Herbert v. Superior Court
Herbert v. Superior Court
Opinion of the Court
Opinion
Following denial by the trial court of petitioner’s motion to dismiss (Pen. Code, § 995), we issued an alternative writ and stay order.
The sole issue before us is whether a criminal defendant’s right to confrontation of witnesses is violated or abridged when at the direction of the magistrate, the defendant is so seated that he can hear but not see the witness. The witness in question was a five-year-old girl, the complaining witness at the preliminary examination on a complaint charging defendant with sexual offenses against the minor.
Petitioner is charged with two counts of oral copulation of a child (Pen. Code, § 288a, subd. (c)) and one count of lewd acts upon a child (Pen. Code, § 288). The child is the daughter of petitioner’s wife, not blood-related to petitioner. The charges arose from alleged incidents at a drive-in movie in mid-October 1978 and later in the home. The child was five years old at the time of the preliminary hearing (Apr. 3, 1980).
From the magistrate’s statement read into the record, it appears the child, at the preliminary examination, was initially reluctant or unable to testify. The court thereupon adjourned to chambers with the child and counsel but not the defendant. The court concluded the child “was disturbed by the number of people in the courtroom and in particular with the presence of the defendant ...” and talked with the child to encourage her to testify. Upon return to the courtroom, all other persons were asked to leave and a seating arrangement devised by the court whereby the defendant was seated in front of and to the side of the bench; the judge sat in the jury box and the child in the witness chair.
Defendant objected to the seating on the ground that a defendant is entitled to see as well as hear all witnesses. He asserts the same contention in this proceeding and alleges a violation of his right to confrontation of witnesses against him.
If a defendant has not been legally committed by the magistrate, the information against him must be set aside. (Pen. Code, § 995.) A commitment is unlawful if, during the course of the preliminary examination, the defendant has been denied a substantial right. (Jennings v. Superior Court (1967) 66 Cal.2d 867, 874 [59 Cal.Rptr. 440, 428 P.2d 304]; People v. Elliott (1960) 54 Cal.2d 498, 503 [6 Cal.Rptr. 753, 354 P.2d 225]; DeWoody v. Superior Court (1970) 8 Cal.App.3d 52, 55 [87 Cal.Rptr. 210].)
The right to confrontation by witnesses is not only a substantial but a constitutional right. Amendment VI of the United States Constitution provides: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.”
The issue of violation of the right has arisen more frequently in the application of hearsay rules to a trial situation. In this context, confrontation; “(1) insures that the witness will give his statements under oath—thus impressing him with the seriousness of the matter and
It is evident the focus of the hearsay cases has been on defendant’s right to cross-examine witnesses (see e.g., Pointer v. Texas, supra, 380 U.S. at pp. 406-407 [13 L.Ed.2d at p. 928]; Davis v. Alaska (1974) 415 U.S. 308 [39 L.Ed.2d 347, 94 S.Ct. 1105], which is a primary interest secured by the confrontation right. (Douglas v. Alabama (1965) 380 U.S. 415, 418 [13 L.Ed.2d 934, 937, 85 S.Ct. 1074]; People v. Murphy (1963) 59 Cal.2d 818, 830.) The courts have analyzed the issue by considering the particular hearsay exception at issue or by considering the circumstances of the particular case. (People v. Orduno (1978) 80 Cal.App.3d 738, 747 [145 Cal.Rptr. 806]; see also Dutton v. Evans (1970) 400 U.S. 74 [27 L.Ed.2d 213, 91 S.Ct. 210].)
But the hearsay cases also contain language indicating a personal view of the witness by the defendant at some point is part of the right of confrontation: “... the advantage he has once had of seeing the witness face to face” (Mattox v. United States (1895) 156 U.S. 237, 244 [39 L.Ed. 409, 411, 15 S.Ct. 337]); “witness ... upon whom he can look while being tried” (Kirby v. United States (1899) 174 U.S. 47, 55 [43 L.Ed. 890, 894, 19 S.Ct. 574]); “only such witnesses as meet him face to face at the trial” (Dowdell v. United States (1911) 221 U.S. 325, 330 [55 L.Ed. 753, 757, 31 S.Ct. 590]).
