Hughes v. Western MacArthur Co.
Hughes v. Western MacArthur Co.
Opinion of the Court
Opinion
Appellant Janice C. Hughes, the surviving spouse of an asbestosis victim, filed a wrongful death action against several defendants, including respondent Western MacArthur Company. Following dismissal of the action against Western MacArthur, Hughes appeals, contending that the trial court (1) erred by requiring that she specifically plead that Western MacArthur was the successor in interest to Western Asbestos Company; (2) erred by requiring her to plead that the dual capacity doctrine applies; and (3) abused its discretion when denying her motion to amend her complaint to specifically plead these facts. We reverse the judgment.
I. Facts
From 1944 to 1977, the husband of appellant Janice C. Hughes was employed as an asbestos worker; from 1944 until 1967, he worked for
In December 1978, Hughes filed a wrongful death action against several defendants, including Western Asbestos Company and respondent Western MacArthur Company. The complaint did not allege that Western MacArthur was the successor corporation of Western Asbestos Company; that Hughes’s former spouse was an employee of either company; or that Hughes sued either of the corporations under the dual capacity doctrine, an exception to the workers’ compensation exclusive remedy rule. (See former Lab. Code, § 3601.)
Trial was scheduled to begin in November 1983, almost five years after Hughes filed her action. On the day trial was to begin, Western MacArthur made two motions in limine, asking the trial court to prevent Hughes from attempting to prove either that it was the successor in interest to Western Asbestos Company or that the dual capacity doctrine applied. The trial court granted the motions and denied Hughes’s motion to amend her complaint to plead these facts. After Hughes waived her right to recover, she conceded that the court’s rulings left her without a basis on which to pursue the litigation against Western MacArthur. Western MacArthur then moved for judgment on the pleadings. The trial court granted the motion and filed an amended judgment in favor of Western MacArthur on February 2, 1984. Hughes filed a timely appeal from the amended judgment.
II. Standard of Review
The standard of review for a judgment on the pleadings is the same as for a judgment following sustaining of a demurrer; we look only to the
III. Successor in Interest
A. Mootness
A successor corporation may, in some circumstances, be held liable for acts of its predecessor. (Ray v. Alad Corp. (1977) 19 Cal.3d 22, 34 [136 Cal.Rptr. 574, 560 P.2d 3].) In Kaminski v. Western MacArthur Co. [(1985) 175 Cal.App.3d 445 (220 Cal.Rptr. 895)], an appellate court ruled that Western MacArthur is, as a matter of law, the corporate successor in interest to the now-defunct Western Asbestos Company. (Id., at pp. 453-459.) Hughes argues that this ruling makes any failure to plead successor-ship moot. This argument deflects attention from the dispositive issue— whether Hughes must plead the successor relationship, not whether such a relationship could be proven. The trial court did not rule that Western MacArthur is not actually the successor in interest of Western Asbestos Company; it ruled that this relationship must be pleaded by Hughes. Kaminski does not address the issue in the case before us.
B. Actual Notice
Hughes also contends that because Western MacArthur learned that she intended to hold it liable as the successor corporation to Western Asbestos
C. Pleading Requirement
On the merits, Hughes contends that the trial court erred by requiring that she specifically plead that Western MacArthur was the successor in interest to Western Asbestos Company. A civil complaint serves to frame and limit the issues and to apprise the defendant of the basis on which the plaintiff seeks recovery. (Committee on Children’s Television, Inc. v. General Foods Corp. (1983) 35 Cal.3d 197, 211-212 [197 Cal.Rptr. 783, 673 P.2d 670].) The complaint also limits the proof that may be submitted, because it advises the court and the adverse party of what plaintiff relies on as a cause of action. (Roth v. Cottrell (1952) 112 Cal.App.2d 621, 624 [246 P.2d 958]; see Committee on Children’s Television, Inc. v. General Foods Corp., supra, 35 Cal.3d at pp. 211-212.)
