People v. Indiana Lumbermens Mutual Insurance
People v. Indiana Lumbermens Mutual Insurance
Opinion of the Court
Opinion
Indiana Lumbermens Mutual Insurance Company (hereafter the surety) appeals an order denying its motion to set aside the forfeiture of a bail bond. It contends that the bond was exonerated by operation of law, pursuant to Penal Code section 1305, subdivision (a), and that the court lacked jurisdiction to order its forfeiture.
FACTUAL AND PROCEDURAL HISTORY
The case arose as follows. On September 16, 2008, the surety posted a bond in the amount of $50,000 warranting the appearance of Ivan Beltran Flores to answer felony charges of violating section 422 (criminal threats). Upon posting bail, Flores was ordered to appear in court on October 21, 2008. Flores appeared in court on October 21, 2008. No complaint had yet been filed. The trial court continued the arraignment to December 2, 2008. It ordered the current bond continued because exonerating the bond would cause financial hardship for Flores in that he would be required to pay an additional premium to post a new bond and might also result in his rearrest when charges were filed.
On July 10, 2009, summary judgment was entered against the surety. On August 10, 2009, the surety filed a motion to set aside the summary judgment, arguing that the court had no jurisdiction to forfeit the bond because the complaint was not filed within 15 days of the original date set for Flores’s arraignment, as provided for in section 1305, subdivision (a) (hereafter section 1305(a)). On September 8, 2009, the court denied the motion.
The surety filed a timely notice of appeal.
LEGAL ANALYSIS
THE COURT LOST JURISDICTION TO ORDER FORFEITURE OF THE BOND
Section 1305(a) provides: “A court shall in open court declare forfeited the undertaking of bail or the money or property deposited as bail if, without sufficient excuse, a defendant fails to appear for any of the following: [¶] (1) Arraignment. 0Q (2) Trial. [][] (3) Judgment. [][] (4) Any other occasion prior to the pronouncement of judgment if the defendant’s presence in court is lawfully required, [f] (5) To surrender himself or herself in execution of the judgment after appeal. [SI] However, the court shall not have jurisdiction to declare a forfeiture and the bail shall be released of all obligations under the bond if the case is dismissed or if no complaint is filed within 15 days from the date of arraignment.” (Italics added.)
The surety contends that the bond was exonerated as a matter of law when no complaint had been filed within 15 days from October 21, 2008, the original date set for the arraignment. County counsel contends that the 15-day rule does not apply where the court has continued the arraignment to permit the prosecuting agency to file charges. This is a question of statutory interpretation, which we decide de novo. (People ex rel. Lockyer v. Shamrock Foods Co. (2000) 24 Cal.4th 415, 432 [101 Cal.Rptr.2d 200, 11 P.3d 956].)
“In construing a statute, our fundamental task is to ascertain the Legislature’s intent so as to effectuate the purpose of the statute. [Citation.] We begin with the language of the statute, giving the words their usual and ordinary meaning. [Citation.] The language must be construed ‘in the context
In People v. Ranger Ins. Co. (2006) 145 Cal.App.4th 23 [51 Cal.Rptr.3d 326] (Ranger), on which the parties both rely to support their positions, the court examined the legislative history of the 15-day provision, which was added to the statute in 1987:
“According to the bill’s author (Senator Robbins), ‘[w]hen no charges are filed there is no necessity to have the defendant appear in court. This bill would permit bail to be returned without appearance before the court, and save the court time.’ (Assem. Com. on Public Safety, Rep. on Sen. Bill No. 316 (1987-1988 Reg. Sess.) as introduced Aug. 18, 1987.)
“The Assembly Committee on Public Safety explained the need for the 15-day time limit: ‘This bill provides that no forfeiture shall occur if “no complaint is filed.” For a variety of reasons (further investigation to locate a witness or incomplete lab analysis, for example) a complaint may not be filed in a case for some time after a person is arrested and has bailed out. The district attorney may notify the bondsman that the defendant does not have to appear in court for another two weeks, but by that time a complaint will be filed. []Q The defendant benefits by not having his or her bail exonerated before charges are actually filed because there will be no need to reapply for bail and pay additional fees, [f] The law enforcement [agency] and the court benefit by not having bail exonerated because if bail is exonerated at the first scheduled court appearance (when charges have not yet been filed) the district attorney will have to prepare a warrant request, to be signed by a judge, and served by law enforcement in order to resecure the defendant’s appearance. The defendant will also risk rearrest on the same charge, [f] This problem could be alleviated if the bill provided for a fixed time frame after which bail could be automatically exonerated.’ (Assem. Com. on Public Safety, Rep. on Sen. Bill No. 316 (1987-1988 Reg. Sess.) as introduced Aug. 18, 1987 . . . .)” (Ranger, supra, 145 Cal.App.4th at p. 29, fn. & italics omitted.)