The confrontation right is not absolute. (People v. Johnson (1974) 39 Cal.App.3d 749, 754 [114 Cal.Rptr. 545].) Apart from the hearsay exceptions which can apply to obviate confrontation at trial (e.g., People v. Orduno, supra, 80 Cal.App.3d 738,) a defendant may waive the right by disruptive conduct in the courtroom (Illinois v. Allen (1970) 397 U.S. 337 [25 L.Ed.2d 353, 90 S.Ct. 1057]; People v. Booker (1977) 69 Cal.App.3d 654 [138 Cal.Rptr. 347]). “A waiver of the right of confrontation can take various forms. In some instances, an accused may voluntarily consent to forego his right of confrontation .... By stipulating to the admission of evidence, the defendant waives the right to confront the source of the evidence. United States v.
In the instant case, there is no issue of consent or waiver by defendant of any right of confrontation. The circumstances are admittedly delicate wherein a five-year-old witness is asked to testify to alleged conduct which is very private and personal in nature and perhaps embarrassing tó relate. But the child was the only inculpatory witness presented against defendant. Her mother testified briefly only to establish the drive-in movie venture, jurisdiction in Sacramento County, and that she and defendant separated January 3, 1979.
The People place substantial reliance on People v. Johnson (1974) 39 Cal.App.3d 749, 754 [114 Cal.Rptr. 545]; People v. Garcia (1935) 2 Cal.2d 673, 682 [42 P.2d 1013]; People v. Williams (1948) 32 Cal.2d 78, 82 [195 P.2d 393], 335 U.S. 835 [93 L.Ed.2d 897, 69 S.Ct. 25] (cert. den.), overruled on another ground in People v. Green (1956) 47 Cal.2d 209, 232 [302 P.2d 307], and People v. Orduno, supra, 80 Cal.App.3d 738.
A careful examination of each of these cases discloses they are each distinguishable from the instant case.
People v. Johnson, supra, 39 Cal.App.3d 749, and People v. Orduno, supra, 80 Cal.App.3d 738, each involved not the issue of confrontation per se, though each defendant so characterized it, but whether the proffered evidence was admissible as an exception to the hearsay rule. In People v. Johnson, supra, a transcript of the witness’ testimony at the preliminary examination was held inadmissible under Evidence Code
In People v. Garcia, supra, 2 Cal.2d 673, in the early part of the trial, the defendant claimed his view of the witness chair was partially obscured by the clerk’s desk. The court refused to rearrange the furniture; however, after some witnesses had been called, the prosecution exchanged seats with the defendant to adjust the situation. The court found no prejudice.
In People v. Williams, supra, the witness was permitted to sit facing the jury with her back to spectators and defendant to protect her from alleged intimidation from spectators. The court held “[the] seating arrangement adopted should have been avoided, but it did not deprive the defendants of the rights of confrontation and a public trial.” (32 Cal.2d at p. 82.) The court noted there was no objection by defendant to this seating arrangement and that the importance of the witness’ testimony was questionable in that the defendants were convicted by their own admissions prior to trial and on the witness stand and by other independent evidence.
In United States v. Benfield (8th Cir. 1979) 593 F.2d 815, defendant was convicted of misprision of a felony for his failure to report the kid
The language of Benfield, supra, though concerned with a videotaped deposition is persuasive, particularly when considered in light of the factual setting before us. We have no specific record of the child’s conduct which motivated the lower court to devise the seating arrangement in question. We have only the subjective observations of the court put into the record to justify and explain the unorthodox courtroom arrangement. We have no record of any intimidating action by the defendant. The courtroom was in effect closed without any re
The historical concept of the right of confrontation has included the right to see one’s accusers face-to-face, thereby giving the fact-finder the opportunity of weighing the demeanor of the accused when forced to make his or her accusation before the one person who knows if the witness is truthful. A witness’ reluctance to face the accused may be the product of fabrication rather than fear or embarrassment.
We conclude the defendant’s right to confrontation by witnesses has been abridged.
The writ of prohibition as prayed for shall issue. The alternative writ and stay, having served their respective purposes, are discharged.
Regan, J., concurred.
