In Re Cynthia C.
In Re Cynthia C.
Opinion
Sharon C., the minor's paternal aunt and de facto parent, appeals from the juvenile court's order of December 13, 1996, denying her petition for modification under Welfare and Institutions Code section
We partially publish our opinion because we decide an issue of first impression — whether, when there has been no ordered placement with a specific caretaker, section 387 requires SSA, before removing the child, to file a supplemental petition, give notice of a hearing and prove the existence of conditions which constitute a substantial risk of harm to the child. As we will explain, the answer is, "No." When a general placement order vests SSA with the minor's custody and the discretion to select suitable placement, the agency may, without further court order, react to changed circumstances by removing the child from an environment it deems no longer suitable and selecting another placement. We expressly do not decide issues implicating the relatives' status as potential adoptive parents; such issues were not preserved for appeal. (See fn. 12, post.)
Cynthia was born January 30, 1991. Due to her parents' substance abuse and utter unreliability, she was rarely in their company and far more frequently in the care of her father's brother, William C., and his wife, Sharon. She became a permanent resident of their home at 10 months of age.
SSA filed a dependency petition on Cynthia's behalf on March 2, 1992, alleging the father's incarceration and both parents' drug and alcohol abuse. At the detention hearing, SSA approved of the minor's placement with William and Sharon. In July, Cynthia was declared a dependent. SSA was vested with custody of the minor for suitable placement. The court ordered a reunification plan for the parents and granted William and Sharon de facto parent status.
Cynthia's mother and father failed to complete any aspect of their service plan. At the 12-month review hearing on July 13, 1993, the court terminated their reunification services and scheduled a permanency hearing under section 366.26. SSA, concluding adoption was probable, recommended assessment of William and Sharon as an adoptive resource.
Unfortunately, about the same time, disturbing information surfaced. There were child abuse registry reports (CAR's) alleging physical abuse of the couple's four minor sons, who shared the family residence.2 Additionally, William, unemployed and receiving disability income as a result of a back injury, was involved in protracted litigation which the social worker perceived as "undermin[ing] the stability of the family and lead[ing] to family tensions."
Therefore, in November, SSA, expressing second thoughts, noted "family issues . . . preclude recommending [Cynthia's] adoption" by William and Sharon. But recognizing the "close bond" and the aunt and uncle's "unwavering" commitment to their niece, the agency again recommended long-term foster care, to provide the couple "sufficient time to satisfactorily resolve their interpersonal family problems." William and Sharon had already begun counseling; they agreed with the plan, "participating willingly and without resistance," hoping they would soon be reconsidered as adoptive parents. SSA believed there was an excellent prospect for that eventual outcome. At the November 10 section 366.26 hearing, the parties stipulated to the court's findings that return of the minor to the parents would create a substantial risk of detriment to her well-being, subdivision (c)(1)(D) of the *Page 1483 statute applied,3 continued supervision was necessary and long-term foster care was appropriate. Cynthia's custody remained vested with SSA for suitable placement.
By April 1994, things were going well with the aunt and uncle and SSA again recommended the couple be assessed as an adoptive home for Cynthia. But the rosy glow was short-lived. By June, William and Sharon had discontinued their counseling due to more problems, and their therapist opined she had "not seen [them] long enough in couples counseling to fully assess their ability to continue to provide the kind of stability required of prospective adoptive parents." SSA recommended, and the parties stipulated to the court's finding, long-term foster care remained the proper plan.
November brought some improvement. William and Sharon had begun "consistent" participation in counseling to enhance their marital stability. There had been no "notable incidents of concern" within the family for some time, and "the problems that led to the original referral for counseling appear[ed] to have stabilized considerably." The therapist now opined Cynthia would benefit greatly from the relatives' adoption of her. SSA, giving William and Sharon credit for their continuing struggle to overcome the problems which had delayed the adoption process, once more recommended adoption as the permanent plan, including consideration of William and Sharon as potential adoptive parents. The court agreed and scheduled another hearing under section 366.26.
