In Re Noreen G.
In Re Noreen G.
Opinion
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Two appeals have been taken from a judgment that granted a petition brought pursuant to Probate Code section
We find that section 1516.5 does not have any constitutional infirmities, no denial of the right to counsel occurred, any deficiencies in the investigator's report were not prejudicial to the parents, and the evidence amply supports the termination of parental rights. We conclude that we must make a limited remand of the case to the trial court to comply with the inquiry provisions of the ICWA. We also conclude that the order granting visitation rights to the parents must be reversed as in excess of the trial court's authority. *Page 1368
Within a month, the guardianship became a contentious matter between Jamie and petitioners, and has remained so. In October of 2004, Jamie filed a petition to terminate the guardianship based on accusations against petitioners that were not substantiated; the petition was denied. Subsequent petitions filed by Jamie to terminate the guardianship were also denied. Jamie continued to engage in visitation with the minors, but did not follow through with drug and alcohol rehabilitation efforts.
In April of 2005, petitioners filed a motion to terminate visitation by the parents based upon an accusation made by Emma that she was sexually molested by Raymond during an overnight visit with Jamie. The accusation was not prosecuted due to Emma's young age and lack of physical evidence of abuse, but Raymond was arrested on unrelated outstanding warrants and taken to Nevada, where he was subsequently incarcerated in state prison until September of 2007. On April 25, 2005, unsupervised visitation with the minors was suspended pending an investigation. In May of 2005, Juliana obtained a restraining order that compelled Raymond to stay away from her residence and prohibited him from any contact with Emma or Noreen.4 Raymond has neither had any contact with the minors nor sought visitation with them since April of 2005. *Page 1369
By August of 2005, Jamie's unsupervised visitation with the minors was increased. Her drug tests were negative and she was attending domestic violence classes. In February and August of 2006, at the request of counsel for the minors the court further expanded Jamie's visitation rights to include a portion of six days a week and three overnight stays per week, or a time-share with the guardians of between 50 and 55 percent. Jamie was directed to complete a parenting class prior to filing for termination of the guardianship. The minors' counsel recommended termination of the guardianship in February of 2007.
By March of 2007, however, Emma was diagnosed with an adjustment disorder caused by the visitation arrangement that resulted in frequent transitions between the homes of the guardians and Jamie. The guardians also accused Jamie of at least one instance of alcohol and drug use — based on a report from the father of one of Jamie's older children (not involved in these proceedings) — although Jamie denied any relapse into illegal drug use, and a drug test was negative.
Jennifer Emerson, a registered child-parent therapist with the Early Childhood Mental Health Program, was appointed by the court to evaluate the minors and provide family therapy. She observed that on several occasions Jamie suffered injuries that included a black eye and serious abrasions or bruises on her arms. Emerson suspected from Jamie's evasive answers to inquiries about the source of the injuries that Jamie was being abused by her boyfriend Scott Armas. Then in August of 2007, Emma reported to Emerson that during overnight visitation the minors repeatedly witnessed acts of physical abuse committed upon Jamie by her boyfriend. Both Emma and Noreen stated that they periodically observed Jamie and Armas hitting each other, which frightened and upset them. When Emerson confronted Jamie with the issue of domestic violence in the home that had been witnessed by the minors, Jamie became "very angry" and asked Emerson to leave, although she did acknowledge to Emerson that some "incidents of violence in the home" had occurred.
Also in August of 2007, Emerson and Juliana observed bruises on Emma's lower left side that were in the shape of a Bell or waistband. Emma claimed that after she hit her mother Jamie struck her "really hard."5 Jamie at first denied that Emma's injury occurred as a result of infliction of physical abuse. She subsequently acknowledged that she hit Emma "back" in anger after Emma hit her, and expressed that she was "justified in doing it." *Page 1370
A Child Protective Services (CPS) investigation was commenced, Jamie's petition for termination of the guardianship was denied, and unsupervised visitation was suspended pending completion of the investigation. Emerson advised CPS that unsupervised visits by Jamie with the children were no longer appropriate, and CPS agreed. Dr. Joseph Bongiovanni was assigned to conduct the CPS guardianship investigation of the welfare of the minors. He described the minors as "normal," well adjusted and "happy" in the home of the guardians. Dr. Bongiovanni, concluded in his investigative narrative that Jamie was not committing ongoing abuse, but he found a "[s]ubstantial risk" to the children in the mother's home due to the domestic violence between her and Armas. According to Dr. Bongiovanni, "no foundation" existed for CPS to file a dependency petition. He also thought the children were adequately protected by the existing guardianship and the ability of the probate court to intercede on behalf of the children.
