Wooten v. Superior Court
Wooten v. Superior Court
Opinion of the Court
Opinion
In the trial court, petitioners Brent Howard Wooten and Daniel Robert Mendoza (defendants) stand charged with pimping and pandering. According to the evidence at their preliminary hearing, they worked as managers at the Flesh Club. The Flesh Club appears to have been mainly a standard “strip joint.” However, it also offered semiprivate rooms in which, for $240, plus an optional gratuity, a customer could watch two naked women perform sexual acts on each other for approximately nine minutes.
Defendants seek review of the trial court’s refusal to set aside the information. They contend there was insufficient evidence of “prostitution,” and hence insufficient evidence of either pimping or pandering, because (1) the women sexually touched only each other and not the customer, and (2) the only customer shown by the evidence was an undercover police officer, who, defendants argue, lacked the necessary intent to obtain sexual arousal or gratification.
We agree with defendants as to the first point. We will hold that the definition of “prostitution” requires physical contact between the prostitute and the customer. Because there was no physical contact between the women and the customers, there can be no underlying crime of prostitution. Without prostitution, there is insufficient evidence of either pimping or pandering. Hence, defendants’ motion to set aside the information should have been granted. Because we reverse the trial court’s denial of defendants’ motion on this ground, we need not address the merits of defendants’ other contentions.
The following facts were shown at the preliminary hearing.
The main room of the Flesh Club consisted of a stage on which nude dancers performed. It was surrounded by chairs and couches; the couches were used for lap dances. A separate room, called the V.I.P. Room, included five to 10 booths. Each booth was about five feet square and furnished with two small couches and a lamp on a table. The entrance to each booth was partially covered by a sheer curtain. On May 4, 9, 16, 22, and 26, 2000, Officer Mark Aranda and Officer Jerry Valdivia visited the Flesh Club, posing as customers. Officer Valdivia was in a wheelchair, pretending to be disabled, to facilitate his operation of a hidden video camera.
During each visit, the officers went into one of the booths with two female dancers. For about nine minutes, the dancers performed sexual acts on each other.
On May 4, 2000, Officer Valdivia paid each of the dancers $100, plus a $10 tip. On May 9, 2000, he was told that the price had gone up to $120, of which the “house” would receive $45. Thus, on all other dates, he paid each dancer $120, sometimes adding a $5 to $10 tip.
On May 4, 2000, the dancers involved were “Angel” and “Cat.”
On May 22, 2000, the dancers involved were “Veronica” and “Anaya,” and Veronica and “Malibu.” Defendant Wooten was another manager employed by the Flesh Club. From time to time, Wooten came around with a clipboard and checked on the dancers.
On May 26, 2000, the police executed a search warrant at the Flesh Club. Anaya and “Exotica” told police the charge for a V.I.P. Room show was $120 per dancer. Exotica said $75 of this went to the dancer and $45 went to the management at the end of the night. She said the managers kept track of how much the “house” should receive by walking around and taking notes on what each dancer was doing.
A felony complaint was filed charging Mendoza with four counts, all allegedly committed on May 4, 2000: pimping
An information containing the same charges was filed. Defendants filed a motion to set aside the information.
Thereafter, defendants filed a petition for writ of prohibition in this court.
III. Analysis
A. The Trial Court Erred in Denying Defendants ’ Motion to Set Aside the Information
Defendants contend that the trial court erred in denying defendants’ motion to set aside the information because the conduct complained of fails to meet the definition of prostitution under section 647, subdivision (b). Hence, without prostitution, there can be no pimping or pandering. The People disagree and argue that the scope of the statute includes the sexual conduct that occurred at the Flesh Club.
The trial court must grant a motion to set aside the information if “the defendant ha[s] been committed without reasonable or probable cause.”
There is no factual dispute in this case. The only issue to be resolved is whether the alleged conduct constitutes “prostitution” under section 647, subdivision (b), in order to determine whether defendants have been “committed without reasonable or probable cause” for the crimes of pimping and pandering. “The proper interpretation of statutory language is a question of law which this court reviews de novo, independent of the trial court’s ruling or reasoning. [Citations.]”
Accordingly, we apply the de novo standard in determining whether the sexual conduct alleged herein constitutes prostitution under section 647, subdivision (b). If the conduct constitutes prostitution, the trial court properly denied the motion. If, however, the conduct fails to constitute prostitution, as a matter of law, then the trial court should have granted the motion to set aside the information because, without the underlying offense of prostitution, there would be no reasonable or probable cause to commit defendants for the crimes of pimping and pandering.
2. Legal Background
a. Definitions of Pimping, Pandering, Prostitution and Lewd Act
Pimping is committed by “any person who, knowing another person is a prostitute, lives or derives support or maintenance in whole or in part from the earnings or proceeds of the person’s prostitution, or from money loaned or advanced to or charged against that person by any keeper or manager or inmate of a house or other place where prostitution is practiced or allowed, or who solicits or receives compensation for soliciting for the person ”
Pandering, as relevant here, is committed by “any person who . . . :
“(1) Procures another person for the purpose of prostitution, [|] • • • [10
*428 “(4) By promises, threats, violence or by any device or scheme, causes, induces, persuades or encourages an inmate of a house of prostitution, or any other place in which prostitution is encouraged or allowed, to remain therein as an inmate.”10
In People v. Freeman, the Supreme Court stated that the definition of prostitution is derived from section 647, subdivision (b) because the pandering statute does not define prostitution.
“Lewd conduct” has been defined by Pryor v. Municipal Court,
b. The Rule of Lenity
The People argue that the sexual conduct that occurred at the Flesh Club constitutes prostitution, as defined under section 647, subdivision (b), because the statute does not state that there must be touching between the customer and the prostitute. Section 647, subdivision (b) simply states that prostitution “includes any lewd act between persons for money or other
Hence, it appears that, under the current status of the law in California, the definition of prostitution is susceptible to different interpretations.
