People v. Dungo
People v. Dungo
Opinion
[EDITORS' NOTE: TEXT NOT CERTIFIED FOR PUBLICATION APPEARS WITH GRAY BACKGROUND BELOW.] [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 1390
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 1391 OPINION
Defendant Reynaldo Santos Dungo admitted choking his girlfriend Lucinda Correia Pina to death, but claimed he did so only after he was provoked to the point of losing control, and thus, was guilty of at most voluntary manslaughter. The jury disagreed and found defendant guilty of second degree murder, in part on the basis of the testimony of a pathologist (Dr. Robert Lawrence). (Pen. Code, §
At issue is the defendant's
The autopsy report itself was not admitted into evidence, though Dr. Lawrence disclosed portions of the report to the jury, and defendant was not able to cross-examine Dr. Bolduc either on the facts contained in the report or his competence to conduct an autopsy. Dr. Lawrence testified at a preliminary hearing2 that he was aware that Dr. Bolduc had been fired from Kern County and had been allowed to resign "under a cloud" from Orange County and that both Stanislaus and San Joaquin Counties refused to use him *Page 1392 to testify in homicide cases. He explained that if Dr. Bolduc testifies "it becomes too awkward [for the district attorney] to make them easily try their cases. And for that reason, they want to use me instead of him."
The trial court ruled that there was no
The
We shall conclude that the autopsy report, which was prepared in the midst of a homicide investigation, is testimonial, and that Dr. Bolduc was a "witness" for purposes of the
Because the prosecution relied on Dr. Lawrence's testimony concerning the amount of time the victim was choked in arguing that defendant was guilty of murder and not voluntary manslaughter, we cannot conclude the error harmless beyond a reasonable doubt and shall reverse the judgment.3
In April 2006, Pina complained to her mother and friends that defendant was "smothering" her and told her mother that she wanted to end the relationship.
Around that same time, defendant intercepted a telephone call to Pina from Isaac Zuniga, Pina's former lover, and threatened to kill Zuniga if he did not stop calling.4 Zuniga last spoke to Pina around noon on April 14, 2006. During that telephone call, Zuniga mentioned that he had attempted to telephone her a few weeks earlier, but a male answered and threatened to kill him if he did not stop calling. Pina sounded "pissed off," said she thought she knew who had answered the phone, and said she would talk to him about it.
On the night of April 14, 2006, defendant and Pina went to the home of Angelique and Felipe Torres to play dominos. During the visit, Pina asked Mrs. Torres whether she should confront defendant about answering her phone and telling Zuniga to stop calling. Pina and defendant left the Torres' home at approximately 1:00 a.m. the following morning and went to Pina's house.
Later that morning, defendant went next door to Pina's mother's home and asked her if she knew where Pina was. Defendant said that Zuniga had telephoned Pina sometime after 1:00 a.m. that morning, and that Pina had driven to Tracy "to take care of that situation." Pina's mother reported Pina missing later that day after she was unable to reach her on her cell phone.
On the morning of April 18, 2006, approximately three days after Pina went missing, police discovered her body inside her sports utility vehicle (SUV), which was parked in a residential area not far from her home. At that point, the investigation was turned over to the police department's robbery/homicide unit, and a detective from that unit was sent to investigate the crime scene. According to the detective, "the coroner had also been requested and was on scene." An autopsy was begun later that day and completed on April 19, 2006. The homicide detective that was sent to the scene to investigate was present during the autopsy.
Defendant was arrested on the morning of April 19, 2006. After waiving his Miranda5 rights, he was interviewed by detectives Craig Takeda and *Page 1394 Steven Capps. Defendant admitted "[c]hok[ing] [Pina] to death." After he and Pina returned from the Torres' home, they got into an argument that turned physical. Pina punched him in the chin and threw objects at him, and he grabbed her by the throat and choked her. He did so while straddling her as she was on her back on the floor. He stopped choking her once he saw that she had stopped breathing.
Defendant described Pina's death as an "accident" and said "[i]t was like I couldn't control my strength at the moment. . . . I didn't know what I was doing. I was a different person." He demonstrated how he strangled Pina on Takeda — placing four fingers from each of his hands on the sides of Takeda's neck and his thumbs over Takeda's Adam's apple.