On September 7, 2007, by stipulation the unsupervised visits with the minors by Jamie as specified in prior visitation orders were suspended in favor of supervised visitation only, twice a week for two hours per visit. Following the stipulated supervised visitation order, Jamie visited with the minors only four times. Jamie ended her relationship with Armas in September of 2007.
The present petition to terminate the objectors' parental rights was filed by the guardians on January 10, 2008. After the petition was filed, Jamie left a succession of harassing, threatening and somewhat irrational telephone messages to petitioners in April of 2008, in which she implored Juliana to abandon the proceedings. Tape recordings of these messages were played during the hearing before the trial court. On April 17, 2008, Jamie was observed by Juliana pacing outside the guardians' home. Thereafter, Juliana obtained a restraining order against Jamie.
Trial on the petition was held in June of 2008. Juliana testified that she and Ronald decided to file the petition due to the "dramatic improvement in Emma's symptoms" of anxiety after unsupervised visitation with Jamie was terminated, the lack of progress made by Jamie, and the detriment to the children from the instability caused by the continued guardianship. Juliana indicated that she and Ronald brought the petition for termination of parental rights to relieve the minors' anxiety and instability that has occurred with the long, protracted and bitterly contested guardianship. She testified that the prolonged guardianship and associated confusion "is hurting the children." According to Juliana, the objective of the petitioners is to adopt the children *Page 1371 upon the termination of parental rights. Juliana agreed that the minors have an attachment to their mother and want to visit her, but testified that their primary need is to reach an end to the litigation and obtain a stable, permanent home through adoption.
Rose Parson, a court investigator for the Contra Costa County Superior Court, testified that in February of 2008 she was assigned by the court to investigate the guardianship and submit a report. She reviewed the guardianship file, including the letters and reports from Jennifer Emerson, and visited the home of the guardians on March 3, 2008, where she interviewed them and the minors. Parson found that the minors and the guardians have a loving parent-child relationship. Emma disclosed to Parson that she "likes living with the petitioners, but also likes . . . staying at her mother's home." When asked by Parson about staying at her mother's home Noreen responded, "it's dangerous."
In February of 2008, Parson also unsuccessfully attempted to contact and interview Jamie, both by sending her letters by certified mail to two purported addresses for her, and repeatedly calling a telephone number provided by the guardians.6 Parson was not able to interview either Jamie or Raymond, and did not observe Jamie interact with the minors. According to the investigative report filed by Parson in March of 2008 and her testimony at trial, petitioners' home is the "only stable home environment" the minors have known since August of 2004. Parson found that petitioners made a "compelling argument why it is in the minors' `best interest' to terminate parental rights at this time," but deferred offering a formal recommendation and suggested in her report that the court not rule on the petition until after a hearing. Parson also testified that if she was aware of the recommendation of Emerson to terminate parental rights, she "would probably be inclined" to make the same recommendation to the court. Parson was cross-examined by counsel for the parents.
Emerson testified at trial that in March of 2007 she diagnosed Emma with adjustment disorder with mixed aggression and anxiety. She thereafter began to provide counseling services to the minors and Jamie. Emerson found in her assessment of the minors that they particularly suffered during transitions between the homes of the guardians and Jamie. Emma demonstrated a pronounced increase in symptoms of anxiety and depressive disorder immediately following visits with Jamie. Emerson testified that although Emma loves *Page 1372 Jamie and wants to continue to see her, she exhibited "a tremendous amount of relief" and an extensive improvement in her functioning when away from her mother. Emerson concluded that Emma "would face significant risk to her social, emotional, behavioral, and intellectual development" if she were returned to her mother. The risks associated with insecure or disorganized attachment such as characterized by the relationship of the minors with their mother range from "mild social, emotional, and behavioral impairment to more serious problems such as substance abuse, mental illness, delinquency and domestic violence." According to Emerson, the minors are confused and anxious about "where they are going to be living long-term." Emerson offered the firm opinion that termination of parental rights is in the best interests of the minors to provide them with the necessary stable and secure home.
Jamie testified that she has not used alcohol or illegal drugs since April of 2006. She has been tested often for drugs or alcohol, and has not been advised of any positive test results. Jamie admitted that for the last two years she has been addicted to Vicodin, which she began taking for pain in her hands and arms. Her doctor is attempting to "wean" her off Vicodin by prescribing lower doses of the drug for her. Jamie described her most recent visits with the minors as "happy and loving." Her goal is to terminate the guardianship and reunify with the minors.