In April 1995, in a supplemental court report for the permanency hearing, SSA reported that a psychological evaluation for adoptive assessment purposes had not yet been completed, but anticipated the results would be positive. It stated, "There is no doubt that [William and Sharon] will raise this minor with a great deal of love and concern." It found "no [apparent] reason why [the couple would] not receive an approved home study enabling the adoption of the minor." Nonetheless, the agency expressed certain reservations, noting, "There has been a significant amount of difficulty in getting [William and Sharon] to complete the home study. There are still several documents outstanding and the home study has not yet been approved. [The couple] den[ies] any ambivalence about adopting, reporting instead that there have been many outside stresses in their family that have *Page 1484 interfered with the completion of the home study in a timely manner." The social worker further expressed concerns about the "overall marital stability," suggesting the couple might be remaining together because of their four sons and Cynthia. Based on some background data, she was also worried about William's possible alcohol abuse.
Nonetheless, SSA recommended terminating Cynthia's parents' rights, freeing the minor for adoption and referring her for adoptive placement. Accordingly, on April 5, 1995, the court made the requisite findings and entered orders terminating parental rights, selecting adoption as the minor's permanent plan, and approving SSA's continued discretion to place Cynthia with her relatives or "any other adult deemed appropriate."
In September's periodic review, SSA reported William and Sharon were in the process of adopting the minor. On December 8, the couple petitioned for adoption.4
Once again, matters took a turn for the worse. In January 1996, Billy, Jr., reported to the police that his father had punched him in the face and held him down while his older brother, Nicholas, repeatedly hit him. SSA, substantiating the report, noted Cynthia witnessed the incident, which frightened her. Further investigation revealed Billy, Jr.'s nonattendance at school due to a local gang's "contract" on him and one of his friends. In addition, William and Sharon reported their two younger sons were exhibiting "extremely oppositional" behavior. The social worker, believing the family's dysfunction was far more serious than previously known, opined it would not be in the minor's best interests to remain with her aunt and uncle.
Cynthia was removed from the residence on February 2, 1996. William and Sharon agreed with SSA's approval of placement with another aunt and uncle. But Cynthia's stay at that home was brief: The relatives did not comply with procedures to become licensed foster care providers.5 On February 18, the minor was placed in a foster home. William and Sharon were given eight hours unmonitored visitation weekly.
In March, Sharon submitted to the court an 18-page, handwritten letter, explaining the circumstances of the precipitating incident, describing the *Page 1485 boys' remorse and guilt at having caused the minor's removal, and pleading for Cynthia's return. At the March 8 periodic review hearing, the court appointed counsel for the couple. In April, as de facto parents, they petitioned this court for a writ, challenging SSA's removal of the minor without a supplemental petition under section 387. They also sought a stay of juvenile court proceedings pending determination of the writ, arguing a hearing scheduled for April 19 regarding placement issues might result in their loss of any opportunity to adopt Cynthia. We denied the petition by order filed April 16, 1996 (William C. v. Superior Court, G019553 [nonpub. opn.]), noting there was an inadequate record presented for review and in any event the petition, filed more than 60 days from the removal, appeared to be untimely.
William and Sharon did not file another petition for writ. Rather, on April 19, 1996, they petitioned the juvenile court under section
The section
After completing his evaluation, the psychologist commented on several areas of family dysfunction and recommended implementation of four programs, including family therapy sessions, to gain a better understanding of the chain of events leading to family disruption, and individual counseling for William, Sharon and Billy, Jr., to address issues specific to each one. He was concerned the aunt and uncle might not be able "to provide a setting in which a child would be protected from not only severe forms of discipline, but, also the emotional trauma which might occur in a home where such discipline or physical violence is observed." On the other hand, he noted there could be serious psychological consequences if Cynthia were permanently removed. He did not want the minor returned to William and Sharon until some progress was made. He suggested gradually increased visitation privileges, with the caveat that if another incident occurred, the couple should not be considered as an adoptive placement.
