People v. Hoard
People v. Hoard
Opinion of the Court
Opinion
1. Introduction
After confining two female employees to a back room, defendant robbed a Temecula jewelry store of $40,000 worth of jewelry and escaped in the car of one of the employees. A jury convicted defendant of armed robbery, aggravated kidnapping, carjacking, and various related special allegations. In addition, the court found defendant had incurred three previous strike convictions. The court sentenced defendant to a total indeterminate sentence of 45 years to life.
Defendant appeals, challenging the two convictions for kidnapping to commit robbery and the conviction for carjacking for insufficiency of evidence. We hold that defendant’s movement of the victims was merely incidental to the robbery and did not increase the risk of harm to them. We reverse the convictions for aggravated kidnapping but affirm the conviction for carjacking even though it differs somewhat from the more typical carjacking scenario where a victim is accosted in or near her car.
Joy Salem and Sarah Gibeson were employed by the Jewelry Mart. The owner, Roukan Hatter, had twice purchased jewelry from defendant.
Defendant entered the store shortly after it opened one Sunday afternoon. He displayed a gun and ordered the women to give him the key to the jewelry cases. He also demanded the keys to Gibeson’s car. He directed the women into the office at the back, tied their ankles and wrists with duct tape, and taped their mouths. Then he began taking jewelry from the cases. When customers entered the store, he told them it was closed for maintenance or performing inventory.
Gibeson tried to call 911 on her cellular phone but she dropped the phone. Defendant returned to the office, threatened the women, and pulled the office phone out of the wall. After that, he left. After some other customers helped release the women, Gibeson saw her car had been taken.
3. Kidnapping to Commit Robbery
Defendant argues that, even viewing the evidence most favorably to the judgment,
Section 209 applies “if the movement of the victim is beyond that merely incidental to the commission of, and increases the risk of harm to the victim over and above that necessarily present in, the intended underlying offense.”
The two-pronged test was derived from the California Supreme Court case of People v. Daniels,
Daniels cited a line of New York authority, including a case discussing an example exactly like the present one: “The court recognized that ‘Kidnapping is, by contemporary statutory standards, one of the most serious of crimes. In our era this crime has assumed particularly reprehensible forms.’ [Citation.] But the court then turned to fundamentals, observing that ‘In basic concept the crime of kidnapping envisages the asportation of a person under restraint and compulsion. Usually the complete control of the person and the secrecy of his location are means of facilitating extortion. ’ [Citation.] Noting the breadth of the statutory definition of kidnapping, the court reasoned that it ‘could literally overrun several other crimes, notably robbery and rape, and in some circumstances assault, since detention and sometimes confinement, against the will of the victim, frequently accompany these crimes. Some of the definitions could apply alike to kidnapping and abduction. It is a common occurrence in robbery, for example, that the victim be confined briefly at gunpoint or bound and detained, or moved into and left in another room or place. ’ ”
Citing the Model Penal Code, the Daniels court recognized “ ‘the absurdity of prosecuting for kidnapping in cases where the victim is forced into his own home to open the safe, or to the back of his store in the course of a robbery.’ ”
Daniels concluded brief movement was “merely incidental” and did not “substantially increase the risk of harm” otherwise present: “Indeed, when in the course of a robbery a defendant does no more than move his victim around inside the premises in which he finds him—whether it be a residence, as here, or a place of business or other enclosure—his conduct generally will
In re Earley,
The Earley court qualified these statements in footnote 11: “There is no merit to an assertion by Earley that ‘when the robber’s intent is solely to facilitate the robbery the movement is merely incidental’ thereto within the meaning of Daniels. . . . Although one definition of ‘incidental’ is ‘nonessential’ [citation], that manifestly was not the sense in which the word ‘incidental’ was used in Daniels. Movement across a room to facilitate a robbery might be essential to the commission of the robbery but be incidental thereto within the meaning of Daniels.”
Finally, we arrive at People v. Rayford,
“Kidnapping for robbery, or aggravated kidnapping, requires movement of the victim that is not merely incidental to the commission of the robbery, and which substantially increases the risk of harm over and above that necessarily present in the crime of robbery itself. [Citations.] These two aspects are not mutually exclusive, but interrelated.
