People v. Madden
People v. Madden
Opinion of the Court
Opinion
Where evidence is introduced as to several criminal acts of oral copulation, all of which occurred within a relatively short time span but an accused is not charged with a violation of all of those acts, does the trial court commit reversible error in not giving a sua sponte instruction stating that the jurors must all agree that the accused committed the same act or acts? Yes. That issue (along with other contentions) arises out of an appeal by appellants James R. Madden and Jerry Vernacchio (hereinafter respectively Madden and Vernacchio) from conviction after jury trial of certain unlawful sexual acts (Madden of two counts of forcible sodomy and two counts of forcible oral copulation, and Vernacchio of one count of forcible oral copulation).
The sordid factual details need not be set forth in full. As to Vernacchio there was evidence, if believed by the jury, of a minimum of two acts of forcible oral copulation in the Stanislaus County jail. Only one
Vernacchio
People v. Sedeno (1974) 10 Cal.3d 703, 715 [112 Cal.Rptr. 1, 518 P.2d 913], notes that in criminal cases a trial court must instruct, even in the absence of a request, on those general principles of law which are closely and openly connected with the facts before the court and which are necessary for the jury’s understanding of the case.
Just as juries must be instructed on lesser included offenses and defenses such as diminished capacity, the jury must be instructed on certain principles of law which control how they approach their task. For example, juries must be told the People have the burden of proving a defendant guilty and that the evidence must convince them of the defendant’s guilt beyond a reasonable doubt. (Cf. In re Winship (1970) 397 U.S. 358 [25 L.Ed.2d 368, 90 S.Ct. 1068]; Pen. Code, § 1096a.) Similarly, juries must be informed that their verdict must be unanimous. (See Cal. Const., art. I, § 16; People v. Wheeler (1978) 22
The principle that the entire jury must agree on the act or acts a defendant is convicted of is not new or undeveloped. (Compare People v. Flannel (1979) 25 Cal.3d 668, 680-683 [160 Cal.Rptr. 84, 603 P.2d 1].) Decisional law in California has held for many years that such an instruction is required. The rule was first announced in People v. Castro (1901) 133 Cal. 11, 13 [65 P. 13] (several acts of rape over a course of several months) and has been applied in many cases thereafter (People v. Williams (1901) 133 Cal.165, 168-169 [65 P. 323] (multiple acts of rape over a four-month period); People v. McNeill (1980) 112 Cal.App.3d 330, 335-336 [169 Cal.Rptr. 313] (assault on different victims); People v. Alva (1979) 90 Cal.App.3d 418, 424-426 [153 Cal.Rptr. 644] (multiple unlawful sex acts over five-month period); People v. Gavin (1971) 21 Cal.App.3d 408, 418-420 [98 Cal.Rptr. 518] (possession of narcotics); People v. Dutra (1946) 75 Cal.App.2d 311, 321-322 [171 P.2d 41] (contributing to the delinquency of a minor where there are several acts of sex perversion); People v. Martinez (1922) 57 Cal.App. 771, 774 [208 P. 170] (several acts of rape; no prejudice because no contradictory evidence as to the acts); People v. Ruiz (1920) 48 Cal.App. 693, 694-696 [192 P. 327] (several acts within an hour of assault with intent to commit rape); People v. Elgar (1918) 36 Cal.App. 114 [171 P. 697] (two acts of rape); People v. Hatch (1910) 13 Cal.App. 521, 534-536 [109 P. 1097] (several acts of embezzlement); People v. Moreno (1973) 32 Cal.App.3d Supp. 1, 8-9 [108 Cal.Rptr. 338] (two acts of resisting arrest approximately one-half hour apart); People v. Thompson (1956) 144 Cal.App.2d Supp. 854, 859 [301 P.2d 313] (jury must agree the defendant unlawfully used narcotics or was addicted to narcotics); People v. McMillan (1941) 45 Cal.App.2d Supp. 821, 829-830 [114 P.2d 440] (multiple batteries); see also People v. Scofield (1928) 203 Cal. 703, 709-710 [265 P. 914] (hit and run statute with separate parts — jury must all agree on which part was violated)).
