Brown v. Kennard
Brown v. Kennard
Opinion of the Court
Opinion
Robert Brown (Brown) appeals from a judgment of dismissal entered after the trial court sustained a demurrer to his complaint without leave to amend.
Brown sued Robert S. Kennard (Kennard) for abuse of process after Kennard enforced a purported money judgment by levying on Brown’s
On appeal, Brown and Kennard agree that the sole issue is whether Brown’s abuse of process action is barred by the litigation privilege outlined in Civil Code section 47, subdivision (b). We conclude that it is and shall affirm the judgment.
Discussion
1. Standard of Review
When considering an appeal following the sustaining of a demurrer, only the legal sufficiency of the complaint is challenged.
When a demurrer is sustained without leave to amend, our job is to determine whether there is a reasonable possibility that a cause of action can be stated: if it can be, we reverse; if not, we affirm.
2. Brown’s Complaint
Brown alleges that Kennard abused process by causing a wrongful writ of execution to be levied upon his “categorically exempt funds,” i.e., Social Security retirement benefits and personal retirement benefits.
Kennard demurred, claiming in part that Brown failed to state a cause of action because “issuance of a writ of execution is absolutely privileged” and that the communicative act of causing the writ to be issued occurred during a judicial proceeding under Civil Code section 47, subdivision (b) (hereafter section 47(b)).
3. The Tort of Abuse of Process
The tort of abuse of process arises when one uses the court’s process for a purpose other than that for which the process was designed.
As early as 1958, California recognized that an action for abuse of process may inhere where a wrongful levy is executed upon exempt property.
4. The Litigation Privilege
Originally enacted in 1872, the litigation privilege—a codified extension of the common law’s defense to defamation actions—protected publications
Additionally, the Supreme Court in Silberg articulated the policies furthered by the litigation privilege. The chief function of the privilege is to afford litigants and witnesses free access to the courts without the threat of derivative litigation.
Because the policy goal of encouraging free access to the courts by discouraging derivative litigation is paramount, California courts have extended the litigation privilege beyond the defamation context to preclude numerous other tort actions. For example, abuse of process, fraud, intentional inducement of breach of contract, intentional infliction of emotional distress, intentional interference with prospective economic advantage, invasion of privacy, negligence, and negligent misrepresentation are all subject to the privilege.
As stated, California courts recognized long ago that a wrongful levy may constitute an abuse of process, and a levy is wrongful where made upon the exempt property of a judgment debtor. In Tiffith, the plaintiff in an underlying action obtained a default judgment against the defendant on a promissory note.
In Czap v. Credit Bureau of Santa Clara Valley, the Court of Appeal recognized a cause of action for abuse of process based on allegations that a collection agency obtained a levy and threatened subsequent levies despite knowledge that the plaintiff’s wages were exempt from execution.
Finally, in Barquis, the California Supreme Court held that a plaintiff stated a cause of action for abuse of process by alleging that a collection agency “wilfully and knowingly filed actions in an improper county pursuant to statutorily inadequate pleadings ... for the ulterior purpose and with the intent to impair individuals’ rights to defend suits and, in effect, to coerce inequitable settlements and default judgments by making it inconvenient for defendants to defend suits on their merits.”
Notwithstanding the recognition of abuse of process in these decisions involving enforcement or enforcement-like contexts, the decisions do not address the litigation privilege of section 47(b). More recent decisions,
In Merlet, a demurrer was sustained without leave to amend, dismissing a complaint that alleged the judgment creditor defendants abused process by improperly applying for a writ of sale, moving to reconsider the order denying the writ, and filing an appeal from the reconsideration order.
The court in Merlet looked to the decisions in Kimmel and Mero as exemplifying conduct “completely outside the judicial proceedings” and therefore outside the litigation privilege and supportive of an abuse of process claim.
In Kimmel, the California Supreme Court held that the litigation privilege did not apply where the complained of conduct occurred outside of a judicial proceeding.
In Mero, the plaintiff claimed she was negligently injured during a medical examination that was requested by her employer in a workers’
Another highly relevant and recent decision in the judgment enforcement context is O’Keefe v. Kompa
In O’Keefe, the plaintiff sued for abuse of process after the defendants attempted to enforce a judgment entered against the plaintiff in another action while that action was on appeal.
