People v. Fernandez
People v. Fernandez
Opinion of the Court
Opinion
I. Statement of the Case
Defendant David Michael Fernandez appeals from a judgment entered after a jury found him guilty of 155 counts of lewd and lascivious conduct upon a child and 1 count of lewd conduct by force (Pen. Code, § 288, subds. (a) and (b) (hereafter sections 288(a) and 288(b)).
II. Facts
Defendant and Cathy were married for 14 years and had 3 children, including a daughter R., who was born in 1976 and, at the time of trial, was 11 years old. R. attended third grade at Glenview School in Gilroy from September 1984 to June 1985. She repeated third grade, spending the first half at Glenview and the second half at El Roble school in Gilroy. She attended fourth grade at El Roble.
R. testified that her father engaged in three types of lewd conduct with her. Using an incident that occurred during the summer of 1987, between third and fourth grade, she explained that defendant told her to go into his bedroom and lie on her back. After removing his clothes, defendant straddled her and rubbed his penis against her vagina until he ejaculated. Thereafter, he cleaned both of them off with a towel. R. testified that defendant simulated intercourse in this way “a lot,” twice a week during third and fourth grades and the summers through the fourth grade. She also said that once, when she was 11 years old, she told defendant she did not want to undress and tried to leave the room, but defendant hit her in the face, giving her a “fat lip.” He then simulated intercourse with her.
R. testified that at least twice a week during this same time period, more often than simulated intercourse, defendant had her masturbate him with her hand. She also said that at least once during the third grade and again during fourth grade, defendant had her orally copulate him until he ejaculated.
R. testified that she once told her mother about the molestation, and her mother became upset and confronted defendant, but he denied everything.
On July 23, 1987, Officer Raymond Hansell of the Gilroy Police Department spoke to R. She told him that on July 20 and July 21, 1987, defendant simulated intercourse with her. She also said the molestation started when she was eight years old and that she orally copulated defendant.
R. testified that defendant came home while she was talking to Officer Hansell and stood in the hallway shaking his head. She took this as a signal to be quiet about the molestation.
R.’s brother Michael testified that defendant would call R. into his bedroom for a “backrub” about four times per week. The door was always shut, except on one occasion when defendant came out wearing only a shirt and underwear. He saw R. inside the room wearing only her underwear. Michael said that R. looked upset whenever she came out of defendant’s bedroom but never explained why. He also recalled a time when R. went into defendant’s bedroom and came out with a “fat lip.”
The defense sought to impeach R.’s credibility by attacking particulars of her testimony and showing the improbability that she was molested at certain times because other adults were there.
Officer Joe Ramirez of the Gilroy Police Department testified that when he interviewed R. on July 29, 1987, she said she orally copulated defendant on July 20, contrary to what she told Officer Hansell.
Defendant’s mother testified that she came over to defendant’s house to look after his children on July 20 because neither R.’s mother nor defendant could be there. She said she was there from 2:45 p.m. until 1 a.m. the next morning.
Defendant’s wife Cathy, who was divorcing him at the time of trial, testified that she stayed home from work for a period of time the previous year due to an injury. She could not recall how long she was home but was on heavy medication and slept a lot. She said that everyone in the family gave defendant back rubs in his bedroom.
IV. Sentencing Errors
Defendant contends the trial court committed numerous sentencing errors. We agree.
Before explaining the court’s errors, we recount how it determined defendant’s sentence in the first place.
The probation report lists six circumstances in aggravation (Cal. Rules of Court, rule 421
After reviewing the probation report and supplemental memo, the court stated, “The testimony of the complaining witness was both overwhelming and pathetic in its nature. The charges are such that this Court feels it has no alternative based upon the conduct of the Defendant, his past conduct, to impose the maximum possible sentence. I will do so. [fl] Probation officer [s/c] makes note . . . that the Defendant cannot be rehabilitated. He has shown by his repeated deviant behavior that he cannot or will not conform to the mores of society and it suggests in a poetic fashion that he should spend his time behind bars. That is an understatement, [fl] Mr. Fernandez, to suggest that your behavior is deviant is an understatement. Your behavior is beyond all acceptable norms of society that we live in today. Nothing more can be said by me. It would be redundant to say anything else.”
The court then imposed an aggravated eight-year principal term for one violation of section 288(a), stating, “I base that aggravated term upon Rule 421 and the circumstances in aggravation more specifically set forth in the
As to the violation of section 288(b), the court expressly stated it was exercising its discretion under section 667.6, subdivision (c) (hereafter section 667.6(c)), to impose a consecutive eight-year aggravated term, “again relying on Rule 421 of the circumstances in aggravation more specifically set forth in the probation officer’s report.”
