Benge v. Superior Court
Benge v. Superior Court
Opinion of the Court
I
This is an appeal from the superior court’s denial of appellant’s petition for writ of mandate. Appellant, on May 26, 1977, pled guilty to a violation of section 23102, subdivision (a) of the Vehicle Code, driving a vehicle upon a public highway while under the influence of an intoxicating liquor. Appellant waived his right to counsel and represented himself at the time he entered his plea of guilty. On August 3, 1979, appellant moved the Municipal Court of Ventura County to strike his conviction of May 26, 1977, on the two grounds that appellant had not intelligently waived his right to counsel and that the record did not establish that his election of self-representation was knowingly and intelligently given. The motion was denied and appellant petitioned the superior court for writ of mandate which was denied. From this denial appellant takes his appeal.
II
The court docket reflects that appellant was charged with having on May 16, 1977, violated section 23102, subdivision (a) of the Vehicle Code. Appellant, representing himself, was arraigned on May 26, 1977, and the complaint was amended deleting any reference to drugs. On that same date the defendant-appellant pled guilty to the charge having been advised of, and having waived, his rights to counsel; to a jury trial; to remain silent; to subpoena, confront and cross-examine witnesses; the maximum and minimum sentence permissible; the sentence the court intended to impose; appellant’s possible defenses; the consequences of the plea of guilty; the nature of the charge; and the provisions of section 1203.4 of the Penal Code. In addition, defendant signed a form entitled “Defendants’ Waiver of Constitutional Rights For Guilty Plea.” Defendant placed his initials next to the following statements:
“3. Defendant: I understand that I have the right to be represented by an attorney at all stages of these proceedings until the case is terminated. And further, that if I cannot afford an attorney one will be appointed free of charge.
*125 “11. If Defendant Has No Attorney: I freely and voluntarily give up the right to be represented by an attorney having been completely advised as to the nature and extent of this right.”
The reporter’s transcript of May 26, 1977, reveals that appellant was not specifically advised orally of the hazards involved in self-representation.
III
Appellant contends that the failure of the court to specifically advise him of the hazards of self-representation resulted in a waiver of counsel that was not knowingly and intelligently made. Moreover, appellant urges, the record of the proceedings of May 26, 1977, do not reflect any admonition as to the dangers of self-representation therefore, there is no record as required by law of an understanding and intelligent waiver of the right to counsel. For these reasons, appellant argues, the petition for writ of mandate ordering the petition set aside should have been granted. Appellant bases his contentions upon the authority of Faretta v. California (1975) 422 U.S. 806 [45 L.Ed.2d 562, 95 S.Ct. 2525]; People v. Lopez (1977) 71 Cal.App.3d 568 [138 Cal.Rptr. 36]; People v. Fabricant (1979) 91 Cal.App.3d 706 [154 Cal.Rptr. 340]; People v.
Respondent counters that appellant’s waiver was knowingly and intelligently made and the failure, if any, to specifically advise appellant of the perils of self-representation was harmless error. Moreover, any requirement to advise the appellant of the disadvantages of self-representation, says respondent, is inapplicable to Vehicle Code section 23102, subdivision (a) because this section does not describe a serious offense. Additionally, the respondent avers, the duty, if any, to warn does not apply in a situation where the defendant wishes to plead guilty as opposed to a situation where he wishes a trial.
IV
An accused has both a constitutional and statutory right to the assistance of counsel in his defense of an accusation,
Appellant points to Torres, supra, Fabricant, supra, 91 Cal.App.3d 706, and In re Johnson, supra, 62 Cal.2d 325, as authority which sus
In re Johnson, involved a habeas corpus petition by which the defendant alleged that he was inadequately advised of his constitutional rights; hence his plea of guilty was invalid. The defendant, at arraignment, had been charged with numerous traffic violations. The advisement given him by the magistrate did not include any warning of the dangers of self-representation. The appellate court in considering defendant’s contention concerned itself not with any specific advisement, but with whether the defendant’s waiver of counsel was knowing and intelligent. The record before the court was limited to (1) the docket which reflected that the defendant was informed of his “legal rights” and (2) affidavits submitted by the defendant, his witness, and the magistrate. The court set the defendant’s guilty plea aside on the theory that after appraising all of the facts and circumstances surrounding the case including the experience, background and conduct of the defendant and considering the silence of the record on advisement regarding waiver of counsel, it could not be said that a knowledgeable waiver had been given by the defendant. This case is illustrative of well-settled California law that before a waiver of counsel can be accepted the court must be satisfied that the waiver was knowingly and intelligently made. The most inquiring perusal of this decision will not uncover any reference to a constitutional or statutory compulsion that a defendant must be specifically advised of the dangers of self-representation before his guilty plea may be taken.
To determine the validity of the application of People v. Fabricant, supra, 91 Cal.App.3d 706, to the issue raised herein one must look to Faretta v. California, supra, 422 U.S. 806, because Fabricant is founded on the holding in Faretta. “The exact scope of the warnings required by Faretta has been the subject of discussion in various appellate opinions.” (People v. Fabricant, supra, 91 Cal.App.3d at p. 712.)
