Shanks v. Dept. of Transportation
Shanks v. Dept. of Transportation
Opinion
*545 Gary Lynn Shanks died in a head-on collision with another motorcycle on a state highway. In the ensuing wrongful death action, a jury determined that the People of the State of California (State) and the operator of the other motorcycle *362 were at fault. The jury found the State liable for a dangerous condition on the highway and awarded Shanks's family a total of $12,690,000 in damages. After just 90 minutes of deliberation, however, Juror No. 2 reported that Juror No. 7 was not deliberating. The trial court confirmed this by questioning that juror and a second juror who had "raised concerns" about Juror No. 7. The court thereafter excused Juror No. 7 and *546 seated an alternate. It made no inquiry of the accused juror or of any of the remaining jurors, including the foreperson.
We conclude the record does not show as a "demonstrable reality" that Juror No. 7 failed to deliberate or was otherwise unable to perform her duty. (
People v. Cleveland
(2001)
FACTS AND PROCEDURAL HISTORY
State Highway 33 is a two-lane, north-south road, with a posted speed limit of 55 miles per hour. The accident involving Shanks and the other motorcyclist, Orlando Castellon, occurred on a sharp, blind curve. The State had installed a warning sign for northbound motorists informing them to reduce speed to 25 miles per hour to safely negotiate the curve, but there was no such sign for southbound motorists. As a result, Castellon, who was traveling southbound, failed to reduce his speed and lost control of his motorcycle as he rounded the curve. He crossed over the center line and struck Shanks head-on. Shanks died at the scene.
Shanks is survived by his wife, Patricia, an adult son, Samuel, and two minor children. His wife and adult son (collectively "respondents") filed this wrongful death action individually and on behalf of the minor children.
After presenting his closing argument, respondents' counsel, Arash Homampour, moved to discharge Juror No. 7 for sleeping as he argued. The State's counsel, Timothy Day, did not believe the juror was sleeping. Day thought that "[Juror No. 7] looked annoyed and frustrated at the arguments being made by [respondents'] counsel, and she rolled her eyes, and she went like this a few times, closing her eyes with her hands on her eyebrows."
Homampour's co-counsel, Farzad Yassini, also told the trial court that Juror No. 7's eyes were closed during respondents' opening and rebuttal arguments *547 and that "[i]t looked to [him] like she was sleeping." In addition, the court reporter sent the trial judge a note via the "realtime" system stating that the juror was sleeping.
The trial court, which had an obstructed view of the juror, could not make a finding that Juror No. 7 was actually sleeping, as opposed to listening to the argument with her eyes closed. Consequently, the court declined to discharge the juror.
*363
The jury deliberated for about 90 minutes before being excused for the day. The following day Juror No. 2 called the trial court to inform it that one of the other jurors was not adequately deliberating. After discussing the issue with the parties, the court determined there was a sufficient basis to inquire into Juror No. 2's complaint about the other juror. Before making its inquiry, the court stated that it planned on asking questions similar to those set forth in
Cleveland
,
supra
,
Prior to questioning Juror No. 2, the trial court told the juror that it was "absolutely critical" that "[w]e can't know how any jurors are voting." The court explained to the juror that it did not want her to disclose "which way you are leaning" or "how any other jurors are leaning." The court stated, "I'm going to ask you a lot of leading questions, yes-or-no questions to try and steer clear of you telling me anything about what you or other members of the jury think about the case."
In response to the trial court's questions, Juror No. 2 identified Juror No. 7 as the juror who had "expressed a fixed conclusion [about the outcome of the case] at the beginning of deliberations." When the court asked whether Juror No. 7 had listened to the views of other jurors, Juror No. 2 responded, "Can I say not well?" The court inquired, "And by 'not well,' do you mean in terms of her giving feedback?" The juror said, "Yes. Just very adamant." The juror also identified Juror No. 1 as another juror who had "raised concerns" about Juror No. 7.
After conferring with counsel, the trial court asked Juror No. 2 if it was her opinion that Juror No. 7 had prejudged the case "at the outset of jury deliberations." The juror responded, "Yes."
