Block v. Sacramento Clinical Labs, Inc.
Block v. Sacramento Clinical Labs, Inc.
Opinion of the Court
Opinion
In this appeal we determine that an action for professional negligence may be defeated because liability is predicated upon the publication of an injurious falsehood, consisting of the communication of a negligently prepared report to the district attorney for purposes of criminal action, which is absolutely privileged under Civil Code section 47, subdivision 2. We affirm the judgment.
Facts
In December 1977, plaintiff’s infant daughter died. An autopsy was performed. As part of its investigation into the cause of death, the San Joaquin County Sheriff-Coroner’s office submitted samples of the baby’s blood to defendant Beam.
A preliminary hearing was held and Beam was subpoenaed by the People to testify as to the number of baby aspirin in the baby’s bloodstream at the time of death. At the hearing, it was discovered Beam had erred in his calculations, overstating the number of aspirin ingested by the child. Thereafter, the criminal complaint was dismissed on the People’s motion.
Plaintiff then filed this action, labeling the complaint as one for “professional negligence.” Beam moved for summary judgment, asserting the privileges of Civil Code section 47, subdivisions 2 and 3.
The privileges of Civil Code section 47, unlike evidentiary privileges which function by the exclusion of evidence (see Evid. Code, § 900 et seq.), operate as limitations upon liability. Section 47 was enacted in 1872 as part of a statutory scheme which defines defamation, in part, as a “false and unprivileged publication.” (Italics added.) (Civ. Code, §§ 45 [libel] and 46 [slander].) The definition of “privileged publication” in section 47 provides, by negative implication, criteria for the tort. (See Dixon v. Allen (1886) 69 Cal. 527 [11 P. 179].) The assertion of the privilege as a defense is thus a direct challenge to liability. (See 1 Witkin, Summary of Cal. Law (6th ed. 1946) § 94, pp. 679-680; Snively v. Record Publishing Co. (1921) 185 Cal. 565, 574 [198 P. 1]; Reid v. Thomas (1929) 99 Cal.App. 719, 721 [279 P. 226].) This conceptual symmetry has been maintained to this day.
The defense of privilege was limited to defamation actions
The court deftly made the transition from defamation to disparagement of title. Although recognizing that actions for disparagement of title are (in some ways) different from that of personal defamation, the court linked the disparagement of title action to the statutory privilege in Civil Code section 47 through the medium of the common law. The court said: “[Substantially the same privileges are recognized in relation to both torts in the absence of statute. (See Rest., Torts, §§ 585 et seq., 635 et seq.; Prosser, Torts, 2d ed. 767.) Questions of privilege relating to both torts are now resolved in the light of section 47 of the
The provisions contained in the Albertson citations to the Restatement and Prosser discuss a variety of torts, the common substance of which is an injurious falsehood,
Subsequent cases have applied the privilege to defeat tort actions which, however labeled
We turn to examine whether plaintiff’s theory of liability makes an injurious falsehood the subject of liability.
Plaintiff labels her claim of liability as professional negligence, relying principally upon Brousseau v. Jarrett (1977) 73 Cal.App.3d 864 [141 Cal.Rptr. 200]. She makes the negligent communication of an injurious falsehood, a negligent misrepresentation, the actionable wrong. She states: “[Respondent is liable if his lack of ordinary care caused foreseeable injury to the economic interests of appellant. [¶] In the case at bar it is impossible that Mr. Beam would believe that the District Attorney would not rely on his tests in determining whether or not to issue a complaint against Ms. Block. [¶] It is inconceivable that he did not understand that his testimony at the preliminary examination might be relied upon by the magistrate in determining whether or not Ms. Block should be held to answer. In fact, once Mr. Beam had made his erroneous preliminary determination that the child had ingested a large number of aspirins immediately prior to her death, his purpose was to provide that information to the District Attorney and to the court so that they would rely thereon. There can be no question that the injuries sustained by Ms. Block were clearly foreseeable and in fact foreseen by Mr. Beam.”
