Estate of Hering
Estate of Hering
Opinion
OPINION
On October 21, 1976, the decedent executed an eight-page typewritten will with all of the formalities required by statute. Appellant Bockin's name appeared in that will six times in connection with dispositive provisions whereby she was to receive a specific bequest of decedent's personal effects, rent-free use of premises, and she was to be the income beneficiary of a testamentary trust with the trustee having power of invasion for her benefit. The remainder interest in the trust was to be distributed to Braille Institute of America, Inc. (respondent Braille) on appellant's death. This will was offered for probate by both Security Pacific National Bank, the nominated executor, and by respondent Braille.
On January 13, 1977, decedent executed a typewritten three-page "First Codicil to Will of Henry Richard Hering" (First Codicil) with all of the formalities required by statute. The First Codicil referred to the six specific articles of the will containing appellant Bockin's name and amended those articles by deleting appellant's name and inserting the words "Evelyn Salib." The First Codicil also expressly confirmed and republished the will in all other respects. The First Codicil was also offered for probate by respondent Braille.
On December 2, 1977, in the presence of his attorney and with intent to revoke the First Codicil, decedent made a large X through all of the writing on each page of the First Codicil and wrote the words, "Revoked December 2, 1977 Henry R. Hering" on each page of the First Codicil. Those X's, words, and dates are all hereafter referred to as "the December writings." Respondent Braille offered the December writings for probate as a codicil. *Page 91
The attorney who prepared the First Codicil testified that shortly before creating the December writings, the decedent stated that he thought that the X's would reinstate the provision of the original will, planning a life estate to Elaine Bockin in place of Evelyn Salib. The trial court thereafter struck that testimony ruling that such testimony of the testator's intent is inadmissible.
The trial court found (1) the First Codicil was obliterated by crossing out all three pages of the First Codicil and concluded that the First Codicil was revoked thereby, (2) since each of the three pages was marked by the language "Revoked December 2, 1977 Henry R. Hering," the decedent intended that language to serve an additional way of assuring that the First Codicil was revoked and the language was not intended by decedent to create another codicil. It, therefore, denied probate to that language of revocation as a codicil.
The trial court applied the antirevival provisions of Probate Code section 75,1 and found that it did not appear that in creating the December writings the decedent intended to revive or give effect to the bequests to appellant Bockin in the will and concluded that the revocation of the First Codicil did not reinstate the bequests, revive the bequests, or republish the will.
The court then concluded that the whole of the will, except the words "Elaine Rose Bockin," should be admitted to probate as though no reference had ever been therein to Elaine Rose Bockin or Evelyn Salib. By such findings and conclusions, the specific bequests of personal property and (except for the disposition to respondent Braille on termination of the trust) all of the trust provisions covering five of the seven pages of dispositive provisions of the will were rendered inoperative.
Appellant Bockin appeals from the portions of the order deleting her name from the will as submitted to probate and from the order denying the December written language into probate as a codicil. *Page 92 (1a) Appellant Bockin makes two contentions: first, she contends that the antirevival provisions of section 75 do not apply in the case of a revoked codicil which itself does not revoke an entire will; second, she argues that even if the antirevival provisions of section 75 do apply herein, there was a revival of the original will since the December writings are a valid holographic instrument, constitute a codicil and therefore republish the original will. Since we agree with appellant's first contention, we do not find it necessary to consider her second contention.
"The common law of England, so far as it is not repugnant to or inconsistent with the . . . laws of this State, is the rule of decision in all the courts of this State." (Civ. Code, §
(2) Consistent with Civil Code section
Our antirevival statute was adopted, in substantially its existing form, during the state's first legislative session (Stats. 1850, ch. 72, § 11) and it is presumed that in enacting statutes in 1850 the Legislature was familiar with the relevant rules of the common law. (Keeler v. Superior Court (1970)
In an effort to meet its burden in establishing that the provisions of section 75 apply in the case of revocation of a codicil, respondent Braille argues that the word "codicil" should be read into section 75 because Civil Code section
The argument that the word "codicil" should be read into the antirevival statute in place of "will" was rejected in Matter ofSimpson, supra, at page 131, under similar facts and statutes. In Matter of Simpson, supra, the testator had executed an 1871 will, leaving most of his property to his wife, and made an 1872 codicil, giving approximately $50,000 to third parties, which he revoked in 1876. The contestants, seeking to invalidate the 1871 will, argued that because New York law (N.Y. Stat. of Wills (6th ed.) § 103 (1829)) provided that the term "will" included "codicils," the court should read the word "codicil" into the then existing New York antirevival statute (N.Y. Stat. of Wills (6th ed.) § 51 (1820)) which was then similar to ours, and provided "If after the making of any will the testator shall duly make and execute a second will, the destruction, cancelling, or revocation of such second will, shall not revive the first will, unless. . . ."
