People v. Pena
People v. Pena
Opinion of the Court
Opinion
A jury convicted defendants, brothers Bobby Steven and Louie Oscar Pena, of attempted murder (Pen. Code, §§ 664, 187, subd. (a)),
Facts
Bobby and Louie were members of the Brown Pride Crew (BPC) gang in Moreno Valley. On August 18, 2007, Louie drove by an associate of a rival gang (the first victim), who was walking with his friend (the second victim), and yelled insults at the first victim and asked him if he wanted to be shot. A short time later, Louie’s car drove by the two again, this time followed by a car driven by defendants’ cousin, with Bobby in the backseat. Bobby shot at the first victim and the car he was in took off. Defendants’ mother had been previously targeted by the rival gang in friction between the gangs.
Issues and Discussion
1. Exclusion of Members of Defendants’ Family
On the first day evidence was taken, and during the first victim’s testimony, the trial court told both defense attorneys to be sure to tell “the family” not to interact with the jury inadvertently. During the defense case, between the testimony of defendants’ cousin and Bobby, the trial court noted on the record, concerning “the family,” that a lady in black appeared to be texting or doing something. Louie’s attorney said that she had a notepad and pencil and was writing. The trial court noted that the lady’s friend was doing the same thing. The court also noted that another person in the audience wanted to tell Louie’s attorney something about a witness, and while they did this after the jury left the courtroom, they could not do this in court. The trial court added, “Tell them stone face, look ahead, pay attention.”
During the People’s rebuttal, while the case agent, the last witness to take the stand, was testifying, he was asked by Bobby’s attorney if he saw defendants’ mother in the courtroom audience. The case agent said he did. Bobby’s attorney said he was going to ask that she be excused because he intended to call her as a witness. The trial court told her to wait outside and not to talk about the case.
A short time later, the trial court conducted a hearing outside the presence of the jury. The court said it had observed two jurors pulling the courtroom
In denying defendants’ postverdict motions for a new trial on the basis of this ruling, the trial court said, “[T]his [happened] the day before closing arguments, [¶] . . . [¶] . . . [T]he options as presented by the parties were have a hearing where you ask the jurors what happened, and then you ask the jurors to help distinguish which family members, was it all or some, that participated in this activity. Or the other option was just to excuse the family and go forward, which is the option that I chose. And I did that, because I didn’t want to delay the jury, [¶] We were getting towards the end, and the jurors, when they do complain, frequently complain about things going longer than anticipated, and, you know, what they consider undue delays. And second, and as I said on the record at the time, I didn’t want to have mini trials where we cross-examine in what would seem to the jurors like cross-examination, on exactly who did this, and have a line of the family where the jurors would point out who was the exact one. [¶] And I felt that would truly prejudice the trial, and against the defendants] .... But it would prejudice the trial and create a mini trial. ... So I excluded the entire family so we wouldn’t have to go through that lineup kind of procedure. ... [¶].. . I did exclude the family, but [the courtroom] was still open to the public,
Defendants here contend that the trial court committed error in excluding members of defendants’ family during what was probably the last 30 minutes of the evidence portion of the trial and this error requires reversal of all their convictions. We disagree.
“[T]he United States Supreme Court ‘has made clear that the right to an open trial may give way in certain cases to other rights or interests, such as the defendant’s right to a fair trial .... Such circumstances will be rare, however, and the balance of interests must be struck with special care.’ (Waller [v. Georgia (1984)] 467 U.S. [39,] 45 [81 L.Ed.2d 31, 104 S.Ct. 2210].) Consequently both the defendant’s and the public’s right may be subjected to reasonable restrictions that are necessary or convenient to the orderly procedure of trial, and the trial court retains broad discretion to control courtroom proceedings in a manner directed toward promoting the safety of witnesses. (Alvarado v. Superior Court (2000) 23 Cal.4th 1121 [99 Cal.Rptr.2d 149, 5 P.3d 203].) [¶] ... In the case of a partial closure [(where some, but not all, spectators are asked to leave)], the Sixth Amendment public trial guarantee creates a ‘ “presumption of openness” ’ that can be rebutted only by a showing that exclusion of the public was necessary to protect some ‘ “higher value” ’ such as the defendant’s right to a fair trial .... (See Waller, supra, 467 U.S. at pp. 44-45.) When such a ‘higher value’ is advanced, the trial court must balance the competing interests and allow a form of exclusion no broader than needed to protect those interests. (Ibid.) Specific[
The trial court identified three interests that, in its opinion, required the exclusion of defendants’ family members, i.e., the right of both defendants to a fair trial, the right of the jurors to feel free from intimidation, and the right of jurors to an undelayed conclusion of their duty at this late point in the trial.