“When language which is susceptible of two constructions is used in a penal law, the policy of this state is to construe the statute as favorably to the defendant as its language and the circumstance of its application reasonably permit. The defendant is entitled to the benefit of every reasonable doubt as to the true interpretation of words or the construction of a statute.”
“ ‘Application of the rule of lenity ensures that criminal statutes will provide fair warning concerning conduct rendered illegal and strikes the appropriate balance between the legislature, the prosecutor, and the court in defining criminal liability. [Citation.] (“[B]ecause of the seriousness of criminal penalties, and because criminal punishment usually represents the moral condemnation of the community, legislatures and not courts should define criminal activity”).’ [Citation.] . . . [C]riminal penalties, because they are particularly serious and opprobrious, merit heightened due process protections for those in jeopardy of being subject to them, including the strict construction of criminal statutes.”
Keeping the rule of lenity in mind, we shall determine whether the sexual conduct that occurred at the Flesh Club constitutes “lewd acts” to fit the definitional requirement of “prostitution”.
3. The Sexual Conduct Alleged Herein Does Not Constitute Prostitution
In this case, the evidence is undisputed. There was evidence that the dancers touched each other’s genitals; there was no evidence, however, that the dancers touched either of the officers except to shake hands with them. The issue, therefore, is whether a customer’s observation of sexual conduct between two dancers, in exchange for consideration, constitutes a lewd act for purposes of prostitution.
The appellate court reversed because the trial court had defined “prostitution” for the jury in terms of “lewd or dissolute acts” without defining “lewd or dissolute acts.” Thus, the Hill jury was never informed that “to constitute ‘prostitution,’ the genitals, buttocks, or female breast, of either the prostitute or the customer must come in contact with some part of the body of the other for the purpose of sexual arousal or gratification of the customer or of the prostitute.”
After Hill came Freeman. In Freeman, in the course of producing and directing an “adult” film called Caught from Behind, Part II, the defendant hired and paid actors and actresses to perform sex acts, including sexual intercourse, oral copulation, and sodomy. As a result, the defendant was convicted of pandering.
In Freeman, the Supreme Court relied upon Hill’s definition of prostitution, that “ ‘the genitals, buttocks, or female breast, of either the prostitute or the customer must come in contact with some part of the body of the other for the purpose of sexual arousal or gratification of the customer or of the prostitute.’ ”
Applying the Hill definition of prostitution, the Supreme Court commented: “One contention of defendant is that requisite to the crime of prostitution is the existence of a ‘customer’ and there being no ‘customer’ here, no prostitution was involved and therefore no procurement for purposes of prostitution and no pandering. We find it unnecessary to address that contention. Whether or not prostitution must always involve a ‘customer,’ it is clear that in order to constitute prostitution, the money or other consideration must be paid for the purpose of sexual arousal or gratification.”
Then, the court went on to hold, alternatively, that: “[E]ven if defendant’s conduct could somehow be found to come within the definition of ‘prostitution’ literally, the application of the pandering statute to the hiring of actors to perform in the production of a nonobscene motion picture would impinge unconstitutionally upon First Amendment values.”
Hence, the definition of “lewd acts,” as it would apply to the facts in this case, is unclear.
The statute, section 647, subdivision (b), defines “prostitution” as “any lewd act between persons for money or other consideration.” Although this broad definition of “prostitution” could plausibly be interpreted to include sexual conduct between two dancers, for money or other consideration from a customer, Hill and Freeman support a different interpretation: That a lewd act, an element of prostitution, requires touching between the prostitute and the customer, even if the customer is simply an observer of sexual acts between two prostitutes.
We recognize that in Hill, the only two persons involved were the male prostitute and the undercover officer, and the court was not confronted with a situation where a customer would not be involved in sexual activity with
The dissent urges us to ignore Hill’s definition of prostitution as requiring contact between a prostitute and a customer, and Freeman’s sole citation to the Hill definition of “prostitution” under section 647, subdivision (b), because it “is sheer dictum.”
Black’s Law Dictionary defines “dictum” as follows: “A statement, remark, or observation. Gratis dictum-, a gratuitous or voluntary representation; one which a party is not bound to make. Simplex dictum-, a mere assertion; an assertion without proof.”
In light of the rule of lenity, that criminal statutes must “ ‘provide fair warning concerning conduct rendered illegal,’”
Hence, we conclude that the definition of prostitution under section 647, subdivision (b), as interpreted by Hill and applied by Freeman, requires sexual contact between the prostitute and the customer. In this case, it is undisputed that there was no sexual contact between the dancers and the officers. Without sexual contact, there can be no prostitution. Without the underlying crime of prostitution, there can be no pimping or pandering.
The People point to a Wisconsin case, State v. Kittilstad,
In Kittilstad, the defendant, a Lutheran minister, let a series of young men stay at his home while they were studying at a local college. He repeatedly offered each of them money if they would have sex with a woman and let him watch. Each of them refused.
Wisconsin’s statute states that a person is guilty of prostitution if that person “requests to commit an act of sexual gratification, in public or in private, involving the sex organ or one person and the mouth or anus of another for anything of value” or “requests to commit an act of sexual contact
Moreover, the People’s reliance on State v. Taylor,
Taylor is not instructive because the statute defining prostitution in Arizona differs from California’s statute. “Arizona defines ‘prostitution’ as ‘engaging in or agreeing or offering to engage in sexual conduct with another person under a fee arrangement with that person or any other person.’ [Citation.]”
The dissent argues that two cases, People ex rel. Van de Kamp v. American Art Enterprises, Inc.
