In Re Malcolm D.
In Re Malcolm D.
Opinion
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[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 908 OPINION
Pauline D. appeals from an order terminating her parental rights (Welf. Inst. Code, §
At the time the court adjudged Malcolm a dependent child, it also ordered him removed from his mother's custody pursuant to section 361, subdivision (b)(1) and (5). Consequently, the court ordered the Fresno County Department of Social Services (the Department) to offer reunification services to the mother.
After approximately 16 months of reunification efforts, the court found reasonable services had been provided. Nevertheless, conditions still existed which would justify the court's initial assumption of jurisdiction. In particular, the mother had not availed herself of the services provided. Thus, it would be detrimental to return Malcolm to his mother's custody. In turn, the court terminated reunification services and set the matter for a section
The section
We first turn to Seeley v. Seymour (1987)
Seeley acknowledged case law which holds a notice of appeal signed by someone not authorized to act on appellant's behalf is ineffectual. However, recognizing the purposes of California Rules of Court, rule 1(a) are satisfied when any person, attorney or not, who is empowered to act on appellant's behalf, signs the notice, the court concluded even if the son signed the notice, he was authorized to so act in the absence of a clear and satisfactory showing he lacked such authority. (Seeley v.Seymour, supra,
The Seeley court also noted notices of appeal shall be construed liberally in favor of their sufficiency (Cal. Rules of Court, rule 1(a)), as well as the strong public policy favoring consideration of appeals on their merits and not depriving a party of his right to appeal because of technical noncompliance when an appeal is taken in good faith. (Seeley v. Seymour,supra,
On October 12, 1994, the Department personally served the mother with notice of the December 13th hearing date. The Judicial Council-adopted notice of hearing form advised the mother of the Department's recommendation as well as the court's authority to terminate her rights and free Malcolm for adoption at the December 13th hearing.
With the mother present at the December 13th hearing, the court reappointed the public defender's office to represent her. The court also found notice of the section
The mother likewise attended the December 20th hearing. She contested the recommendation for adoption; she asked the court to consider placing Malcolm and his half siblings with her mother and adopting long-term foster care as the permanent plan. For its part, the Department requested a 60-day continuance of the permanency planning hearing in order to complete its evaluation of the foster mother as a prospective adoptive parent of Malcolm. The court agreed to the continuance to "give the Department an opportunity to reassess whether or not adoption would remain an appropriate plan, and give mother an opportunity to contest the recommendation." It then continued the section
— the time and place of the proceedings;
— the parents' right to appear;
— the parents' right to counsel;
*Page 912— the nature of the proceedings; and
— the requirement that at the proceedings the court shall select and implement a plan of adoption, legal guardianship, or long-term foster care for the minor. (§ 366.23, subd. (a).)
Service of such notice must be completed at least 45 days or, in cases of notice by publication, 30 days before the date of the hearing. (§ 366.23, subd. (a).) If the petitioner recommends termination of parental rights, the parents are also entitled to notice of this recommendation which must be included in either the notice we have described or separate notice served by first class mail at least 15 days before the scheduled hearing. (§ 366.23, subd. (a).)
Subdivision (b) of section 366.23 describes seven methods by which notice of a section
(a) Personal service to the parent (§ 366.23, subd. (b)(1));
(b) Substituted service (§ 366.23, subd. (b)(2));
(c) Service by publication (§ 366.23, subd. (b)(5) or (b)(7)); and
(d) In-court advisement (§ 366.23, subd. (b)(6)) if the parent is present at the hearing during which the court schedules the section
The mother ignores this procedural history and instead argues that because she was present in court on December 20 when the court set the March 6th date for the continued hearing, the court should have given her notice pursuant to section 366.23, subdivision (b)(6), which provides: "Notwithstanding paragraphs (1) to (5), inclusive, if the parent is present at the hearing at which the court schedules a hearing pursuant to Section
By her argument, the mother assumes notice given in compliance with section 366.23 is not enough if a juvenile court continues a section
The case law is notably silent with regard to the court's obligation under section 366.23 when it continues a properly noticed section
Therefore, we conclude when notice of a section
Order
(3a) The mother also contends the court violated her constitutional and statutory rights by relieving her appointed counsel at the sectionThe mother contends the court granted her counsel's motion to withdraw without cause shown and without prior notice. She also contends she did not waive her right to counsel. The Department concedes there is no record counsel gave her client prior notice of her desire to withdraw and, therefore, the court erred in granting the request by the mother's trial counsel to be relieved. Nevertheless, it also argues trial counsel made a good cause showing.
Because respondent's counsel concedes statutory error, we proceed to the question of prejudice and the mother's additional claim of constitutional error. While the mother's appeal was pending, this court published a decision dealing with the propriety of an order permitting an attorney to withdraw (In reRonald R. (1995)
Applying the Tanya H. definition to the situation before it,Ronald R. observed, "[n]othing in the record suggests that appointed counsel's inability to contact [her client] was due
to inefficiency, incompetency, or any other like reason personal to counsel." (In re Ronald R., supra,
Here, as in Ronald R., the mother's attorney offered only her inability to contact her client in support of her request to be relieved. The juvenile court nevertheless made findings that there was "little to nothing" counsel could do in these proceedings without her client's cooperation and assistance, and to require counsel to remain would be futile. There is no record to support these additional findings. The court's unsupported findings effectively undermine our holding in Ronald R.,
namely, that a court should not relieve an attorney simply because he or she is unable to contact the client. Counsel, not the court, needs to make the record to support an order granting his or her withdrawal. The attorney must explain for the record why he or she cannot proceed. If the attorney, as in this case, has reasonably but unsuccessfully attempted to contact the client, counsel must inform the court how the lack of contact adversely impacts his or her representation. The court is not a mind reader; it cannot draw inferences from an empty record. *Page 916
(3b) Here, the case had been set for a contested section
In addition, the mother also had asked the court at the prior hearing to consider placing Malcolm with his maternal grandmother. Counsel's inability to contact the mother did not necessarily preclude counsel from pursuing this avenue in some way at the section
In other words, if an attorney who has been unable to contact his or her client wishes to be relieved from representing the absent client at a juvenile dependency hearing, that counsel must establish why the lack of contact prevents performance of his or her duty.
