Maria D. v. Westec Residential Sec., Inc.
Maria D. v. Westec Residential Sec., Inc.
Opinion of the Court
Opinion
I. Introduction
This case involves the potential respondeat superior liability of a private security company for an alleged sexual assault by an on-duty security guard.
II. Background
Plaintiff alleges she was raped by an on-duty Westec security guard in September 1997. Plaintiff filed the present action against Westec alleging causes of action for sexual assault and battery (first), false imprisonment (second), intentional infliction of emotional distress (third), and negligence (fourth). The trial court summarily adjudicated the first through third causes of action in Westec’s favor. The trial court concluded: “[V]icarious liability cannot properly be imposed upon a private employer for acts and actions clearly not within the scope of employment . . . .” Plaintiff filed a writ petition. The petition was summarily denied. {Maria D. v. Superior Court (Apr. 12, 1999, B130735) [nonpub. opn.].) The case proceeded to trial of plaintiff’s negligent hiring and retention claim. A jury found Westec had not been negligent in hiring, supervising, managing, controlling, or retaining the security guard as an employee. That finding is not at issue in this appeal.
The security guard denied that he had pulled plaintiff over. He testified at his deposition that he saw her car on the side of the road and stopped to offer assistance. In the past he had assisted disabled motorists. The security guard denied ever having been reprimanded for doing so. He did not know of any other Westec security guard who had been reprimanded for doing so. He further testified, however, that in stopping to assist plaintiff he was “[p]robably not” acting within company policy.
Westec security guards were directed to limit their involvement to client-related incidents except in the event of a physically threatening situation. Westec’s patrol manual stated in part: “Officers shall limit their involvement to Westec client.related incidents only. The only exception is in the event an Officer observes a physically threatening incident, the Officer may intervene to prevent the incident from escalating to a life threatening situation. For public occurrences that do not involve the threat of physical harm the Officers’ actions must be limited to observe and report the incident to the appropriate public agency.” With respect to “minor non-injury road accidents” not involving a client, Westec security guards were directed to report the information to the radio dispatcher. Westec’s policy manual stated: “As a general rule, you should not get involved in minor non-injury road accidents unless a client is' involved. Such circumstances should be reported to the radio dispatcher so that the police can be advised.”
Westec security guards were not authorized to make drunk driving arrests. Westec security guards were authorized to make “private persons arrest[s]” (see Pen. Code, § 837) of individuals suspected of committing crimes against Westec clients but only as “a last resort.” “Public arrests” were allowed “when there [was] no other reasonable alternative” because an arrestee represented “a threat to the physical safety to someone.” Westec policy directed that: “[a]rrests should be confined to suspects who commit crimes against Westec or Westec clients or their property”; further, “[a]rrests are not to be made for crimes against the public where the best course of action would be to observe and report the crime to the local law enforcement agency”; moreover, “Westec Officers shall not make an arrest for driving under the influence but shall observe and report, without following the suspect.”
Westec security guards were also given direction on how to deal with a suspicious person in a public area; i.e., not on a client’s property. Westec’s patrol manual stated: “a. Part of your work in preventing crime is to observe any suspicious persons you may come across in your patrol area. fl[] b. The extent to which you should become directly involved with suspicious persons in public areas depends upon the circumstances, ffl] c. The safest course of action is, from a distance, to record the description of a suspicious person (and their vehicle if they have one) on a Field Observation Card for future reference. If they are intending a criminal act, the fact that they see you observing and reporting in this manner will, in many cases, drive them from the area. If no direct contact is necessary, do not make any! fl]] d. While there is nothing preventing you from speaking to, and asking questions of, any person in a public area, such an approach must be done with a great deal of caution. In all such instances, you must ensure that your actions in no way implies [sic]: fl[] i. That you are a police [o]fficer. fl]] ii. That you are in
In a mission statement, Westec asked its security guards to: “1. Take the initiative to get things done. If it makes sense, do it! [^] 2. Innovate! flQ 3. Work for the common good! fl[] 4. Give nothing less than 100%! [^] 5. Follow your heart!” In its job descriptions, Westec summarized security guards’ responsibilities as including to “[m]aintain[] excellent and productive relationships with clients and with the general public toward an objective of creating high customer satisfaction and a positive public image of Westec’s Patrol Division.” Anne L. Laguzza testified at a deposition on behalf of Westec concerning its hiring and retention of the present security guard. Ms. Laguzza testified that Westec’s policy, as expressed in its mission statement, was: “To be observant... of the community, in general. Not necessarily to protect them, but to be cognizant of [their] surroundings and of activities that may warrant some sort of assistance.”