After defendant realized Pina was dead, he immediately thought about how he was going to cover up what he had done. He carried Pina's body to her SUV, laid it on the floor, covered it with a blanket, and drove around for a while before parking the SUV where it was ultimately found.
Dr. Lawrence testified as to the cause of Pina's death. Dr. Lawrence owned Forensic Consultants and Medical Group, which contracted with San Joaquin and other counties to do "coroner's work." Dr. Bolduc, a pathologist employed by Dr. Lawrence, performed the autopsy on Pina's body and prepared the autopsy report. Dr. Lawrence was not present at the autopsy and relied exclusively on Dr. Bolduc's autopsy report and autopsy photos in forming his opinions concerning the cause of death.
Dr. Lawrence opined that Pina died as a result of "[a]sphyxia due to strangulation." He based his opinion on the presence of hemorrhages in the muscles on Pina's neck, pinpoint hemorrhages (called "petechiae") in her eyes, the purple color of her face, bite marks on her tongue, and the "absence of any natural disease that can cause death. . . ." He further opined that she was strangled for at least two minutes before she died. He based that opinion on the absence of a fractured voice box or hyoid bone, the presence of hemorrhages in the neck organs consistent with fingertips, and the lack of "extreme bruising."
Defendant did not know what he was doing when he was strangling her and did not intend to kill her. He did not know how long he choked her, but said "[i]t didn't seem long."
The trial court ruled that allowing Dr. Lawrence to testify instead of Dr. Bolduc did not present a confrontation clause problem because "experts can rely on hearsay to help form their opinions and it doesn't call into effect the Crawford
issue because that's not being used for the truth of the matter, that's just what he based his opinion on. Since the autopsy report is not actually being introduced, which would then cause an issue regarding trust-worthiness and testimonial, we're not getting to" the Crawford issue. The court also ruled that defendant would be permitted to cross-examine Dr. Lawrence on "what his opinions [are] based on, what information he relied on and where he got that information" and set an Evidence Code section
At the Evidence Code section
According to Dr. Lawrence, Dr. Bolduc was as qualified as anyone, including himself, to perform the duties of a forensic pathologist. To his *Page 1397 knowledge, the only thing Dr. Bolduc had ever done wrong was falsifying his resume by failing to mention he had worked for Kern County and instead indicating he had been an "independent consultant." When asked about specific allegations concerning Dr. Bolduc's handling of prior cases, Dr. Lawrence explained that "th[ose] situations are something that is difficult for me to address because I don't have the detail and none of them make sense to me." For example, when asked about a death penalty case from the late 1980's or 1990's in which Dr. Bolduc testified that the cause of death was strangulation and it was later found that the victim died from complications due to asthma, Dr. Lawrence responded that he was not familiar with the details of that case.
The trial court ruled that it would "allow all the cross-examination on Dr. Lawrence regarding Dr. Bolduc."
As detailed above, at trial, Dr. Lawrence confirmed that he was not present during the autopsy and that he relied exclusively on Dr. Bolduc's autopsy report and autopsy photos in forming his opinions concerning the cause of death. In explaining the basis for his opinions, he disclosed portions of the autopsy report to the jury. The autopsy report itself was not admitted.
During her closing argument, the prosecutor relied on Dr. Lawrence's testimony that Pina was strangled for at least two minutes in arguing that Pina's death was murder and not "a heat of passion killing." She reminded the jury of a demonstration she had done where she just sat there for two minutes, and asked, "Remember how long that seemed? That's a long time to have your hands around someone's neck while they're struggling. He had to hold onto her, and not just for two minutes, it could have been longer, that's the minimum for an average person. Remember, Dr. Lawrence said three minutes given these injuries. . . . [¶] So the two minute, three-minute minimum that Dr. Lawrence gave us should be considered. . . . [¶] . . . [¶] The defendant had to make the conscious decision to hold onto her neck, to keep his grip while she's struggling and to overcome her resistance. He had time to reflect and to let go. . . ."