Following the trial, the court found in a commendably thorough and extensive statement of decision that clear and convincing evidence "supports the presumption that parents are now unfit to properly care for the minors and that it would be detrimental to the minors not to terminate parental rights." The court further found "by clear and convincing evidence" that the minors will benefit from adoption by the guardians, and their "best interests" will be achieved by termination of parental rights. The court therefore ordered the termination of parental rights of both Jamie and Raymond pursuant to section 1516.5, but granted supervised visitation to them. The parents have appealed from the judgment terminating their parental rights; the guardians have separately appealed from the order granting the parents visitation.
1. The Due Process Challenge to Section 1516.5.* Raymond has presented a due process challenge to section 1516.5, which in pertinent part provides in subdivision (a) that in a guardianship proceeding a petition to have a child declared free from the custody and control of one or both parents may be brought "if all of the following requirements are satisfied: [¶] (1) One or both parents do not have the legal custody of the child. [¶] (2) The child has been in the physical custody of the guardian for a period of not less than two years. [¶] (3) The court finds that the child would benefit from being adopted by his or her guardian."7 Raymond argues that "under long-established principles applicable to the involuntary termination of parental rights, the procedure authorized by section 1516.5 violates a parent's rights to due process under our federal and state Constitutions by permitting such termination on the basis of requirements which are insufficient to provide a level of due process commensurate with the rights and interests at stake."
"Parents have a constitutional right to due process of law before the state may interfere with their parental rights. [Citation.] `"[D]ue process is flexible and calls for such procedural protections as the particular situation demands."' [Citation.] [¶] To determine whether a procedure satisfies due process, the courts balance three factors: (1) the interest affected by the proceeding; (2) the risk of an erroneous deprivation of the interest created by the state's chosen procedure; and (3) the countervailing interest supporting use of the challenged procedure." (In re E.S. (2009)
In two very recent cases the California Supreme Court declared definitively that "section 1516.5 does not violate due process on its face by adopting the best interest of the child as the standard for terminating parental rights." (In re CharlotteD. (2009)
In the companion case of In re Charlotte D.,supra,
Here, Raymond has not made — and the facts certainly do not support — any assertion that the statute as applied to the termination of his individual parental rights violated due process principles. (In re Charlotte D., supra, at p. 1143.) Therefore, under the authority of In re CharlotteD., and Ann S., we are compelled to conclude that his due process challenge to the statute is unfounded. (Auto Equity Sales, Inc. v. Superior Court (1962)
II. The Vagueness Challenge to Section 1516.5.
We turn our attention to Jamie's complaint that section 1516.5 is impermissibly vague.8 She specifically challenges the "`physical custody' prong" of the statute, which she contends "fails to give a parent adequate notice as to what actions he or she must take to avoid the termination of his or her parental rights." Jamie maintains that the "physical custody" element of section 1516.5 is not further defined or detailed in the statute, and may be subject to "various interpretations." She points out that the term "physical custody" may have a wide range of "meanings," from "sole custody" to "any custody" by the guardians, which is not clarified in the legislative history of the statute or by reference to other sources. Jamie argues that without any definitive "knowledge of the scope of the statute," she "could not have properly evaluated the consequences of agreeing to a general guardianship" with petitioners. She therefore claims that section 1516.5 did not afford her with "fair warning" or "adequate notice of the conduct" which might subject her to deprivation of her fundamental parental rights, in violation of the tenets of substantive due process.
"`It is a basic principle of due process that an enactment is void for vagueness if its prohibitions [and requirements] are not clearly defined.'" (Mason v. Office of Admin.Hearings (2001)
"[T]he underpinning of a vagueness challenge is the due process concept of `fair warning.'" (In re Sheena K.