With respect to the use of force, Westec’s patrol manual stated, “Force may only be used to repel an unlawful attack against you, a client, or other innocent person, or to overcome the unlawful resistance or threat of resistance by a suspect that is being lawfully arrested or is attempting to escape, [ft] The use of force by Westec Officers must always be reasonable and must cease once the resistance has been overcome. “ Westec officers were authorized to draw or fire a firearm only to defend against deadly force.
III. Discussion
Plaintiff contends the trial court erred in summarily adjudicating, as a matter of law, that the security guard was acting outside the scope of his employment when, as she alleges, he detained and raped her. Plaintiff asserts that under Mary M., supra, 54 Cal.3d at pages 208-211, 213-222, whether the security guard was acting within the scope of his employment was a question of fact.
A. Standard of Review
A summary adjudication motion is directed to the issues framed by the pleadings. (Ojavan Investors, Inc. v. California Coastal Com. (1997) 54
B. Mary M. and Cases Cited Therein
The plaintiff in Mary M. was raped by an on-duty police officer. The Supreme Court held: “[W]hen ... a police officer on duty misuses his
In Mary M., the Supreme Court explained the doctrine of respondeat superior as follows; “Under the doctrine of respondeat superior, an employer may be held vicariously liable for torts committed by an employee within the scope of employment. [Citation.] . . . The doctrine is a departure from the general tort principle that liability is based on fault. [Citation.] It is ‘ “a rule of policy, a deliberate allocation of a risk.” ’ [Citations.] Respondeat superior is based on ‘ “a deeply rooted sentiment” ’ that it would be unjust for an enterprise to disclaim responsibility for injuries occurring in the course of its characteristic activities. [Citations.] fl[] Recently, we articulated three reasons for applying the doctrine of respondeat superior; (1) to prevent recurrence of the tortious conduct; (2) to give greater assurance of compensation for the victim; and (3) to ensure that the victim’s losses will be equitably borne by those who benefit from the enterprise that gave rise to the injury. [Citations.] [H] For the doctrine of respondeat superior to apply, the plaintiff must prove that the employee’s tortious conduct was committed within the scope of employment. [Citation.] ‘A risk arises out of the employment when “in the context of the particular enterprise an employee’s conduct is not.so unusual or startling that it would seem unfair to include the loss resulting from it among other costs of the employer’s business. [Citations.] In other words, where the question is one of vicarious liability, the inquiry should be whether the risk was one ‘that may fairly be regarded as typical of or broadly incidental’ to the enterprise undertaken by the employer. [Citation.]” ’ [Citation.] [fl] Tortious conduct that violates an employee’s official duties or disregards the employer’s express orders may nonetheless be within the scope of employment. [Citations.] So may acts that do not benefit the employer [citation], or are willful or malicious in nature [citations], [f] The
In reaching its conclusion in Mary M., the Supreme Court discussed and applied the three policies underlying the doctrine of respondeat superior, to wit: “(1) to prevent recurrence of the tortious conduct; (2) to give greater assurance of compensation for the victim; and (3) to ensure that the victim’s losses will be equitably borne by those who benefit from the enterprise that gave rise to the injury. [Citations.]” (Mary M., supra, 54 Cal.3d at p. 209.) With respect to the first policy basis the court concluded: “[I]mposition of liability here would not be likely to cause public entities to take preventive measures that would impair the effectiveness of law enforcement activities. As the lead opinion in John R. said: ‘We doubt that police departments would deprive their officers of weapons or preclude them from enforcing the laws . . . .’ (John R. [v. Oakland Unified School Dist. (1989)] 48 Cal.3d [438,] 452 [258 Cal.Rptr. 948, 769 P.2d 948].) ffl] The imposition of liability on public entities whose law enforcement officers commit sexual assaults while on duty would encourage the employers to take preventive measures. There is little or no risk that preventive measures would significantly interfere with the ability of police departments to enforce the law and to protect society from criminal acts.” (Mary M., supra, 54 Cal.3d at pp. 214-215, fn. omitted.)