Brown maintains that O’Keefe is inapt because O’Keefe involved a levy on the nonexempt assets of a party to a valid judgment, in diametric contrast to his allegations of a levy on the exempt assets of a nonparty to an invalid judgment. Brown maintains there was no abuse of process in O’Keefe.
Brown complains that the wrongful levy deprived him of his property interest in his bank account, thus causing injury outside of the judicial proceeding. As stated ante, the court in Merlet looked to the decisions in Kimmel and Mero as exemplifying conduct “completely outside the judicial proceedings” and therefore outside the litigation privilege and supportive of an abuse of process claim.
In a related vein, Brown claims that the levy was neither a statement nor a communication within the litigation privilege. Preliminarily, we note that judgment enforcement efforts, as an extension of a judicial proceeding and related to a litigation objective, are considered to be within the litigation
Here, then, the policy underlying the litigation privilege of encouraging free access to the courts by discouraging derivative litigation simply outweighs the policy of providing Brown with a tort remedy for an allegedly wrongful enforcement of a judgment. That is not to say that Brown is remediless, however.
The recent decisions that invoke the litigation privilege and curtail the derivative tort remedy of abuse of process arising from allegedly wrongful levies recognize, importantly, that the plaintiff (the one being levied upon) is not left remediless.
Disposition
The judgment is affirmed.
Raye, J., and Morrison, J., concurred.
Appellant’s petition for review by the Supreme Court was denied February 20, 2002. Baxter, J., did not participate therein.
216 Sutter Bay Associates v. County of Sutter (1997) 58 Cal.App.4th 860, 866 [68 Cal.Rptr.2d 492] (216 Sutter Bay Associates).
216 Sutter Bay Associates, supra, 58 Cal.App.4th at page 866.
Blank v. Kirwan (1985) 39 Cal.3d 311, 318 [216 Cal.Rptr. 718, 703 P.2d 58].
Ball v. GTE Mobilnet of California (2000) 81 Cal.App.4th 529, 535 [96 Cal.Rptr.2d 801].
Brown also named as defendants Linda Bennett, the plaintiff in the underlying litigation, and Wells Fargo Bank, NA, the bank where Brown maintained the deposit account at issue. However, Brown only served his complaint upon Kennard, the attorney who represented Linda Bennett in the underlying litigation, and the judgment on appeal here pertains only to Kennard.
5 Witkin, Summary of California Law (9th ed. 1988) Torts, section 459, page 547.
Meadows v. Bakersfield S. & L. Assn. (1967) 250 Cal.App.2d 749, 753 [59 Cal.Rptr. 34]; see also 5 Witkin, Summary of California Law, supra, Torts, section 461, page 548.
Oren Royal Oaks Venture v. Greenberg, Bernhard, Weiss & Karma, Inc. (1986) 42 Cal.3d 1157, 1168 [232 Cal.Rptr. 567, 728 P.2d 1202]; Barquis v. Merchants Collection Assn. (1972) 7 Cal.3d 94, 103-104 [101 Cal.Rptr. 745, 496 P.2d 817] (Barquis).
Younger v. Solomon (1974) 38 Cal.App.3d 289, 297 [113 Cal.Rptr. 113]; see also Merlet v. Rizzo (1998) 64 Cal.App.4th 53, 65-66 [75 Cal.Rptr.2d 83] (Merlet).
Arc Investment Co. v. Tiffith (1958) 164 Cal.App.2d Supp. 853, 856 [330 P.2d 305] (Tiffith).
See Historical and Statutory Notes, 6 West’s Annotated Civil Code (1982 ed.) following section 47, page 239.
Section 47(b).
Silberg v. Anderson (1990) 50 Cal.3d 205, 212 [266 Cal.Rptr. 638, 786 P.2d 365] (Silberg).
Silberg, supra, 50 Cal.3d at page 212.
Silberg, supra, 50 Cal.3d at page 213, citing Albertson v. Raboff (1956) 46 Cal.2d 375, 380 [295 P.2d 405].
Silberg, supra, 50 Cal.3d at page 215.
Silberg, supra, 50 Cal.3d at page 216.
Kimmel v. Goland (1990) 51 Cal.3d 202, 211 [271 Cal.Rptr. 191, 793 P.2d 524] (Kimmel).