The definition of “prostitution” espoused in Fixler, and adopted in American Art Enterprises, was clarified in Hill. As the dissent points out, Fixler held that prostitution is committed when someone pays two models for the purpose of photographing the models having sex with each other.
Moreover, as the dissent also recognizes, the Supreme Court in Freeman disapproved of Fixler and American Art Enterprises to the extent that the cases held “that the payment of wages to an actor or model who performs a
Therefore, the validity of the definition of prostitution pronounced in Fixler and American Art Enterprises, at best, is questionable. Given the different definitional interpretations the courts have adopted for “prostitution,” the rule of lenity applies. Hence, defendants are “entitled to the benefit of every reasonable doubt as to the true interpretation of words or the construction of a statute.”
We conclude that, because there were no lewd acts, i.e. no touching between the dancers and the customers, the conduct alleged herein failed to constitute “prostitution” under section 647, subdivision (b). Without the underlying crime of prostitution, there can be no pimping and pandering under sections 266h and 266i.
Moreover, the dissent alludes to public policy considerations and points to a number of hypotheticals in which a person pays to watch sex being performed. The dissent contends that “regardless of who the payor is, there is an exchange of sex for money. That is the quintessence of prostitution.”
For better or worse, our society has developed a tolerance for a wide variety of exchanges of sex for money. By our opinion, we are not approving of the acts performed at the Flesh Club. Nor do we approve of the other manifestations of sex for money with which our society now contends. Currently, there are numerous ways in which a person can pay money and see a performance of sex. Many of these circumstances are admittedly remote: pornographic home videos, pornographic computer websites, pay for view television, peep show theaters, and movie houses. Not so remote are the sex acts performed as a part of stage plays in front of live audiences. The performances in this case, by two women in a booth in a “theater,” is different from the other performances only in degree. The dissent’s definition of prostitution would include not only the Flesh Club presentations but any sex act performed on stage and, in theory, other presentations as well.
As objectionable as the performances are in this case, we are loath to find a public policy requirement that the acts be criminalized under existing law.
4. There Was No Evidence That Defendants Had Knowledge About a Dancer’s Offer to Commit Prostitution
We agree with the dissent that section 647, subdivision (b) does not require a completed act of prostitution, and that pimping and pandering do not require a completed act of prostitution. We, however, disagree with the dissent’s conclusion that one of the dancer’s offer of a “hand job” to an officer was sufficient to prove a pimping or pandering charge against defendants.
Pimping, under section 266h, subdivision (a), is committed by “any person who, knowing another person is a prostitute, lives or derives support or maintenance in whole or in part from the earnings or proceeds of the person’s prostitution, . . .” The dissent acknowledges that pimping requires a defendant know that another person is a prostitute.
Moreover, pandering, under section 266i, subdivision (a)(4), is committed by any person who “[b]y promises, threats, violence or by any device or scheme, causes, induces, persuades or encourages an inmate of a house of prostitution, or any other place in which prostitution is encouraged or allowed, to remain therein as an inmate.” Hence, pandering also requires that a defendant encourage prostitution, whether attempted or completed.
In this case, there is absolutely no evidence that defendants had knowledge that Malibu offered a “hand job” to Officer Aranda. At the preliminary hearing, Officer Aranda testified about his and Officer Valdivia’s investigation of the Flesh Club on May 22, 2000. On that day, after Malibu and Veronica engaged in sexual activity and Officer Valdivia paid the dancers for their performance, Malibu stated that she was willing to perform a hand job on Officer Aranda. No further evidence was presented to follow up on Officer Aranda’s testimony regarding this “hand job” offer.
Officer Aranda also testified about the officers’ investigation of the Flesh Club on May 26, 2000. On that date, Officer Valdivia and Malibu again discussed Malibu performing “a hand job or masturbation” on Officer Aranda. Officer Aranda went on to state that neither defendant walked by or
Hence, there was no evidence presented that either defendant observed Malibu’s offer to give Officer Aranda a “hand job” on either May 22 or May 26. At most, Officer Aranda testified that defendants came by and saw the dancers when they were engaged in sexual activities with each other.
Nevertheless? the dissent argues that Malibu’s offer to commit prostitution supports charges of pimping and pandering simply because defendants had a general awareness of sex acts occurring at the club. The dissent’s reference to this general knowledge, however, has no applicability to the specific acts of pimping and pandering alleged in this felony complaint. The pimping and pandering charges in the complaint relate to specific “dancers”—Angel, Cat, Veronica, Anaya and Malibu, and specific dates—May 4, 2000, and May 22, 2000, not other sexual conduct that may have occurred at the club. In fact, the focus of this case has been that prostitution occurred at the Flesh Club because of the sexual acts between the dancers: throughout the preliminary hearing, briefing on appeal, and oral argument, the prosecution vociferously argued that the sexual acts that occurred between the dancers constituted prostitution.
In sum, although Malibu’s offer of a “hand job” could constitute prostitution, that offer—standing alone—is insufficient to support a charge of pimping or pandering because there was no evidence that defendants knew that Malibu had made such an offer. As stated above, defendants’ knowledge of the prostitution, as alleged in the felony complaint, is an essential element of pimping and pandering.
Disposition
The order to show cause is discharged and the petition for writ of prohibition is granted. Let a peremptory writ of mandate issue directing respondent, the Superior Court of San Bernardino County, to set aside its order denying defendants’ motion to set aside the information under section 995, and to enter a new order granting the motion and setting aside the information.
Gaut, J., concurred.
Cat has also been spelled as “Kat.” For consistency, we will refer to her as Cat.
Penal Code section 266h, subdivision (a). All statutory references will be to the Penal Code unless otherwise indicated.