The court’s description was: "... I then instructed the defendant and defense counsel that the defendant would be sealed to the right of the bench opposite the jury box. He [defendant] was seated with his back to the wall but in position to the bench that he was actually in front of the bench and could see or had a view across the front of the bench to the jury box. 1 was seated in jury seat number 7 which is the first seat on the left-hand side of the first row of the jury box” [presumably the court meant second row as jury seat number 7 is in the second row] so that both the defendant and I had a view
We employ the word “testimony” somewhat loosely as that word is generally described in both statutory and decisional law as oral statements made by a person under oath in court proceedings. (See People v. Belton (1979) 23 Cal.3d 516, 524 [153 Cal.Rptr. 195, 591 P.2d 485]; Civ. Code, § 14; Code Civ. Proc., § 17; Pen. Code, § 7.) We note the minor, at the direction of the court, was not sworn as a witness as required by Evidence Code section 710. However, no objection was raised by defendant and any error therein was waived. (People v. Thomas (1967) 65 Cal.2d 698, 708 [56 Cal.Rptr. 305, 423 P.2d 233]; People v. Berry (1968) 260 Cal.App.2d 649, 653 [67 Cal.Rptr. 312]; Trigueiro v. Show (1937) 24 Cal.App.2d 253, 256 [74 P.2d 836].)
My concurring colleague disagrees the right of confrontation at a preliminary examination is a federal constitutional right (U.S. Const., Amend. VI), asserting such federal right attaches only at trial. However, the cited case of Gerstein v. Pugh (1975) 420 U.S. 103 [43 L.Ed.2d 54, 95 S.Ct. 854] points up the distinction between a probable cause detention hearing and a full preliminary hearing to determine if the evidence
If the cross-examiner were a defendant who exercised his right to self-representation pursuant to Faretta v. California, supra, 422 U.S. at page 819 [45 L.Ed.2d at page 572], the Wigmore approach would result in either an impasse or a double standard.
The complaint herein appears to have been filed January 8, 1980.
As pertinent, Evidence Code section 1291, subdivision (a) provides: “Evidence of former testimony is not made inadmissible by the hearsay rule if the declarant is unavailable as a witness....” (Italics added.)
In People v. Rojas (1975) 15 Cal.3d 540 [125 Cal.Rptr. 357, 542 P.2d 229, 92 A.L.R.3d 1127], a witness was found “unavailable” and transcripts of his testimony at the preliminary examination and first trial admissible in lieu of personal testimony wherein the witness refused to testify because of threats against himself and his family had been found in contempt of court and sentenced to juvenile court.
The court tried to explain at the conclusion of the proceedings that no formal order excluding the public or press was made; that persons in the courtroom were simply to leave. In our view, if a judge tells a person to leave the courtroom, that is tantamount to a judicial order.
Concurring Opinion
I concur in the result and join in the opinion of the court except insofar as it declares that the right of confrontation at preliminary hearing emanates from the United States Constitution (U.S. Const., Amend. VI).
The constitutional right of confrontation is “basically a trial right” (Barber v. Page (1968) 390 U.S. 719, 725 [20 L.Ed.2d 255, 260, 88 S.Ct. 115]; Snyder v. Massachusetts (1934) 291 U.S. 97, 107 [78 L.Ed. 674, 679, 54 S.Ct. 330, 90 A.L.R. 575]; see also In re Montgomery (1970) 2 Cal.3d 863, 867 [87 Cal.Rptr. 695, 471 P.2d 15]; People v. House (1970) 12 Cal.App.3d 756, 766-767 [90 Cal.Rptr. 831]). Although the federal Constitution requires a probable cause hearing to justify significant pretrial detention of defendant, that hearing need not include traditional adversary safeguards such as the right of confrontation (Gerstein v. Pugh (1975) 420 U.S. 103, 119-125 [43
The right of confrontation at preliminary hearing historically has been conferred by statute in California (Pen. Code, § 865; see also Pen. Code, § 686). Whether it also now derives from the state Constitution (art. I, § 15) is not determinative here (see Stevenson v. Superior Court (1979) 91 Cal.App.3d 925, 930 [154 Cal.Rptr. 476]). The statutory right is unquestionably a substantial right (Jennings v. Superior Court (1967) 66 Cal.2d 867, 875, 879-880 [59 Cal.Rptr. 440, 428 P.2d 304]) and the dispositions of the magistrate in the conduct of the preliminary hearing deprived petitioner of the full benefits of that right.
Reference
- Full Case Name
- FRANK PORTER HERBERT, Petitioner, v. THE SUPERIOR COURT OF SACRAMENTO COUNTY, Respondent; THE PEOPLE, Real Party in Interest
- Cited By
- 45 cases
- Status
- Published