San Diego County Health & Human Services Agency v. Rodney T.
San Diego County Health & Human Services Agency v. Rodney T.
Opinion of the Court
Opinion
These appeals arise from the court’s application of the Uniform Child Custody Jurisdiction and Enforcement Act (the Act) (Earn. Code, § 3400 et seq.)
Factual and Procedural Background
In 1994 C. was bom in Arkansas to Leslie and Rodney. In 1996 they separated. In 1998 an Arkansas state court granted Rodney primary physical custody of C. and approved Leslie’s visitation with C. every other weekend and three weeks in the summer.
During C.’s July 2001 summer visit with Leslie in California, C. told her stepfather that while in Rodney’s custody in Arkansas he had sexually molested her. As a result of C.’s disclosure, Leslie sought a restraining order in the California family court to retain C. in California and prevent her return to Rodney’s custody in Arkansas. A temporary restraining order was
Before the order to show cause hearing set for late August, the San Diego County Health and Human Services Agency (the Agency) filed a section 300 petition on C.’s behalf in the California juvenile court, alleging she had been sexually abused by Rodney. At the detention hearing held the same day, the juvenile court found the Agency had made a prima facie showing C. is a person described by section 300, subdivision (d)
In September 2001 Rodney asked the juvenile court to hold an evidentiary hearing to determine whether the court was properly taking emergency jurisdiction over C. under the Act. The court declined to do so and set a dependency jurisdictional hearing to determine whether C. was a person described by section 300.
In October 2001 the court made a true finding that C. was a person described in section 300, subdivision (d). Shortly thereafter, the court contacted the Arkansas court, which “refused to allow [the California] court to have further jurisdiction over the matter,” and requested the matter be transferred to Arkansas. The California court did not tape-record, or have a court reporter present during, the conversation with the Arkansas court. The California court agreed to provide the Arkansas court with the file and the transcript from the section 300 dependency jurisdictional hearing, and the Arkansas court agreed that C.’s custody would remain with Leslie. In November the California court placed C. with Leslie pending further order of the Arkansas court, to which it sent a copy of the file and transcripts, and terminated the California court’s jurisdiction over C.
I
Procedural Requirements of the Act
Rodney contends the true finding that C. was a minor described in section 300, subdivision (d) and the order placing C. with Leslie pending further order of the Arkansas court should be reversed because a true finding under section 300 is not authorized by the Act, and the placement order based on that finding is therefore not authorized by the Act. He also contends the court erred by not communicating with the court in Arkansas immediately after, the filing of the section 300 petition.
A. Orders of Limited and Temporary Duration
In 1968, concern over parents engaging in forum shopping to gain favorable custody decisions led the National Conference of Commissioners on Uniform State Laws and the American Bar Association to approve the Uniform Child Custody Jurisdiction Act (UCCJA). (9 pt. 1A West’s U. Laws Ann. (1999) U. Child Custody Jurisdiction Act, Prefatory Note, pp. 262-263.) California adopted the UCCJA and codified it in former Civil Code section 5150 et seq., which became effective in January 1974. (Former Civ. Code, § 5150.) Its purpose was to “[avoid] jurisdictional competition and conflict, [promote] interstate cooperation, [litigate] custody where child and family have closest connections, [discourage] continuing conflict over custody, [deter] abductions and unilateral removals of children, [avoid] relitigation of another state’s custody decisions, and [promote] exchange of information and other mutual assistance between courts of sister states.” (Kumar v. Superior Court (1982) 32 Cal.3d 689, 695 [186 Cal.Rptr. 772, 652 P.2d 1003].)
In 1997, the UCCJA was revised and the Act was adopted. (9 pt. 1A West’s U. Laws Ann. (1999) U. Child Custody Jurisdiction and Enforcement Act, Prefatory Note, pp. 649-650.) The Act was adopted in California, effective January 1, 2000, and codified in Family Code section 3400 et seq. (9 pt. 1A West’s U. Laws Ann. (2002 supp.) U. Child Custody Jurisdiction and Enforcement Act, p. 53.) Twenty-seven states, including Arkansas, and the District of Columbia have adopted the Act. (Ibid.) The Act is the exclusive method of determining the proper forum in custody disputes involving other jurisdictions and governs juvenile dependency proceedings. (§§ 3402, subd. (c), 3421, 3423, 3424, subd. (a); In re Nada R. (2001) 89 Cal.App.4th 1166, 1173 [108 Cal.Rptr.2d 493].)