As to the second policy reason underlying the application of respondeat superior—“to give greater assurance of compensation to the victim” (Mary M., supra, 54 Cal.3d at p. 215)—the Supreme Court held: “The Legislature has recognized that the imposition of vicarious liability on a public employer is an appropriate method to ensure that victims of police misconduct are compensated. It has done so by declining to grant immunity to public entities when their police officers engage in violent conduct. Since the enactment of the California Tort Claims Act in 1963 . . . , a governmental entity can be held vicariously liable when a police officer acting in the course and scope of employment uses excessive force or engages in assaultive conduct. [Citations.] The decisions cited have recognized, at least implicitly, that vicarious liability is an appropriate method to ensure that victims of police misconduct are compensated.” (Id. at pp. 215-216, fn. omitted.)
Concerning the third policy consideration—“the appropriateness of spreading the risk of loss among the beneficiaries of the enterprise” (Mary M., supra, 54 Cal.3d at p. 216)—the Supreme Court stated: “[S]ociety has granted police officers extraordinary power and authority over its citizenry.
The Supreme Court stressed that its conclusion in Maty M. “flows from the unique authority vested in police officers.” (.Maty M., supra, 54 Cal.3d at p. 218, fn. 11.) In response to the argument of the City of Los Angeles that the sergeant’s conduct was so unusual it would be unfair to impose liability, the Supreme Court described the “unique authority” vested in police officers as follows: “[S]ociety has granted police officers great power and control over criminal suspects. Officers may detain such persons at gunpoint, place them in handcuffs, remove them from their residences, order them into police cars and, in some circumstances, may even use deadly force. The law permits police officers to ensure their own safety by frisking persons they have detained, thereby subjecting detainees to a form of nonconsensual touching ordinarily deemed highly offensive in our society. [Citation.] • • • • [H] [T]he very nature of law enforcement employment requires exertion of physical control over persons whom an officer has detained or arrested. The authority to use force when necessary in securing compliance with the law is fundamental to a police officer’s duties in maintaining the public order. [Citation.] That authority carries with it the risk of abuse. The danger that an officer will commit a sexual assault while on duty arises from the considerable authority and control inherent in the responsibilities of an officer in enforcing the law.” (Id. at pp. 217-218.) The Supreme Court concluded: “In view of the considerable power and authority that police officers possess, it is neither startling nor unexpected that on occasion an officer will misuse that authority by engaging in assaultive conduct. . . . Sexual assaults by police officers are fortunately uncommon; nevertheless, the risk of such tortious conduct is broadly incidental to the enterprise of law enforcement, and thus liability for such acts may appropriately be imposed on the employing public entity.” (Ibid., fn. omitted.) The court emphasized that “[e]mployees who do not have this authority and who commit sexual assaults may be acting outside the scope of their employment as a matter of law. [Citation.]” (Id. at p. 218, fn. 11.)
The Supreme Court in Mary M. contrasted three eases in which the question whether an employee had acted within the scope of employment
In John R. v. Oakland Unified School Dist., supra, 48 Cal.3d at pages 447-452, the Supreme Court concluded a school district could not be held vicariously liable for a teacher’s sexual molestation of a student. The sexual misconduct was committed while the student was at the teacher’s apartment participating in an officially sanctioned extracurricular program. (Id. at p. 441.) In reaching its conclusion, the Supreme Court relied on the “underlying rationale for the respondeat superior doctrine.” (Id. at p. 450, fn. omitted.) The Supreme Court concluded, “Applying the doctrine of respondeat superior to impose, in effect, strict liability in this context would be far too likely to deter [school] districts from encouraging, or even authorizing, extracurricular and/or one-on-one contacts between teachers and students or to induce districts to impose such rigorous controls on activities of this nature that the educational process would be negatively affected.” (Id. at p. 451, fn. omitted.) Additionally, the Supreme Court concluded exercising respondeat superior liability under the current circumstances would tend to make insurance hard to obtain and could divert needed funds from the classroom. (Ibid.) In addition, the Supreme Court held: “The only element of the analysis that might point in favor of vicarious liability here is the propriety of spreading the risk of loss among the beneficiaries of the enterprise. School districts and the community at large benefit from the authority placed in teachers to carry out the educational mission, and it can be argued that the consequences of an abuse of that authority should be shared on an equally broad basis. But the connection between the authority conferred on teachers to carry out their instructional duties and the abuse of that authority to indulge in personal, sexual misconduct is simply too attenuated to deem a sexual assault as falling within the range of risks allocable to a teacher’s employer. It is not a cost this particular enterprise should bear, and the consequences of imposing liability are unacceptable.” (Id. at pp. 451-452.)