Hughes’s complaint did not allege an essential factor in this case— that she intended to hold Western MacArthur liable for acts committed by its predecessor corporation, Western Asbestos Company. Although we must construe pleadings liberally (Simons v. County of Kern (1965) 234 Cal.App.2d 362, 367 [44 Cal.Rptr. 338]), this presumption does not relieve Hughes of the obligation to plead some allegation from which we may construe a legal connection between the party that injured her and the party whom she seeks to hold liable for her injury. In a complaint, the plaintiff must allege every fact that he or she must prove. (Gunderson v. Gunderson (1935) 4 Cal.App.2d 257, 260 [40 P.2d 956].) At the hearing on the motion for judgment on the pleadings, even Hughes’s counsel acknowledged that without the ability to present evidence of successor liability, she could not hope to prevail. The trial court did not err in finding the complaint deficient.
IV. Dual Capacity Doctrine
Next, Hughes claims that the trial court erred by requiring that she specifically plead the application of the dual capacity doctrine.
Before 1982,
When a complaint affirmatively alleges facts indicating coverage by workers’ compensation laws but fails to state additional facts negating the application of the exclusive remedy rule, no civil action will lie and the complaint is subject to a general demurrer. (Roberts v. Pup ‘N’ Taco Driveup (1984) 160 Cal.App.3d 278, 284 [206 Cal.Rptr. 533]; Coleman v. Silverberg Plumbing Co. (1968) 263 Cal.App.2d 74, 79 [69 Cal.Rptr. 158]; see Singleton v. Bonnesen (1955) 131 Cal.App.2d 327, 330-331 [280 P.2d 481] [dual capacity must be pleaded if complaint allows inference that plaintiff was employee].) This pleading requirement is jurisdictionally based; if the complaint indicates that the action is within the scope of the workers’ compensation law, the superior court has no jurisdiction over it unless additional allegations indicate that an exception to the exclusive remedy rule applies. (See Deauville v. Hall (1961) 188 Cal.App.2d 535, 540 [10 Cal.Rptr. 511], cert. den. 368 U.S. 824 [7 L.Ed.2d 28, 82 S.Ct. 43].)
Hughes did not allege an employment relationship in her complaint. The relationship between Hughes’s former spouse and Western Asbestos Company was not before the trial court, except insofar as the affirmative defense in Western MacArthur’s answer allows this inference. However, on a motion for judgment on the pleadings, the complaint cannot be attacked by reference to matters set forth in the answer. (Fosgate v. Gonzales, supra, 107 Cal.App.3d at p. 957; Schwartz v. Schwartz, supra, 74 Cal.App.2d at p. 713 [answer alleged affirmative defense]; Elmore v. Tingley, supra, 78 Cal.App. at pp 464-465; see 6 Witkin Cal. Procedure, supra, Proceedings Without Trial, § 263, p. 565.) Viewing the complaint in isola
V. Motion to Amend Complaint
The judgment is reversed. Each party to bear its own costs.
Anderson, P. J., and Sabraw, J., concurred.
Appellant’s petition for review by the Supreme Court was denied September 23, 1987.
For two months, Hughes’s husband appears to have worked for Western MacArthur. However, Hughes waived her right to recover against Western MacArthur for the period during which her husband may have worked for that company.
All statutory references are to the Labor Code, unless otherwise indicated.
As Hughes appeals from “the Amended Judgment...in favor of Western MacArthur Company,” we need not consider Western MacArthur’s contention that an order denying a motion to amend the complaint is not appealable. (See 9 Witkin, Cal. Procedure (3d ed. 1985) Appeal, § 41, pp. 64-65 [nonappealable order may be reviewed on appeal from subsequent judgment].)
As such, we need not address the question of whether Kaminski applies retroactively.
Effective 1983, sections 3601 and 3602 were amended to restrict the application of the dual capacity doctrine. (Stats. 1982, ch. 922, §§ 5-6, pp. 3366-3367; Fireman’s Fund Ins. Co. v. Fibreboard Corp. (1986) 182 Cal.App.3d 462, 469 [227 Cal.Rptr. 203].) However, as the
Subdivision (a) of former section 3601 provided that “... the right to recover [workers’] compensation ... is ... the exclusive remedy for injury or death of an employee against the employer ....’’ (Stats. 1971, ch. 1751, § 1, p. 3780.)
See footnote page 951, ante.
Reference
- Full Case Name
- JANICE C. HUGHES, as etc., and v. WESTERN MacARTHUR COMPANY, and
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