Section 266i, subdivision (a)(4).
Section 995, subdivision (a)(2).
Section 999a.
Section 995, subdivision (a)(2)(B).
Section 999a.
Plunkett v. Spaulding (1997) 52 Cal.App.4th 114, 126 [60 Cal.Rptr.2d 377], overruled on other grounds in Schreiber v. Estate of Kiser (1999) 22 Cal.4th 31, 40 [91 Cal.Rptr.2d 293, 989 P.2d 720].
Section 266h, subdivision (a).
Section 266i, subdivision (a)(1), (4).
People v. Freeman (1988) 46 Cal.3d 419, 424 [250 Cal.Rptr. 598, 758 P.2d 1128] (Freeman), certiorari denied sub nom. Applegate v. California (1989) 489 U.S. 1017 [109 S.Ct. 1133, 103 L.Ed.2d 194].
Pryor v. Municipal Court (1979) 25 Cal.3d 238 [158 Cal.Rptr. 330, 599 P.2d 636] (Pryor).
People v. Hül (1980) 103 Cal.App.3d 525 [163 Cal.Rptr. 99] (Hill).
Freeman, supra, 46 Cal.3d 419, 424, italics omitted, quoting Pryor, supra, 25 Cal.3d 238, 256.
Section 647, subdivision (a) makes any person “[w]ho solicits anyone to engage in or who engages in lewd or dissolute conduct in any public place or in any place open to the public or exposed to public view” guilty of disorderly conduct, a misdemeanor.
Freeman, supra, 46 Cal.3d 419, 424, italics omitted, quoting Hill, supra, 103 Cal.App.3d 525, 534-535.
People v. Overstreet (1986) 42 Cal.3d 891, 896 [231 Cal.Rptr. 213, 726 P.2d 1288].
People ex rel. Lungren v. Superior Court (1996) 14 Cal.4th 294, 313 [58 Cal.Rptr.2d 855, 926 P.2d 1042], citing Liparota v. United States (1985) 471 U.S. 419, 427 [105 S.Ct. 2084, 2089, 85 L.Ed.2d 434, 441].
Hill, supra, 103 Cal.App.3d 525, 535, italics added.
Freeman, supra, 46 Cal.3d 419, 422.
Freeman, supra, 46 Cal.3d 419, 424, original italics omitted, new italics added, quoting Hill, supra, 103 Cal.App.3d 525, 534-535.
Freeman, supra, 46 Cal.3d 419, 424-425.
Freeman, supra, 46 Cal.3d 419, 424, italics omitted.
Freeman, supra, 46 Cal.3d 419, 424-425.
Freeman, supra, 46 Cal.3d 419, 425.
Dissenting opinion, post, at page 441.
Black’s Law Dictionary (6th ed. 1990) page 454, column 2.
Hill, supra, 103 Cal.App.3d 525, 535, quoting section 647, subdivision (b).
People ex rel. Lungren v. Superior Court, supra, 14 Cal.4th 294, 313.
People v. Overstreet, supra, 42 Cal.3d 891, 896.
Crandon v. United States (1990) 494 U.S. 152, 158 [110 S.Ct. 997, 1001-1002, 108 L.Ed.2d 132, 140.].
State v. Kittilstad (1999) 231 Wis.2d 245 [603 N.W.2d 732] (Kittilstad).
Kittilstad, supra, 603 N.W.2d 732, 734-735.
Kittilstad, supra, 603 N.W.2d 732, 737-740.
Kittilstad, supra, 603 N.W.2d 732, 738.
Kittilstad, supra, 603 N.W.2d 732, 738-739.
Kittilstad, supra, 603 N.W.2d 732, 739.
Wisconsin Statutes, Crimes, section 944.30, subdivisions (2) and (5), italics added.
State v. Taylor (1990) 167 Ariz. 429 [808 P.2d 314] (Taylor).
People ex rel. Van de Kamp v. American Art Enterprises, Inc. (1977) 75 Cal.App.3d 523 [142 Cal.Rptr. 338] (American Art Enterprises).
People v. Fixler (1976) 56 Cal.App.3d 321 [128 Cal.Rptr. 363] (Fixler).
Dissenting opinion, post, at page 443.
Hill, supra, 103 Cal.App.3d 525, 534, quoting Pryor, supra, 25 Cal.3d 238, 256.
Freeman, supra, 46 Cal.3d 419, 428, footnote 6.
People v. Overstreet supra, 42 Cal.3d 891, 896.
Dissenting opinion, post, at page 443.
People v. McNulty (1988) 202 Cal.App.3d 624, 630 [249 Cal.Rptr. 22], italics added.
Dissenting Opinion
I respectfully dissent. The Legislature has broadly defined “prostitution” as “any lewd act between persons for money or other
I would hold that the statutory definition of “prostitution” does require a sexual contact between at least two people, but not necessarily between the prostitute and the customer. In response to defendants’ other contentions, I would also hold that the pimping and pandering statutes do not necessarily require a completed act of prostitution. The pimping statute can be satisfied by proof that the defendant derived support from money paid for another’s agreement to perform an act of prostitution. Here, regardless of Officer Valdivia’s actual intent, there was sufficient evidence that he paid the women for agreeing to perform an act of prostitution. Similarly, the pandering statute can be satisfied by proof that the defendant caused an inmate of a place where prostitution is encouraged or allowed to remain therein. Once again, regardless of Officer Valdivia’s actual intent, there was sufficient evidence that prostitution was allowed or encouraged in the Flesh Club.