We agree with this analysis. However, it does not address the issue before us, which is whether, if the trial court finds good cause to continue the arraignment in order to permit the prosecutor to file a complaint, the court retains jurisdiction to order the bond forfeited upon a future nonappearance, if the complaint has not been filed within 15 days after the initial arraignment date.
Although Ranger is central to the surety’s arguments, it is in fact not apposite.
The court went on to say that if the defendant had appeared on the date first set upon her release and the court had ordered the arraignment continued, the court could retain jurisdiction to forfeit the bond if the defendant later failed to appear, even though the complaint was not filed within 15 days after the date originally set for the arraignment. (Ranger, supra, 145 Cal.App.4th at p. 30.) This statement is dictum, however, because, as the court pointed out, that “is not what happened”; the court did not continue the arraignment beyond the date first set by the jailer. (Ranger, at p. 30.) And, in Ranger, the court did not specifically assert that the trial court retains jurisdiction to forfeit a bond if it continues the arraignment, even if the complaint has not been filed within the 15-day period provided for in section 1305(a), i.e., 15 days after the original arraignment date. Rather, its comment was merely responding to an argument raised by one of the parties and rejecting it because it was based on a scenario which did not in fact take place.
Nevertheless, county counsel asserts that Ranger is authority for the proposition that the trial court retains jurisdiction to forfeit a bond if it continues the arraignment, even if the complaint has not been filed within the 15-day period provided for in section 1305(a).
As expressed in the legislative committee reports cited in Ranger,
We do not consider this to be a satisfying outcome. We agree with county counsel that it makes more sense, in terms of public policy, to permit a court to continue the arraignment to give the prosecuting agency more time to decide whether to file charges while still retaining jurisdiction to order forfeiture of the bond if the defendant fails to appear at the subsequent arraignment. However, if that was the Legislature’s intent, it has failed to say so. The statute contains no provision for extending the 15-day period within which the prosecuting agency is required to file the complaint. We may not read into the statute a provision that is clearly not encompassed within the statutory language. (People v. Allegheny Casualty Co. (2007) 41 Cal.4th 704, 709 [61 Cal.Rptr.3d 689, 161 P.3d 198].) Moreover, the only ambiguity in the statutory language lies in the statute’s use of the word “arraignment.” The statute is unambiguous as to the 15-day requirement. Consequently, we are required to accept that the Legislature meant what it said. (Id. at pp. 708-709.) The Legislature may amend the statute if it finds that the current language does not comport with its intentions.
DISPOSITION
The judgment forfeiting the bond and the order denying Indiana Lumbermens Mutual Insurance Company’s motion to set aside the judgment are reversed, and the cause is remanded to the trial court with directions to exonerate the bond.
Ramirez, P. J., and Hollenhorst, J., concurred.
An order denying a motion to set aside the forfeiture of a bail bond is appealable if the question on appeal is whether the judgment of forfeiture was entered in compliance with Penal Code section 1305 or section 1306. (County of Los Angeles v. National Automobile & Casualty Ins. Co. (1998) 67 Cal.App.4th 271, 274-275, fn. 1 [79 Cal.Rptr.2d 5].) We discuss the provisions of Penal Code section 1305 below.
All further statutory references will be to the Penal Code unless otherwise indicated.
The surety both relies on and distinguishes Ranger in its briefing. We view Ranger and its significance to this case differently than do the parties. For the reasons discussed below, we disagree that Ranger mandates reversal of the judgment of forfeiture. However, we base our conclusion that reversal is required on Ranger’s discussion of the legislative intent underlying section 1305(a). Thus, although Ranger is not directly apposite, it is nevertheless useful.
When bail is posted, the officer in charge of the jail in which the bailee is held issues and signs an order for the release of the arrested person, sets the time and place for his or her appearance before the court, and gives notice thereof. (§ 1269b, subd. (a).) If the person fails to appear as ordered, sections 1305 and 1306 apply. (§ 1269b, subd. (h).)
Two published decisions of which we are aware refer to Ranger as holding that the trial court retains jurisdiction to forfeit the bond if it continues the arraignment, even if the complaint is not filed within 15 days after the original arraignment date. However, whether the court does retain jurisdiction under those circumstances is not an issue in either case, and in both cases, the purported holding of Ranger is merely mentioned in passing. Consequently, neither case includes any analysis of the correctness of the proposition county counsel asserts. (See People v. American Surety Ins. Co. (2009) 178 Cal.App.4th 1437, 1438-1440 [101 Cal.Rptr.3d 286]; County of Los Angeles v. Fairmont Specialty Group (2008) 164 Cal.App.4th 1018, 1024-1025 [79 Cal.Rptr.3d 421].)
We take judicial notice of the legislative history materials provided by county counsel. (Evid. Code, §§ 452, subd. (c), 459, subd. (a).) County counsel does not cite us to any portion of those materials which sheds any additional light on this issue or which contradicts the Ranger court’s analysis.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.