Section 3424, subdivisions (a), (c) and (d) contain the basic provisions of the Act applicable to this case:
“(a) A court of this state has temporary emergency jurisdiction if the child is present in this state and . . . it is necessary in an emergency to protect the child because the child ... is subjected to, or threatened with, mistreatment or abuse.”
“(c) If there is a previous child custody determination that is entitled to be enforced under this part. . . any order issued by a court of this state under this section must specify in the order a period that the court considers adequate to allow the person seeking an order to obtain an order from the state having jurisdiction .... The order issued in this state remains in effect until an order is obtained from the other state within the period specified or the period expires.”
“(d) A court of this state that has been asked to make a child custody determination under this section, upon being informed that ... a child custody determination has been made by ... a court of a state having jurisdiction . . . shall immediately communicate with the other court. . . .”
Under section 3424 a California court may enter a child custody order for a child subject to an existing sister state custody order only if it finds an emergency necessitating protection of the child from mistreatment or abuse and the order is limited in time to a specified period. Except as authorized by section 3424, a California court may not make an initial custody order or modify a sister state child custody order unless prescribed conditions not here present exist. (§§ 3421, 3423.) The finding of an emergency “should not be made ‘in a rush to judgment’ but rather ‘after a full and fair evidentiary hearing.’ [Citation.]” (People v. Beach (1987) 194 Cal.App.3d 955, 963 [240 Cal.Rptr. 50]; see also Matter of C.O. and J.O. (1993) 1993 Okla.Civ.App. 64 [856 P.2d 290, 294] [the “court has the duty to take evidence on the issue of abuse to determine whether emergency jurisdiction is proper”].) Unsubstantiated allegations are insufficient to invoke emergency jurisdiction. (Roberts v. District Court of Larimer County
Here the only evidentiary hearing held was the dependency jurisdictional hearing on the section 300 petition in which the juvenile court found C. was a person described in section 300, subdivision (d) as a child who has been, or there is a substantial risk will be, sexually abused by a parent. The true finding on the section 300 petition with regard to C. is not authorized by the Act because, although it may establish the required emergency, it has permanent rather than temporary ramifications with regard to custody.
The purpose of the section 300 jurisdictional hearing is to determine whether the child is a person described by section 300; the hearing is a condition precedent to a permanent custody disposition under the dependency scheme. The purpose of the section 3424 hearing is limited to a determination of the existence of an emergency, and under the Act emergency jurisdiction may be exercised to protect the child only on a temporary basis. (9 pt. 1A West’s U. Laws Ann., supra, U. Child Custody Jurisdiction and Enforcement Act, Prefatory Note, p. 651.) Assumption of emergency jurisdiction does not confer upon the state exercising emergency jurisdiction the authority to make a permanent custody disposition. (In re Joseph D., supra, 19 Cal.App.4th at p. 689.)
Rodney contends the true finding that C. is a person described in section 300, subdivision (d) is not a determination contemplated by section 3424, subdivision (c). The true finding under section 300 begins the dependency process. It has no time limitations. That point is evident here, because the social worker prepared a case plan with a projected case completion date of March 2002. In contrast to a section 300 finding, the order assuming emergency jurisdiction under the Act has time limitations. It must specify “a period that the court considers adequate to allow the person seeking an order to obtain an order from the state having jurisdiction.” (§ 3424, subd. (c).) It “remains in effect until an order is obtained from the other state within the period specified or the period expires.” (Ibid.) Because a true finding under section 300 has no time limitations, it is not the type of determination
However, material evidence presented at a hearing in which the court makes a true finding under section 300, subdivision (d) duplicates in part the evidence the court would receive when determining whether an emergency exists under the Act. (See In re Joseph D., supra, 19 Cal.App.4th at p. 685.) At the dependency jurisdictional hearing here the parties were properly noticed, testimonial and documentary evidence was introduced and considered, and the juvenile court found true that C. had been or there was a substantial risk she would be sexually abused by Rodney. This true finding, although unauthorized by the Act, necessarily included a finding under the Act that an emergency existed and it was necessary to protect C. from actual or threatened mistreatment or abuse.
The juvenile court then issued an order placing C. with Leslie pending further order by the Arkansas court. Under section 3424, subdivision (c), the custody order should have been limited to a duration determined after consultation with the Arkansas court. One reason for consultation with the sister state court is to determine from the sister state court a date by which it could realistically resume consideration of the custody dispute and make further custody orders within its jurisdiction. (See § 3424, subd. (d).) By not limiting the duration of the custody order, the California court erred. Under the Act, the California court custody order is limited to the earlier of the order’s expiration date or the issuance of a custody order by the Arkansas
B. Communication Between Courts Under the Act 1. Immediate Communication
Rodney contends the court erred by not immediately contacting the court in Arkansas.