The case of Faretta v. California does not sustain appellant’s contentions because that case decided only one issue: does a defendant in a state criminal trial have a constitutional right to represent himself when he voluntarily and intelligently elects to do so? Anthony Faretta, who
One who acts with “eyes open” is one who makes an insightful choice. It is this requirement that has been repeatedly articulated by the courts: that the defendant must make a knowing and intelligent election to waive a right. It is the task of the court to determine if the waiver is knowingly and intelligently made and, if so, this conclusion of the court is what must be memorialized at some place in the record. The Adams decision cited by the Faretta court does not support the position that a specific advisement of the hazards of self-representation must be given and/or must appear in the record. In Adams, a defendant charged with several counts of mail fraud elected to represent himself notwithstanding the court’s strong advisement against such a course of action. Reinforcing the principle that a court may not compel an attorney upon an accused the appellate court affirmed the right of the defendant to exercise his informed judgment not to utilize counsel. The court indicated not that a specific advisement must be given, rather, that the decision to waive counsel must be with “eyes open,” citing Johnson v. Zerbst (1938) 304 U.S. 458 [82 L.Ed. 1461, 58 S.Ct. 1019, 146 A.L.R. 357].
Johnson v. Zerbst, supra, is clearly, then, one of the philosophical anchors upon which Faretta and Adams rest, and that decision does not
Regarding People v. Torres, supra [96 Cal.App.3d 14], it is our view that many of the concerns articulated in the concurring opinion of Justice Hanson are now manifest. Accordingly, we concur in the reasoning set forth in People v. Barlow (1980) 103 Cal.App.3d 351 [163 Cal. Rptr. 664], and People v. Paradise (1980) 108 Cal.App.3d 364 [166 Cal.Rptr. 484]. We briefly note that People v. Lopez, supra, 71 Cal.App.3d 568, does not sustain appellant’s position for the reason that the comments therein regarding self-representation advisements were clearly characterized as suggestive, were obviously dicta and intended as a guide to assist the trial judge in his determination of the competence of a waiver of counsel. Lopez does not stand as authority for the position that a specific warning must be given prior to the taking of a plea of guilty.
V
Having rejected the thrust of appellant’s collateral attack that the record must affirmatively show that appellant was advised of the risks of self-representation, we now examine the record to determine if it reflects that the court made an inquiry and found that appellant rendered a knowing and intelligent waiver of counsel as is required. If the record so reflects the burden is upon the defendant to establish by a preponderance of the evidence that his waiver was not competently made. (Johnson v. Zerbst, supra, 304 U.S., p. 469 [82 L.Ed., p. 1469];
It is the duty of the trial court to assume “... an active, protective role to ensure that both the defendant’s waiver of counsel and his guilty plea are knowingly and understandingly made.” (In re Birch (1973) 10 Cal.3d 314, 319 [110 Cal.Rptr. 212, 515 P.2d 12].) It appears to us that the trial court in this case fulfilled its duty. We hold, therefore, that the petition for mandate was properly denied.
Disposition
The judgment (order) denying appellant’s petition for writ of mandate is affirmed.
Lillie, Acting P. J., concurred.
Assigned by the Chairperson of the Judicial Council.
The reporter’s transcript in pertinent part reads: “Again, do you waive your constitutional rights to be represented by an attorney, court-appointed if you cannot afford one?
“The Defendant.- Yes.
“THE COURT: Do you waive your right to remain silent, to a jury trial, to confront and to cross-examine and subpoena witnesses?
“THE DEFENDANT: Yes.
“THE COURT: Is that correct?
“THE DEFENDANT: Yes, your Honor.
“THE COURT: Do you understand the penalties which must be imposed upon a second and third conviction includes a mandatory loss of your driving privilege and a mandatory jail sentence, a mandatory minimum fine?
“THE DEFENDANT: Yes.
“THE COURT: Knowing that fact or those facts do you still wish to enter a plea of guilty?
“THE DEFENDANT: Yes.
“THE COURT: The People join?
“MR. HAHN: Yes, your Honor.
“THE COURT: You heard your constitutional rights and you understand the waivers that you have signed and submitted to the Court?
“THE DEFENDANT: Yes.”
See, California Constitution, article I, section 15 and Penal Code sections 858 and 987.
Were it not for the extraordinary fact that People v. Torres, supra, 96 Cal.App.3d 14 was an opinion by this division we would ordinarily decline review on the merits for the reasons stated in Provencher v. Municipal Court (1978) 83 Cal.App.3d 132 [147 Cal.Rptr. 615].
Concurring Opinion
I concur and incorporate by reference my opinion in People v. Torres (1979) 96 Cal.App.3d 14 [157 Cal.Rptr. 560], in which I concurred in the majority’s judgment affirming the
I note by this opinion Division One of the Second Appellate District now joins Division Two of the Fourth Appellate District (People v. Barlow (1980) 103 Cal.App.3d 351 [163 Cal.Rptr. 664]) and the Fifth Appellate District (People v. Paradise (1980) 108 Cal.App.3d 364 [166 Cal.Rptr. 484]) in their determinations of the issues presented.
Reference
- Full Case Name
- TERRY LEON BENGE, Plaintiff and Appellant, v. THE SUPERIOR COURT OF VENTURA COUNTY, Defendant and Respondent; THE PEOPLE, Real Party in Interest and Respondent
- Cited By
- 8 cases
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- Published