Similarly, in Alma W. v. Oakland Unified School Dist., supra, 123 Cal.App.3d at pages 137-144, a decision cited repeatedly in Mary M., the
The plaintiff in Rita M. v. Roman Catholic Archbishop, supra, 187 Cal.App.3d at page 1456, alleged seven priests of . the Roman Catholic Church: entered into a conspiracy to have sexual intercourse .with her; caused her to become pregnant; and secreted her off to the Philippines to have the baby, which resulted in her neglect, malnutrition, and illness. The Court of Appeal held: “Analytically, the question of whether a tort is committed within the course of employment turns on whether (1) the act performed was either required or instant to the employee’s duties or (2) the employee’s misconduct could be reasonably foreseen as an outgrowth of the employee’s duties. [Citation.] [ft Plaintiffs could not seriously contend that sexual relations with parishioners are either required by or instant to a priest’s duties, so they are left with the foreseeability test. The question, however, is whether sexual relations between a parishioner and seven priests is foreseeable, not in an omniscient way, but in the relevant sense, [ft . . . The foreseeable event must be characteristic of the activities of the enterprise. ... It would defy every notion of logic and fairness to say that sexual activity between a priest and a parishioner is characteristic of the Archbishop of the Roman Catholic Church. .There is simply no basis for imputing liability for the alleged conduct of the individual defendant-priests in this instance to the respondent Archbishop.” (Id. at p. 1461.)
The Supreme Court in Mary M. also distinguished decisional authority relied on by the employer, the City of Los Angeles, involving sexual assaults by private security guards. The court cited Heindel v. Bowery Savings Bank (1988) 138 A.D.2d 787 [525 N.Y.S.2d 428], Webb by Harris v. Jewel Companies, Inc. (1985) 137 Ill.App.3d 1004 [92 Ill.Dec. 598, 485 N.E.2d 409], and Rabon v. Guardsmark, Inc. (4th Cir. 1978) 571 F.2d 1277. (Mary M., supra, 54 Cal.3d at p. 219.) The Supreme Court in Mary M. noted with respect to security guards, “Because such persons do not act as official
In Heindel v. Bowery Savings Bank, supra, 525 N.Y.S.2d at page 428, the Supreme Court of New York, Appellate Division, considered a case involving a sexual assault by a security guard on-duty in a shopping mall. The court ruled, “While an employer can be held vicariously liable for the torts of his employee committed in the course of the employer’s work, even if the acts are done irregularly or with disregard of instruction [citation], there is no respondeat superior liability for torts committed by the employee for personal motives unrelated to the furtherance of the employer’s business [citation].” {Ibid.) The New York court concluded: “Here, [the guard’s] outrageous conduct was in no way incidental to the furtherance of [the employer’s] interest. The acts were committed for personal motives and were a complete departure from the normal duties of a security guard.” {Id. at pp. 428-429.)
Similarly, in Webb by Harris v. Jewel Companies, Inc., supra, 485 N.E.2d at pages 411-413, the Appellate Court of Illinois held as a matter of law a supermarket company was not vicariously liable for an on-duty security guard’s sexual molestation of a customer. The court stated the following rule: “Under the doctrine of respondeat superior, an employer may be liable for the negligent, willful, malicious or even criminal acts of its employees when such acts are committed in the course of employment and in furtherance of the business of the employer; however, the employer is not liable to an injured third party where the acts complained of thereby were committed solely for the benefit of the employee. [Citations.]” {Id. at p. 411, italics omitted.) The Illinois court concluded, “[T]he sexual molestation of a young girl by a security guard is . . . a deviation having no relation to the business of [the employer] or the furtherance thereof.” {Id. at pp. 412-413.)
The plaintiff in Rabon v. Guardsmark, Inc., supra, 571 F.2d at pages 1278-1279, was raped at gunpoint by an on-duty security guard in an office building. The United States Court of Appeals for the Fourth Circuit, applying South Carolina law, held as a matter of law: “[U]nder the doctrine of respondeat superior, as traditionally applied in South Carolina, Guardsmark was not liable for [the guard’s] intentional tort. [Citations.] The assault by [the guard] was manifestly not in furtherance of Guardsmark’s business; it was the converse of Guardsmark’s purpose that of providing protection and that for which it was employed. The assault was to effect [the guard’s] independent purpose, and it was not within the scope of his employment.” {Id. at p. 1279.)
