Grotheer v. Escape Adventures, Inc.
Grotheer v. Escape Adventures, Inc.
Opinion of the Court
*1287Plaintiff and appellant Erika Grotheer is a non-English speaking German citizen who took a hot air balloon ride in the Temecula *1288wine country and suffered a fractured leg when the basket carrying her and seven or eight others crash landed into a fence. Grotheer sued three defendants for her injuries: the balloon tour company, Escape Adventures, Inc. (Escape), the pilot and Escape's agent, Peter Gallagher (Gallagher), and Wilson Creek Vineyards, Inc. (Wilson Creek) (collectively, defendants or respondents). Grotheer alleged Escape and Gallagher negligently or recklessly operated the balloon by (1) failing to properly slow its descent during landing and (2) failing to give the passengers safe landing instructions before the launch. Grotheer alleged the hot air balloon company is a common carrier, and as such, owed its passengers a heightened duty of care. ( Civ. Code, § 2100.) Grotheer also alleged Wilson Creek was vicariously liable for Escape and Gallagher's conduct because the vineyard shared a special relationship with the balloon company.
The defendants moved for summary judgment, arguing Grotheer could not satisfy the elements of a negligence claim and, even if she could, she had waived the right to assert such a claim by signing Escape's liability waiver before the flight. The trial court agreed Grotheer could not establish the element of duty, finding Grotheer had assumed the risk of her injury under the primary assumption of risk doctrine and, as a result, Escape and Gallagher owed her no duty of care whatsoever. ( Knight v. Jewett (1992)
Grotheer contends the trial court erred in concluding her claim was barred by primary assumption of risk and reasserts on appeal that Escape is a common carrier. We affirm the judgment, but on a different ground than relied on by the trial court. We hold: (1) a balloon tour company like Escape is not a common carrier subject to a heightened duty of care; (2) the primary assumption of risk doctrine bars Grotheer's claim that Gallagher negligently failed to slow the balloon's descent to avoid a crash landing; and (3) Escape does have a duty to provide safe landing instructions to its passengers, but the undisputed evidence regarding the crash demonstrates that any failure on Escape's part to provide such instructions was not the cause of Grotheer's injury.
I
FACTUAL BACKGROUND
A. Preflight
Grotheer's son, Thorsten, purchased his mother a ticket for a hot air balloon tour with Escape during her visit to California, as a present for her *128978th birthday. On the morning of the tour, Grotheer and Thorsten met with the Escape crew and the other passengers in the parking lot of the vineyard owned by Wilson Creek, near the field where Escape launched its balloons. Thorsten later testified at his deposition that when they arrived to check in, he tried to explain his mother's language barrier to the flight crew so Escape could ensure she understood any safety instructions. Thorsten said Gallagher, the pilot, responded by waiving him away and saying, *636"Everything is going to be fine." Thorsten tried telling two more Escape employees his mother could not understand English, but they appeared to be in a rush and told him he could not be in the immediate launch vicinity if he had not purchased a ticket. At some point during this check-in activity, Grotheer signed Escape's liability waiver, which purported to release the company and its agents from claims based on "ordinary negligence."
Gallagher then drove the passengers to the nearby launch site. Grotheer drove over separately, with Thorsten. In his declaration, Gallagher said he gave the passengers safety instructions during the drive, as is his custom. He said the instructions covered what to do during landing: "I described to my passengers what to expect in terms of lifting off ... and landing ... I told them to bend their knees and hold on upon landing, and not to exit the basket until told to do so."
According to passengers Boyd and Kristi Roberts, however, neither Escape nor Gallagher provided safety instructions. Boyd declared he sat in the front passenger seat next to Gallagher during the drive, which lasted a little over a minute and during which Gallagher described his credentials and years of experience. Boyd remembered receiving "a very general informational talk ... about what to expect on [the] flight," but said "[t]here was no mention of safety issues or proper techniques for take-off and landing." Boyd's wife, Kristi, also rode to the launch site with Gallagher and said she never heard him give instructions, "other than to hold on as we took off."
B. The Crash
The tour proceeded without incident until the landing. According to the four accounts in the record, as the balloon descended at a high rate of speed, the basket crashed into a fence then crashed into the ground and bounced and skidded for about 40 yards before finally coming to a stop, on its side. By all accounts, the event was forceful and caused the passengers to be tossed about the basket.
