Jane Doe 8015 v. Superior Court
Jane Doe 8015 v. Superior Court
Opinion of the Court
Opinion
This petition for a writ of mandamus arises from a coordinated action against the real parties in interest, SmithKline Beecham Corporation and SmithKline Beecham Clinical Laboratories, Inc. (collectively, SmithKline). The only issue raised in the petition is whether a party in a coordinated action who successfully challenges a summary judgment on appeal may thereafter exercise a peremptory challenge of the judge presiding over the coordinated proceedings. We conclude that such challenges are permitted under Code of Civil Procedure section 170.6, subdivision (a)(2), notwithstanding the time limits specified in California Rules of Court, rule 3.5.16.
Background
After one of SmithKline’s phlebotomists was terminated for reusing needles to draw blood from patients, petitioner Jane Doe 8015 was found to
The Honorable Leslie C. Nichols granted SmithKline’s summary judgment motion. In an unpublished opinion (In re Needles Cases (Mar. 10, 2006, H028246) [nonpub. opn.]) we found summary judgment inappropriate because the trial court had improperly excluded petitioners’ expert evidence while admitting similar evidence proffered by SmithKline, the court had improperly weighed the evidence, and SmithKline had failed to meet its initial burden on the issue of causation. Triable issues of fact existed, thus requiring reversal.
Following remand, petitioners filed a motion under Code of Civil Procedure section 170.6 (hereafter, section 170.6) to disqualify Judge Nichols. In a declaration submitted with the motion, petitioners’ counsel stated his belief that the judge was prejudiced against him or petitioners and that petitioners would not be able to receive a fair trial. SmithKline opposed the motion, arguing that there was no evidence that this judge would not be fair and follow the law. SmithKline pointed out that Judge Nichols had presided over this case for more than six years; transferring the case to a judge unfamiliar with the facts and issues would be “an inefficient use of judicial resources and, therefore, contrary to the purposes of coordination.” SmithKline urged the court to follow McLaughlin v. National Union Fire Ins. Co. (1994) 23 Cal.App.4th 1132 [29 Cal.Rptr.2d 559] rather than Paterno v. Superior Court (2004) 123 Cal.App.4th 548, 555 [20 Cal.Rptr.3d 282]. According to SmithKline, the McLaughlin case commanded deference to the purposes and procedures of coordinated proceedings, whereas it was only in dicta that Paterno permitted a peremptory challenge after remand in a coordinated proceeding. Judge Nichols agreed with SmithKline and struck petitioners’ section 170.6 challenge.
This petition followed. We issued a temporary stay of the proceedings and an order to show cause to review the judge’s ruling on the disqualification motion.
1. Scope and Standard of Review
In several published decisions appellate courts have reviewed denials of peremptory challenges for abuse of discretion. “A trial court abuses its discretion when it erroneously denies as untimely a motion to disqualify a judge pursuant to section 170.6.” (Zilog, Inc. v. Superior Court (2001) 86 Cal.App.4th 1309, 1315 [104 Cal.Rptr.2d 173]; see Jonathon M. v. Superior Court (2006) 141 Cal.App.4th 1093, 1098 [46 Cal.Rptr.3d 798].) Another court, however, has observed that “[i]n deciding a section 170.6 motion, the trial court has no discretion. We think it appropriate to review a decision . . . denying a peremptory challenge under section 170.6 as [a question] of law. Therefore we review under the nondeferential de novo standard.” (Ziesmer v. Superior Court (2003) 107 Cal.App.4th 360, 363 [132 Cal.Rptr.2d 130].) In this matter the independent standard of review is appropriate, particularly since the correctness of the disqualification order turns on the application of law to undisputed facts. Nevertheless, under either standard we find error.