*605 “As for the first prong, or whether the movement is merely incidental to the crime of robbery, the jury considers the ‘scope and nature’ of the movement. [Citation.] This includes the actual distance a victim is moved. However, we have observed that there is no minimum number of feet a defendant must move a victim in order to satisfy the first prong. [Citation.]
“In addition, we have since Daniels, supra, analyzed the question of whether the movement was incidental to the commission of the underlying crime by considering the context of the environment in which the movement occurred. [Citations.] Thus, in Daniels, the defendants, ‘in the course of robbing and raping three women in their own homes, forced them to move about their rooms for distances of 18 feet, 5 or 6 feet, and 30 feet respectively.’ [Citation.] We held that these brief movements were merely incidental to the commission of robbery. [Citation.] [¶] . . . [¶]
“The second prong of the Daniels test refers to whether the movement subjects the victim to a substantial increase in risk of harm above and beyond that inherent in robbery. [Citations.] This includes consideration of such factors as the decreased likelihood of detection, the danger inherent in a victim’s foreseeable attempts to escape, and the attacker’s enhanced opportunity to commit additional crimes. [Citations.]”17
In Rayford, the court ultimately held there was sufficient evidence of asportation when the victim of a rape was moved 105 feet at night from a parking lot to an area behind a wall and not visible from the street. The facts of Rayford differ significantly from the present case in which the movement occurred within the store where the robbery occurred.
Despite this line of cases, the lower courts have continued to grapple with the meaning of “merely incidental.” Two recent cases involving kidnapping to commit rape confuse “incidental” with “necessary.” In People v. Salazar,
Salazar acknowledged there are many cases involving alleged kidnapping to commit robbery in which the California Supreme Court has followed Daniels and found movement was incidental.
In People v. Shadden,
In our view, incidental and necessary do not mean the same thing. The courts in Shadden and Salazar seem to have committed the error of ipse dixit, as when Humpty Dumpty told Alice, “ ‘When I use a word’ ... ‘it
Instead, we decline to apply the reasoning used in Salazar and Shadden and analyze the facts of this case under Daniels, Earley, and Rayford. Here defendant robbed the jewelry store by forcing the two employees to move about 50 feet to the office at the back of the store. Confining the women in the back office gave defendant free access to the jewelry and allowed him to conceal the robbery from any entering customers who might have thwarted him. Defendant’s movement of the two women served only to facilitate the crime with no other apparent purpose.
We also decide the movement did not substantially increase the risk of harm to the women. In Shadden, the court said moving a victim out of the public view causes increased risk because it makes discovery of the crime less likely.
We conclude the elements of aggravated kidnapping were not established and those two counts should be reversed.
“ ‘Carjacking’ is the felonious taking of a motor vehicle in the possession of another, from his or her person or immediate presence . . . against his or her will and with the intent to either permanently or temporarily deprive the person in possession of the motor vehicle of his or her possession, accomplished by means of force or fear.”
Defendant relies on People v. Medina
In a subsequent case, the appellate court concluded the crime of carjacking, like the crime of robbery, “may be established not only when the defendant has taken property out of physical presence of the victim, but also when the defendant exercises dominion and control over the victim’s property through force or fear.”
Additionally, the People cite a number of federal cases, originating with United States v. Burns,
In the present case, the elements of carjacking were established. Defendant took possession of Gibeson’s car by threatening her and demanding her car keys. Although she was not physically present in the parking lot when he drove the car away, she had been forced to relinquish her car keys. Otherwise, she could have kept possession and control of the keys and her car. Although not the “classic” carjacking scenario,
5. Disposition
We reverse the convictions for aggravated kidnapping but affirm the carjacking and armed robbery convictions.
Ward J., concurred.
People v. Rayford (1994) 9 Cal.4th 1, 23 [36 Cal.Rptr.2d 317, 884 P.2d 1369].
All statutory references are to the Penal Code.
Section 209, subdivision (b)(2).
People v. Daniels (1969) 71 Cal.2d 1119, 1139 [80 Cal.Rptr. 897, 459 P.2d 225, 43 A.L.R.3d 677],
People v. Daniels, supra, 71 Cal.2d at pages 1130-1131.