As plaintiff correctly notes, all three of the foregoing out-of-state cases relied on the rule that an employer is not liable for acts unrelated to the
C. Farmers Insurance Group
The Supreme Court revisited respondeat superior liability in Farmers, supra, 11 Cal.4th at pages 1003-1020. Farmers was an action for indemnification brought by a male deputy sheriff who had sexually harassed female deputies at a county jail. The deputy sheriff sought indemnification from his employer, the County of Santa Clara, for his costs for defending against a
The Supreme Court in Farmers reviewed and summarized decisional authority on respondeat superior liability. The court found: “[A]n employer may be subject to vicarious liability for injuries caused by an employee’s tortious actions resulting or arising from pursuit of the employer’s interests. [Citations.] Vicarious liability may also be proper where the tortious conduct results or arises from a dispute over the performance of an employee’s duties, even though the conduct is not intended to benefit the employer or to further the employer’s interests. [Citations.] Vicarious liability may even be appropriate for injuries caused after work hours where a dispute arises over the rights and privileges of off-duty employees. [Citation.] In these types of situations, the tortious actions are engendered by events or conditions relating to the employment and therefore are properly allocable to the employer. [H] Conversely, vicarious liability is deemed inappropriate where the misconduct does not arise from the conduct of the employer’s enterprise but instead arises out of a personal dispute [citations]. In such cases, the risks are engendered by events unrelated to the employment, so the mere fact that an employee has an opportunity to abuse facilities or authority necessary to the performance of his or her duties does not render the employer vicariously liable. [Citation.] [U] In a context more analogous to this case, several decisions have addressed whether an employee’s sexual misconduct directed toward a third party is within the scope of employment for respondeat superior purposes.'Those cases hold that, except where sexual misconduct by on-duty police officers against members of the public is involved [citation],
In Farmers, the Supreme Court concluded as a matter of law the deputy sheriff was not acting within the scope of his employment when he sexually harassed his coworkers-. His motivation was strictly personal and “unrelated to the guarding of inmates or the performance of any other duty of a deputy sheriff at a county jail.” {Farmers, supra, 11 Cal.4th at p. 1007.) The misconduct was not “precipitated by a work-related dispute . . . .” {Ibid.) The misbehavior had nothing to do with the deputy sheriff’s work or that of his victims. {Id. at p. 1008.) The Supreme Court held: “Even if the evidence shows that the use of profanity and sexually explicit language was not uncommon at this particular county jail, it still falls far short of establishing that serious misconduct such as asking individual employees for sexual favors and targeting those individuals for inappropriate touching is either typical of or broadly incidental to the operation of a county jail or to the duties and tasks of deputy sheriffs at such a jail. (See Perez [v. Van Groningen & Sons Inc.], supra, 41 Cal.3d at p. 968; Hinman v. Westinghouse Elec. Co. [(1970)] 2 Cal.3d [956,] 960 [88 Cal.Rptr. 188, 471 P.2d 988].) [f| Moreover, factors that might be relevant to whether the County itself acted negligently are not relevant to whether the County should be vicariously liable for an employee’s misconduct regardless of its own fault. {John R. [v. Oakland Unified School Dist.], supra, 48 Cal.3d at p. 450, fn. 9; see also 48 Cal.3d at p. 451, fn. 10; Hinman v. Westinghouse Elec. Co., supra, 2 Cal.3d at p. 960 [in making respondeat superior determination, ' “we are not looking for that which can and should reasonably be avoided, but [for] the more or less inevitable toll of a lawful enterprise” ’].)” {Farmers, supra, 11 Cal.4th at p. 1011.)
D. Lisa M.
The Supreme Court further clarified the circumstances under which an employer may be vicariously liable for an employee’s intentional tort in
In addition, the Supreme Court explained in Lisa M, “. . . California courts have also asked whether the tort was, in a general way, foreseeable from the employee’s duties. Respondeat superior liability should apply only to the types of injuries that ‘ “as a practical matter are sure to occur in the conduct of the employer’s enterprise.” ’ (Hinman v. Westinghouse Elec. Co., supra, 2 Cal.3d at p. 959.) The employment, in other words, must be such as predictably to create the risk employees will commit intentional torts of the type for which liability is sought.” (Lisa M., supra, 12 Cal.4th at p. 299.) The Supreme Court continued: “[T]he tortious occurrence must be ‘a generally foreseeable consequence of the activity.’ In this usage . . . foreseeability ‘merely means that in the context of the particular enterprise an employee’s conduct is not so unusual or startling that it would seem unfair to include the loss resulting from it among other costs of the employer’s business.’ [Citations.] [This] foreseeability test is useful ‘because it reflects the central justification for respondeat superior [liability]: that losses fairly attributable to an enterprise—those which foreseeably result from the conduct of the enterprise—should be allocated to the enterprise as a cost of doing business.’ [Citation.]” (Ibid.)