I need not repeat here the majority’s generally excellent summary of the facts. I merely add that, no matter what the women whom the majority describes as “dancers” did on the main stage, their activities once inside the booth were not remotely terpsichorean. These included oral copulation, digital vaginal penetration, and vaginal penetration with a vibrator. Also, there was evidence that dancers at the Flesh Club sometimes made sexual contact with other customers and that defendants knew dancers sometimes made sexual contact with customers. Indeed, the dancer whose nom de guerre was “Malibu” offered to give Officer Aranda a “hand job,” but he declined.
I
The Definition of “Prostitution” for Purposes of Pimping and Pandering
A. Standard of Review.
It should be borne in mind that defendants seek review of the trial court’s refusal to set aside the information. “Every legitimate inference that may be drawn from the evidence must be drawn in favor of the information.
B. The Touching Requirement.
My analysis, like the majority’s, begins with the seminal case (no pun intended) of People v. Freeman (1988) 46 Cal.3d 419 [250 Cal.Rptr. 598, 758 P.2d 1128], There, the Supreme Court noted that People v. Hill, supra, 103 Cal.App.3d 525 had defined “lewd act” for purposes of prostitution so as to require that “ ‘the genitals, buttocks, or female breast, of either the prostitute or the customer must come in contact with some part of the body of the other for the purpose of sexual arousal or gratification of the customer or of the prostitute.’” (Freeman, supra, at p. 424, italics omitted, quoting Hill, supra, at pp. 534-535.)
Freeman then held that “in order to constitute prostitution, the money or other consideration must be paid for the purpose of sexual arousal or gratification.” (People v. Freeman, supra, 46 Cal.3d at p. 424.) Thus, it adopted that portion of the Hill definition which required such a sexual purpose. However, it did not adopt that portion of the Hill definition which required the prostitute to touch the customer. To the contrary, it expressly refused to decide “[w]hether or not prostitution must always involve a ‘customer’ . . . .” (Freeman, supra, at p. 424.)
In Hill, the defendant accepted $300 for delivering a boy to a customer who turned out to be an undercover police officer. (People v. Hill, supra, 103 Cal.App.3d at p. 528-529.) The defendant claimed to have been assured that all the customer had in mind was “a nude photo session.” (Id., at p. 530.) Nevertheless, he was convicted of pimping and pandering. (Id., at p. 528.) The appellate court reversed because the trial court had defined “prostitution” in terms of “lewd or dissolute acts between persons” but had never defined “lewd or dissolute acts.”
First, it noted that “lewd conduct,” for proposes of a related statute, Penal Code section 647, subdivision (a), had been held to require “ ‘the touching of
Next, it noted that Penal Code section 647, subdivision (a) could be violated by the lewd conduct of a single person. By contrast, Penal Code section 647, subdivision (b) required a lewd act “between persons.” (People v. Hill, supra, 103 Cal.App.3d at p. 534.) It therefore modified the definition. It held: “[F]or a ‘lewd’ or ‘dissolute’ act to constitute ‘prostitution,’ the genitals, buttocks, or female breast[] of either the prostitute or the customer must come in contact with some part of the body of the other for the purpose of sexual arousal or gratification of the customer or of the prostitute.” (Id., at pp. 534-535.) It concluded that the trial court’s failure to define “lewd and dissolute acts” was prejudicial because the jury could have found the defendant guilty even if it believed his testimony that he did not expect the customer and the boy to make sexual contact. (Id., at p. 535.)
There was no evidence in Hill of any sexual contact, actual or contemplated, between the boy and anybody other than the customer. Hill therefore defined a “lewd act” in terms of a contact between the prostitute and the customer. But this portion of Hill’s definition of prostitution is sheer dictum. “It is axiomatic that an opinion is not authority for an issue not considered therein. [Citation.]” (Santa Clara County Local Transportation Authority v. Guardino (1995) 11 Cal.4th 220, 243 [45 Cal.Rptr.2d 207, 902 P.2d 225].)
The statute itself requires only a “lewd act between persons for money or other consideration.” (Pen. Code, § 647, subd. (b).) It does not specify that one of those persons must be the prostitute and another must be the customer. Indeed, the majority concedes that “this broad definition of prostitution could plausibly be interpreted to include sexual conduct between two dancers, for money or other consideration from a customer . . . .” (Maj. opn., ante, at p. 431.) It further concedes that the Hill definition requiring a touching between the prostitute and the customer was unnecessary to the decision and that Freeman declined to adopt any such requirement. (Maj. opn., ante, at pp. 431-432.) Nevertheless, it concludes that, in light of Freeman and Hill, the statute is so ambiguous as to trigger the “rule of lenity.”
Not so. “[T]his rule ‘ “ ‘is inapplicable unless two reasonable interpretations of the same provision stand in relative equipoise, i.e., that resolution of the statute’s ambiguities in a convincing manner is impracticable.’ . . .”
Hill could not create an ambiguity that was not already in the statute. For example, in People v. Ledesma (1997) 16 Cal.4th 90 [65 Cal.Rptr.2d 610, 939 P.2d 1310], the Supreme Court noted that several appellate courts had construed Penal Code section 12022.5 to mean that, when a defendant is convicted of assault with a firearm, imposition of a personal firearm use enhancement was discretionary; several others had held it was mandatory. (Ledesma, supra, at p. 93.) The Supreme Court held it was mandatory. (Id., at pp. 93-102.) The defendant argued that the court should apply the rule of lenity. It refused to do so, because it found that Penal Code section 12022.5 “is not ambiguous when considered in historical perspective.” (Ledesma, supra, at p. 101.) Thus, Ledesma teaches that multiple appellate opinions interpreting a statute and reaching opposite conclusions do not make that statute ambiguous. A fortiori, the one vagrant dictum in Hill cannot suffice to make the present statute ambiguous.