(2007)
"The Supreme Court has articulated two guiding principles for evaluating vagueness claims. `The first principle is derived from the concrete necessity that abstract legal commands must be applied in a specific context. A contextual application of otherwise unqualified legal language may supply the clue to a law's meaning, giving facially standardless language a constitutionally sufficient concreteness. Indeed, in evaluating challenges based on claims of vagueness, the [United States Supreme Court] has said "[t]he particular context is all important." [Citation.]' [Citation.] Such context, our high court has observed, properly includes the purpose or objectives that the challenged law was designed to serve. [Citations.] [¶] The second guiding principle is the notion of "reasonable specificity" [citation] or "`"[r]easonable certainty."'" [Citations.] . . . "[F]ew words possess the precision of mathematical symbols, most statutes must deal with untold and unforeseen variations in factual situations, and the practical necessities of discharging the business of government inevitably limit the specificity with which legislators can spell out prohibitions. Consequently, no more than a reasonable degree of certainty can be demanded. Nor is it unfair to require that one who deliberately goes perilously close to an area of proscribed conduct shall take the risk that he may cross the line." [Citation.]' [Citation.]" (Amaral v.Cintas Corp. No. 2 (2008)
Subdivision (a) of section 1516.5 provides that if, as in the present case, a guardianship is in place, a proceeding to terminate parental rights may *Page 1375
be brought if three requirements are met: "[o]ne or both parents do not have the legal custody of the child," the "child has been in the physical custody of the guardian for a period of not less than two years," and the child will "benefit from being adopted by his or her guardian." (Italics added.) While the "physical custody" requirement is not more specifically defined or elucidated in section 1516.5, the statute does not for that reason fail to meet substantive due process standards. The concept of "physical custody" is not one that is incapable of understanding by persons of common intelligence or eludes meaningful judicial review. To the contrary, by referencing common meaning and preexisting law, the term "physical custody" is readily understood. When the words used in a statute are not precisely defined, "`"the requisite standards of certainty can be fleshed out from otherwise vague statutory language by reference to any of the following sources: (1) long established or commonly accepted usage; (2) usage at common law; (3) judicial interpretations of the statutory language or of similar language; [and] (4) legislative history or purpose."' [Citation.] Additionally, we presume that `[t]he enacting body is deemed to be aware of existing laws and judicial constructions in effect at the time legislation is enacted.' [Citation.] In particular, when the Legislature uses a word that has been construed judicially, we can presume the word was intended in the sense placed on it by the courts." (Zilog, Inc. v. Superior Court (2001)
We need neither resort to an examination of the legislative history of Probate Code section
A statute is not vague if it may be made reasonably certain by reference to other definable sources. (State Bd.of Equalization v. Wirick (2001)93 Cal.App.4th 411, 420 [
III. The Minors' Right to Counsel.
Raymond argues that the failure of the trial court to appoint counsel for the children until the commencement of trial was error. The record shows that after the guardianship was initiated Attorney Leigh Johnson was appointed counsel for the children in June of 2005. Johnson thereafter continued to represent the minors intermittently during the guardianship proceedings. She sought increased visitation by Jamie in 2006, and on behalf of the minors recommended termination of the guardianship in February of 2007. After the petition to terminate parental rights was filed, on March 4, 2008, Jamie requested appointment of counsel for the minors. At a hearing six days later, the court appointed counsel for Jamie and Raymond, but withheld appointment of counsel for the minors. Trial on the petition was continued while the parties engaged in mediation and discussed settlement, but when the case was called for trial on June 16, 2008, Johnson appeared for the minors. She *Page 1377 offered an opening statement at the commencement of trial and thereafter represented the minors throughout the proceedings. Raymond argues that according to the statutory scheme the trial court was required to "consider" appointment of counsel for the minors, and under the facts of the case "the failure to appoint independent counsel for the children until the very morning of a contested trial on whether the court should terminate parental rights, was error, and prejudicial."
Petitioners maintain that Raymond lacks standing to complain of the failure of the trial court to appoint counsel to represent the minors. They rely on the general principle that while an aggrieved party in an action may file a notice of appeal, "the ability to appeal does not confer standing to assert issues when he is not aggrieved by the order from which the appeal is taken. [Citations.] [¶] Standing to challenge an adverse ruling is not established merely because a parent takes a position on an issue that affects the minor [citation]; nor can a parent raise the minor's best interest as a basis for standing [citation]. Without a showing that a parent's personal rights are affected by a ruling, the parent does not establish standing. [Citation.] To be aggrieved or affected, a parent must have a legally cognizable interest that is affected injuriously by the juvenile court's decision. [Citation.] In sum, a would-be appellant `lacks standing to raise issues affecting another person's interests.' [Citation.]" (In reD.S. (2007)
Raymond submits that the standing of a parent on appeal to raise the issue of failure to appoint counsel for the children in a proceeding to terminate parental rights "is well settled," but the cases he cites do not in the least stand for that proposition. (See In re Laura F. (1983)
However, other authority exists that directly supports Raymond's assertion of standing. Cases have uniformly held that in a proceeding to terminate parental rights "[a] father has standing to assert his child's right to independent counsel, because independent representation of the children's *Page 1378
interests impacts upon the father's interest in the parent-child relationship." (In re Elizabeth M. (1991)
Section 1516.5 does not explicitly provide for appointment of counsel for the minors in an action to terminate parental rights, but specifies in subdivision (c) that, "The rightsof the parent, including the rights to notice and counsel provided in Part 4 (commencing with Section
Although Family Code section
Even if we assume, without deciding, that the "rights of the parent" to counsel in a section 1516.5 action also extend to counsel for the minor, we find that no error occurred in the present case. As we read the record, the trial court did consider whether the minors needed representation by independent counsel. Before trial commenced counsel was appointed for the minors for the entirety of the remaining proceedings. Their attorney, Leigh Johnson, had represented them throughout the guardianship, so she was intimately familiar with all aspects of the case and its history. A review of the proceedings *Page 1379 supports this conclusion. She acted vigorously in the case to represent the children. Nothing in the record indicates to us that the failure of the court to appoint Johnson as attorney for the children at an earlier stage of the proceedings was either necessary or adversely impacted their rights at trial. No prejudicial deprivation of the minors' right to counsel occurred.