The Supreme Court in Lisa M. also analyzed the facts in terms of foreseeability. The Supreme Court found the technician’s misconduct was not foreseeable and held: “An intentional tort is foreseeable, for purposes of respondeat superior, only if ‘in the context of the particular enterprise an employee’s conduct is not so unusual or startling that it would seem unfair to include the loss resulting from it among other costs of the employer’s business.’ [Citation.] The question is not one of statistical frequency, but of a relationship between the nature of the work involved and the type of tort committed. The employment must be such as predictably to create the risk employees will commit intentional torts of the type for which liability is sought.” (Lisa M., supra, 12 Cal.4th at p. 302.) The Supreme Court held: “In cases like the present one, a deliberate sexual assault is fairly attributed not to any peculiar aspect of the health care enterprise, but only to ‘propinquity and lust’ [citation].” (Ibid., fn. omitted.) The Supreme Court concluded: “The assault, rather, was the independent product of [the technician’s] aberrant decision to engage in conduct unrelated to his duties. In the pertinent sense, therefore, [his] actions were not foreseeable from the nature of the work he was employed to perform.” (Id. at p. 303.)
The Supreme Court in Lisa M. also considered the policy goals of the respondeat superior doctrine: “[Preventing future injuries, assuring compensation to victims, and spreading the losses caused by an enterprise equitably . . . .” (Lisa M., supra, 12 Cal.4th at p. 304.) The Supreme Court found the first two policy considerations of uncertain import. With respect to the third policy concern, the court concluded: “[T]he connection between [the technician’s] employment duties . . . and his independent commission of a deliberate sexual assault was too attenuated, without proof of Hospital’s negligence, to support allocation of plaintiff’s losses to Hospital as a cost of doing business.” (Id. at p. 305.)
E. Application to the Present Case
Plaintiff claims she was driving along a public road when she was stopped, detained, and raped by a Westec security guard. The security guard denied that he stopped, detained, or raped plaintiff. Westec established that, even accepting as true plaintiff’s version of the events, it could not, as a matter of law, be held vicariously liable for the assault on a respondeat
Imposition of vicarious liability on Westec does not follow from and cannot be premised on Mary M. The Supreme Court made it clear that Mary M. was limited to its facts—an intentional assault by an on-duty publicly employed police officer. (Mary M., supra, 54 Cal.3d at p. 218, fn. 11.) The intent to limit the Mary M. holding was reiterated in Farmers, supra, 11 Cal.4th at page 1012, and Lisa M., supra, 12 Cal.4th at page 304. The decision in Mary M. turned on the “extraordinary,” “ ‘awesome and dangerous,’ ” “formidable,” “great,” “considerable,” and “unique” power and authority vested in police officers by the public. (Mary M., supra, 54 Cal.3d at pp. 216-218 & fn. 11.) The Supreme Court held there was a triable issue whether in committing the rape the sergeant resorted to his authority and control as a law enforcement officer. (Id. at p. 221.) The Supreme Court distinguished the case both generally, from those involving “[e]mployees who do not have this authority” (Mary M., supra, 54 Cal.3d at p. 218, fn. 11) and specifically from those involving private security guards who “do not act as official representatives of the state,” and whose authority “is different from, and far less than, that conferred upon an officer of the law.” (Id. at p. 219.) The assault on plaintiff did not arise from misuse of the unique official authority conferred on a public law enforcement officer. The security guard was not acting as an official representative of the state at the time of the assault. Therefore, Mary M. does not control the outcome of this case. (Accord, Thorn v. City of Glendale, supra, 28 Cal.App.4th at p. 1384.)