The section
Unfortunately, another bump in the road was encountered en route to the next hearing. At the end of September, William and Sharon separated, announcing their intention to dissolve the marriage. William moved out with one son (Michael); Nicholas, at age 18, apparently was on his own; and David and Billy, Jr., remained with Sharon, who was unemployed, receiving no financial support from William, and in the process of applying for public assistance. Due to a conflict in representation, the couple's attorney was relieved. At the court's suggestion, Sharon's new counsel withdrew the section
The next untoward development is reflected in an SSA report for the November 5 hearing: Cynthia returned to her foster home from a visit with her aunt and cousins, holding her "private area" and complaining about pain in her side; she also had decreased appetite. Questioned by her foster mother, she said her "brother" David and a neighbor boy had "touched her privates." In a subsequent interview with the social worker, the minor stated the boys forced her into David's bedroom, where they both touched her "privates" over her underwear and David showed her his "wiener." She further reported Nicholas, left alone with her to babysit, touched her "privates" with his "wiener." SSA recommended restricting visitation to one monitored hour per week and prohibiting David and Nicholas from any contact, noting, "[Sharon] failed to protect the minor in the past and is unwilling to believe the minor's statement."
On December 3, Sharon filed a new section
At the December 13 hearing, Sharon testified she wanted a service plan designed to help her get Cynthia back. She said she had been attending family counseling with William and three of the sons until the previous September 26, but had not engaged in the individual counseling required under Widerynski's recommendations because she was in the process of "moving to a different county." She disagreed with Widerynski's opinion she suffered from depression and anxiety; nonetheless, she said she was willing to begin participating in the recommended counseling in the future if that was what she had to do to obtain the minor's return.
Sharon, David and Billy, Jr., were staying with Sharon's sister and brother-in-law and their five children. Sharon was not ready for Cynthia's return until she could "get into [her] own house," which she expected to do "probably sometime in January." The court observed "that creates a problem" because it was required to rule on the state of the evidence then before it. Upon renewed questioning, Sharon testified it would be possible for Cynthia to live with her right away in the sister's home, although she acknowledged her two sons already had to sleep in the living room.
Sharon had seen the minor 13 times over the previous 3-month period. When she picked up Cynthia or dropped her off, she was sometimes accompanied by David or Nicholas, but she never allowed either of the boys to be alone with the minor. She did not believe the child's molestation disclosure; she said Cynthia was in her care at the time of the alleged sexual abuse and had not been alone with the boys. She was not concerned about Cynthia being alone with her sister's sons, but agreed it might be a good idea not to leave her alone with David or Nicholas under the circumstances.
After considering Sharon's testimony and various SSA reports, the court determined a bonding study would not be helpful because "that's always been assumed since the child was removed from the home . . . the child . . . was very attached and probably remains attached to [William and Sharon]." In fact, the court observed, it was the obvious attachment which had prompted it to order the broad-scope psychological evaluation of William and Sharon and their sons.
The court then turned to "the real issue" of whether the child should be returned to Sharon that day and whether Sharon was entitled to "any sort of plan or reunification" to facilitate the return. It found the de facto parent had no such entitlement; further, it found Cynthia would suffer detriment if *Page 1488
returned to Sharon's care because Sharon herself admitted her life was "somewhat chaotic at this point." She was without permanent or stable housing, residing in "a crowded living situation" which, with the minor's return would be more crowded. She was not working and had no source of income; she had no evidence there would be sufficient funds to meet the family's needs if the minor were returned. The court perceived Sharon had not yet "come to terms with a lot of problems within [her] family, and a lot of problems that related to issues apart from why [William] left." It added, "I really do not believe that [Cynthia] could be adequately protected or cared for in [Sharon's] custody." Denying the section
(1) First, the appeal is not untimely. In juvenile dependency cases, an appeal must be filed within 60 days of the challenged judgment or order. (Cal. Rules of Court, rule 39(b).)6
"[A]ppellate jurisdiction is dependent upon the filing of a timely notice of appeal. [Citations.] `An appeal from the most recent order entered in a dependency matter may not challenge prior orders, for which the statutory time for filing an appeal has passed.' [Citations.]" (In re Megan B. (1991)
With regard to the waiver issue, we have rarely seen a record as convoluted and at times confusing as this. One thing is clear, however: From the moment Cynthia was removed, Sharon pleaded for relief. Inter alia, she delivered a poignant handwritten note to the court. She then filed a petition *Page 1489
for writ in this court which failed not on the merits, but due to technical inadequacies. Obtaining no appellate relief, she petitioned the juvenile court under section
Section 387 states, "An order changing or modifying a previousorder by removing a minor from the physical custody of a parent, guardian, relative, or friend and directing placement in a foster home, or commitment to a private or county institution, shall be made only after noticed hearing upon a supplemental petition." (Italics added.) Subdivision (a) of the statute directs the agency to set forth "a concise statement of facts sufficient to support the conclusion that the previous disposition has not been effective in the . . . protection of the minor." (Italics added.) The statute umambiguously governs situations involving anordered placement which the agency later considers ineffective.