IV. The Investigator's Report.
Jamie and Raymond join in contending that the trial court failed to comply with the requirements of Probate Code section
The parents complain that the investigator's evaluation and report were flawed for two reasons: first and foremost, the failure of the investigator to interview either of them; and second, for that reason the investigator deferred any formal recommendation on the petition until the hearing and a therapeutic evaluation of the minors was completed to determine "the detriment to the children from termination of Jamie's parental rights, and the appropriateness of future visitation." They submit that an "independent investigation by a court investigator is an essential requirement of a private termination of parental rights" to provide the court with "the information for it to be able to make a reasoned and informed decision." They claim that the deficient investigation and report therefore require reversal per se.
As a procedural matter we point out that the parents have forfeited their right to complain of inadequacies in the report by failing to object at trial. (In re Aaron B. (1996)
While the report was submitted to the court and considered as demanded by section 1516.5, subdivision (b), we agree with the parents that the investigation and report were incomplete due to the inability of the investigator to locate and interview the parents before trial and the resulting lack of any definitive recommendation for disposition of the matter. The fact that the investigator made reasonable efforts to contact and meet with the father and mother does not constitute compliance with Family Code section
We disagree with the parents' contention that the error is reversible per se. Per se reversal is required only in rare cases where the structural integrity of a trial is compromised. (People v. Flood (1998)
We view the error as one of procedural statutory dimension only; it did not affect the parties' due process rights. The parents received the report and were given the opportunity to cross-examine the investigator about the failure to interview Jamie. Thus, the parents must affirmatively demonstrate prejudice to prevail on appeal. (In re M.F. (2008)
Upon review of the record, we find that the error was harmless beyond any reasonable doubt. The purpose of the investigation and report required by the statute is to provide the court with a full understanding of the factual setting of the petition for termination of parental rights. Not only did Parson testify about the contents of her report and the reasons for the lack of a recommendation, but the information that was omitted from the report — that is, the results of interviews with the parents — was thoroughly presented and considered at trial. Jamie testified at trial, and evidence of interviews with her was presented in the form of testimony, reports and letters from Emerson and Dr. Bongiovanni. Parson also offered testimony that articulated her recommendation for resolution of the action. We find the court possessed complete and accurate information concerning the minors, the parents, the guardians, and the professional recommendations of the appointed experts in the case. Any noncompliance with section 1516.5, subdivision (b), did not result in a miscarriage of justice or any prejudicial inadequate assistance of counsel. (In re DakotaS. (2000)
V. The Evidence in Support of the Decision to Terminate Parental Rights.
We proceed to the argument that the evidence does not support the trial court's decision to terminate parental rights. Raymond's brief engages in a lengthy discourse to present the claim that the evidence fails to prove the *Page 1382 essential element pursuant to section 1516.5 "that the benefit to Emma and Noreen of being adopted by their guardians outweighs the detriment they would suffer from termination of parental rights." He proposes that the standard for termination of parental rights under section 1516.5 is not merely "some benefit to the child from adoption," but rather whether, "considering all factors relevant to the child's best interests, including any detriment the child would suffer, it would be in the child's best interests to terminate parental rights." From this premise he argues that "it is not possible to conclude that substantial evidence supports the trial court's decision," particularly in light of the investigator's failure to complete the investigation and provide the court with a recommendation.