Boyd Roberts described the crash landing as follows: "The balloon was being pushed at a good clip by the wind and we were travelling in a horizontal direction as we were also descending. We were going sideways, *1290and ... [b]efore we landed, we actually crashed into and took out several sections of [a] 3 rail fence." After the basket collided with the fence, it hit the ground "with a hard bump and a bounce." The passengers were "taken for a wild ride as [the basket] was getting dragged downwind [by the balloon]." The basket "became more and more horizontal" as it was being dragged. "We easily skipped 30 or 40 yards, with a couple of hard impacts along the way." When the basket finally came to rest, it was "on its side, not its bottom," with Grotheer's section on the bottom and Boyd's on top. He recalled that Grotheer was below him "lying on what was the side of the [basket] which was now the floor."
Kristi Roberts' account of the crash landing matches Boyd's. She said, "we were going pretty fast towards the ground and it looked like we might hit the fence. We did hit the fence, as the [basket] crashed in the top of the three rails, and knocked it right apart." After that, the basket "hit the ground hard." Kristi recalled, "I was holding on as tight as I could to the [b]asket, but we were all standing up and it was hard to keep from falling over when we crashed into the ground."
Gallagher described the landing similarly, though not in as much detail. He said the balloon had been "descending more quickly than anticipated" and the "passenger compartment of the balloon made a *637hard landing, first on a fence, then on the ground." He believed the balloon's descent had been hastened by a "false lift," which he described as a condition where the wind travels faster over the top of the balloon than the rest of the balloon. The faster wind creates lift, but when the wind slows the aircraft can quickly lose altitude unless the pilot adds more heat to the balloon's envelope. In his declaration, Gallagher said he "applied as much heat as possible to the envelope to add buoyancy," but the additional heat was not sufficient to arrest the descent before the balloon hit the fence.
In her deposition, Grotheer said the balloon basket experienced two forceful impacts, first with the fence, then with the ground. She recalled she had been holding on to the metal rod in the basket when it hit the fence, but despite holding on, she was "still sliding." She believed her leg broke upon the second impact-when the balloon hit the ground after the collision with the fence. She described her injury as follows: "The people in the balloon, they were all holding. It was hard. It hit the ground hard. And one woman just came like this (indicating)." Grotheer added, "[a]nd the lady is innocent because even her, she was pushed. She was pushed around by the other people in the basket." Grotheer did not think anyone collided with her after that initial impact with the ground. She explained, "I just got myself real quick together. [The injury] was just at the beginning."
*1291James Kitchel, Grotheer's expert who has piloted balloons for over 25 years, concluded the cause of the crash landing was Gallagher's "failure to maintain safe control over the 'delta' temperature[,] anticipate changing pressure differentials[,] and counterbalance the effects on the rate of descent." He disagreed with Gallagher's false lift theory, opining instead the balloon had likely simply experienced a wind shear. He believed all Gallagher had to do "to avoid this crash entirely" was add "sufficient heat" to the envelope "before the Balloon was already about to crash."
Kitchel explained that many people perceive ballooning as a gentle, peaceful experience, but in reality, balloon rides "can be violent, high speed events with tragic results." What makes a balloon a risky conveyance is the pilot's inability to directly control the balloon's movement. A pilot can directly control only the balloon's altitude, which is done by managing the amount of heat added to the balloon's envelope. The direction and speed of the wind determines lateral movement. Kitchel stated, "There is no way of steering a Balloon, such as by having a rudder.... [A] Balloon pilot never truly knows where the Balloon is going to land. He is at the mercy of the wind speed and direction."
Kitchel also opined that the industry standard of care requires a commercial balloon operator to give "at the very least, one detailed safety presentation." According to Kitchel, the Federal Aviation Administration's Balloon Flying Handbook (FAA Handbook) suggests the following safety instructions to prepare passengers for a "firm impact" upon landing: (1) "Stand in the appropriate area of the basket"; (2) "Face the direction of travel"; (3) "Place feet and knees together, with knees bent"; (4) " 'Hold on tight' in two places"; and (5) "Stay in the basket." Kitchel did not believe any one particular set of instructions was required and he described the FAA Handbook's safe landing procedures as a "good minimum standard."
C. The Complaint
Grotheer's complaint against defendants alleged she was injured when the balloon "crash land[ed] into a fence located on WILSON CREEK property." She alleged her injury was a result of negligent piloting *638and failure to provide safety instructions. She also alleged Escape is a common carrier and has a duty to ensure the safety of its passengers.
D. The Summary Judgment Motion
Defendants filed a motion for summary judgment, arguing Grotheer's negligence claim failed as a matter of law because she had assumed the risk of her injury under the primary assumption of risk doctrine. Defendants also *1292sought summary judgment on their liability waiver affirmative defense, claiming Grotheer had expressly waived her right to assert a negligence claim. In opposition, Grotheer argued: (1) the primary assumption of risk doctrine does not apply to common carriers like Escape; (2) the doctrine did not relieve Escape and Gallagher of a duty to avoid the crash landing and to provide safety instructions; and (3) the liability waiver was invalid because Escape knew she did not speak English and could not understand it. Grotheer also argued Wilson Creek was vicariously liable for Escape's breach because the two companies were in a "symbiotic business relationship."