2. Statutory Background
Section 170.6 sets forth the procedures for and limitations on disqualification of a judge upon a peremptory challenge for prejudice toward a party or the party’s attorney. That party or the party’s attorney “may establish this prejudice by an oral or written motion without notice supported by affidavit or declaration under penalty of perjury or an oral statement under oath that the judge . . . before whom the action or proceeding is pending or to whom it is assigned is prejudiced against any party or attorney or the interest of the party or attorney so that the party or attorney cannot or believes that he or she cannot have a fair and impartial trial or hearing before the judge .... [!]••• ffl (3) . . . Except as provided in this section, no party or attorney shall be permitted to make more than one such motion in any one action or special proceeding pursuant to this section; and in actions or special proceedings where there may be more than one plaintiff or similar party or more than one defendant or similar party appearing in the action or special proceeding, only one motion for each side may be made in any one action or special proceeding.” (§ 170.6, subd. (a)(2)—(3).)
“The right to exercise a peremptory challenge under Code of Civil Procedure section 170.6 is a substantial right and an important part of California’s system of due process that promotes fair and impartial trials and confidence in the judiciary. ... By enacting section 170.6, the Legislature guaranteed litigants the right to automatically disqualify a judge based solely
The provision at issue in the matter before us is contained in subdivision (a)(2) of the statute: “A motion under this paragraph may be made following reversal on appeal of a trial court’s decision, or following reversal on appeal of a trial court’s final judgment, if the trial judge in the prior proceeding is assigned to conduct a new trial on the matter. Notwithstanding paragraph (3), the party who filed the appeal that resulted in the reversal of a final judgment of a trial court may make a motion under this section regardless of whether that party or side has previously done so. The motion shall be made within 60 days after the party or the party’s attorney has been notified of the assignment.” (§ 170.6, subd. (a)(2).)
The focus of appellate decisions addressing this provision has often been on the meaning of “new trial” when the same judge “is assigned to conduct a new trial on the matter” after remand. None has directly disagreed with Stubblefield Construction Co. v. Superior Court (2000) 81 Cal.App.4th 762, 766 [97 Cal.Rptr.2d 121] (Stubblefield), which interpreted the “new trial” condition of section 170.6 to include first trials following reversal of summary judgment. (See also State Farm Mutual Automobile Ins Co. v. Superior Court (2004) 121 Cal.App.4th 490, 501 [17 Cal.Rptr.3d 146] [as a practical matter summary judgment is the same as a full trial, in that it disposes of the case, often on the merits].) The Stubblefield court noted that section 170.6 had been amended in 1985 to “address the ‘concern . . . that a judge who had been reversed might prove to be biased against the party who [had] successfully appealed the judge’s erroneous ruling at the original trial.’ ” (81 Cal.App.4th at p. 765, quoting Stegs Investments v. Superior Court (1991) 233 Cal.App.3d 572, 575-576 [284 Cal.Rptr. 495].) The court concluded, “Assuming, as the Legislature did, that a judge may react with a certain pique to the negative treatment of his or her decisions, by an appellate, court, this situation is obviously one in which the potential for bias exists.” (81 Cal.App.4th at p. 766.)
Under Stubblefield, this court’s reversal of the summary judgment in In re Needles Cases, supra, H028246 would permit a section 170.6 challenge. There is no dispute that petitioners’ motion was timely and was accompanied by the required declaration of a good faith belief that Judge Nichols was prejudiced against them. It is also clear that the judgment in In re Needles Cases, supra, H028246 was remanded for trial or other adjudication of legal or factual issues and not for a ministerial act. SmithKline does not question or even discuss the holding of Stubblefield. Instead, it emphasizes the procedural distinction of this case as a coordinated proceeding. In SmithKline’s view, the application of section 170.6 in these circumstances would create “disruption and inefficiency,” contrary to the “purposes of coordinated proceedings.” For this reason, SmithKline maintains, California Rules of Court, rule 3.516 (rule 3.516) must take precedence over conflicting section 170.6(a)(2).