The parents also contend that the trial court exceeded the bounds of appropriate judicial discretion by taking into consideration the order for continuing visitation as a factor that ameliorates the detriment to the children from the termination of parental rights. They point out that a posttermination visitation order is unenforceable, and the court must presume that termination of parental rights will result in cessation of all contact between parent and child. (See In re S.B. (2008)
Our review of the evidence is constrained. "Although a trial court must make such findings based on clear and convincing evidence ([Fam. Code,] § 7821), this standard of proof `"is for the guidance of the trial court only; on review, our function is limited to a determination whether substantial evidence exists to support the conclusions reached by the trial court in utilizing the appropriate standard."' [Citation.] Under the substantial evidence standard of review, `"[a]ll conflicts in the evidence must be resolved in favor of the respondents and all legitimate and reasonable inferences must be indulged in to uphold the judgment."' [Citation.]" (Adoption of Allison C. (2008)
Also, the decision to terminate parental rights lies in the first instance within the discretion of the trial court, "and will not be disturbed on appeal absent an abuse of that discretion. [Citation.] While the abuse of discretion standard gives the court substantial latitude, `[t]he scope of discretion always resides in the particular law being applied, i.e., in the "legal principles governing the subject of [the] action. . . ."' [Citation.] `Action that *Page 1383
transgresses the confines of the applicable principles of law is outside the scope of discretion and we call such action an "abuse" of discretion.' [Citation.]" (In re Baby GirlM. (2006)
The prerequisites to termination of parental rights under section 1516.5 are straightforward. "Section 1516.5 authorizes the termination of parental rights after two years of probate guardianship, if adoption by the guardian is in the child's best interest." (Ann S., supra,
We have no difficulty in finding that the evidence supports the trial court's decision that termination of parental rights and adoption by petitioners is in the best interests of the minors. During the guardianship of nearly four years, Jamie failed to successfully remedy the problems, particularly of domestic abuse, that necessitated the guardianship in the first place. The guardianship was created due to Jamie's inability to provide a stable home for the children free from substance abuse, severe emotional discord, and violence. For the most part, that conduct and environment persisted throughout the course of the guardianship. Even after the petition was filed, Jamie continued to exhibit unstable behavior by harassing the guardians. The children also acquired a deep attachment to the guardians and a secure home with them. Evidence was presented that the children were well adjusted and happy in the guardians' home, but displayed increased symptoms of anxiety and depression when they visited Jamie. The California Supreme Court has recognized: "After *Page 1384
years of guardianship, the child has a fully developed interest in a stable, continuing, and permanent placement with a fully committed caregiver. [Citations.] The guardian, after fulfilling a parental role for an extended period, has also developed substantial interests that the law recognizes." (Ann S., supra,
The evidence adduced from the various experts also uniformly established that the minors were at substantial risk in the mother's home of social, emotional and behavioral detriment. The experts definitively asserted that the minors would benefit from the stability that would accompany permanent placement with the guardians and cessation of their continued transitional existence. We do not agree with the parents' assertion that their parental rights were improperly terminated to prevent Jamie from continuing to seek termination of the guardianship. The court instead found that continuation of the guardianship due to the ongoing failure of Jamie to improve and control her behavior was detrimental to the children. Although we acknowledge, as did the experts and Juliana, that the minors demonstrated a loving bond with their mother, we discern substantial evidence in the record in support of the finding of benefit to the minors. (In re Brittany H. (1988)
Finally, the finding that termination and adoption by the guardians is in the minors' best interest is not flawed by any mistaken consideration by the trial court of the mitigating influence of the order for continuing visitation. First, our focus is upon the ultimate decision rather than the underlying analysis of the trial court. "`Our task is to determine whether the judgment should be affirmed or reversed. Thus, we review the judgment for reversible error, not merely to determine whether the trial court's interpretation . . . was correct, but whether the judgment is correct on any theory. [Citation.] "No rule of decision is better or more firmly established by authority, nor one resting upon a sounder basis of reason and propriety, than that a ruling or decision, itself correct in law, will not be disturbed on appeal merely because given for a wrong reason. If right upon any theory of the law applicable to the case, it must be sustained regardless of the considerations which may have moved the trial court to its conclusion." [Citation.]' [Citation.] `We review the trial court's ruling, not its reasoning.' [Citations.]" (As You Sow v. ConbracoIndustries (2005)
Further, we do not discern any indication in the record that the court based its assessment of the minors' best interests on the expectation of continued visitation by the parents. As we view the evidence and the trial court's statement of decision, the visitation and termination orders were neither dependent upon each other nor even considered in conjunction with each other. The court also did not in any fashion find that detriment from *Page 1385 termination of parental rights would be mitigated by continued visitation. Instead, the court made entirely separate findings on termination and visitation, with the latter being based on the perceived consent of the parties, not any determination that detriment to the children would be moderated by visitation.