People v. Daniels, supra, 71 Cal.2d at page 1135.
People v. Daniels, supra, 71 Cal.2d at page 1136.
People v. Daniels, supra, 71 Cal.2d at page 1138.
People v. Daniels, supra, 71 Cal.2d at page 1140; People v. Mutch (1971) 4 Cal.3d 389, 398-399 [93 Cal.Rptr. 721, 482 P.2d 633].
People v. Daniels, supra, 71 Cal.2d at page 1140.
In re Earley (1975) 14 Cal.3d 122 [120 Cal.Rptr. 881, 534 P.2d 721].
In re Earley, supra, 14 Cal.3d at page 127.
People v. Earley, supra, 14 Cal.3d at pages 129-130.
In re Earley, supra, 14 Cal.3d at page 130.
People v. Earley, supra, 14 Cal.3d at page 130, footnote 11.
People v. Rayford, supra, 9 Cal.4th 1.
People v. Rayford, supra, 9 Cal.4th at pages 12-14.
People v. Salazar (1995) 33 Cal.App.4th 341 [39 Cal.Rptr.2d 337].
People v. Salazar, supra, 33 Cal.App.4th at page 347.
Webster’s New World Dictionary (3d college ed. 1991) page 682; Webster’s Third New International Dictionary (1993) at page 1142.
People v. Salazar, supra, 33 Cal.App.4th at page 347.
People v. Salazar, supra, 33 Cal.App.4th at page 348, footnote 8.
People v. Shadden (2001) 93 Cal.App.4th 164 [112 Cal.Rptr.2d 826].
People v. Shadden, supra, 93 Cal.App.4th at page 169, citing People v. Salazar, supra, 33 Cal.App.4th at page 348, footnote 8.
People v. Shadden, supra, 93 Cal.App.4th at page 169.
People v. Shadden, supra, 93 Cal.App.4th at page 170.
People v. Daniels, supra, 71 Cal.2d at pages 1130-1131.
Carroll, Through the Looking-Glass and What Alice Found There (1872).
Rose v. Superior Court (2000) 81 Cal.App.4th 564, 570 [96 Cal.Rptr.2d 843],
People v. Daniels, supra, 71 Cal.2d at pages 1130-1131; In re Earley, supra, 14 Cal.3d at page 129.
People v. Shadden, supra, 93 Cal.App.4th at page 170.
People v. Stanworth (1974) 11 Cal.3d 588, 598 [114 Cal.Rptr. 250, 522 P.2d 1058], overruled on other grounds in People v. Martinez (1999) 20 Cal.4th 225, 237 [83 Cal.Rptr.2d 533, 973 P.2d 512]; In re Crumpton (1973) 9 Cal.3d 463, 467 [106 Cal.Rptr. 770, 507 P.2d 74].
People v. Nguyen (2000) 22 Cal.4th 872, 886 [95 Cal.Rptr.2d 178, 997 P.2d 493].
People v. Nguyen, supra, 22 Cal.4th at pages 874-876 and page 886, footnote 7.
Section 215, subdivision (a).
CALJIC No. 9.46.
People v. Medina (1995) 39 Cal.App.4th 643 [46 Cal.Rptr.2d 112],
People v. Medina, supra, 39 Cal.App.4th at page 648.
People v. Medina, supra, 39 Cal.App.4th at pages 651-652.
People v. Medina, supra, 39 Cal.App.4th at page 650.
People v. Gray (1998) 66 Cal.App.4th 973, 985 [78 Cal.Rptr.2d 191],
United States v. Burns (9th Cir. 1983) 701 F.2d 840.
U.S. v. Kimble (11th Cir. 1999) 178 F.3d 1163; U.S. v. Moore (10th Cir. 1999) 198 F.3d 793.
People v. Medina, supra, 39 Cal.App.4th at page 648.
Concurring in Part
Concurring and Dissenting.—Based on a misunderstanding of the law governing the asportation element of aggravated kidnapping, the majority overturns implied findings of fact by the jury that the movement of these victims was not incidental to the robberies and that movement increased their risk of harm.