Arguably, both section 317, subdivision (b) and section
The court in In re Nalani C. (1988)
We decline to follow In re Nalani C. in this instance. The statutory language by its own terms applies to the situation in which the parent appears at a termination proceeding without the benefit of counsel; that is not the case here. Furthermore, theNalani C. court offered little, if any, analysis for its decision to apply the statute to a situation in which the parent fails to attend the hearing. (See Nalani C., supra,
"The attorney in an action or special proceeding may be changed at any time before or after judgment of final determination, as follows:
". . . . . . . . . . . . . . . . . . . . . . . . . . . .
"2. Upon the order of the court, upon the application ofeither client or attorney, after notice from one to the other." (Italics added.)4
The mother cites not only Code of Civil Procedure section
As the facts of this case demonstrate, both of these alternatives, substitution of counsel or continuance, may be unwarranted. Assuming counsel in this case could have shown notice as well as good cause based in part on her inability to contact the mother, appointing new counsel would have been for naught. Presumably, new counsel would also be unable to contact the client. In addition, assuming there was proper notice of the hearing, counsel's inability to contact the parent, who in turn is absent from the hearing, does not constitute "good cause," nor is it "in the interest of the minor" to warrant granting a continuance. (§ 352, subd. (a).)
(3c) Thus, a parent's statutory right to counsel in dependency matters is of such importance that the parent's absence at a given hearing and counsel's *Page 919
inability to contact the parent is insufficient as a matter of law to warrant relieving counsel. (In re Ronald R., supra,
It is notable that the mother does not claim separately that there was insufficient evidence to support the court's adoptability finding. Clearly, there was uncontroverted proof in the form of an October 1994 social worker's report that the Department had completed a preliminary adoption assessment of the foster mother pursuant to section 366.21, subdivision (i)(4) which indicated she was suitable to adopt Malcolm. Apart from the foster mother's suitability, the report revealed Malcolm in his own right appeared likely to be adopted. He was only three years old. His physical and mental condition appeared normal; indeed, he appeared to be quite advanced academically for his age. He also appeared to be very happy, outgoing and well adjusted.
However, despite this rosy picture, there were questions raised by the Department. First, a few weeks after the social worker prepared her glowing assessment, she reported to the court that Malcolm appeared very angry; he *Page 920 was having tantrums and acting out aggressively and destructively. The social worker requested and the court authorized a psychological evaluation to determine the nature of Malcolm's problems. There is, however, no subsequent mention in the record regarding the authorized evaluation or any ongoing problem.
Second, as of the time of the December 20 hearing, county counsel advised the court the foster mother had "not turned in a single document, including the application to adopt." He added a psychologist who was involved in the case found "a lot of inconsistencies" in the foster mother's statements. Consequently, county counsel requested an order for the foster mother and her fiance to undergo a psychological evaluation. However, at the March 1995 hearing, county counsel asked the court to rescind its December 1994 order for a psychological evaluation of the foster mother and her fiance. According to county counsel, such an evaluation was no longer needed. The prospective adoptive mother had since cooperated with the Department and a home study had commenced.
According to the mother, had she received the benefit of counsel at the March 1995 hearing, the attorney would have probed these issues. While that may well have occurred, it is not reasonably probable on this record that the court would have reached a different decision more favorable to the mother. In this regard, it is notable the court had wisely appointed counsel to represent Malcolm's interests in these proceedings. (See § 317, subd. (c).) Malcolm's attorney did not contest the proposed rescission of the court-ordered psychological evaluation nor did she challenge the department's recommended findings and orders. In the absence of any record to the contrary we assume counsel regularly performed her duty as counsel for the child (§ 317, subd. (e)).7 Thus, had there been a serious question about her client's adoptability, she would have raised the issue. Accordingly, we say *Page 921
with confidence it is not reasonably probable that the court would have issued orders more favorable to the mother had she been represented by counsel at the section
The mother would have us determine counsel could have made a difference. However, it is not our task to speculate whether the presence of counsel could have made a determinative difference. Instead, it is the parent's burden on appeal to demonstrate that not only did the absence of counsel make a determinative difference, it also rendered the proceedings fundamentally unfair. (In re Ronald R., supra,
Thaxter, J., and Buckley, J., concurred.
She concedes the court appointed the public defender's office to represent her, which in turn represented her until the section
No authority to our knowledge shares the mother's interpretation of section 317, subdivision (d). And in any event, in light of the court's error in relieving counsel, we need not address this additional claim of error.
"(a) A notice of motion to be relieved as counsel under Code of Civil Procedure section
"(b) A notice shall be accompanied by a declaration stating in general terms and without compromising the confidentiality of the attorney-client relationship why a motion under Code of Civil Procedure section
"(c) The notice and declaration shall be served on the client and on all other parties who have appeared in the case. If the notice is served on the client by mail under Code of Civil Procedure section
"(d) The order relieving counsel shall be served on the client and on all other parties in the manner specified in subdivision (c) for service of the notice. The order shall state the last known address and telephone number of the client which shall be the address and number of record for that party subject to Code of Civil Procedure section
Reference
- Full Case Name
- In Re Malcolm D., a Person Coming Under the Juvenile Court Law. Fresno County Department of Social Services, and v. Pauline D., And
- Cited By
- 26 cases
- Status
- Published