“ ‘Application of the rule of lenity ensures that criminal statutes will provide fair warning concerning conduct rendered illegal and strikes the appropriate balance between the legislature, the prosecutor, and the court in defining criminal liability. [Citation.] (“[B]ecause of the seriousness of criminal penalties, and because criminal punishment usually represents the moral condemnation of the community, legislatures and not courts should define criminal activity”).’ [Citation.]” (People ex rel. Lungren v. Superior Court (1996) 14 Cal.4th 294, 313 [58 Cal.Rptr.2d 855, 926 P.2d 1042], quoting Liparota v. United States (1985) 471 U.S. 419, 427 [105 S.Ct. 2084, 2089, 85 L.Ed.2d 434].) However, as I will discuss in more detail in part II, post, there is no due process right to rely on dicta. Moreover, if an otherwise clear statute could be deemed ambiguous based on a single court’s erroneous dictum, the rule of lenity would be turned on its head—the courts would be subverting the Legislature’s exclusive power to define crimes.
Just as I find no basis in the language of the statute for the majority’s requirement that the customer touch the prostitute, I also find none in public policy. Under the majority’s interpretation, if a father paid a woman to have sex with his son, or a businessman paid a woman to have sex with his client, there would be no prostitution, even though there would be if the son or the
The majority also reasons that “there are no reported cases that deviate from or disapprove of the definition of ‘lewd act’ espoused in Hill and relied upon in Freeman.” (Maj. opn., ante, at p. 432.) Something similar could be said in every case of first impression—by definition, there are no reported cases that disagree with whatever the majority decides. Actually, however, two reported cases have held that, where someone pays two models so he or she can photograph them having sex with each other, prostitution is committed. (People ex rel. Van de Kamp v. American Art Enterprises, Inc. (1977) 75 Cal.App.3d 523, 529 [142 Cal.Rptr. 338]; People v. Fixler (1976) 56 Cal.App.3d 321, 325 [128 Cal.Rptr. 363].) Admittedly, Freeman expressly disapproved both of these cases. (People v. Freeman, supra, 46 Cal.3d at p. 428 & fn. 6.) It disapproved them, however, only “[t]o the extent [they] hold that the payment of wages to an actor or model who performs a sexual act in filming or photographing for publication constitutes prostitution regardless of the obscenity of the film or publication . . . .” (Id., at p. 428, fn. 6, italics added.) That is, it disapproved them only to the extent that they conflicted with the First Amendment aspect of the opinion. Otherwise they remain good law. Here, as I will discuss further below, defendants do not rely on the First Amendment. There was substantial evidence that the dancers’ “performances” were obscene; defendants do not argue otherwise. Accordingly, Van de Kamp and Fixler both support my conclusion that prostitution does not require a touching between the customer and the prostitute.
C. The Intent Requirement.
Defendants also argue, alternatively, that under Freeman prostitution requires that “the money or other consideration must be paid for the purpose of sexual arousal or gratification.” (People v. Freeman, supra, 46 Cal.3d at p. 424.) They claim Officer Valdivia’s only purpose was to investigate a suspected crime; thus, there was no evidence that he was seeking sexual arousal or gratification, either for himself or for the dancers. They conclude: “[T]he dancers did not violate Penal Code [s]ection 647(b) .... If the dancers did not violate Penal Code [s]ection 647(b) then [defendants] cannot be guilty of pimping and pandering as a matter of law.”
In 1986, it was amended to provide, as it does now, that disorderly conduct is committed by any person “[w]ho solicits or who agrees to engage in or who engages in any act of prostitution. A person agrees to engage in an act of prostitution when, with specific intent to so engage, he or she manifests an acceptance of an offer or solicitation to so engage, regardless of whether the offer or solicitation was made by a person who also possessed the specific intent to engage in prostitution. No agreement to engage in an act of prostitution shall constitute a violation of this subdivision unless some act, beside the agreement, be done within this state in furtherance of the commission of an act of prostitution by the person agreeing to engage in that act. As used in this subdivision, ‘prostitution’ includes any lewd act between persons for money or other consideration.” (Pen. Code, § 647, subd. (b), as amended by Stats. 1986, ch. 1276, § 1, pp. 4457-4458, italics added.)
Thus, Penal Code section 647, subdivision (b), as amended, does not require a completed act of prostitution. A would-be prostitute can violate it merely by agreeing to engage in an act of prostitution. This is true even if the ostensible customer lacks the intent necessary for a completed act of prostitution. I may therefore assume there was no evidence that Officer Valdivia intended that he or the dancers be sexually aroused or gratified. I may further assume that, because he lacked this intent, the sexual acts did not constitute “lewd acts” within the statutory definition of “prostitution.” Even if so, however, the dancers had no way of knowing that Officer Valdivia lacked such an intent. As far as they could tell, he was the usual “John,” with a John’s usual intent. It follows that, even assuming Officer Valdivia’s hidden intent prevented there from being a completed act of prostitution, there was sufficient evidence that the dancers violated Penal Code section 647, subdivision (b).
However, I do not rest my opinion on this point. Despite defendants’ evident concession that pimping and pandering can be premised on any violation of Penal Code section 647, subdivision (b), the pimping and pandering statutes both speak in terms of “prostitution,” not in terms of a violation of Penal Code section 647, subdivision (b). Yet under Penal Code section 647, subdivision (b), as amended, not every violation constitutes
It is vital to remember that both this case and Freeman involve a charge of pandering, not a charge of prostitution as such. The defendant in Freeman was charged under Penal Code section 266i, subdivision (a)(1), which applies to “ ‘[a]ny person who: . . . [procures another person for the purpose of prostitution ....’” (People v. Freeman, supra, 46 Cal.3d at p. 423.) It has long been held that pandering under this subdivision does not require a completed act of prostitution. (People v. Osuna (1967) 251 Cal.App.2d 528, 531-532 [59 Cal.Rptr. 559].)