The majority starts its analysis of the “not incidental” prong with Daniels.
It is important to note that Daniels involved three kidnappings for only the crime of robbery.
In Cotton, supra, 56 Cal.2d at page 464, the California Supreme Court had held that movement which was “natural” to the target offenses was incidental to it.
The majority next discusses Earley, noting its holding, “Since the movement . . . [10 to 13 blocks] was substantial, it was not ‘. . . incidental to the commission of the robbery . . .’ even though it may have been solely to facilitate the commission of the robbery.” (Earley, supra, 14 Cal.3d at p. 130, italics added.) However, in concluding that the movement here was incidental to the robberies, the majority states, “[The] movement of the [victims] served only to facilitate the crime with no other apparent purpose.” (Maj. opn., ante, at p. 607.) This clearly contradicts Earley's holding.
The majority goes on to conclude that footnote 11 of Earley “qualifies” its holding. (Maj. opn., ante, at p. 604.) That footnote begins, “There is no merit to an assertion . . . that ‘when the robber’s intent is solely to facilitate the
The Earley footnote goes on to state, “Other cases contain language suggesting that movement is not ‘. . . incidental’ to a robbery where the movement is ‘necessary’ or ‘essential’ to the commission of the robbery or ‘an important part of [the defendant’s] criminal objective, without [which] the crimes would not have been committed.’ . . . Although one definition of ‘incidental’ is ‘nonessential’ . . . that manifestly was not the sense in which the word . . . was used in Daniels.
Finally, the majority cites People v. Rayford (1994) 9 Cal.4th 1 [36 Cal.Rptr.2d 317, 884 P.2d 1369] (Rayford), whose holding deserves reiteration here, “As for . . . whether the movement is merely incidental to the crime of robbery, the jury considers the ‘scope and nature’ of the movement. [Citation.] This includes the actual distance a victim is moved. However, . . . there is no minimum number of feet a defendant must move a victim in order to satisfy th[is] . . . prong. [Citation.] [f] In addition, we have since Daniels . . . considered] the context of the environment in which the movement occurred. [Citations.] . . . [¶] In Daniels, we . . . stated . . . , ‘We do not imply that the . . . [movement of the victim 15 feet] [is] controlling, i.e., that movements of th[at] scope and nature . . . could not support a conviction under [Penal Code] section 209 if the defendant’s intent
Relying on a non-legal-dictionary definition of “incidental,” the inappropriateness which I have already addressed,
The majority offers no sound reason why the equating of “incidental” and “necessary” is insupportable. To the extent the majority suggests it conflicts with footnote 11 of Earley, it is incorrect. As stated before, that footnote addresses the defendant’s intent, whereas Salazar and Shadden focus on whether the movement was beyond the bare minimum required to accomplish the target crime. Certainly, the equation is not inconsistent with Cotton's notion that movement which is natural to the target offense is merely incidental to it.
Moreover, despite the majority’s implication otherwise (maj. opn., ante, at p. 605), neither case relied exclusively on the equation of “incidental” and “necessary” to support its conclusion that the distance traveled was not incidental. Salazar held, “In Cotton, . . . [t]he [California Supreme C]ourt concluded [that] the kidnapping charge was unsupported because the movement was ‘natural’ under the circumstances of the assault and thus incidental. [Citation.] [¶]••• In contrast to Cotton, the movement [here] was not natural to the crime. Salazar could have raped [the victim] on the walkway outside the motel room door and avoided moving her at all. The movement of [the victim] was not necessarily related to the rape crime itself; rather, a jury could reasonably conclude it was an essential part of Salazar’s plan to
Similarly, Shadden did not rely exclusively on its equation of “necessary” and “incidental.” It also held, “[The defendant] pulled off [the victim’s] panties and pulled down his zipper after he dragged her to the back room and shut the door [but before taking four videotapes]. The jury could reasonably infer that the movement was not incidental to the attempted rape because [the defendant] only began the sexual attack after he moved her. [Citations.]