The meaning of section 3424, subdivision (d) is plain and unambiguous. A California court must contact the sister state court immediately. As a practical matter, we interpret this requirement to be as soon as possible after learning of the existence of proceedings in the sister state court.
The error here, however, is not prejudicial. Although the statute states the court shall immediately contact the other court, it does not provide any penalty for noncompliance. When a statute does not provide any consequence for noncompliance, the language should be considered directory rather than mandatory. (In re Charles B. (1986) 189 Cal.App.3d 1204, 1210 [235 Cal.Rptr. 1]; In re Melinda J. (1991) 234 Cal.App.3d 1413, 1419 [286 Cal.Rptr. 239].) The directory and mandatory designations do not refer to whether a particular statutory requirement is permissive or obligatory, but simply denote whether the failure to comply with a particular procedural step will invalidate the governmental action to which the procedural requirement relates. (In re Charles B., supra, 189 Cal.App.3d at p. 1209.) Even though the California juvenile court erred here by not sooner contacting the Arkansas court, the error does not warrant reversal in this case because there is no showing of prejudice.
2. Record of Communications Between the Courts
Rodney contends the court erred because it did not properly record the conversations it had with the Arkansas court. A record must be made of the communications between the courts discussing matters, other than schedules, calendars, court records and similar matters, under the Act. (§ 3410, subds. (c), (d).) The record must be “inscribed on a tangible medium” or stored in an electronic or other medium, and be retrievable in perceivable form. (§ 3410, subd. (e).)
Here, there were four communications between the California and Arkansas courts. The conversations that occurred on or before August 1, 2001, and on September 20, 2001, were described in memoranda. The October 4 and 29, 2001, conversations were described by the court on the record during a hearing the day following each conversation. Written memoranda and reporter’s transcripts are tangible mediums and are retrievable by the parties.
Further, even if the conversations were improperly recorded, Rodney has not demonstrated prejudice. The matter has been transferred to Arkansas. The Arkansas court has the entire California juvenile court file, including reporter’s transcripts. Moreover, we have reversed the section 300 true finding, transferring to the Arkansas court the question of further custody orders.
II
Duration of an Emergency
Leslie contends the court erred by terminating jurisdiction because a continuing emergency existed. The issue posed by Leslie is when emergency jurisdiction under the Act ceases.
One of the reasons the UCCJA was revised and the Act enacted was to clarify when a court could take emergency jurisdiction over a child. The Act made clear that emergency jurisdiction could be exercised to protect a child only on a temporary basis until the court with appropriate jurisdiction issued a permanent order. (9 pt. 1A West’s U. Laws Ann., supra, U. Child Custody Jurisdiction and Enforcement Act, Prefatory Note, p. 651.) Neither the Act nor its predecessor was “contemplated to be a vehicle for a state to attain modification jurisdiction on an ongoing basis or for an indefinite period of time.” (In re Joseph D., supra, 19 Cal.App.4th at p. 691.) Assumption of emergency jurisdiction does not confer upon the state exercising emergency jurisdiction the authority to make a permanent custody disposition. (Id. at pp. 689-690.) Leslie acknowledges the temporary nature of the emergency but, citing In re Nada R., supra, 89 Cal.App.4th 1166, contends that because
Under certain circumstances, a court may address the merits of a dependency petition after determining an emergency exists. (In re Nada R., supra, 89 Cal.App.4th at p. 1175.) However, to do so under the Act, the court must assert jurisdiction under section 3421 or 3423, which are not emergency jurisdiction provisions. In In re Nada R., the father, a Saudi Arabian citizen, and the mother, a United States resident, had a daughter in California and moved to Saudi Arabia where a second daughter was bom. (In re Nada R., supra, 89 Cal.App.4th at p. 1171.) The mother moved back to California and the father unilaterally obtained a divorce and was awarded custody of both children by a Saudi Arabian court. (Ibid.) Five years later, after the father took the children to Florida and hit one child, the mother took them to California. (Ibid.) Both children disclosed the father drove with them while intoxicated and one child disclosed multiple episodes of sexual abuse. (Id. at pp. 1171-1172,) There was no evidence a Saudi Arabian court would address the problems disclosed by the children. Under such circumstances, the court could properly assume jurisdiction under section 3423 apart from its emergency jurisdiction under section 3424.