The exclusion of defendants’ family at this late stage of the trial must have been no broader than that which was necessary to protect the interests identified above. At this juncture, we examine the alternatives available to the trial court. The court could have merely concluded that it did not know whether the complaints of two jurors that members of defendants’ family had been following them to lunch and into the jury room were true and instructed either the jury not to have any contact with members of defendants’ family, or instructed members of the family not to have any contact with jurors. However, instructing the jury not to have any contact with family members would surely have frustrated those two jurors who felt they were being followed by family members. They, i.e., the jurors, were not having improper contact with family members. Rather, family members were committing inappropriate acts with them. Alternately, the trial court counseling defendants’ family not to have contact with the jury would have been less than effective. First, members who were following jurors could simply have concluded that since they were merely following jurors and not having contact with them, they would not be disobeying the court’s directive by continuing with such conduct. Further, the fact that this was not the first
Another alternative would have been for the trial court to have a full hearing and determine whether, in fact, the acts of apparent intimidation had occurred and who had committed them, then excusing those offending family members. However, as the trial court reasonably pointed out, this would have delayed the trial at a point where most jurors were anticipating the end of their service and it would have put jurors in the untenable position of having to identify, from all of defendants’ family members, those who had engaged in the conduct that made them uncomfortable. Delaying the trial had the potential of angering all the jurors, to the detriment of defendants, whose family members had engaged in the conduct.
The alternative chosen by the court was a reasonable one under the circumstances. Without informing other jurors, who were not, at that point, aware of the asserted conduct, and without giving the accusation its imprimatur, the court simply removed anyone who might have participated in it. This was a gang case, which necessitated service by jurors above and beyond that required in nongang cases. The fact that not one, but two, jurors reported acts of intimidation made it much more likely that the accusation was not the result of misunderstanding or mentally unsound thinking on the part of the jurors. Because of this, and because of the untenable position the targeted jurors would have been placed in by having to identify who in defendants’ family engaged in this conduct and be subject to cross-examination by defense counsel, we cannot agree with defendants that the trial court was obliged to conduct a hearing to determine, in fact, if the acts of intimidation occurred and by whom they were committed.
Although defendants invite us to rely on two out-of-state cases in concluding that what the trial court did here was improper, those cases are distinguishable. In State v. Ortiz (1999) 91 Haw. 181 [981 P.2d 1127], the Supreme
Finally, we disagree with defendants that the court failed to make an adequate record of its reasons for the exclusion as required by Waller v. Georgia, supra, 467 U.S. at page 45—the above cited comments by the trial court, both at the time of the ruling and after trial, prove otherwise.
2.-4.
Disposition
The enhancements under section 186.22, subdivision (b) for counts 1 through 4 and the convictions of section 186.22, subdivision (a) (count 5) for both defendants and the enhancement for count 1 pursuant to section
McKinster, J., and Richli, J., concurred.
Appellants’ petitions for review by the Supreme Court were denied October 24, 2012, S204780. Kennard, J., was of the opinion that the petition should be granted.
All further statutory references are to the Penal Code unless otherwise indicated.
Although People v. Esquibel (2008) 166 Cal.App.4th 539 [82 Cal.Rptr.3d 803] included the word “written” here, citing to page 45 of Waller (Waller, supra, 467 U.S. at p. 45), no such requirement of written findings exists on page 45 or any other page of Waller. When the United States Supreme Court had a later opportunity to hold that written findings were required, i.e., in Presley v. Georgia (2010) 558 U.S. 209 [175 L.Ed.2d 675, 130 S.Ct. 721] it did not do so.
Contrary to the assertion of appellate counsel for Bobby at oral argument, the latter interest was not the only one the trial court mentioned.
The fact that trial counsel for Bobby changed his mind about calling defendants’ mother to the stand after hearing the prosecutor’s account of her encounter with the mother demonstrates that even defense counsel found it credible. Additionally, we doubt that trial counsel for Bobby failed to tell the mother that she needed to stay out of the courtroom until he called her to the stand. Therefore, the inference can be drawn that she disobeyed counsel’s directive and remained in the audience before being called to testify.
At least two of the jurors would have known that it was defendants’ family members’ conduct that precipitated the delay, which might have prejudiced them against defendants.
See footnote, ante, page 944.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.