In Diaz, the court noted, “[Relatively short distances have been found not to be incidental where the movement results in a substantial change in ‘the context of the environment.’ ” (Diaz, supra, 78 Cal.App.4th at p. 247.) The defendant in Diaz had moved the rape victim “at least 150 feet” (id. at p. 248) from a spot next to a sidewalk bordering on a busy city street to behind a closed building in a darkened park. Relying on Rayford, Jones and Salazar, the Diaz court concluded that the movement was not incidental, thusly: “The defendant could have sexually assaulted the victim in the sidewalk area where he first accosted her .... He quite obviously moved [her] in order to complete the attack and to avoid detection. The scope and nature of the
However, regardless of whether “incidental” and “necessary” may properly be equated, the question to be answered here is whether there was a sufficient basis upon which this jury could reasonably conclude that the movements of the victims were not incidental to the robberies. I believe there was. The victims were moved from the showroom of a jewelry store, openly accessible to customers, fronted by large windows, within view of the general public, to a five-foot by five-foot office in the rear that had a window into the showroom from which one could look out, but not in. The majority notes that the victims were moved 50 feet. Although the victims could not recall if Hoard closed the door to the office after first putting them in there, after he reentered it when the cell phone dropped, he slammed the door shut as he left to resume the taking of jewelry from the showroom counters. Before leaving the office, he destroyed the only phone he believed to be present. These facts constituted more than a sufficient basis upon which this jury could reasonably conclude that the scope and nature of the movement (Rayford, supra, 9 Cal.4th at p. 12) and the changed context of the victims’ environment (ibid.) were such that the movement was not incidental to the robberies.
The majority also overturns the jury’s implied finding of fact that the movement increased the risk of harm to the victims over and above that necessarily present in robbery. To reiterate, this prong of the asportation element includes consideration of such factors as the decreased likelihood of detection, the danger inherent in a victim’s foreseeable attempt to escape, and the attacker’s enhanced opportunity to commit additional crimes. (Rayford, supra, 9 Cal.4th at p. 13.)
We begin by noting that the majority concludes that the movement did not “substantially increase the risk of harm.” (Maj. opn., ante, at p. 607, italics
In Rayford, the California Supreme Court held, “[The victim] was forcibly moved ... at night from a parking lot of a closed store to the other side of a wall located at the edge of the lot. She was forced to sit against the wall and beside a small tree, 34 feet from the street. The wall blocked the view of any passersby from the parking lot side, and the tree and bushes at the end of the wall limited detection of [her] from the street. While the area beyond the wall bordered on a two-lane street, it was underdeveloped, and made up of dirt and rocks. Finally, . . . [t]here is no evidence as to whether [the defendant and the victim] were detectable from the street. [¶] The jury could reasonably have concluded that [the victim’s] forcible movement . . . substantially increased her risk of harm.” (Rayford, supra, 9 Cal.4th at p. 23.)
I note that an increased risk of harm is consistently upheld where the defendant is armed during the movement of the victim. (See, e.g., People v. Lara (1974) 12 Cal.3d 903, 908 [117 Cal.Rptr. 549, 528 P.2d 365]; Earley, supra, 14 Cal.3d at p. 131.)
I recognize, as does the majority (maj. opn., ante, at p. 607), that California Supreme Court cases that predated Rayford held that the removal of the victim from public view in itself does not substantially increase the risk of harm. (People v. Stanworth (1974) 11 Cal.3d 588 [114 Cal.Rptr. 250, 522 P.2d 1058]; In re Crumpton (1973) 9 Cal.3d 463, 467 [106 Cal.Rptr. 770, 507 P.2d 74].)
However, the isolation of the victims here was not the only factor upon which this jury could rely in finding that the movement increased their risk of harm. In Jones, supra, 75 Cal.App.4th at page 630, the court noted that “[a]n increased risk of harm was [also] manifested by [the defendant’s] demonstrated willingness to be violent, having knocked [the victim] to the ground [and] gripped her mouth so tightly as to leave a bum mark on her
Finally, in People v. Nguyen (2000) 22 Cal.4th 872 [95 Cal.Rptr.2d 178, 997 P.2d 493], the California Supreme Court held that the increased risk of harm necessary for aggravated kidnapping could be psychological harm.