The advantage of a stable, permanent adoptive home for the minors outweighs the benefit of a continued relationship with Jamie, who despite her efforts and somewhat positive visitation record failed to successfully overcome the disruptive, offending behavior that led to the guardianship. (In reJasmine D. (2000)
VI. The Indian Child Welfare Act.
The parents' final contention, presented by Jamie and joined by Raymond, is that the judgment must be reversed due to the failure of the trial court to comply with the requirements of the ICWA. (
We begin our examination of this issue by observing that no claim was made in the trial court that the minors have Indian ancestry, and no evidence is found in the record that they may be Indian children. Hence, at least on the record before us, the termination of parental rights is not precluded by subdivision (d) of section 1516.5. The remaining issue is whether the court, the petitioners, or the court investigator had a duty in the trial court proceedings to inquire into Indian ancestry of the minors without either any challenge on that ground or hint in the evidence of its existence.
"Admittedly, it has been held — including by this court — that a parent does not necessarily waive an ICWA notice issue by failing to raise it below." (In reS.B. (2005)
First, the ICWA itself does not require aninquiry, where, as here, no evidence of an Indian child has been presented. The fundamental procedural safeguard in the ICWA "is a provision for notice, which states in part: `In any involuntary proceeding in a State court, where thecourt knows or has reason to know that an Indian child isinvolved, the party seeking the foster care placement of, or termination of parental rights to, an Indian child shall notify the parent or Indian custodian and the Indian child's tribe, by registered mail with return receipt requested, of the pending proceedings and of their right of intervention.' (
"However, the `ICWA provides that states may provide "a higher standard of protection to the rights of the parent . . . of an Indian child than the rights provided under [ICWA]" [citation], and long-standing federal guidelines provide "the state court shall make inquiries to determine if the child involved is a member of an Indian tribe [or] if a parent of the child is a member of an Indian tribe and the child is eligible for membership in an Indian tribe."' [Citations.]" (In reA.B., supra,
Pursuant to California law found in Welfare and Institutions Code "[s]ection 224.3, subdivision (a) provides: `The court, county welfare department, and the probation department have an affirmative and continuing duty to inquire whether a[dependent] child . . . is or may be an Indian child in all dependency proceedings. . . .' [Citation.]" (In re A.B., supra,
Under the broad language of rule 5.481, the duty of inquiry attaches to any proceeding which may result in termination of parental rights or adoptive placement. Thus, during the course of the guardianship proceeding no duty of inquiry was created, but when the petition to terminate parental rights was filed the court, court-connected investigator, and petitioners were vested with the affirmative and continuing duty pursuant to rule 5.481(a) to inquire whether the minors are or may be Indian children. Nothing in the court investigator's report or the remainder of the evidence indicates that the requisite rule 5.481(a) inquiry was undertaken or even considered. (In re N.E. (2008)
The breach of duty to inquire into the Indian heritage of the minors was error that necessitates "a limited reversal of an order or judgment and remand for proper inquiry and any required notice [that] may be necessary. [Citation.] Reversal is not warranted, however, when the court's noncompliance with the *Page 1388
inquiry requirement constitutes harmless error." (In reA.B., supra,
We decline to take any additional evidence in this matter. Code of Civil Procedure section
In practice, Code of Civil Procedure section
The parties before us are seeking to have us consider new, conflicting evidence to decide an issue that was not litigated in the trial court. Mother's motion would seek to effectuate areversal of the judgment based on newly discovered evidence and a newly presented issue on appeal. Petitioners' motion seeks to present directly contradictory evidence on the same issue. This case does not offer any "exceptional circumstances" that warrant the taking of additional evidence from either party. (In re Valerie W., supra,
We therefore deny the motions to take additional evidence to decide the issue of compliance with the ICWA.13 Given the offer of proof and assertions by Jamie of her Indian heritage, however, without reversal of the judgment *Page 1390
we must make a limited remand with directions to the trial court to effectuate proper inquiry and comply with the notice provisions of the ICWA if Indian heritage is indicated. (Inre Damian C., supra,
The Appeal of the Guardians
I. The Authority of the Trial Court to Order Visitation.
The appeal of the guardians contests only the visitation orders that accompanied the termination of parental rights.14 The court granted Jamie one supervised visit per month for up to eight hours; Raymond was granted two four-hour supervised visits per year. The guardians' challenge to the visitation orders is three pronged: First, that the court had no "authority to make visitation orders after the termination of parental rights" in the case; second, the court "did not make required findings that visitation would actually benefit the children;" and third, the evidence shows "that continuing visitation with the mother and resuming visitation with the father would in fact be detrimental to these young and vulnerable children." Their essential position is that the trial court exceeded its authority and abused its discretion by granting the mother and father supervised visitation with the children.