In addition, the court imposed a consecutive five-year enhancement for a prior “serious felony” conviction and a consecutive one-year enhancement for a prior prison term, making a total sentence of three hundred thirty years.
The most fundamental duty of a sentencing court is to state reasons justifying the sentencing choices it makes. (§ 1170, subd. (c); rule 443; People v. Gulbrandsen (1989) 209 Cal.App.3d 1547, 1552 [258 Cal.Rptr. 75]; see rule 405(f).) Here, the trial court was required to state reasons for imposing the 156 aggravated terms (§ 1170, subd. (b); People v. Turner (1978) 87 Cal.App.3d 244, 246-247 [150 Cal.Rptr. 807]; see § 1170.3; rules 439(c) and 405(f)); the 154 consecutive sentences under section 1170.1(a) (§ 1170.3; People v. Belmontes (1983) 34 Cal.3d 335, 346-347 [193 Cal.Rptr. 882, 667 P.2d 686]; see rules 405(f) and 425); and the one full-term consecutive sentence under section 667.6(c). (Ibid.; People v. Coleman (1989) 48 Cal.3d 112, 161-163 [255 Cal.Rptr. 813, 768 P.2d 32].)
In imposing an aggravated term for one violation of section 288(a) and a full consecutive term for the violation of section 288(b), the trial court simply cited rule 421 and incorporated by reference the aggravating factors enumerated in the probation report. This method of stating reasons was
Given such long-standing precedent, we are surprised the trial court here considered incorporation proper. However, we are not surprised that the practice still persists, for appellate courts routinely deem the error harmless. (See, e.g., People v. Green (1988) 200 Cal.App.3d 538, 542-543 [246 Cal.Rptr. 164]; People v. Porter (1987) 194 Cal.App.3d 34, 39 [239 Cal.Rptr. 269]; People v. Swanson (1981) 123 Cal.App.3d 1024, 1033 [176 Cal.Rptr. 915]; but see People v. Hernandez (1988) 204 Cal.App.3d 639, 655 [251 Cal.Rptr. 393].)
Here, a review of the factors listed in the probation report clearly demonstrates why incorporation frustrates meaningful appellate review.
As is usually the case, the report lists all of the factors set forth in rule 421 verbatim, and the probation officer simply checked the ones she felt applicable.
The first factor checked is that the crime “involved great violence, great bodily harm, threat of great bodily harm, or other acts disclosing a high degree of cruelty, viciousness or callousness, whether or not charged or chargeable as an enhancement under Section 12022.7.” (See rule 421(a)(1).) This factor is potentially applicable only to one of the 156 counts: the violation of section 288(b), forcible lewd conduct. Thus, the court erred in incorporating it to aggravate a violation of section 288(a).
As to the violation of section 288(b), one element of the offense is the use of “force, violence, duress, menace, or fear of immediate and unlawful bodily injury on the victim.” (§ 288(b).) Thus, force cannot be used as an aggravating factor. (Rule 441(d).)
The record reveals that defendant once overcame R.’s refusal to cooperate by giving her a “fat lip.” Such force is clearly sufficient to establish the
The second aggravating factor listed in the probation report is the victim’s vulnerability. (Rule 421(a)(3).) Clearly, R. was “vulnerable” because she was a child. However, where, as here, an age range factor is an element of the offense, vulnerability based on age is generally not a proper aggravating factor. (People v. Quinones (1988) 202 Cal.App.3d 1154, 1159 [249 Cal.Rptr. 435]; People v. Garcia (1983) 147 Cal.App.3d 1103, 1104-1106 [195 Cal.Rptr. 494]; People v. Ginese (1981) 121 Cal.App.3d 468, 475-477 [175 Cal.Rptr. 383]; see rule 441(d).)
Defendant’s paternal relationship to R. also rendered her vulnerable. (People v. Garcia (1985) 166 Cal.App.3d 1056, 1070 [212 Cal.Rptr. 822].) However, this aspect of vulnerability is merely another way of saying defendant “took advantage of a position of trust or confidence to commit the offensef,]” which the probation report separately noted as another aggravating factor. (Rule 421(a)(12).) Abuse of the parental relationship, however, represents only one aggravating factor, not two. (See People v. Garcia, supra, 166 Cal.App.3d at p. 1070.) Although there may be other circumstances that rendered R. especially vulnerable, the court, by simply incorporating the probation report, avoided determining what they are.