Respondents' counsel requested that the trial court bring in Juror No. 1. The court asked if the "defense [was] opposed," and the State's counsel responded "No," although he thought it would be "better" to bring in the *548 foreperson to "tell us what his or her understanding of the interactions are." The court indicated it may do that, but decided to "speak with Juror No. 1 at this time."
The trial court asked Juror No. 1 if "there [is] a member of the jury who made up his or her mind at the very beginning of deliberations." Juror No. 1 responded, "Yes." He told the court that the juror's opinion had been stated as soon as deliberations began, and that he believed that "this juror had prejudged the case." Juror No. 1 identified the juror as Juror No. 7.
After Juror No. 1 left the courtroom, the trial court asked the parties whether they were requesting that the court "engage in any additional investigation." Respondents' counsel said "[n]ot from plaintiffs" and requested that the court "excuse Juror 7 and replace her with an alternate." The State's counsel responded: "We believe that we should be speaking with the foreperson to understand what the overall jury feeling is as the person in charge of the panel."
The trial court granted the request to discharge Juror No. 7 without conducting any additional inquiry. The court stated: "I do note for the record, less than a week ago, the California Supreme Court decided on August 24th,
People versus Williams
[ (2015)
As for conducting a further investigation, the trial court noted: "I [have] read the cases. I asked the very limited questions I think were appropriate. I've given my reasons for not opening up Pandora's box and marching every juror in here, including the foreperson. Again, the case law tells me to be as limited as I can and, at the same time, do enough of an investigation to resolve the matter, and the Court believes that it's done so." The court further stated: "And for the benefit of any higher court, you know, I would hope a higher court would be mindful of the fact that, sure, we could march in every *549 other juror, including the foreperson and conduct an autopsy on this case and, you know, mistry it, and interfere with jury deliberations in a way that I do not think would comport with justice."
The trial court replaced Juror No. 7 with an alternate and instructed the jury to begin its deliberations anew. The jury reached a verdict in favor of respondents that same day. It unanimously found that the State's highway was in a dangerous condition at the time of the accident, that the State was on notice of the dangerous condition, and that the dangerous condition was a substantial factor in causing harm to respondents. The jury unanimously awarded Patricia Shanks total damages of $6 million. The $8.1 million damage award to the children was by an eleven-to-one vote. The jury unanimously found that Castellon was negligent, and by a nine-to-three vote allocated 90 percent of the fault to the State and 10 percent to Castellon. The verdict against the State totaled $12,690,000.
The State moved for a new trial. It submitted a declaration from Juror No. 7 in which she stated she was not sleeping during respondents' closing argument. She declared: "I had my eyes closed and was listening to Mr. Homampour's closing argument. I closed my eyes briefly because I was not feeling well. I listened to all statements by Mr. Homampour while my eyes were closed, and I never was asleep. I listened to the entirety of the closing argument as well as the entirety of the closing argument for the State. I also listened to all evidence presented during the case."
Juror No. 7 also said her alleged unwillingness to deliberate was "not true." She stated: "I had an opinion going into deliberations, which was that the [S]tate was not liable, but had not made up my mind. I never expressed an unwillingness to deliberate, discuss or consider the evidence of the case."
Juror No. 7 noted that after the jurors had retired for deliberations, they had taken a preliminary vote: "3 for [the State], 1-2 undecided, and 6-7 for the plaintiffs." Juror Nos. 1 and 2 voted against the State, while Juror No. 7 voted for the State. During the course of the trial, Juror No. 7 discovered that Juror Nos. 1 and 2 "were carpooling to the trial every day, and had become very friendly." Juror No. 7 was *365 "appalled to think that a juror could get another juror dismissed because they had opposing views."
The trial court denied the State's new trial motion. It found that the discharge of Juror No. 7 was proper and that the State did not meet its burden of showing that Juror Nos. 1 and 2 were biased against Juror No. 7. The State appeals.