We first consider the trial court's authority to grant visitation upon termination of parental rights. The guardians have presented this argument in a most cursory fashion, and failed to provide any supporting citation to authority until their reply brief. We nevertheless confront the issue, as it reflects upon the fundamental authority of the court in a section 1516.5 action to award visitation to a parent who is concomitantly deprived of all parental rights.
We begin our analysis by observing that neither section 1516.5 nor any other statutory provisions that govern guardianship actions pursuant to part 4 (commencing with §
In dependency proceedings, an order terminating parental rights is not only conclusive and binding upon the birth parents, but also effectuates a complete and final legal termination of the parental relationship. (Welf. Inst. Code, §
Further, once a child is adopted, by whatever means, under the "general" adoption provisions of Family Code section
We assume that in enacting section 1516.5 the Legislature was aware of existing law which does not provide for visitation following termination of parental rights and adoption of the child, and intended to maintain a consistent body of laws. (Starrh Starrh Cotton Growers v. Aera Energy LLC
(2007)
We of course recognize an important distinction between dependency and Probate Code section
II. The Claim That the Guardians Stipulated or Agreed to Grant Visitation to the Parents.
The parents argue that the guardians stipulated or agreed to a visitation order at trial, and therefore cannot object to it on appeal.15 Their claim of stipulation or agreement to visitation is based upon Juliana's expression of concurrence to her counsel's query that if the petition was granted and Emerson advised her "it was in the best interests of the children to see their mother from time to time," she was "willing to allow" visitation by Jamie. Juliana subsequently testified that she was "fine with [Jamie] having supervised visitation, because that is what [the] court ordered and that is what we have provided." She also articulated vague concurrence with a prior offer of one hour of visitation by the children per year with Raymond if his parental rights were terminated.
We acknowledge that a stipulation by the guardians to grant visitation would bar them from advancing the issue on appeal. (See Adoption of Arthur M. (2007)
First, the statutory provisions in section
Agreements that provide for birth parents to continue visitation with their children following termination of parental rights or adoption are also recognized by statute and enforceable, but any such agreements must be in writing and must be found by the court to be in the best interests of the children. (Fam. Code, §
We do not construe comments made during Juliana's testimony as a stipulation or an expression of a waiver that the court had discretion to order visitation under any particular terms, or visitation in any form. "[I]n determining whether the parties entered into a binding settlement of all or part of a case, a trial court should consider whether (1) the material terms of the settlement were explicitly defined, (2) the supervising judicial officer questioned the parties regarding their understanding of those terms, and (3) the parties expressly acknowledged their understanding of and agreement to be bound by those terms. In making the foregoing determination, the trial court may consider declarations of the parties and their counsel, any transcript of the stipulation orally presented and recorded by a certified reporter, and any additional oral testimony." (In re Marriage of Assemi (1994)
Nor, we conclude, did the parties enter into any agreement for posttermination or postadoption visitation rights that complies with Family Code section
Marchiano, P. J., and Margulies, J., concurred.
"(1) One or both parents do not have the legal custody of the child.
"(2) The child has been in the physical custody of the guardian for a period of not less than two years.
"(3) The court finds that the child would benefit from being adopted by his or her guardian. In making this determination, the court shall consider all factors relating to the best interest of the child, including, but not limited to, the nature and extent of the relationship between all of the following:
"(A) The child and the birth parent.
"(B) The child and the guardian, including family members of the guardian.
"(C) The child and any siblings or half-siblings.
"(b) The court shall appoint a court investigator or other qualified professional to investigate all factors enumerated in subdivision (a). The findings of the investigator or professional regarding those issues shall be included in the written report required pursuant to Section
"(c) The rights of the parent, including the rights to notice and counsel provided in Part 4 (commencing with Section
"(d) This section does not apply to any child who is a dependent of the juvenile court or to any Indian child."
Rule 5.400(a) also provides for postadoption visitation agreements in "any adoption of a child."
Reference
- Full Case Name
- In Re Noreen G., Minors. Ronald R., and v. Jamie R., Objectors And
- Cited By
- 86 cases
- Status
- Published