After a hearing, the court concluded it was undisputed hot air ballooning is a risky activity that can involve crash landings, Grotheer assumed the risk of injury from a crash landing by voluntarily riding in the balloon, and defendants owed no duty whatsoever to protect her from her injury. The court also concluded Wilson Creek was not vicariously liable for Escape and Gallagher's conduct. However, the court denied the motion for summary judgment on the liability waiver defense, stating, "there is at least an arguable duress in being separated from her son who was her translator at the time and not understanding the circumstances based on the language. I think that's a triable issue of fact." Based on its finding of no duty, the court concluded Grotheer's negligence claim failed as a matter of law, and it entered judgment in favor of defendants.
II
DISCUSSION
A. Standard of Review
A trial court properly grants summary judgment when there are no triable issues of material fact and the moving party is entitled to judgment as a matter of law. ( Code Civ. Proc., § 437c, subd. (c).) "The purpose of the law of summary judgment is to provide courts with a mechanism to cut through the parties' pleadings in order to determine whether, despite their allegations, trial is in fact necessary to resolve their dispute." ( Aguilar v. Atlantic Richfield Co. (2001)
A defendant who moves for summary judgment bears the initial burden to show the action has no merit-that is, "one or more elements of the cause of action, even if not separately pleaded, cannot be established, or that there is a complete defense to that cause of action." ( Code Civ. Proc., § 437c, subds. (a), (p)(2).) Once the defendant meets this initial burden of production, the burden shifts to the plaintiff to demonstrate the existence of a triable issue of *1293material fact. ( Aguilar , supra , 25 Cal.4th at pp. 850-851,
B. Escape Is Not a Common Carrier and Did Not Owe Grotheer a Heightened Duty to Ensure Her Safe Carriage
Grotheer claims Escape is a common carrier and therefore owed its passengers a heightened duty of care to ensure their safe carriage during the balloon tour. We conclude a hot air balloon operator like Escape is not a common carrier as a matter of law.
In general, every person owes a duty to exercise "reasonable care for the safety of others," however, California law imposes a heightened duty of care on operators of transportation who qualify as "common carriers" to be as diligent as possible to protect the safety of their passengers. ( Civ. Code, §§ 1714, subd. (a), 2100, 2168.) "A carrier of persons for reward must use the utmost care and diligence for their safe carriage, must provide everything necessary for that purpose, and must exercise to that end a reasonable degree of skill." ( Civ. Code, § 2100.) Contrary to Escape's contention, it is necessary to resolve whether Escape is a common carrier because the heightened duty of care in Civil Code section 2100 precludes the application of the primary assumption of risk doctrine. ( Nalwa v. Cedar Fair, L.P. (2012)
*1294Whether a hot air balloon operator is a common carrier is an issue of first impression in California.
A common carrier of persons is anyone "who offers to the public to carry persons." ( Civ. Code, § 2168.) The Civil Code treats common carriers differently depending on whether they act gratuitously or for reward. ( *640Gomez v. Superior Court (2005)
Common carrier status emerged in California in the mid-nineteenth century as a narrow concept involving stagecoaches hired purely for transportation. ( Gomez , supra , 35 Cal.4th at p. 1131,
In Gomez , the California Supreme Court concluded roller coasters are common carriers, despite their purely recreational purpose, because they are *1295"operated in the expectation that thousands of patrons, many of them children, will occupy their seats" and are "held out to the public to be safe." ( Gomez, supra , 35 Cal.4th at p. 1136,
Despite the consistent trend toward broadening the common carrier definition to include recreational vehicles, almost a decade after Gomez the California Supreme Court refused to apply the heightened duty of care to operators of bumper cars, finding them "dissimilar to roller coasters in ways that disqualify their operators as common carriers." ( Nalwa , supra , 55 Cal.4th at p. 1161,
This precedent teaches that the key inquiry in the common carrier analysis *641is whether passengers expect the transportation to be safe because the operator is reasonably capable of controlling the risk of injury. ( Gomez , supra , 35 Cal.4th at p. 1136,
It is in this critical regard we find a hot air balloon differs from those recreational vehicles held to a common carrier's heightened duty of care. Unlike operators of roller coasters, ski lifts, airplanes, and trains, balloon pilots do not maintain direct and precise control over the speed and direction of the balloon. A pilot directly controls only the balloon's altitude, by monitoring the amount of heat added to the balloon's envelope. A pilot has no direct control over the balloon's latitude, which is determined by the wind's speed and direction. A balloon's lack of power and steering poses risks of mid-air collisions and crash landings, making ballooning a risky activity. (See *1296Hulsey v. Elsinore Parachute Center (1985)
The mere existence of risk is not sufficient to disqualify a vehicle as a common carrier, however. Roller coasters, ski lifts, airplanes, and trains all pose "inherent dangers owing to speed or mechanical complexities." ( Gomez, supra , 35 Cal.4th at p. 1136,
Operators of roller coasters, ski lifts, airplanes, and trains can take steps to make their conveyances safer for passengers without significantly altering the transportation experience. For example, roller coaster operators can invest in state of the art construction materials and control devices or task engineers with designing a ride that provides optimal thrills without sacrificing passenger safety. With a balloon, on the other hand, safety measures and pilot training go only so far toward mitigating the risk of mid-air collisions and crash landings. The only way to truly eliminate those risks is by adding power and steering to the balloon, thereby rendering vestigial the very aspect of the aircraft that makes it unique and desirable to passengers.