I concur in the majority’s conclusion that the carjacking conviction should be affirmed, but I dissent from its reversal of the aggravated robbery convictions.
Respondent’s petition for review by the Supreme Court was denied January 29, 2003.
People v. Daniels (1969) 71 Cal.2d 1119, 1130-1131 [80 Cal.Rptr. 897, 459 P.2d 225, 43 A.L.R.3d 677] (Daniels).
The defendants were not convicted of kidnapping for the purpose of rape.
The same was true in People v. Williams (1970) 2 Cal.3d 894 [88 Cal.Rptr. 208, 471 P.2d 1008], where the victim was moved around a gas station and down the street alongside it, picking up items for the defendants and delivering them to a car the victim believed belonged to the defendants. (Accord, People v. Killean (1971) 4 Cal.3d 423 [93 Cal.Rptr. 742, 482 P.2d 654] [victim is moved throughout his apartment while the defendant searches for valuables in each room].) Thus, in People v. Salazar (1995) 33 Cal.App.4th 341 [39 Cal.Rptr.2d 337]
The majority cites language appearing in Daniels from a New York appellate court opinion that “ ' “It is a common occurrence in robbery, for example, that the victim be . . . moved into and left in another room or place,” ’ ” (maj. opn., ante, at p. 603, italics omitted), citing, as an example of incidental movement, tying a victim up in a bank and moving him to another room. (Maj. opn., ante, at p. 603.) In that opinion, the New York appellate court reversed convictions for kidnapping for robbery where the defendants forced the victims back into their car and drove them 27 blocks for 20 minutes, while relieving them of their possessions. (Daniels, supra, 71 Cal.2d at p. 1135.) Daniels also cited another New York appellate court decision reversing convictions for kidnapping where a pharmacist drugged his victims and transported them from Manhattan to Queens. (Id. at p. 1137.) However, when the California Supreme Court was confronted with a substantially shorter movement under similar circumstances (four short city blocks) in People v. Thornton (1974) 11 Cal.3d 738 [114 Cal.Rptr. 467, 523 P.2d 267], disapproved on other grounds in People v. Flannel (1979) 25 Cal.3d 668, 684, fn. 12 [160 Cal.Rptr. 84, 603 P.2d 1], the court upheld the conviction for aggravated kidnapping, concluding that the movement was not incidental to the crime. (Thornton, at p. 768.) Similarly, the following year, in Earley, the California Supreme Court concluded that forced movement of the victim in a car 10 to 13 blocks was not incidental to the robbery committed during it. (In re Earley (1975) 14 Cal.3d 122 [120 Cal.Rptr. 881, 534 P.2d 721] (Earley))
5It is interesting, then, that this is precisely one of the definitions the majority adopts as the correct meaning of “incidental.” (Maj. opn., ante, at p. 605.)
See footnote 5, ante, and related text.
People v. Shadden (2001) 93 Cal.App.4th 164 [112 Cal.Rptr.2d 826] (Shadden).
8The majority finds “seeming contradiction” (maj. opn., ante, at p. 606) between this statement and the Shadden court’s later conclusion that moving the victim to the back room increased her risk of harm because it made detection less likely and thus “enhanced his opportunity to rape and injure her.” (Shadden, supra, 93 Cal.App.4th at p. 170.) However, there is no contradiction between the two statements, and the latter consideration is entirely proper in assessing the increased risk of harm prong of Daniels. (Rayford, supra, 9 Cal.4th at p. 13.)
However, in Earley, supra, 14 Cal.3d 122, the California Supreme Court noted, “ ‘[A]cts of removing the victim from public view . . .’ [citation] . . . remain a circumstance to be considered in determining whether the risk of harm was substantially increased.” (Id. at p. 133, fn. 15, italics added.)
The majority cannot ignore the holding of Nguyen permitting the consideration of psychological harm on the basis that the facts in Nguyen are unlike those here. (Maj. opn., ante, at p. 607.)
Reference
- Full Case Name
- The PEOPLE, Plaintiff and Respondent, v. VICTOR MAURICE HOARD, Defendant and Appellant
- Cited By
- 61 cases
- Status
- Published