Some cases state there was only one offense (and thereby resolve the issue) based on a time factor. In some of the cases it is not clear what instruction, if any, was given to the jury. Cases tend to overlap in the discussion of the issues. Cases which conclude that multiple sex offenses, assaults or similar offenses are continuous in nature or are part of a continuous course of conduct are either situations where only the election issue is discussed (and not the instruction issue) or are simply wrong (perhaps resulting from the natural revulsion to some of the brutal attacks involved). (See, e.g., People v. Mota (1981) 115 Cal.App.3d 227 [171 Cal.Rptr. 212] (multiple rape of a single victim within approximately one hour held to be one continuous act — nothing is said in the opinion in regard to what instruction, if any, was given); People v. Jefferson (1954) 123 Cal.App.2d 219 [266 P.2d 564] (assault at two different times with two different knives said to be one offense, no indication as to what instruction, if any, was given); People v. Fontana (1934) 138 Cal.App. 379 [32 P.2d 160] (rape of a single victim once by several accused); People v. Enright (1934) 140 Cal.App. 649 [35 P.2d 1033] (multiple rape without indication as to what instruction, if any, was given).
The acts here are despicable. There is substantial evidence to sustain each act of forcible oral copulation. However, determination of guilt is for a jury, not this court. No one can say from this record that the jurors did all agree on a particular offense insofar as the oral copulation charges are concerned. At any retrial on the oral copulation charges the jury should be properly instructed that all 12 have to all agree.
We now turn to Madden’s contentions as applied to the two sodomy convictions.
First, Madden contends that the district attorney failed to present exculpatory evidence to the grand jury. Madden asserts that the prosecutor failed to present evidence of a report of a medical examination of the victim of the sodomy which would have shown “no evidence of trauma and no blood on a digital examination.” Madden’s argument is that if the brutal acts of sodomy took place as the victim said, it is probable the medical report would have indicated trauma. This is the same argument raised in the companion case of People v. Laney (1981) 115 Cal.App.3d 508 [171 Cal.Rptr. 493], and is rejected as being without merit for the reasons set forth therein.
Second, Madden argues that in spite of the holding in Hawkins v. Superior Court (1978) 22 Cal.3d 584 [150 Cal.Rptr. 435, 586 P.2d 916], his request for a postindictment preliminary hearing should have been granted. The contention is without merit. Hawkins explicitly limits the application of its holding to cases in which a defendant had not entered a plea at the time the opinion in Hawkins became final. (Id., at p. 594.) Madden entered his plea before the Hawkins opinion.
Third, Madden contends the trial court should have instructed sua sponte on the defense of threats and menaces (CALJIC No. 4.40). We disagree. Madden points to the testimony of his declarations to the victim that “it was either him or me.” That evidence must be read in context. Evidence of this defense was so minimal and insubstantial that it could not raise a reasonable doubt as to the existence of coercion or duress. Since there was insufficient evidence to raise a defense of threats or coercion there was no need to instruct on this defense. (People v. Flannel, supra, 25 Cal.3d 668, 684-685.)
Next, Madden contends that the trial court committed reversible error by failing to instruct sua sponte on the law of accomplices. Respondent concedes that the instruction should have been given but
Lastly, Madden contends the trial court committed reversible error by failing to instruct sua sponte that disorderly conduct is a lesser included offense to sodomy. Madden relies on People v. Babb (1951) 103 Cal.App.2d 326 [229 P.2d 843]
Each judgment of conviction of appellant Madden on two counts of forcible oral copulation and of appellant Vernacchio on one count of forcible oral copulation is reversed. The conviction of appellant Madden on two counts of sodomy is affirmed.