*550 DISCUSSION
A. Standard of Review
The California Constitution guarantees the right to a jury trial in both civil and criminal cases. (
Salisbury v. County of Orange
(2005)
A trial court has authority to discharge a juror upon good cause shown to the court that the juror is unable to perform his or her duty. (Code Civ. Proc., § 233 ; Pen. Code § 1089.) An appellate court reviews such a determination for abuse of discretion. (
People v. Marshall
(1996)
The "demonstrable reality" standard requires a higher level of scrutiny than the typical "substantial evidence" review. (
People v. Barnwell
(2007)
B. Alleged Failure to Object to Juror No. 7's Discharge
Respondents contend the State failed to object to the discharge of Juror No. 7 and, as a consequence, failed to preserve the issue for appeal. (See
People v. Ashmus
(1991)
The State advised the trial court that it opposed the court's decision to interview only Juror Nos. 1 and 2 in deciding whether to discharge Juror No. 7. After the court finished questioning Juror No. 1, the court asked counsel if it should "engage in any additional investigation." The State's counsel restated his belief that "we should be speaking with the foreperson to understand what the overall jury feeling is as the person in charge of the panel." The court declined to interview the foreperson, but the State, by requesting an additional investigation, preserved the issue for review.
Moreover, it is well established that a party need not lodge a formal objection when doing so would be futile. (See
People v. Arias
(1996)
C. Improper Discharge of Juror No. 7
The State asserts the trial court abused its discretion by discharging Juror No. 7 for refusing to deliberate and for prejudging the case. We agree the record lacks sufficient evidence to show as a demonstrable reality that Juror No. 7 was unable to perform her duty as a juror. Under the standards discussed and applied in
Cleveland
,
supra
,
1. Applicable Decisional Law
In
Cleveland
,
supra
,
In so ruling, the Supreme Court observed, "[A] court may not dismiss a juror during deliberations because that juror harbors doubts about the sufficiency of the prosecution's evidence. [O]ften the reasons for a request by a juror to be discharged, or the basis for an allegation that a juror refuses or is unable to deliberate, initially will be unclear. [A] court must take care in inquiring into the circumstances that give rise to a request ... lest the sanctity of jury deliberations too readily be undermined. But we ... adhere to established California law authorizing a trial court, if put on notice that a juror is not participating in deliberations, to conduct 'whatever inquiry is reasonably necessary to determine' whether such grounds exist [citation] and to discharge the juror if it appears as a 'demonstrable reality' that the juror is unable or unwilling to deliberate. [Citations.]" (
Cleveland
,
supra
, 25 Cal.4th at pp. 483-484,
"If some inquiry is called for, the trial court must take care not to conduct an investigation that is too cursory." (
People v. Fuiava
(2012)
In
Barber
, all the jurors but one voted to find the defendant guilty. (
Barber
,
supra
, 102 Cal.App.4th at p. 151,
In
People v. Bowers
(2001)
In
Compton
,
supra
, 6 Cal.3d at p. 60,
In
People v. Allen and Johnson
(2011)
The Supreme Court reversed. (
Allen
,
supra
, 53 Cal.4th at p. 79,
Finally,
Boeken
,
supra
,
When the trial court received another complaint from the foreperson, it questioned
each juror individually
in chambers. From these interviews, the court found that Juror No. 5 had "separated herself physically from the other jurors, did not pay attention to the deliberations and, instead, slept or read a novel, the Bible, or both, throughout the two days ... she was a member of the deliberating jury." (
Boeken
,
supra
, 127 Cal.App.4th at p. 1688,
2. Analysis
Here, the trial court's inquiry was unlike the one in
Boeken
and more like the one in
Barber
. The court only elicited evidence from two jurors, who coincidentally sat next to each other during trial, who carpooled together and who "had become very friendly." They reported that Juror No. 7 "adamantly" expressed her opinion at the outset of deliberations. This, in and of itself, is not evidence of prejudgment or a failure to deliberate. Indeed, when the court asked Juror No. 2 about how Juror No. 7 was listening to the views of other jurors, she responded, "Can I say not well?" Decisional law makes clear that deliberating "not well" is an inadequate basis for removal of a juror for failure to deliberate. (
Cleveland
,
supra
, 25 Cal.4th at p. 485,