Further, we conclude that the causal nexus between the sexual assault and the security guard’s employment was too attenuated for a trier of fact to conclude that the misconduct was within the scope of his employment. Given plaintiff’s description of the events, a trier of fact could reasonably conclude that the assault would not have occurred but for the security guard’s employment with Westec. That he was driving a marked patrol car with a spotlight, wearing a uniform, and carrying a gun all contributed to providing the opportunity for the security guard to assault plaintiff. But the mere fact the security guard had an opportunity to abuse the trappings of his profession does not render Westec vicariously liable for the rape. (Lisa M., supra, 12 Cal.4th at pp. 298, 299-300; Farmers, supra, 11 Cal.4th at p. 1006.) As the Supreme Court stated in Lisa M., “That the employment brought tortfeasor and victim together in time and place is not enough.” (Lisa M., supra, 12 Cal.4th at p. 298.) For respondeat superior liability to apply, the security guard’s acts must have been engendered by or be an outgrowth of his employment. (Id. at pp. 298, 301-302; Farmers, supra, 11 Cal.4th at pp. 1004-1005.) Here, the security guard’s motivating emotions
Nor was the security guard’s misconduct foreseeable from the nature of his duties for purposes of potential respondeat superior liability. Unlike a public law enforcement officer, the security guard was not vested with considerable authority and control over citizens. The security guard was not authorized to pull plaintiff over, conduct field sobriety tests, or order her into his automobile. The security guard’s sexual assault of plaintiff was not fairly attributable to any peculiar aspect of Westec’s business operations. It was the independent product of his aberrant decision to engage in conduct unrelated to his duties. {Lisa M., supra, 12 Cal.4th at p. 303.) The nature of the work involved, protection of Westec’s clients’ persons and property, does not predictably create a risk employees will impersonate police officers, and stop, detain, and rape individuals driving on the public streets. {Lisa M., supra, 12 Cal.4th at pp. 302-303; Farmers, supra, 11 Cal.4th at pp. 1003-1004.)
It is uncertain whether the policy goals “to prevent recurrence of the tortious conduct” and “to give greater assurance of compensation for the victim” {Mary M., supra, 54 Cal.3d at p. 209) weigh in favor or against applying the doctrine of respondeat superior under the present circumstances. A good argument might be made that imposition of respondeat superior liability on Westec would not cause it to take preventive measures that would impair the effectiveness of its client protection activities. (See Mary M., supra, 54 Cal.3d at pp. 214-215.) On the other hand, imposition of
Plaintiff contends the Mary M. reasoning should be extended to Westec security guards because: they project the authority of police officers; they patrol communities in marked vehicles, wearing uniforms, and carrying firearms; they are authorized by their employer to make a private persons arrest (see Pen. Code, § 837) and to use deadly force in certain circumstances; further, this projected authority serves the employer’s profit-making purposes. Plaintiff’s characterization of the Westec aura is superficially persuasive. But a significant difference between the police officer in Mary M. and the security guard here remains. The security guard’s actual authority is not comparable to that of a police officer. A police officer’s actual power and authority are significantly greater both in degree and kind. It was this actual power and authority, coupled with the fact that a police officer acts as a representative of the state, that led the Supreme Court in Mary M. to conclude that a sergeant’s sexually assaultive conduct toward a member of the public could be found to be within the scope of his employment.
In her reply brief plaintiff contends that with the exception of the rape, all of the security guard’s actions were “arguably ... in accord with the [Westec] parameters for officer conduct . . . .” The record before us is to the contrary. Westec directed its security guards to limit their involvement to client related incidents except in the case of a physically threatening situation. Westec personnel were not authorized to: follow a vehicle for any reason; use a spotlight on a moving car; detain or interrogate a member of the public; conduct field sobriety tests; make an arrest for driving under the influence; make an arrest for a crime against the public absent a threat to physical safety; or carry unauthorized passengers in Westec vehicles. In short, none of the conduct plaintiff testified to was authorized by Westec.
Plaintiff’s counsel asserted at oral argument that: a trier of fact could reasonably infer Westec security guards were authorized “to render public assistance”; Westec had directed its security guards to follow their hearts, be aware of their surroundings, and offer assistance to nonclients; and once the
Further, if the trier of fact accepted the security guard’s version of what occurred at the inception of the incident, that he stopped to render roadside assistance, but rejected his claim no violent sexual assault occurred, plaintiff would still be unable to prevail given the holding in Lisa M. If the security guard stopped to render assistance pursuant to Westec’s policies, its status as the employer was similar to the hospital in Lisa M. As in Lisa M., the “motivating emotions were [not] fairly attributable to work-related events.” (Lisa M., supra, 12 Cal.4th at p. 301.) Plaintiff can only point to the fact that Westec’s policies under her hypothetical scenario, one she denied ever happened, brought the security guard together with her which is insufficient to support a respondeat superior theory in a sexual assault case under these circumstances.