The United States Supreme Court recently revisited the issue of what constitutes a "testimonial" statement inMelendez-Diaz, supra, 557 U.S. ___ [
The court rejected the argument that a lab analyst's report is not testimonial because it contains "near-contemporaneous" observations of a scientific test, rather than statements by lay witnesses of events observed in the past. (Melendez-Diaz, supra, 557 U.S. at pp. ___ — ___ [
A. Dr. Bolduc's Autopsy Report Is Testimonial
Given the court's holding in Melendez-Diaz, there can be little doubt that Dr. Bolduc's autopsy report is testimonial. The purpose of an autopsy is to determine the circumstances, manner, and cause of death. (Gov. Code, §
These circumstances, coupled with the fact that Dr. Bolduc's report was prepared in the midst of a homicide investigation, a circumstance of which he was no doubt aware given that a homicide detective who was investigating Pina's death was present at the autopsy (Gov. Code, §
The People argue that "[a]lthough a medical examiner may reasonably expect that an autopsy report will be used in a criminal prosecution when the deceased appears to be the victim of foul play, that circumstance alone does not make the report testimonial." Relying on People v. Cage (2007)
In Cage, the court considered whether an assault victim's statement to a treating physician at the hospital was testimonial. (People v Cage, supra,
Even assuming the standard set forth in Cage remains good law after Melendez-Diaz and applies to cases not involving emergency situations, Dr. Bolduc's autopsy report satisfies that standard.
The circumstances set forth above leave no doubt that the primary purpose of Dr. Bolduc's autopsy report was to establish or prove some past fact, i.e., the circumstances, manner, and cause of Pina's death, for possible use in a criminal trial. Most notably, the report was prepared during the midst of a homicide investigation as Dr. Bolduc was no doubt aware since a homicide detective was present during the autopsy.11
B. The Trial Court Erred in Admitting Dr. Lawrence's Testimony Based on the Contents of Dr. Bolduc's Report
Unlike the certificates at issue in Melendez-Diaz, Dr. Bolduc's autopsy report was not admitted into evidence. Instead, Dr. Lawrence relied on Dr. Bolduc's report in forming his opinions concerning the cause of death and disclosed the contents of the report while testifying as to the basis for his opinions.12 The People assert that allowing Dr. Lawrence to testify concerning the contents of Dr. Bolduc's autopsy report did not run afoul of the confrontation clause because the information in Dr. Bolduc's report was not offered for its truth, but only as a basis for Dr. Lawrence's opinion, and *Page 1402
defendant had an opportunity to cross-examine Dr. Lawrence concerning the contents of Dr. Bolduc's report and Dr. Bolduc himself. The People rely on People v. Thomas (2005)
In Thomas, the defendant was charged with, among other things, active participation in a criminal street gang in connection with the theft of a truck. (Thomas, supra,
The defendant argued that the statements of gang members upon which the police officer relied in forming his opinion were testimonial, and thus, inadmissible under Crawford.
In affirming the conviction, the Thomas court accepted the defendant's characterization of the testifying police officer's "casual, undocumented conversations" as testimonial. (Thomas, supra,
In contrast to the casual nature of the conversations recounted in Thomas, the autopsy report in this case was formally prepared in anticipation of a prosecution. This is the sort of evidence — cloaked in the authority of a medical examiner and inherently designed to aid criminal prosecution — that the United States Supreme Court has warned against exempting from
Here, we conclude that Dr. Lawrence's reliance on Dr. Bolduc's report violated defendant's right of confrontation.13 The jury in this case was instructed that "[t]he meaning and importance of any [expert] opinion are for you to decide. In evaluating the believability of an expert witness . . . [¶] . . . consider . . . the reasons the expert gave for any opinion and the facts or information on which the expert relied in reaching that opinion. You must decide whetherinformation on which the expert relied was true andaccurate." (Italics added.) Thus, in evaluating Dr. Lawrence's opinions concerning the cause of Pina's death, the jury was required to evaluate the truth and accuracy of Dr. Bolduc's autopsy report. In other words, the weight of Dr. Lawrence's opinions was entirely dependent upon the accuracy and substantive content of Dr. Bolduc's report. (See Mnookin,Expert Evidence and the Confrontation Clause after Crawford v. Washington (2007) 15 J.L. Pol'y 791, 822-823 (Mnookin) ["[T]o pretend that expert basis statements are introduced for a purpose other than the truth of their contents is not simply splitting hairs too finely or engaging in an extreme form of formalism. It is, rather, an effort to make an end run around a constitutional prohibition by sleight of hand."].)14