The report finds aggravating the “planning, sophistication or professionalism with which the crime was carried out, or other facts, indicating premeditation.” (See rule 421(a)(8).) The probation officer also wrote the word “repetition” in the report. We express no opinion about the applicability of this factor. However, if applicable here, it would also probably apply in every resident child molester case. For this reason further elaboration would be particularly helpful in understanding how and why the facts showing premeditation in this case made the offenses worse than they ordinarily would have been. (See People v. Young (1983) 146 Cal.App.3d 729, 734 [194 Cal.Rptr. 338] [aggravating factor must make offense distinctively worse than it would ordinarily have been].)
The probation report also notes as aggravating the “defendant’s prior convictions as an adult or adjudications of commission of crimes as a juvenile are numerous or of increasing seriousness.” (See rule 421(b)(2).)
Moreover, had the court excluded consideration of the prior rape conviction, only two prior convictions would have been left: one for false imprisonment and the other for possession of stolen property. Two prior convictions, however, are not “numerous.” (People v. Berry (1981) 117 Cal.App.3d 184, 191 [172 Cal.Rptr. 756].) Nor do these prior convictions reflect “increasing seriousness.” Thus, the applicability of this factor is questionable.
Finally, the report notes that defendant “served prior prison terms whether or not charged or chargeable as an enhancement under Section 667.5.” (See rule 421(b)(3).) Reliance on this factor is equally suspect. The record reveals that defendant was tried, convicted, and sentenced for rape, false imprisonment, and possession of stolen property and served one prison term for these offenses. Since the court used this term to impose a one-year enhancement, its further use as an aggravating factor involves an improper dual use of facts. (People v. Hurley (1983) 144 Cal.App.3d 706, 710 [192 Cal.Rptr. 805].)
As our discussion makes clear, the trial court’s use of incorporation by reference as a sentencing technique permitted it to avoid careful consideration of the probation report, the sentencing rules, the choices before it, and the facts of the case. Indeed, it appears the court was unaware incorporation was improper and would necessarily cause additional sentencing errors. Thus, to say that despite such incorporation, we can meaningfully review the sentence and the court’s reasons therefor would be an absolute fiction.
Finally, incorporation with respect to the aggravated, consecutive full-term sentence for the section 288(b) count violated the prohibition against dual use of facts both to enhance and to impose an aggravated term. (Rule 441(c).)
The Attorney General concedes that incorporation by reference was error but claims the error was harmless because the court’s prefatory remarks constitute an adequate alternative statement of reasons. (Cf. People v. Williams (1984) 157 Cal.App.3d 145 [203 Cal.Rptr. 562] [prefatory remarks reflect adequate reasons for sentencing choices].) We disagree.
The court’s prefatory statement noted (1) the “overwhelming and pathetic” nature of R.’s testimony; (2) defendant’s “past conduct”; (3) the probation officer’s view “that the Defendant cannot be rehabilitated”; (4) that his “repeated deviant behavior” shows an inability or refusal to “conform to the mores of society”; and (5) that defendant’s “behavior is beyond all acceptable norms of society that we live in today.” We disagree.
Reasons (1), (4), and (5) are too vague and editorial to constitute meaningful, fact-based reasons for making more punitive sentencing choices. The evidence of defendant’s guilt can hardly be considered “overwhelming.” And even if it were, this fact is not a proper aggravating factor. (People v. Reeder, supra, 152 Cal.App.3d 900, 921; see also People v. Smith, supra, 155 Cal.App.3d 539 [nature of crime not proper reason for sentencing choice].)
Moreover, as previously noted, an aggravating factor must make the offense distinctively worse than it would ordinarily have been. (People v. Young, supra, 146 Cal.App.3d at p. 734.) Reasons (4) and (5) accurately
Reason (3) is merely the court’s verbatim repetition of the probation officer’s poetic personal feeling about defendant and does not reflect a finding of fact supported by relevant specific evidence on the issue of defendant’s amenability to rehabilitation.
Reason (2), defendant’s “past conduct,” represents a legitimate, although highly generalized, consideration. (See rule 421(b)(1) through (b)(5); rule 423(b)(1) through (b)(6).)
This reason, however, is problematic because defendant’s past conduct includes a prior conviction and prison term for, inter alia, rape.