Moreover, the record reflects that Juror Nos. 1 and 2 did not agree with Juror No. 7's initial opinion that the State was not liable. By only considering their views of Juror No. 7's alleged unwillingness to deliberate, the trial court "obtained an incomplete version of Juror No. [7]'s participation from those most likely to harbor resentment against [her]." (
*370
Barber
,
supra
, 102 Cal.App.4th at p. 152,
We are not unsympathetic to the quandary a trial judge faces when confronted with complaints of juror misconduct. He or she must investigate the possibility of misconduct but not overstep and invade the sanctity of the jury's deliberations. But jurors may mistakenly conclude that a juror's
*556
disagreement with the majority constitutes an inability or refusal to deliberate. The Supreme Court has noted that "the [trial] court may not discharge a juror for failing to agree with the majority of other jurors or for persisting in expressing doubts about the sufficiency of the evidence in support of the majority view [citation], but laypersons may not understand this. [¶] It is not always easy for a juror to articulate the exact basis for disagreement after a complicated trial, nor is it necessary that a juror do so. As we have stated, it is not required that jurors deliberate well or skillfully." (
People v. Engelman
(2002)
Accordingly, it is the trial court's duty to make a sufficient inquiry before discharging a juror during deliberations. (See
People v. Fuiava, supra,
53 Cal.4th at p. 710,
We recognize that the trial court also cited Juror No. 7's alleged inattentiveness during respondents' closing argument as a basis for determining she was refusing or unwilling to deliberate. The court was unable to determine if she was actually sleeping during the closing. If it had asked her to explain, she would have said that she was never asleep, that she had listened to all of the evidence and argument, and that she had closed her eyes briefly "because she was not feeling well." But the court, without any inquiry, assumed that by closing her eyes, Juror No. 7 had already made up her mind about the case. As previously discussed, the court may not assume the worst about a juror, especially without giving that juror an opportunity to explain herself. (
Compton
,
supra
, 6 Cal.3d at p. 60,
*557
(See
People v. Bowers
,
supra
, 87 Cal.App.4th at p. 731,
As our Supreme Court has observed, "A trial court made aware of the possibility of a juror's misconduct, and particularly possible misconduct occurring during the jury's deliberations, is placed on a course that is fraught with the risk of reversible error at each fork in the road." (
People v. Fuiava
,
supra
, 53 Cal.4th at p. 710,
3. Prejudice
Unlike in a criminal case, the parties were not entitled to a unanimous jury verdict. At least nine jurors had to vote for one side or the other with respect to each question presented on the special verdict form. (
Glage v. Hawes Firearms Co.
,
supra
, 226 Cal.App.3d at pp. 322-323,
A party shows harm where a "qualified and acting juror who, by some act or remark made during the trial, has given the impression that he favors one side or the other" is improperly discharged. (
Hamilton
,
supra
, 60 Cal.2d at p. 128,
Here, Juror No. 7's inclination to vote in the State's favor renders her dismissal from the jury prejudicial. (
Hamilton
,
supra
, 60 Cal.2d at p. 128,
DISPOSITION
The judgment is reversed in part and the matter remanded to the trial court for retrial on the issue of apportionment of *372 fault between the State and Castellon. In all other respects, the judgment is affirmed. The State shall recover its costs on appeal.
We concur:
GILBERT, P.J.
TANGEMAN, J.
Code of Civil Procedure section 233 states: "If, before the jury has returned its verdict to the court, a juror becomes sick or, upon other good cause shown to the court, is found to be unable to perform his or her duty, the court may order the juror to be discharged. If any alternate jurors have been selected as provided by law, one of them shall then be designated by the court to take the place of the juror so discharged." Penal Code section 1089 similarly provides: "If at any time, whether before or after the final submission of the case to the jury, a juror dies or becomes ill, or upon other good cause shown to the court is found to be unable to perform his or her duty, or if a juror requests a discharge and good cause appears therefor, the court may order the juror to be discharged and draw the name of an alternate, who shall then take a place in the jury box, and be subject to the same rules and regulations as though the alternate juror had been selected as one of the original jurors."
Case-law data current through December 31, 2025. Source: CourtListener bulk data.