Moreover, the fact that Dr. Lawrence was available for cross-examination did not satisfy defendant's right of confrontation. Where, as here, an expert bases his opinion on testimonial statements and discloses those statements to the jury, Crawford requires that the defendant have the *Page 1404
opportunity to confront the individual who issued them. Substituted cross-examination is not constitutionally adequate. (See Mnookin, supra, 15 J.L. Pol'y at p. 834["Crawford's language simply does not permit cross-examination of a surrogate when the evidence in question is testimonial."]; Seaman, Triangulating TestimonialHearsay: The Constitutional Boundaries of Expert OpinionTestimony (2008) 96 Geo. L.J. 827, 847-848 ["[I]f the [expert's] opinion is only as good as the facts on which it is based, and if those facts consist of testimonial hearsay statements that were not subject to cross-examination, then it is difficult to imagine how the defendant is expected to `demonstrate the underlying information [is] incorrect or unreliable.'"].) As the court observed inMelendez-Diaz, the prosecution's failure to call the lab analysts as witnesses prevented the defense from exploring the possibility that the analysts lacked proper training or had poor judgment or from testing their "honesty, proficiency, and methodology." (Melendez-Diaz, supra, 557 U.S. at p. __ [
As Dr. Lawrence explained at the evidentiary hearing, San Joaquin County refused to call Dr. Bolduc as a witness in homicide cases because his background made it "awkward [for] them [to] easily try their cases"; thus, they used Dr. Lawrence instead. The reason is plain — Dr. Bolduc had "baggage." He had been fired from Kern County and allowed to resign "under a cloud" from Orange County, Stanislaus and San Joaquin Counties refused to use him to testify in homicide trials, and Sonoma was reluctant to use him. He falsified his resume. His competence had been questioned in prior cases. Moreover, this case illustrates the inadequacies of substitute cross-examination. While Dr. Lawrence generally was aware of Dr. Bolduc's work history, Dr. Lawrence was unable to respond to specific questions concerning Dr. Bolduc's alleged incompetence in prior cases.
Because Dr. Bolduc's report was testimonial, and there was no showing that he was unavailable to testify at trial or that defendant had a prior opportunity to cross-examine him, defendant was entitled to "`be con-fronted with'" him at trial. (Melendez-Diaz, supra, 557 U.S. at p. ___ [
C. The Admission of Dr. Lawrence's Testimony Based on Dr. Bolduc's Report Was Not Harmless
Confrontation clause violations are subject to federal harmless error analysis under Chapman v. California (1967)
Defendant was convicted of second degree murder. "`"Murder is the unlawful killing of a human being with malice aforethought. ([Pen. Code,] § 187, subd. (a).) A defendant who commits an intentional and unlawful killing but who lacks malice is guilty of . . . voluntary manslaughter. ([Pen. Code,] § 192.)" [Citation.] Generally, the intent to unlawfully kill constitutes malice. [Citations.] "But a defendant who intentionally and unlawfully kills [nonetheless] lacks malice . . . when [he] acts in a `sudden quarrel or heat of passion' ([Pen. Code,] § 192, subd. (a)). . . ." . . .' [¶] Th[at] mitigating circumstances reduce an intentional, unlawful killing from murder to voluntary manslaughter `by negatingthe element of malice that otherwise inheres in such a homicide [citation].' [Citation.]" (People v. Rios
(2000)
While defendant admitted strangling Pina to death, he said he did so only after he was provoked to the point of losing control and argued he was guilty of at most voluntary manslaughter. The prosecution's argument that defendant was guilty of intentional murder, and not voluntary manslaughter, was based in large part on the theory that during the time it took for defendant to strangle Pina, what may have begun as passion shaded into intent. The only evidence offered by the prosecution in support of this theory was Dr. Lawrence's testimony that Pina was strangled for at least two minutes before she died, which he based on Dr. Bolduc's report.15 The prosecutor relied on that testimony during her closing argument in arguing defendant was guilty of murder and not voluntary manslaughter. On this record, we cannot say that allowing Dr. Lawrence to testify as to the contents of Dr. Bolduc's report was harmless beyond a reasonable doubt. *Page 1406
Sims, J., and Nicholson, J., concurred.
Reference
- Full Case Name
- The People, and v. Reynaldo Santos Dungo, And
- Cited By
- 9 cases
- Status
- Published