Wells Fargo Bank v. Kalal
Wells Fargo Bank v. Kalal
Opinion of the Court
Opinion
James T. Kalal, the estranged widower of the deceased, Grace Kalal, petitioned for a family allowance pursuant to Probate Code section 680. He appeals from the order on March 7, 1980, denying his petition.
The Facts
Appellant and decedent were married on January 3, 1953. They had no children. In 1968, Mrs. Kalal suffered a stroke, and the court appointed appellant to serve as conservator of her estate. At some time during the marriage, appellant had one leg amputated. The couple lived on Taraval Street in one of two flats in a building which also had a commercial rental unit; Mrs. Kalal had apparently acquired the property before marriage. Mr. Kalal did not pay property taxes on the building, but he contributed toward the maintenance, paid utility bills, and provided food for the household. He owned and operated a small auto sales business.
In 1974, Mrs. Kalal left appellant for six months; she stayed with her nephew, Roy McNutt, in Canada for a while and then in Chico with her daughter from a previous marriage. During this separation, Mrs. Kalal filed a petition for dissolution of the marriage, but upon her return from Chico, she dismissed the petition.
In the fall of 1978, Mrs. Kalal again filed a petition for dissolution of marriage, as well as a petition for removal of appellant as her conservator. Both Mr. and Mrs. Kalal testified at the hearing on October 4,
jn the dissolution proceedings,
Between the date of the temporary order, November 8, 1978, and the date of decedent’s death, about 10 months, the couple did not see or
Grace Kalal died on August 2, 1979.
Appellant, who was 77 years of age, moved back to the Taraval Street flat. On January 29, 1980, he filed his verified petition for a family allowance. He stated that his income was $200 per month and his expenses were $762.50 per month. He estimated the estate income at $12,000 per year and requested an allowance of $500 per month or occupancy of the Taraval flat and $300 per month.
At the hearing on the family allowance, appellant’s petition and the stipulation and order on order to show cause were admitted into evidence. In his testimony, appellant admitted that he had signed the stipulation, that he had requested no support in the response filed in the dissolution proceeding, that he had received no support during the separation, and that he had filed in 1978 a married person’s separate income tax return (showing gross receipts from his business of about $10,000 and a net loss of $32). On objection, the testimony of decedent’s counsel in the dissolution proceedings about the intent of the parties at the time of the stipulation was stricken as conclusionary. Respondent filed a memorandum of points and authorities, and the court took the matter under submission. The court, without stating its reasons, denied appellant’s petition on March 7, 1979.
Appellant contends that the court abused its discretion in denying his petition for a family allowance.
Probate Code section 680
The question before us, therefore, is whether appellant had the right to receive support from his deceased wife at the time of her death.
Respondent maintains that the probate court properly denied a family allowance on either of two grounds: (1) appellant was not entitled to support under Civil Code section 5131
An order for temporary support is not the equivalent of an interlocutory judgment of dissolution of the marriage since it is not an adjudication on the merits; it therefore is not “tantamount to an agreement to live separate and apart” without provision for support or with provision for support for a limited time only. (Estate of Fawcett, supra, 232 Cal.App.2d at p. 783.)
In the case before us, there is no evidence that the spouses separated prior to the order to show cause hearing. “Pendency of a divorce action does not of itself establish separation by mutual consent. Upon the principle that a judgment is a contract, an interlocutory decree of divorce may have the effect of an agreement to live separate and apart [citation] but it does not logically follow that the commencement of an action for divorce constitutes such an agreement.” (Id., at p. 782.)
The nonbinding effect of support orders is articulated in Civil Code section 4357 which authorizes temporary support. Section 4357 provides in relevant part that the court may order either spouse “to pay any amount that is necessary for the support and maintenance [of the other].... An order made pursuant to this section shall not prejudice the rights of the parties... with respect to any subsequent order which may be made. Any such order may be modified or revoked at any time except as to any amount that may have accrued....” Thus, appellant’s failure to request support at the preliminary hearing did not preclude his filing a subsequent motion for modification of the temporary order or his seeking permanent support at the trial on the merits. Even though an order for temporary support is requested and made, it is not determinative of the amount or duration of a permanent support order which is authorized by Civil Code section 4801.
We have in the case before us an additional fact not present in Estate of Fawcett, supra, 232 Cal.App.2d 770. Appellant and his wife stipulated
First, the need for decedent to seek court assistance in removing appellant from the family home evidences a lack of agreement on separation. Appellant’s courtroom acquiescence to the order requested by
Second, assuming that the spouses entered into a binding agreement to live separately and waive support, the waiver covered only temporary support and extended only until the time of trial. Nothing in the stipulation indicated a waiver of permanent support. As previously discussed, either party could move to modify the temporary order or request permanent support at the trial on the merits.
Nor did appellant’s conduct during the separation constitute a waiver of the right to support, as urged by respondent. Any attempt by appellant to see the decedent or communicate with her would have amounted to a violation of the court order restraining the parties “from contacting the other at their residence or place of employment.” His failure to file a motion to modify the order and seek interim spousal support was justifiably based on the financial circumstances of the parties. No evidence of income and needs was presented at the order to show cause hearing. The only evidence offered at the hearing on the family allowance was that contained in appellant’s petition for the allowance. At the hearing on the petition to remove appellant as conservator, however, appellant’s counsel who handled the conservatorship finances testified that decedent’s gross annual income was $9,671.60 and that after normal recurring expenses she had a net of approximately $1,220 from which he sent her money when he could. It is thus obvious that during her lifetime decedent would not have had the ability to provide support for appellant. Although no support was provided to appellant for the 10 months preceding Mrs. Kalal’s death, the record reflects that she had provided shelter for the parties during this 25-year marriage.
