People v. Shults
People v. Shults
Opinion of the Court
Opinion
In People v. Sims (1982) 32 Cal.3d 468 [186 Cal.Rptr. 77, 651 P.2d 321], the Supreme Court held that collateral estoppel bars the state from criminally prosecuting for welfare fraud a defendant who was exonerated of that charge in an administrative fair hearing before the state Department of Social Services (at p. 489). After a plea of nolo contendere, defendant seeks in this appeal to raise collateral estoppel arising out of facts similar to those in People v. Sims. In the published part of this opinion (see Cal. Rules of Court, rule 976.1), we hold that defendant’s plea of nolo contendere forecloses review of the trial court’s denial of defendant’s motion in limine to admit evidence of the administrative fair hearing; accordingly, defendant’s claim of collateral estoppel lacks support in the record and is not cognizable on appeal.
Acting on the same basis, the Butte County Welfare Department had earlier made demand on defendant to reimburse AFDC benefits allegedly overpaid. On defendant’s request a fair hearing had been held before the State Department of Social Services (Welf. & Inst. Code, § 10950). Because the instant criminal proceeding was then pending before a magistrate, the district attorney declined to produce evidence at the fair hearing to support the county’s claim. The hearing officer determined the claim of overpayment was unsupported and the referral for criminal prosecution improper. The county was ordered to rescind its demand for repayment and withdraw its referral for prosecution.
The defendant, relying on People v. La Motte (1979) 92 Cal.App.3d 604 [155 Cal.Rptr. 5] (disapproved in part in People v. Sims, supra, at p. 488, fn. 18), moved the trial court in limine to admit into evidence in the criminal case the results of the fair hearing.
While this appeal was pending, the Supreme Court decided People v. Sims, supra, 32 Cal.3d 468. In Sims, the Department of Social Services conducted a fair hearing on alleged overpayments of AFDC benefits to a welfare recipient. After the county declined to present any evidence at the hearing because criminal charges were pending against the recipient, the hearing officer concluded the evidence was insufficient to establish the benefits were fraudulently obtained. The recipient then moved to dismiss the
Although the circumstances underlying this case closely parallel those in Sims, the two cases are very different procedurally. In Sims, the defendant pled not guilty and successfully invoked collateral estoppel to dismiss the criminal charges. (Id., at p. 474.) Here, defendant moved in limine for the admission into evidence of the result of the administrative fair hearing and, failing that, entered a plea of nolo contendere.
On appeal defendant’s principle contention is that the state is collaterally estopped to relitigate in a criminal prosecution the charge of welfare fraud of which defendant was exonerated in the administrative fair hearing. A threshold contention is that primary jurisdiction resides in the administrative agency (see Tank Car Corp. v. El Terminal Co. (1940) 308 U.S. 422, 433 [84 L.Ed. 361, 370 60 S.Ct. 325]) and prevents the trial court from exercising criminal jurisdiction unless and until there is an administrative ruling that defendant was ineligible for welfare aid. Both contentions incorrectly assume the existence in the record of proof of the administrative fair hearing proceedings. Both ignore the fact the trial court denied defendant’s motion to admit evidence of those proceedings, The decisive question therefore is not as framed by defendant; rather it is whether the trial court’s in limine evidentiary ruling is insulated from appellate review by defendant’s plea of nolo contendere. We hold that it is.
Other than search and seizure issues specifically reviewable under section 1538.5, subdivision (m), all errors arising prior to entry of plea of guilty or nolo contendere are waived by the plea, except those based on
Defendant’s in limine motion addressed a purely evidentiary question. Apart from issues cognizable under Penal Code section 1538.5, there is no established procedure for pretrial determination of questions of admissibility of evidence. Defendant therefore has no right unilaterally to seek such a ruling. If such a ruling nevertheless is secured it is provisional only and is not binding on either the judge or the parties. (People v. Rawlings (1974) 42 Cal.App.3d 952, 956 [117 Cal.Rptr. 651].)
I., II.
The remaining contentions of defendant are dealt with in the unpublished part of this opinion (see Cal. Rules of Court, rule 976.1). Therein we order stricken from the order of probation a condition of probation and an order referring defendant to the county collections agency to determine her ability to pay probation costs. The probation condition does not conform to the standard laid down in People v. Lent (1975) 15 Cal.3d 481, at page 486 [124 Cal.Rptr. 905, 541 P.2d 545], and the referral constitutes an improper delegation of the court’s authority under Penal Code section 1203.1b to determine ability to pay. The trial court is therefore directed to take such further proceedings as it deems appropriate under Penal Code section 1203.1b (see People v. Wilson (1982) 130 Cal.App.3d 264 [181 Cal.Rptr. 658]). The matter is remanded for proceedings consistent with this opinion.
As modified, the judgment (order of probation) is affirmed.
Regan, J., and Carr, J., concurred.
Appellant’s petition for a hearing by the Supreme Court was denied May 16, 1984. Bird, C. J., was of the opinion that the petition should be granted.
The “facts” set forth in the preceding paragraph relating to the administrative hearing are taken from documents attached to defendant’s motion.
Unlike DeVaughn the issuance of a certificate of probable cause was not part of the consideration in exchange for which defendant entered her plea of nolo contendere. Therefore, the legality of the plea itself is not subject to attack in this appeal (cf. DeVaughn, supra, at p. 896).
See footnote, ante, page 714.
Reference
- Full Case Name
- THE PEOPLE, and v. DEBORAH SHULTS, and
- Cited By
- 1 case
- Status
- Published