Here, the Arkansas court stated it was willing and able to address the custody issue in its court. It would recognize the custody order issued in California placing C. with Leslie pending further proceedings in the Arkansas court. That order removed the risk C. would be sexually abused by Rodney because she could have no contact with him pending further court order. At that time, the emergency ended, and the California court was correct in terminating jurisdiction.
Leslie asserts C. remained at risk because if the matter is transferred back to Arkansas, the child will have to travel to Arkansas to testify in the matter. However, in Arkansas, if the child’s testimony is necessary and he or she is located in another state, he or she may testify by telephone, audiovisual means, or other electronic means. (Ark. Code Ann. § 9-19-111(a), (b).) His or her testimony may also be taken by deposition. (Ibid.) C. need not go to Arkansas to testify.
Leslie also contends there is a continuing emergency because the Arkansas court that will hear the matter is a family court. However, the Arkansas
Disposition
The true finding under section 300 is reversed. The order placing C. with Leslie and terminating jurisdiction is affirmed.
Nares, Acting P. J., and Haller, J., concurred.
All statutory references are to the Family Code unless otherwise specified.
Section 300, subdivision (d) states: “The child has been sexually abused, or there is a substantial risk that the child will be sexually abused, as defined in Section 11165.1 of the Penal Code, by his or her parent or guardian or a member of his or her household, or the parent or guardian has failed to adequately protect the child from sexual abuse when the parent or guardian knew or reasonably should have known that the child was in danger of sexual abuse.”
The fact the court must hold an evidentiary hearing does not deprive it, prehearing, of jurisdiction to detain the child. “[W]hen a petition contains allegations of an emergency situation, it is proper for a court to issue an interim custody order to protect the child pending a hearing.” (People v. Beach, supra, 194 Cal.App.3d at p. 970; In re Joseph D. (1993) 19 Cal.App.4th 678, 688-689 [23 Cal.Rptr.2d 574].) No party contends the court did not have the authority at the detention hearing to enter an order temporarily detaining C. with Leslie.
Here, the court entered a true finding because of this court’s holding in In re Joseph ZX, supra, 19 Cal.App.4th 678. There, the juvenile court determined an emergency existed without holding an evidentiary hearing. (Id. at p. 685.) It held a trial on the dependency petition and made a true finding, but also found “strong evidence justifying emergency jurisdiction.” (Ibid.) However, in that case, because no party contested the appropriateness of that procedure, that court was not asked to address the issue presented here. Moreover, that case was decided under the old statutory scheme, which did not contain the language in section 3424, subdivision (c) that the order finding emergency jurisdiction must be limited in duration.
Rodney does not challenge the sufficiency of the evidence supporting the true finding.
Rodney alternatively argues that, assuming the court could make a true finding, it erred in concluding California was a convenient forum. Because we agree with his contention that the challenged section 300, subdivision (d) finding should not have been made, we need not address this argument.
Although the Agency admits the court did not promptly contact the Arkansas court, it contends Rodney waived his right to contest the communication issue by not raising it in the trial court. However, Rodney repeatedly raised the issue of the court’s communication with the Arkansas court. Regardless, even if a waiver occurred, we may, at our discretion, hear issues the party has waived, particularly when the parties have already briefed them. (Tsemetzin v. Coast Federal Savings & Loan Assn. (1997) 57 Cal.App.4th 1334, 1341, fn. 6 [67 Cal.Rptr.2d 726]; Richmond v. Dart Industries, Inc. (1987) 196 Cal.App.3d 869, 874 [242 Cal.Rptr. 184].)
We do not think the court needs to stop the proceeding and telephone the other court the instant the court learns of an issue under the Act. However, the court must do so shortly thereafter.
Here, the court believed it had no obligation to contact the Arkansas court until it made a true finding under section 300. This belief was based on In re Joseph D., supra, 19 Cal.App.4th at pages 692-693, in which we stated the juvenile court should contact the other court after it made a true finding. However, In re Joseph D. was decided under the previous statutory scheme, which did not require the court to immediately contact the other court when it learned of the other court’s involvement. (Former Civ. Code, § 5155, subd. (2).)
Reference
- Full Case Name
- In re C. T., a Person Coming Under the Juvenile Court Law. SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, and v. RODNEY T., and
- Cited By
- 43 cases
- Status
- Published