In rejecting the contention of the contestants, the court refers to the legislative history in New York which indicated that although the statute changed the common law with respect to "wills," it was not intended to apply in the case of a revocation of a codicil to a will.2 *Page 94
Matter of Simpson's logic is both compelling and consistent with the language of our statutes and California holdings that a will and codicil to it are "one in legal effect" (Estate ofDubois (1949)
Matter of Simpson is a well-reasoned decision, concisely stating the common law rule, that revocation of a codicil leaves the will in force and effect; that the legislative history of the New York antirevival statute (on which California's is based) indicates that the draftsmen had no intention to change the common law with respect to revocation of a codicil leaving the will in force as originally written.
Lacking authority for making the word "will" synonymous with "codicil," respondent Braille argues that the terms must by synonymous because it has always been assumed that sections 50 and 533 govern the validity of codicils even though the word "codicil" does not appear in either section. Application of sections 50 and 53 to codicils does not rest on any assumptions, however. Application of sections 50 and 53 to codicils comes from section 74, subdivision (1) which provides, in relevant part, that a will may only be altered "[b]y a written will, or other writing of the testator . . . executed with the same formalities required for the execution of a will." Accordingly, sections 50 and 53 apply to codicils because they define the formalities required for the execution of a will. *Page 95
As a practical matter, respondent's position simply cannot be maintained without judicial legislation revising section 75 to include words that are not in the statute to make it read similar to the current New York statute, which now provides in relevant part, "If after executing a will the testator executes a later will which revokes or alters the prior one, a revocation of the later will does not, of itself, revive the prior will or anyprovision thereof." (N.Y. Est., Powers Trusts, § 3-4.6(a); N Y Laws 1967, ch. 686, § 25, amending N.Y. Dec. Est. Law, § 41). Current New York law is also that "Unless the contextotherwise requires, the term `will' includes a `codicil'" (N Y Est., Powers Trusts, § 1-2.18(b); N.Y. Laws 1967, ch. 686, § 5).
In effect respondent Braille would have this court read our section 75 as if it read: "If after making a will, the testator makes a second will, or a codicil to the first will, the destruction or other revocation of the second will, or a codicilto the first will, does not revive the first will, or theportion of the first will revoked by the codicil, unless it appears by the terms of such revocation that it was the intention to revive and give effect to the first will, or the portion ofthe first will revoked by the codicil, or unless after such destruction or other revocation, the first will, or the portionof the first will revoked by the codicil, is duly republished."
We reject such a construction of section 75 Had the Legislature intended that the antirevival statute apply in the case of a codicil which did not revoke an entire will, it would have included the necessary language to insure fulfillment of that intention. This is particularly true in light of the fact that the common law is that revocation of a codicil does ipso facto revive the revoked portion of the will. *Page 96
Simpson is also consistent because the only two California cases considering the issue of partial revocation by codicil were similarly decided. In the earliest of those cases, Estate ofSchnoor (1935)
A similar result was reached in Estate of Shute (1942)
Both Estate of Shute and Estate of Schnoor, supra, cited and discussed Estate of Iburg (1925)
Respondent argues that neither Estate of Shute nor Estate ofSchnoor addressed or resolved the issue of whether revocation of a codicil which revoked a portion of a previous will automatically revived the revoked portions of the previous will.
Estate of Shute and Estate of Schnoor are not predicated upon automatic revival, but upon application of sections 724 and 75 to a "will" in accordance with their express terms.
Since neither "codicil" in Estate of Shute nor Estate ofSchnoor contained an express revocation, those courts had to, and did, expressly address the issue of partial revocations to determine whether the "codicils" were wholly inconsistent with the wills. Without either an express revocation or wholly inconsistent provisions in the codicils, the wills were never revoked under section 72 and section 75 had no application. *Page 98 (Estate of Schnoor, supra, at pp. 591-592; Estate of Shute,supra, at P. 577.)
After carefully analyzing the documents, the court in Estateof Schnoor admitted the will to probate, even though the effect of the codicil, if unrevoked, was to partially revoke the bequest of "all property" in the will. Likewise, in Estate of Shute, the original will was admitted to probate, even though the effect of the "codicil," if unrevoked, was to partially revoke the residuary bequest to the sisters, and totally revoke the residuary bequest to the brother.
The difference between the result respondent seeks and the actual results in Estate of Shute or Estate of Schnoor is that the court applied sections 72 and 75 to a will rather than engage in judicial legislation to amend these sections to apply to parts of wills.