Plaintiff relies upon cases which place foreseeability as the “key component necessary to establish liability.” (Weirum v. RKO General, Inc. (1975) 15 Cal.3d 40, 46 [123 Cal.Rptr. 468, 539 P.2d 36]; see also J’Aire Corp. v. Gregory (1979) 24 Cal.3d 799, 806 [157 Cal.Rptr. 407, 598 P.2d 60]; Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425 [131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166].) Plaintiff’s theory of liability places Beam’s communication of the report to the district attorney and, later, his testimony in the criminal proceeding, at the heart of the claim of liability. The publication of his report for purposes of the criminal proceeding is made the actionable wrong.
Having placed the tort within those made subject to a claim of privilege, we next deterinine that the injurious falsehood was privileged. Beam performed and communicated the calculations upon the request of the office of the district attorney in furtherance of its investigation whether there was probable cause to initiate criminal charges relating to the infant’s death. “[W]hen the communication has some relation to a proceeding that is actually contemplated in good faith and under serious consideration by ... a possible party to the proceeding,” the : communication is privileged. (Rest.2d Torts, supra, § 588, com. e, at p. 251; see Izzi v. Rellas (1980) 104 Cal.App.3d 254 at p. 262 [163 Cal.Rptr. 689] [“the working definition of ‘judicial proceedings’ ... include^] proceedings which have the real potential for becoming a court concern.”]; Ascherman v. Natanson (1972) 23 Cal.App.3d 861, 865 [100 Cal.Rptr. 656] [“It is ... well settled that the absolute privilege in both judicial and quasi-judicial proceedings extends to preliminary conversations and interviews between a prospective witness and an attorney if they are in some way related to or connected with a pending or con
To allow plaintiff to proceed with this action would substantially defeat the purpose of a privilege designed “to afford litigants freedom of access to the courts . . . and to promote the unfettered administration of justice even though as an incidental result it may [sometimes] provide ... immunity to the . . . malignant slanderer [citations].” (Bradley v. Hartford Acc. & Indem. Co. (1973) 30 Cal.App.3d 818, 823 [106 Cal.Rptr. 718].) “[S]trong policy reasons exist to assure free and open channels of communication between citizens and public agencies and authorities charged with the responsibility of investigating wrongdoing [citation] without which protection would effectively close such important channels [citation].” (Tiedemann v. Superior Court (1978) 83 Cal.App.3d 918, 925-926 [148 Cal.Rptr. 242].) “The function of witnesses is of fundamental importance in the administration of justice. The final judgment of the tribunal must be based upon the facts as shown by their testimony, and it is necessary therefore that a full disclosure not be hampered by fear of private suits for defamation. The compulsory attendance of all witnesses in judicial proceedings makes the protection thus accorded all the more necessary.” (Rest.2d Torts, supra, § 588 and com. a, at p. 250.)
Having concluded plaintiff’s action is barred by Civil Code section 47, subdivision 2, we need not consider the remaining issues presented.
The judgment is affirmed.
Puglia, P. J., and Sparks, J., concurred.
Appellant’s petition for a hearing by the Supreme Court was denied June 23, 1982.
Hereafter, all references to Beam include his employer, defendant Sacramento Clinical Labs, Inc.
SaIicylate is the metabolite of acetylsalicylic acid, commonly known as aspirin.
“A privileged publication or broadcast is one made—
“2. In any (1) legislative or (2) judicial proceeding, or (3) in any other official proceeding authorized by law, or (4) in the initiation or course of any other proceeding authorized by law and reviewable pursuant to Chapter 2 (commencing with Section 1084) of Title 1 of Part 3 of the Code of Civil Procedure; provided, that an allegation or averment contained in any pleading or affidavit filed in an action for divorce or an action prosecuted under Section 137 of this code made of or concerning a person by or against whom no affirmative relief is prayed in such action shall not be a privileged publication or broadcast as to the person making said allegation or averment within the meaning of this section unless such pleading be verified or affidavit sworn to, and be made without malice, by one having reasonable and probable cause for believing the truth-of such allegation or averment and unless such allegation or averment be material and relevant to the issues in such action.
“3. In a communication, without malice, to a person interested therein, (1) by one who is also interested, or (2) by one who stands in such relation to the person interested as to afford a reasonable ground for supposing the motive for the communication innocent, or (3) who is requested by the person interested to give the information.” (Civ. Code, § 47, subds. 2 and 3.)
