at the time the crime was committed.
“b) The extent and accuracy of his or her description of the perpetrator.
“c) Whether or not the witness is certain of his/her identification, and the degree of that certainty.
“d) Any observation by the identifying witness of the commission of the alleged crime,
“e) The age apparent intelligence and demeanor of the witness.
“f) The physical circumstances under which the witness observed the perpetrator, such*385 as the presence or lack of visual obstructions, and
“g) Whether the witness has failed to identify the same person on other occasions or has identified another
“h) Whether, after cross-examination of the identifying witness, the testimony remains as positive and unqualified.
“It is not necessary for the defendant to prove that another person may have committed the crime, nor is it the burden of the defendant to prove his innocence. If facts and circumstances have been introduced into evidence which raise a reasonable doubt as to whether the defendant was the person who committed the crime charged, then you should find the defendant not guilty of the offense(s) charged.”
The reporter’s transcript of the proceedings indicates that the court instructed:
“Every person who testifies under oath is a witness. You are the sole and exclusive judges of the credibility of the witnesses who have testified in this case.
“In determining the credibility of the witness you may consider any matter that has a tendency in reason to prove or disprove the truthfulness of his testimony, including but not limited to the following:
“His demeanor while testifying and the manner in which he testifies; the extent of his capacity to perceive, to recollect, or to communicate any matter about which he testifies; the extent of his opportunity to perceive matter about which he testifies:
“The existence or non-existence of a bias, interest, or other motive:
“A statement previously made by him that is consistent with his testimony:
“A statement made by him that is inconsistent with of his testimony:
“The existence or non-existence of fact testified to him:
“His attitude toward the action in which he testifies or toward the giving of testimony; his admission of untruthfulness; his prior conviction of a felony.”
The reporter's transcript of the proceedings indicates that the court instructed:
“You are instructed that the identity of the defendant as the person who committed the crime is an element of every crime. Therefore, the burden is on the state to prove not only that the crime alleged was committed, but also that the defendant was the one who committed it. In this respect you should carefully consider and evaluate the credibility of each identification witness and the factors upon which he bases his identification and you must be satisfied beyond a reasonable doubt of the accuracy of the identification of the defendant as the person who committed the offense before convict him.
“In this regard, you are instructed that it is not necessary for the defendant to prove that another person may have committed the crime, nor is it the burden of the defendant to prove his innocence. If facts and circumstances have been introduced into evidence which will raise a reasonable doubt as to whether the defendant was the person who committed the crime charged, you must give the defendant the benefit of that doubt and find him not guilty.” (The italicized portion was added by the court.)
Reference
- Full Case Name
- The PEOPLE, Plaintiff and Respondent, v. BERNARD VINDIOLA, Defendant and Appellant
- Cited By
- 22 cases
- Status
- Published