The fact that the spouses were living separate at the time of the wife’s death or that the husband had been supporting himself without financial aid from the wife does not constitute a waiver of the right to support. (Estate of Fallon, supra, 49 Cal.2d 402, 403; Estate of Fawcett, supra, 232 Cal.App.2d at p. 777.)
We hold that the probate court abused its discretion in denying appellant an allowance from his deceased wife’s estate. Unfortunately, the court stated no reasons for its ruling,
Probate Code section 680 provides that a surviving spouse is “entitled to such reasonable allowance.. .as shall be necessary for [his] maintenance according to [his] circumstances... . ” The fact that appellant may have property or income of his own is not a basis for denial of a family allowance, but is relevant on the issues of necessity for and reasonableness of an allowance. (Estate of Fawcett, supra, 232 Cal.App.2d at pp. 787-788.) On retrial, the probate court should consider these factors; no showing of changed circumstances since the time of the preliminary hearing, however, is required. (Id., at p. 788.)
The order is reversed.
White, P. J., and Feinberg, J., concurred.
On August 21, 1981, the opinion was modified to read as printed above.
An order granting or denying a family allowance is an appealable order. (Prob. Code, §§ 1240, 684.)
The facts are summarized from the briefs and the record which includes the reporter’s transcript of the conservatorship proceedings on October 4, 1978. Pursuant to [Cal. Rules of Court] rule 12, we have augmented the record with the court record in the dissolution proceedings, Superior Court for the City and County of San Francisco, action No. 743739.
In her petition for dissolution of the marriage, Mrs. Kalal requested that spousal support be awarded to her, but in her moving papers for the temporary order she requested that spousal support be reserved “for time of trial.” On November 24, 1978, appellant filed his response and indicated in paragraph 5(c) of the standard form that he requests that “... spousal support not be awarded.... ” Although the 1970 Family Law Act changed the designation of the documents to be filed in a dissolution proceeding, the petition (complaint) and response (answer) must be evaluated according to the standard rules on pleading. Paragraph five in both the petition and response is labeled “Requests.” It is, however, equivalent to the usual “prayer” in other civil proceedings and is not part of the cause of action. The prayer is not essential in a contested case, it may be corrected or supplied by amendment, and recovery may be allowed even in the absence of a prayer. (See 3 Witkin, Cal. Procedure (2d ed. 1971) Pleading, § 374 et seq., p. 2038 et seq.)
By her will dated April 19, 1978, Mrs. Kalal made 11 specific bequests and gave the residue of her estate in equal shares to her nephew, Thomas McNutt, and her niece. She expressly omitted to provide for her daughter and for appellant. Appellant’s will contest has been dismissed, and the will was admitted to probate on September 11, 1980. Wells Fargo Bank was appointed special administrator of the estate and, after dismissal of the will contest, administrator with the will annexed.
Although appellant requested occupancy of the Taraval Street flat, he did not file a petition for a probate homestead pursuant to Probate Code section 661. “With regard to the rights of a surviving [spouse], the cases construing one are cited authoritatively in cases construing the other.” (Estate of Brooks (1946) 28 Cal.2d 748, 750 [171 P.2d 724].) A determination on the right to a family allowance will be decisive on the right to a probate homestead, if requested. (Id., at p. 750.)
Probate Code section 680 provides: “The surviving spouse, minor children, and adult children who are physically or mentally incapacitated from earning a living and were actually dependent in whole or in part upon the decedent for support are entitled to such reasonable allowance out of the estate as shall be necessary for their maintenance according to their circumstances, during the progress of the settlement of the estate, which, in case of an insolvent estate, must not continue longer than one year after granting letters. Such allowance must be paid in preference to all other charges, except funeral charges, expenses of the last illness and expenses of administration, and may, in the discretion of the court or judge granting it, take effect from the death of the decedent.”
Civil Code section 5131 provides: “A spouse is not liable for the support of the other spouse when the other spouse is living separate from the spouse by agreement unless
An order to show cause has been held to be the equivalent of a notice of motion (McAuliffe v. Coughlin (1894) 105 Cal. 268, 270 [38 P. 730]), and the latter is often used when the adverse party has appeared in the case.
Neither counsel addressed the issue whether decedent had the capacity to contract on support without the acquiescence or joinder of the conservator of her estate. Since a determination of this issue is not essential to our holding, we defer any discussion of the matter. (See generally, Cal. Conservatorships (Cont.Ed.Bar 1968) § 1.29, p. 15 et seq. and 1980 Supp.)
In fairness to the trial court, we note that appellant did not file a memorandum of points and authorities. He did not call to the attention of the lower court, or even of this court, the holding in Estate of Fawcett, supra, 232 Cal.App.2d 770. At the hearing, he relied on his verified petition and the wording of Probate Code section 680 which on its face is unconditional.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.