Given the facts in Freeman, the prosecution’s theory was that the defendant was both the payor and the panderer. Indeed, in a footnote, the Supreme Court questioned whether “the very acting fees by which defendant ‘procured’ the actors (‘for the purpose of prostitution’) [could] also constitute the payment necessary to establish the ‘prostitution’ for which the actors are assertedly being ‘procured.’ ” (People v. Freeman, supra, 46 Cal.3d at p. 425, fn. 5.) It did not hold, however, that the defendant lacked the intent necessary for prostitution. Its crucial holding was that “[defendant, the payor, thus did not engage in either the requisite conduct nor did he have the requisite mens rea or purpose to establish procurement for purposes of prostitution.” (Id., at p. 425, italics added, in. omitted.)
Admittedly, the court in Freeman reasoned, in part, that “in order to constitute prostitution, the money or other consideration must be paid for the purpose of sexual arousal or gratification.” (People v. Freeman, supra, 46 Cal.3d at p. 424, italics omitted.) But Freeman is virtually unique in that the alleged panderer and the alleged payor were the same person. Thus, if the payor lacked the intent necessary for prostitution, the panderer could not help but be aware of that fact. In the ordinary case, the alleged panderer and the alleged payor are different people. Thus, the panderer can procure a prostitute for the purpose of prostitution, even assuming the payor—unbeknownst to both the panderer and the prostitute—lacks the intent necessary for a completed act of prostitution.
Moreover, here defendants are charged under a different subdivision of the pandering statute than the defendants in Freeman. They are charged under Penal Code section 266i, subdivision (a)(4), which applies to any person who causes “an inmate of a house of prostitution, or any other place in which prostitution is encouraged or allowed, to remain therein . . . .” (Pen. Code, § 266i, subd. (a)(4).) Once again, the statute does not require a
At times, the majority opinion seems to accept that pandering requires a completed act of prostitution. (E.g., maj. opn., ante, at pp. 424, 427, 433; but see id., at p. 436.) It therefore minimizes the significance of Malibu’s offer of a “hand job.” Even if, as the majority holds, prostitution requires the prostitute to touch the customer, there was ample evidence that dancers did make sexual contact with other customers and that defendants were aware of this. Thus, her offer to commit prostitution would support a charge of pandering in connection with each date upon which she made this offer.
Defendants are also charged with pimping. Pimping requires that the defendant know that another person is a prostitute. (People v. McNulty (1988) 202 Cal.App.3d 624, 630 [249 Cal.Rptr. 22].) A “prostitute” for this purpose is a person who indiscriminately offers to perform sexual intercourse or other lewd acts between persons for hire. (See People v. Schultz (1965) 238 Cal.App.2d 804, 812 [48 Cal.Rptr. 328]; People v. Head (1956) 146 Cal.App.2d 744, 748 [304 P.2d 761].)
Pimping also requires either (1) deriving support from the earnings of another’s act of prostitution or (2) soliciting. (People v. McNulty, supra, 202 Cal.App.3d at p. 630.) Under the deriving-support prong of the statute, the prostitute must have earnings from prostitution, and the defendant must knowingly derive support from such earnings. (People v. Tipton (1954) 124 Cal.App.2d 213, 217-218 [268 P.2d 196].) Under the soliciting prong of the statute, “there must be either the receipt of compensation for soliciting for a prostitute or the solicitation of compensation for soliciting for a prostitute. [Citation.]” (People v. McNulty, supra, 202 Cal.App.3d at p. 630, italics omitted.)
People v. Dell (1991) 232 Cal.App.3d 248 [283 Cal.Rptr. 361] indicates that pimping, like pandering, does not necessarily require a completed act of prostitution. In Dell, the defendant operated an escort service. During an investigation, undercover officers called the service and requested an escort. The service would ask if the officer was paying by cash or credit card; if he answered that he was paying by credit card, it would verify the card. When the escort arrived, she would obtain payment up front. Next, the officer would get the escort to state that her services included sexual intercourse and/or oral copulation. There is no indication that the officers actually engaged in sex acts with the escorts. Finally, the escorts paid part of their receipts to the defendant’s escort service. (Id., at p. 252.)
On appeal, the defendant argued these instructions erroneously allowed the jury to find prostitution even in the absence of any physical contact. (People v. Dell, supra, 232 Cal.App.3d at p. 264.) The appellate court disagreed that physical contact was required: “In this case no contradictory evidence was offered to rebut these escorts’ intent to accept money for sexual acts. . . . The jury was also correctly informed an actual act of intercourse is not required to be guilty of an act of prostitution. . . . [Prostitution occurs when the person has the specific intent to engage in either sexual intercourse or lewd acts in exchange for money or other consideration for the purpose of sexual arousal or gratification and takes some step in furtherance of that act.” (Ibid.) Thus, a person’s agreement to engage in an act of prostitution can suffice to render him or her a prostitute, and to render a payment made in consideration of such an agreement the earnings of prostitution.
Here similarly, there can be no doubt that the dancers intended to accept, and did accept, money for the sexual acts. Moreover, there was sufficient evidence that defendants knew the dancers had accepted money for the sexual acts. Once again, as far as either the dancers or defendants knew, the dancers completed acts of prostitution. Even assuming that, solely because of Officer Valdivia’s hidden intent, they did not, they were “prostitutes,” and the money they accepted were the earnings of “prostitution,” within the meaning of the pimping statute.
D. First Amendment Issues.
In their opening brief, defendants expressly disclaim any reliance on “any First Amendment type of defense.” In their reply brief, however, they argue that we should define “prostitution” narrowly to avoid impinging on activity protected by the First Amendment.