Finally, the court’s introductory remarks combined with its later attempt to properly explain defendant’s sentence still do not demonstrate the court’s awareness that in imposing 154 aggravated and consecutive sentences for violations of section 288(a), it was making discretionary choices.
In sum, the trial court’s prefatory remarks do not constitute an adequate explanation of defendant’s 330-year sentence.
The Attorney General’s fallback position is that any and all sentencing errors are harmless in light of the aggravating factors and absence of mitigating factors in the probation report. We do not agree.
It is also inconsistent with the important interests served by requiring trial courts to articulate “in simple language the primary factor or factors that support the exercise of discretion” (rule 443): “[I]t is frequently essential to meaningful review; it acts as an inherent guard against careless decisions, insuring that the judge himself analyzes the problem and recognizes the grounds for his decision; and it aids in preserving public confidence in the decision-making process by helping to persuade the parties and the public that the decision-making is careful, reasoned and equitable.” (People v. Martin (1986) 42 Cal.3d 437, 449-450 [229 Cal.Rptr. 131, 722 P.2d 905].)
In any event, the trial court’s errors were not harmless. There is an enormous difference between the minimum sentence possible, or even the probation officer’s recommendation, and the sentence imposed. Defendant’s sentence reflects several different types of sentencing choices, and in imposing aggravated and consecutive terms for each offense, the court technically made over 300 choices.
We affirm defendant’s conviction but remand the matter for resentencing in accordance with this opinion.
Premo, J., and Elia, J., concurred.
A petition for a rehearing was denied January 14, 1991, and appellant’s petition for review by the Supreme Court was denied March 21, 1991. Mosk, J., and Kennard, J., were of the opinion that the petition should be granted.
Unless otherwise specified, all further statutory references are to the Penal Code.
This opinion was originally filed on October 13, 1989. On February 15, 1990, the California Supreme Court granted review (S013201). On August 22, 1990, the case was retransferred to us “with directions to vacate [our] opinion and to reconsider the matter in light of People v. Jones (1990) 51 Cal.3d 294 [270 Cal.Rptr. 611, 792 P.2d 643], We have done so and find our discussion fully consistent with Jones. Hence, we need not draft a new opinion and have not done so.
On cross-examination, R. could not state which days of the week the molestations took place. She also indicated that there were some weeks when no molestation took place. She also could not remember whether she was molested during the week of her last birthday, the week of Christmas, or the week a cousin stayed at the house.
See footnote, ante, page 669.
Although the probation report also discussed the factors relevant to the granting of probation, we need not enumerate them here, for defendant does not claim that the court erred in denying probation.
All references to rules are to the California Rules of Court.
The court could use the same reasons for imposing the two different types of consecutive sentences, but it was nevertheless required to identify “the criteria which justify use of the drastically harsher provisions of section 667.6, subdivision (c).” (People v. Belmontes, supra, 34 Cal.3d at p. 348.)
We also note that since a violation of section 288 (a) is deemed a “violent felony” under section 667.5, subdivision (c)(6), the double-the-base-term limitation in section 1170.1, subdivision (g) is not applicable. (People v. Stephenson (1984) 160 Cal.App.3d 7, 9-12 [206 Cal.Rptr. 444].)
The court was not, however, required to provide separate reasons for each consecutive sentence. (People v. Smith (1984) 155 Cal.App.3d 539, 545 [202 Cal.Rptr. 259].)
After summarizing the offenses, the probation report states, “It is clear this defendant cannot be rehabilitated. He has shown by his repeated deviant behavior that he cannot or will not conform to the mores of society. He should be well on his way to spending his life in an institution where the walls are steel and the doors are iron.”
Citing the information, the Attorney General incorrectly asserts that defendant suffered two prior rape convictions. Although the information separately alleged a prior rape conviction and a prior prison term served for a rape conviction, the two allegations refer to the same superior court case number, indicating that defendant suffered only one rape conviction.
We do not mean to suggest that the court must separately state a reason for each choice. It must, however, explicitly demonstrate an awareness of both the different types and the number of choices it is making.
We reject defendant’s request that the matter be referred to a different sentencing judge and are confident that the original judge can and will sentence defendant in light of our discussion and solely on the basis of the proper criteria. (Cf. People v. James (1989) 208 Cal.App.3d at p. 1167, fn. 7 [256 Cal.Rptr. 661].)
Reference
- Full Case Name
- THE PEOPLE, and v. DAVID MICHAEL FERNANDEZ, and
- Cited By
- 1 case
- Status
- Published