Respondent also argues that some different rule than that expressed in Estate of Shute and Estate of Schnoor would apply if there were an express revocation of a bequest by codicil which is subsequently revoked, but even if this were true, the "revocation" in the case at bar was no more "express" than the revocation in Estate of Shute and Estate of Schnoor.
In both Estate of Shute, supra, at page 577, and Estate ofSchnoor, supra, at page 591, the courts stated there was no express revocation, so that term must imply the direct use of words of revocation. However, the addition of words such as "I am expressly revoking my will to the extent I am making changes in this codicil (italics added to distinguish express revocation of a will under Prob. Code, § 72) to the "codicils" in Shute,Schnoor, and the case at bar would add nothing since revocation has already been accomplished by implication in the codicil. To make a distinction based upon an express versus an implied revocation is to elevate form over legal substance, and to ignore that either type of revocation is equivalent under section 72 with respect to the revocation of a "will." It therefore appears that respondent seeks an additional form of judicial legislation that would make sections 72 and 75 apply to "bequests" even though their express language applies to a "will," and even though it would be inconsistent with the holding in both Estateof Schnoor and Estate of Shute, where the original bequests survived revocation of the "codicils." *Page 99
Finally, even if respondent's argument concerning revocation of "bequests" were limited to completely revoked bequests, it cannot stand when compared to Estate of Shute, supra, where the codicil, if unrevoked, would have, among other things, completely revoked the brother's residuary bequest.
Although respondent has cited New York cases which are in conflict with Matter of Simpson, Estate of Shute, and Estateof Schnoor, supra, none of the New York cases are based upon a reconciliation of the New York antirevival statute with a statute similar to California's section 72, as was done by our courts inEstate of Shute, supra, and Estate of Schnoor, supra. In addition, as we have indicated, New York amended its antirevival statute to make it clearly applicable to revocations and alterations.
Unlike New York, California has not adopted legislation which would change the holdings of Estate of Shute and Estate ofSchnoor, supra, to the effect that our section 75 applies only to a revoked will, rather than a portion of a will.
The order is reversed with directions to admit the will of October 21, 1976, as originally written and executed.
Files, P.J., and Woods, J., concurred.
A petition for a rehearing was denied August 6, 1980, and the petition of respondent Braille Institute of America, Inc., for a hearing by the Supreme Court was denied September 4, 1980.
Unless otherwise indicated, all section references hereafter are to the Probate Code.
"It would be doing violence to the language of section fifty-one to hold that the phrase `second will' shall be construed to mean in any case simply a codicil to the first will. It evidently refers to a testamentary instrument which assumes to dispose of the testator's entire estate, and not to an instrument which is merely an addition or supplement to a former will; and which has no legal entity independent of the existence of the latter. This is the view taken by the reporter in a foot note toSimmons agt. Simmons (26 Barb., at page 76), where he says, referring to this very section.
"`The revisers here manifestly use the word "will" (unqualified) as ex vi termini, meaning a complete disposition of the testator's whole property and therefore any second one is necessarily a revocation of any former will.' If this is so then the rule of the common law is still in force in this state, which holds that the destruction of a codicil which only by implication revoked a former will in part by reason of inconsistent provisions, does, ipso facto, revive the revoked portions of the will (Powell on Dev., 549; Perkins, sec. 479; 4 Burr, 2512; 1 Redfield on Wills, pp. 375-77).
"And so, in the present case, the destruction, by the testator, of the codicil of 1872 would leave the will of 1871 in full force and effect to the same extent as if the codicil had never been executed."
"(1) Subscription. It must be subscribed at the end thereof by the testator himself, or some person in his presence and by his direction must subscribe his name thereto. A person who subscribes the testator's name, by his direction, should write his own name as a witness to the will, but a failure to do so will not affect the validity of the will.
"(2) Presence of witnesses. The subscription must be made, or the testator must acknowledge it to have been made by him or by his authority, in the presence of both of the attesting witnesses, present at the same time.
"(3) Testator's declaration. The testator, at the time of subscribing or acknowledging the instrument, must declare to the attesting witnesses that it is his will.
"(4) Attesting witnesses. There must be at least two attesting witnesses, each of whom must sign the instrument as a witness, at the end of the will, at the testator's request and in his presence. The witnesses should give their places of residence, but a failure to do so will not affect the validity of the will."
Section 53 provides as follows: "A holographic will is one that is entirely written, dated and signed by the hand of the testator himself. It is subject to no other form, and need not be witnessed. No address, date or other matter written, printed or stamped upon the document, which is not incorporated in the provisions which are in the handwriting of the decedent, shall be considered as any part of the will."
Reference
- Full Case Name
- Estate of Henry R. Hering, Security Pacific National Bank, as Etc., and v. Elaine Rose Bockin, And
- Cited By
- 2 cases
- Status
- Published