See Lick v. Owen (1874) 47 Cal. 252; Dixon v. Allen, supra, 69 Cal.2d 527; Ball v. Rawles (1892) 93 Cal. 222, 236 [28 P. 937]; Leonard v. McPherson (1905) 146 Cal. 616, 620 [80 P. 1084]; Gosewisch v. Doran (1911) 161 Cal. 511, 513 [119 P. 656]; Earl v. Times Mirror Co. (1921) 185 Cal. 165, 172-173 [196 P. 57]; Snively v. Record Publishing Co., supra, 185 Cal. 565; Layne v. Kirby (1930) 208 Cal. 694, 696 [284 P. 441]; Clark v. McClurg (1938) 215 Cal. 279, 284-285 [4 P.2d 149, 9 P.2d 505, 81 A.L.R. 908]; Reid v. Thomas, supra, 99 Cal.App. 719; Gonsalves v. Asso. etc. Uniao Madeirense (1945) 70 Cal.App.2d 150, 151 [160 P.2d 595].
“Injurious falsehood ... may consist of the publication of matter derogatory to the plaintiffs title to his property, or its quality, or to his business in general, or even to some element of his personal affairs, of a kind calculated to prevent others from dealing with him, or otherwise interfere with his relations with others to his disadvantage.” (Prosser, Torts (4th ed. 1971) § 128, pp. 919-920.)
The cryptic language “in the light of’ can be read either (1) as reading section 47 into the common law, or (2) as reading the common law into section 47. Courts have read Albertson both ways. For an example of (1) see Agostini v. Strycula (1965) 231 Cal.App.2d 804, 808 [42 Cal.Rptr. 314]; Kachig v. Boothe (1971) 22 Cal.App.3d 626, 641 [99 Cal.Rptr. 393]. For examples of (2) see Younger v. Solomon (1974) 38 Cal. App.3d 289, 300 [113 Cal.Rptr. 113]; Earp v. Nobmann (1981) 122 Cal.App.3d 270, 281-282 [175 Cal.Rptr. 767].)
The privilege attaches where the tort, however denominated, is one for defamation. (Thornton v. Rhoden (1966) 245 Cal.App.2d 80, 93-94 [53 Cal.Rptr. 706, 23 A.L.R.3d 1152] [abuse of process]; Brody v. Montalbano (1978) 87 Cal.App.3d 725, 732, fn. 2 [151 Cal.Rptr. 206] [conspiracy]; Pettitt v. Levy (1972) 28 Cal.App.3d 484, 491 [104 Cal.Rptr. 650] [conspiracy].)
The cases do not discuss the conceptual link to Albertson. It has been suggested that actions subject to the privilege must be “based upon the defamatory nature of a com
The abuse of process cases apply the privilege when a judicial process is claimed to be abused by an injurious falsehood.
Plaintiff seeks to escape the privilege by characterizing the action at oral argument as one arising out of the negligent conduct of Beam. We do not determine whether this formulation of the action escapes the privilege by limiting the actionable wrong to negligent conduct thus relegating the communication to the proximate cause element in the tort. The plaintiff here relies upon a traditional theory of negligence which requires the establishment of a duty arising out of the relationship between Beam and plaintiff, the breach of which, proximately caused injury to plaintiff. Plaintiff has not explained the basis upon which such a duty arises and we decline to do so. (See Keene v. Wiggins (1977) 69 Cal.App.3d 308, 313 [138 Cal.Rptr. 3].) On any cognizable theory of duty, the negligent calculation formed the basis of Beam’s communication and was privileged. (Cf. Pettitt v. Levy, supra, 28 Cal.3d at p. 489.)
We do not address the merits of the claim. Plaintiff also advances an alternate theory of liability labeled as false imprisonment. (Pen. Code, § 236.) Although this theory focuses upon a consequence (imprisonment) flowing from the communication of the negligently prepared report, plaintiff grounds her theory of liability in foreseeability (i.e., in “the negligent conduct of a person whose negligence foreseeably results in the imprisonment of a plaintiff”) and hence on the false and injurious communication which bridges the gap between the report and the consequence. It is but another way of framing the tort discussed above. “The salutary purpose of the privilege should not be frustrated by putting a new label on the complaint.” (Thornton v. Rhoden, supra, 245 Cal.App.2d at p. 99.)
Reference
- Full Case Name
- DEBRA L. BLOCK, and v. SACRAMENTO CLINICAL LABS, INC., and
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- 1 case
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- Published