Mero v. Sadoff (1995) 31 Cal.App.4th 1466, 1480 [37 Cal.Rptr.2d 769] (Mero); Kimmel, supra, 51 Cal.3d at pages 211-212.
Silberg, supra, 50 Cal.3d at page 215.
Tiffith, supra, 164 Cal.App.2d at page Supp. 855.
Tiffith, supra, 164 Cal.App.2d at page Supp. 855.
Tiffith, supra, 164 Cal.App.2d at page Supp. 855.
Tiffith, supra, 164 Cal.App.2d at page Supp. 856.
Czap v. Credit Bureau of Santa Clara Valley (1970) 7 Cal.App.3d 1, 5 [86 Cal.Rptr. 417] (Czap).
Czap, supra, 7 Cal.App.3d at pages 5-6.
Barquis, supra, 7 Cal.3d at page 104.
Barquis, supra, 7 Cal.3d at page 108; see also Czap, supra, 7 Cal.App.3d at page 7 and Tiffith, supra, 164 Cal.App.2d at pages Supp. 856-857.
Merlet, supra, 64 Cal.App.4th at pages 57-59, 64.
Merlet, supra, 64 Cal.App.4th at pages 57, 65.
Merlet, supra, 64 Cal.App.4th at page 65.
Merlet, supra, 64 Cal.App.4th at pages 65-66.
Merlet, supra, 64 Cal.App.4th at page 65; Kimmel, supra, 51 Cal.3d at pages 209-210; Mero, supra, 31 Cal.App.4th at pages 1479-1480.
Kimmel, supra, 51 Cal.3d at pages 211-212.
Kimmel, supra, 51 Cal.3d at pages 209, 211-212.
Kimmel, supra, 51 Cal.3d at pages 210, 211-212.
O’Keefe v. Kompa (2000) 84 Cal.App.4th 130 [100 Cal.Rptr.2d 602] (O’Keefe).
O'Keefe, supra, 84 Cal.App.4th at page 132.
O’Keefe, supra, 84 Cal.App.4th at page 132.
O’Keefe, supra, 84 Cal.App.4th at pages 132, 134-135.
O’Keefe, supra, 84 Cal.App.4th at pages 132, 134.
O’Keefe, supra, 84 Cal.App.4th at page 135.
O'Keefe, supra, 84 Cal.App.4th at page 135.
O‘Keefe, supra, 84 Cal.App.4th at page 135.
See Merlet, supra, 64 Cal.App.4th at pages 64-66; O’Keefe, supra, 84 Cal.App.4th at pages 134-135.
Merlet, supra, 64 Cal.App.4th at pages 57, 58, 64-66; O’Keefe, supra, 84 Cal.App.4th at pages 132, 134-136.
Merlet, supra, 64 Cal.App.4th at page 65; Kimmel, supra, 51 Cal.3d at pages 209-210; Mero, supra, 31 Cal.App.4th at pages 1479-1480.
O’Keefe, supra, 84 Cal.App.4th at pages 134-135; Merlet, supra, 64 Cal.App.4th at pages 64-66.
Merlet, supra, 64 Cal.App.4th at pages 64-66.
Merlet, supra, 64 Cal.App.4th at pages 64-66.
O’Keefe, supra, 84 Cal.App.4th at pages 134-135.
O’Keefe, supra, 84 Cal.App.4th at pages 135-136; see Rubin v. Green (1993) 4 Cal.4th 1187, 1204 [17 Cal.Rptr.2d 828, 847 P.2d 1044]; Silberg, supra, 50 Cal.3d at pages 218-219.
O’Keefe, supra, 84 Cal.App.4th at pages 135-136.
We grant Kennard’s request to judicially notice the writ of execution and instructions to the levying officer, and deny his request to judicially notice the order granting partial summary judgment and the notice of entry of judgment in the Bennett v. Womack action. We have simply assumed, for purposes of this appeal, that the challenged levy was undertaken pursuant to an invalid judgment. We also deny Kennard’s motion to disregard/strike certain defects in Brown’s opening brief.
Reference
- Full Case Name
- ROBERT BROWN, and v. ROBERT S. KENNARD, and
- Cited By
- 1 case
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- Published