This interpretation is bolstered by rule 1430, which identifies different procedures for changing, modifying or setting aside orders made by the court, depending upon the particular circumstances. Rule 1430(b)(2) provides for a subsequent petition if, "[a]t or after the disposition hearing the courthas ordered that a parent or guardian retain custody of thedependent child and the petitioner receives information providing reasonable cause to believe the child is now, or once again, described by section 300(a), (d), or (e)." (Italics added.) Rule 1430(c)(1) requires a supplemental petition when SSA concludes a previous disposition has been ineffective "and seeks a more restrictive level of custody," according to a specific schedule. Neither rule was implicated here.8 *Page 1490
The court did not make an ordered placement with Sharon. Instead, its order vested custody with SSA to select a suitable placement. That order never changed throughout the proceedings. SSA was always authorized to exercise its discretion to reassess the suitability of the environment in which it had placed the child and, if deemed unsuitable, move the minor to an improved situation. (See Department of Social Services v.Superior Court (1997)
SSA became aware of an incident of physical violence involving William and Billy, Jr. It learned Cynthia had witnessed the incident and was frightened. It further learned Billy, Jr., was not attending school because of a gang's threats, raising additional concerns about the safety of the home. Finally, William and Sharon themselves reported "extremely oppositional" behavior by their two younger sons. The social worker, finding far more serious family dysfunction than previously realized, decided the placement was unstable and potentially dangerous. SSA had no duty to file a section 387 petition and obtain a court order for Cynthia's removal to a licensed foster care home it deemed safer and more suitable. The matter was within its sound discretion. (See Department of Social Services v. SuperiorCourt, supra,
Moreover, Sharon's status as a de facto parent does not give her a right to the minor's continued placement with her. Rule 1412(e) entitles a de facto parent to participate as an interested party in the dispositional and *Page 1491
subsequent hearings: "The de facto parent may: [¶] (1) Be present at the hearing; [¶] (2) Be represented by retained counsel or . . . appointed counsel; [¶] [and] (3) Present evidence." Sharon fully exercised her rights as a de facto parent. She participated in all of the proceedings, testifying in her own behalf as to her interest in the companionship, care, custody and management of the child; she had an opportunity to call her own witnesses and to cross-examine SSA's witnesses. (See, e.g., In re Kieshia E.
(1993)
Sharon also asserts removal without notice and a hearing violated her statutory rights under Family Code section
The orders are affirmed.
Sills, P.J., and Bedsworth, J., concurred.
A petition for a rehearing was denied November 17, 1997, and appellant's petition for review by the Supreme Court was denied February 3, 1998.
Because we determine there is no need for a supplemental petition under these circumstances, we necessarily reject Sharon's assertion SSA could not remove the child without first proving by clear and convincing evidence the existence of substantial danger to the minor's physical health, under section 361, subdivision (b). The statute is inapplicable, as is the case upon which Sharon relies, In re Paul E. (1995)
Sharon protests she was uniquely related to Cynthia as a "psychological mother with whom the child had lived for five years." For that reason, she claims, she "should have been entitled to reunification services." We find no legal thread in the fabric of the argument. By definition, a de facto parent is "a nonparent who has undertaken the parental role on a day-to-day basis, `seeking to fulfill both the child's physical needs and his [or her] psychological need for affection and care'. . . . [Citation.]" (In re Kieshia E., supra, 6 Cal.4th at p. 75, italics added.) Sharon cannot show she comes within some sort of special category entitling her to rights superior to those of all other de facto parents.
Here, Sharon was appointed counsel in the dependency proceedings approximately one month after Cynthia was removed from her care. She then challenged the removal by petition for writ, without raising either the facts or the law upon which she now relies to defeat jurisdiction. Subsequently, she filed a section
Reference
- Full Case Name
- In Re Cynthia C., a Person Coming Under the Juvenile Court Law. Orange County Social Services Agency, and v. Sharon C., And
- Cited By
- 30 cases
- Status
- Published