Zenovich, J., and Stone (W. A.), J.,
The petition of appellant Madden for a hearing by the Supreme Court was denied April 29, 1981.
CALJ1C No. 17.01 provides in pertinent part: “He may be found guilty if the proof shows beyond a reasonable doubt that he committed any one or more of such acts, but in order to find the defendant guilty, all the jurors must agree that he committed the same act or acts. It is not necessary that the particular act or acts committed so agreed upon be stated in the verdict.”
Madden did not raise the issue in his brief and did not appear at oral argument. However, in the interest of justice, we consider the matter as to both appellants. Respondent does not dispute our authority to so do. Subsequent to oral argument Madden has, by letter, stated he wishes to join with his codefendant on this point.
CALJIC No. 4.71.5 provides in relevant part: “And, in order to find the defendant guilty, you must unanimously agree upon the commission of the same specific act [or acts] constituting said crime within the period alleged.
“It is not necessary that the particular act or acts committed so agreed upon be stated in the verdict.”
The Castro rule is inapplicable where (unlike the situation in the instant case) only the offense charged is proved (People v. Ruiz (1957) 155 Cal.App.2d 59, 61-62 [317 P.2d 80] (possession of narcotics); People v. Valencia (1927) 85 Cal.App. 306, 309-310 [259 R 361] (rape); People v. Britt (1923) 62 Cal.App. 674, 681 [217 R 767] (incest and rape)) or where CALJIC No. 17.01 or a similar instruction in fact is given (People v. Crume (1976) 61 Cal.App.3d 803, 809, fn. 4 [132 Cal.Rptr. 577] (sex acts); People v. Foster (1931) 117 Cal.App. 439, 441, 443-444 [4 R2d 173]; People v. LaMantain (1949) 89 Cal.App.2d 699, 701 [201 P.2d 598]) or where the record does not show what instructions were given (People v. Anderson (1962) 199 Cal.App.2d 510, 521-522 [18 Cal.Rptr. 793] (court cannot assume erroneous instruction was given or that a nec
At oral argument respondent argued that there was evidence of only one act of oral copulation by Vernacchio. Our reading of the record leads us to conclude that arguably there were as many as four such acts by Vernacchio (three on Aug. 9 and one on Aug. 10, 1978) as a principal or as an aider and abetter.
The principle discussed herein was openly and closely connected with the facts. The prosecutor argued that even if the jury believed Vernacchio’s testimony, it could find him guilty on an aiding and abetting theory. There was also direct evidence presented by one inmate that Vernacchio personally committed the act twice. Some of the jurors might have believed Vernacchio aided and abetted Madden, but did not participate personally. Others may have believed the opposite. We have no way of knowing if the jury was unanimous. Without being told they must all agree on the same act the jury could have concluded it was permissible for some to vote for conviction because Vernnacchio aided and abetted one act while others could have voted for conviction based on a belief Vernacchio personally participated in a different act. That distinct possibility, Castro and Williams noted in 1901, must be prevented.
People v. Babb, supra, 103 Cal.App.2d 326, was disapproved in Pryor v. Municipal Court (1979) 25 Cal.3d 238, 257 [158 Cal.Rptr. 330, 599 P.2d 636], insofar as Babb interpreted Penal Code section 647, subdivision (a) so broadly that the statute became unconstitutionally vague.
Penal Code section 647, as discussed in Babb, provided: “Every idle, or lewd, or dissolute person, or associate of known thieves;.. .is punishable...." (103 Cal.App.2d at p. 328.)
Penal Code section 647 today provides in relevant part: “Every person who commits any of the following acts is guilty of disorderly conduct, a misdemeanor:
“(a) Who solicits anyone to engage in or who engages in lewd or dissolute conduct in any public place or in any place open to the public or exposed to public view.”
Assigned by the Chairperson of the Judicial Council.
Reference
- Full Case Name
- THE PEOPLE, and v. JAMES R. MADDEN, and
- Cited By
- 1 case
- Status
- Published