The appellate court first determined that section 170.6(a)(2) was not preempted by rule 3.516. It acknowledged past decisions holding that rule 3.516 prevails in the case of conflict with section 170.6. In one of those decisions, Industrial Indemnity Co. v. Superior Court (1989) 214 Cal.App.3d 259 [262 Cal.Rptr. 544], the First District had upheld the striking of a challenge by add-on plaintiffs who had joined the coordination proceeding more than two years after the judge’s assignment. The Paterno court agreed with Industrial Indemnity that rule 3.516 permitted no additional challenges between the judge’s assignment and the entry of judgment. “However, where a case proceeds to judgment and that judgment is reversed on appeal and remanded for a new trial, the landscape has changed significantly. The appellate disposition has, in effect, sent the players back to the starting gate,
Application of the Paterno holding would defeat SmithKline’s argument that rule 3.516 precludes, petitioners’ challenge in this case. SmithKline maintains, however, that a footnote in McLaughlin v. National Union Fire Ins. Co. (1994) 23 Cal.App.4th 1132 [29 Cal.Rptr.2d 559] is more apt. In that case, the First District reversed a judgment after a jury trial. In the footnote to the disposition the court declined the appellant’s request to order the cause retried before a different judge. There was no reason to believe that the trial judge would be “other than fair and attentive to following the law”; and to accommodate the appellant’s request would have been “contrary to the purposes and procedures for coordinated proceedings.” (Id. at p. 1166, fn. 18.)
The trial judge in the present case recognized that McLaughlin was not directly on point. He also ruled, however, that he was not bound by Paterno either, because the analysis was only dictum, which did “not adequately address the myriad circumstances in which the displacement of the coordination trial judge would work against broad considerations, including judicial economy.” We disagree. The Paterno conclusion was not dictum, but was entirely relevant and important to the ultimate outcome of the proceeding. Had the appellate court found rule 3.516 to be an insurmountable obstacle, it would not have been necessary to proceed to the second step of the analysis—whether a determination of damages is an issue requiring a “new trial” within the meaning of section 170.6(a)(2).
Nor can we agree with SmithKline that “the very purposes of coordination would be threatened” by allowing a section 170.6(a)(2) challenge after a summary judgment reversal. The purposes underlying rule 3.516 and section 170.6(a)(2) are distinct. The 20-day time limit and the collective denomina
While the two provisions address different objectives, they are not incompatible. SmithKline does not explain how in this action judicial efficiency would be compromised by assigning another judge to the case. SmithKline’s complaints about “delay and disruption” would be well taken if this were a complex case involving numerous coordinated actions with difficult or disparate issues; but that hypothetical situation is not presented here.
Let a peremptory writ of mandate issue directing respondent court to vacate its order striking petitioners’ peremptory challenge and to enter a new order accepting the challenge. The temporary stay order is dissolved. Petitioners are to recover the costs of this petition.
McAdams, J., and Duffy, J., concurred.
Rule 3.516 (formerly rule 1515) provides: “A party making a peremptory challenge by motion or affidavit of prejudice regarding an assigned judge must submit it in writing to the assigned judge within 20 days after service of the order assigning the judge to the coordination proceeding. All plaintiffs or similar parties in the included or coordinated actions constitute a side and all defendants or similar parties in such actions constitute a side for purposes of applying Code of Civil Procedure section 170.6.”
The Paterno court answered this second question in the negative: Liability having been fully decided, the determination of damages did not amount to a reexamination of contested factual or legal issues and therefore did not constitute a ‘'new trial” for disqualification purposes.
Judicial efficiency would not necessarily be compromised even if the coordinated action comprised numerous lawsuits. If only one or a few of those suits involved the issue oh which reversal of a judgment occurred (whether or not followed by a disqualification motion), the coordination judge would be authorized to expedite the resolution of the actions by separately trying, transferring, or remanding any action or severable issue pursuant to California Rules of Court, rules 3.541, 3.542, or 3.543.
Reference
- Full Case Name
- JANE DOE 8015 v. THE SUPERIOR COURT OF SANTA CLARA COUNTY, Respondent SMITHKLINE BEECHAM CORPORATION, Real Parties in Interest
- Cited By
- 11 cases
- Status
- Published