Two final observations are in order. First, a person in plaintiff’s position retains significant legal remedies against an employer of a security guard who engages in misconduct of the type involved in this case. The employer remains potentially liable to a victim of sexual assault for negligent hiring, retention, and supervision of a security guard. (Roman Catholic Bishop v. Superior Court (1996) 42 Cal.App.4th 1556, 1564-1565 [50 Cal.Rptr.2d 399]; Evan F. v. Hughson United Methodist Church (1992) 8 Cal.App.4th 828, 842-843 [10 Cal.Rptr.2d 748]; Rest.2d Agency § 213, com. d, p. 459 [“The principal may be negligent because he has reason to know that the servant or other agent, because of his qualities, is likely to harm others in view of the work or instrumentalities entrusted to him. If the dangerous quality of the agent causes harm, the principal may be liable under the rule
Second, this case involves a security company with extensive written policies covering the conduct at issue. Westec’s comprehensive written policies prohibit not only sexual assault but the manner in which the security guard came into contact with plaintiff. We do not address a situation where a security services provider has no policies or they do not address the manner in which an employee comes into contact with a sexual assault victim. Different respondeat superior considerations may be present in such a case. Our point is that in this case, the security guard came into contact with plaintiff utilizing conduct which was entirely violative of Westec’s written policies. The parties have raised no issue of a possible scenario where written policies are in place but they are not enforced. We do not address those factual situations which are materially different from the present case.
IV. Disposition
The judgment is affirmed. Defendant, Westec Residential Security, Inc., is to recover its costs on appeal from plaintiff, Maria D.
Armstrong, J., concurred.
In her notice of appeal, plaintiff stated she was appealing from an order granting Westec’s summary adjudication motion as to three causes of action and from the judgment after trial on a separate negligent hiring and retention claim. The appeal lies from the judgment. {Jennings v. Marralle (1994) 8 Cal.4th 121, 128 [32 Cal.Rptr.2d 275, 876 P.2d 1074]; Lackner v. LaCroix (1979) 25 Cal.3d 747, 753 [159 Cal.Rptr. 693, 602 P.2d 393]; Maryland Casualty Co. v. Andreini & Co. (2000) 81 Cal.App.4th 1413, 1425 [97 Cal.Rptr.2d 752].) The only judgment in the record on appeal was one entered on the jury’s special verdict as to plaintiff’s fourth cause of action for negligence. There was no final judgment in the record disposing of the entire case. (See Sullivan v. Delta Air Lines, Inc. (1997) 15 Cal.4th 288, 304 [63 Cal.Rptr.2d 74, 935 P.2d 781]; Rubin v. Western Mutual Ins. Co. (1999) 71 Cal.App.4th 1539, 1546 [84 Cal.Rptr.2d 648].) However, we directed plaintiff’s counsel to secure entry in the superior court of a judgment disposing of the entire case. We now treat the appeal as from that judgment. (Cal. Rules of Court, rule 2(c); see Vibert v. Berger (1966) 64 Cal.2d 65, 66-69 [48 Cal.Rptr. 886, 410 P.2d 390]; LiMandri v. Judkins (1997) 52 Cal.App.4th 326, 333-334, fn. 1 [60 Cal.Rptr.2d 539]; Desai v. Fanners Ins. Exchange (1996) 47 Cal.App.4th 1110, 1115 [55 Cal.Rptr.2d 276].)
Concurring Opinion
I concur in the judgment. I also concur in the majority opinion with the exception of the final two paragraphs, the “two final observations.” In my view, the first observation is gratuitous and unnecessary. Plaintiff tried her negligent hiring and retention cause of action to a jury and lost. The issue of the security guard’s liability is not before us.
As to the second observation, it is pure dicta. We have been presented with a factual scenario in which the employer adopted and enforced written
On December 20, 2000, the opinion was modified to read as printed above. Appellant’s petition for review by the Supreme Court was denied February 21, 2001. Mosk, J., and Werdegar, J., were of the opinion that the petition should be granted.
Reference
- Full Case Name
- MARIA D., Plaintiff and Appellant, v. WESTEC RESIDENTIAL SECURITY, INC., Defendant and Respondent
- Cited By
- 14 cases
- Status
- Published