“Although constitutional rights are generally said to be personal, a well-established exception is found in the overbreadth doctrine associated with
“To succeed in a constitutional challenge based on asserted overbreadth, the [challenger] must demonstrate the statute inhibits a substantial amount of protected speech. [Citation.] ‘[0]verbreadth . . . must not only be real, but substantial as well, judged in relation to the statute’s plainly legitimate sweep.’ [Citation.]” (In re M.S. (1995) 10 Cal.4th 698, 710 [42 Cal.Rptr.2d 355, 896 P.2d 1365], quoting Broadrick v. Oklahoma (1973) 413 U.S. 601, 615 [93 S.Ct. 2908, 2927-2918, 37 L.Ed.2d 830].) “If a statute, on its face, criminalizes both protected and unprotected conduct, it must be narrowly construed to reach only unprotected conduct. [Citation.]” (People v. Ellison (1998) 68 Cal.App.4th 203, 210 [80 Cal.Rptr.2d 120].)
Absent a factual record demonstrating the existence of a substantial number of instances in which the statute cannot be applied constitutionally, an overbreadth challenge must fail. (New York State Club Assn. v. City of New York (1988) 487 U.S. 1, 14 [108 S.Ct. 2225, 2234-2235, 101 L.Ed.2d 1]; Williams v. Garcetti (1993) 5 Cal.4th 561, 578 [20 Cal.Rptr.2d 341, 853 P.2d 507].) In this case, there is no such factual record; and, as already noted, defendants do not claim the First Amendment applies to their own conduct.
Under Freeman, as a matter of state law, “lewd acts” do not include live or filmed performances by adults which are not constitutionally obscene (People v. Freeman, supra, 46 Cal.3d at pp. 425-430)—i.e., which, taken as a whole, (1) the average person, applying contemporary community standards, would find do not appeal to the prurient interest, or (2) do not depict or describe sexual conduct in a patently offensive way, or (3) have serious literary, artistic, political, or scientific value. (Miller v. California (1973) 413 U.S. 15, 24 [93 S.Ct. 2607, 2614-2615, 37 L.Ed.2d 419]; Bloom v. Municipal Court (1976) 16 Cal.3d 71, 75-77 [127 Cal.Rptr. 317, 595 P.2d 229].) This standard will obviate most, if not all, potentially unconstitutional applications of the prostitution statute. Here, however, the magistrate could reasonably find that the acts the dancers were paid to perform were constitutionally obscene. Thus, the First Amendment does not require any construction of the prostitution statute that would exclude the dancers’ conduct.
Retroactivity
In their reply brief, defendants also contend that applying the pimping, pandering, and/or prostitution statutes to them would violate due process and ex post facto principles.
“ ‘[A]ny statute “ ‘which makes more burdensome the punishment for a crime, after its commission’ ” violates the ex post facto prohibition of the United States Constitution [citation], and its California counterpart. [Citation.] While this limitation is specifically directed to the legislative, not judicial, branch, the same principle applies to judicial decisions. [Citations.] Thus, “[i]f a judicial construction of a criminal statute is ‘unexpected and indefensible by reference to the law which had been expressed prior to the conduct in issue,’ it must not be given retroactive effect. [Citation.]” [Citations.]’ [Citation.]
“ ‘Not all judicial interpretations of statutes having a retroactive effect are prohibited, however. The United States Supreme Court has explained that the Fifth Amendment forbids only the retroactive application of an “unexpected” or “unforeseeable judicial enlargement of a criminal statute.” [Citation.] California case law is in accord. [Citations.]’ [Citation.]
“ ‘ “In the case of judicial construction, due process is not violated merely because the language of the statute is being applied to a particular situation for the first time. . . . Nor do due process concerns of fair warning arise where the language of the statute is not being expanded in an unforeseeable manner even though the case is one of first impression and even if dicta in prior decisions suggested a narrower application. . . .” ’ [Citation.]” (People v. James (1998) 62 Cal.App.4th 244, 274-275 [74 Cal.Rptr.2d 7] [Fourth Dist., Div. Two], quoting People v. King (1993) 5 Cal.4th 59, 79-80 [19 Cal.Rptr.2d 233, 851 P.2d 27], People v. Wharton (1991) 53 Cal.3d 522, 586 [280 Cal.Rptr. 631, 809 P.2d 290], cert. den. (1992) 502 U.S. 1038 [112 S.Ct. 887, 116 L.Ed.2d 790], and People v. Taylor (1992) 7 Cal.App.4th 677, 693 [9 Cal.Rptr.2d 227].)
A holding that prostitution does not require physical contact between the prostitute and the customer is by no means unforeseeable. As already discussed, the applicable statute requires a “lewd act between persons,” but it does not specify who those persons must be. The language in People v. Hill, supra, 103 Cal.App.3d 525 suggesting that the prostitute had to touch the customer was plainly dictum.
Finally, I reject defendants’ reliance on an unpublished decision by the Appellate Division of the Superior Court of Orange County, involving a “ ‘two-girl show’ ” apparently quite similar to those at the Flesh Club. (People v. Vang, No. AP-11529, filed Jan. 12, 2000.) As Witkin notes, “[tjhese unpublished decisions can scarcely be regarded as authority.” (9 Witkin, Cal. Procedure (4th ed. 1997) Appeal, § 926, p. 963; see also Cal. Rules of Court, rule 977(a).) If defendants relied on such “authority,” they did so at their peril.
I conclude that the pimping, pandering, and prostitution statutes may constitutionally be applied in this case.
The petition of real party in interest for review by the Supreme Court was denied January 29, 2002. Baxter, J., Werdegar, J., and Brown, J., were of the opinion that the petition should be granted.
Reference
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