Because no amount of pilot skill can completely counterbalance a hot air balloon's limited steerability, ratcheting up *642the degree of care a tour company must exercise to keep its passengers safe would require significant changes to the aircraft and have a severe negative impact on the ballooning industry. For that reason, we conclude Escape is not a common carrier as a matter of law.
C. The Trial Court Incorrectly Determined Escape Owed Grotheer No Duty of Care
Having concluded a hot air balloon company does not owe its passengers a heightened duty of care, we must decide whether Escape owed Grotheer any *1297duty of care to protect her from her injury. Grotheer claims Escape and Gallagher had a duty to safely pilot the balloon and to provide safety instructions. Escape contends it owed neither duty under the primary assumption of risk doctrine. We analyze each separately.
1. Balloon piloting and primary assumption of risk
Grotheer alleges her injury was caused in part by Gallagher's subpar piloting. Her expert opined the cause of the crash was Gallagher's failure to control the speed and direction of the balloon's descent by anticipating changing pressure differentials and maintaining the proper amount of heat in the balloon's envelope. According to Kitchel, Gallagher could have avoided the crash entirely by "adding sufficient heat ... in a timely manner."
" 'Although persons generally owe a duty of due care not to cause an unreasonable risk of harm to others ... , some activities ... are inherently dangerous," such that "[i]mposing a duty to mitigate those inherent dangers could alter the nature of the activity or inhibit vigorous participation.' " ( Nalwa , supra , 55 Cal.4th at p. 1154,
" 'Primary assumption of risk is merely another way of saying no duty of care is owed as to risks inherent in a given sport or activity. The overriding consideration in the application of this principle is to avoid imposing a duty which might chill vigorous participation in the sport and thereby alter its fundamental nature.' " ( Jimenez v. Roseville City School Dist. (2016)
The test is whether the activity " 'involv[es] an inherent risk of injury to voluntary participants ... where the risk cannot be eliminated without altering the fundamental nature of the activity.' " ( Nalwa , supra , 55 Cal.4th at p. 1156,
We therefore hold the doctrine applies to crash landings caused by the failure to safely steer a hot air balloon. We further hold Grotheer's claim of pilot error falls under the primary assumption of risk doctrine because the claim goes to the core of what makes balloon landings inherently risky-the challenge of adjusting the balloon's vertical movement to compensate for the unexpected changes in horizontal movement. As a result, Escape had no legal duty to protect Grotheer from crash landings caused by its pilot's failure to safely manage the balloon's descent.
To avoid this outcome, Grotheer alleged Gallagher's piloting was not only negligent, but grossly negligent, thereby increasing the inherent risk of crash landing. Grotheer is correct the primary assumption of risk does not eliminate an operator's duty to refrain from engaging in reckless conduct that "unreasonably increase[s] the risks of injury beyond those inherent in the activity." ( Nalwa , supra , 55 Cal.4th at p. 1162,
Gross negligence is a want of even scant care or an extreme departure from the ordinary standard of conduct. ( City of Santa Barbara v. Superior Court (2007)
Grotheer compares Gallagher's piloting to the conduct of the skier defendant in Mammoth Mountain Ski Area v. Graham (2006)
Grotheer also claims her injury was caused, at least in part, by Escape's failure to give safety instructions. The trial court rejected this theory of liability when it concluded ballooning was an inherently risky activity and, as a result, Escape owed Grotheer no duty at all to protect her from injury. We conclude that ruling was too broad. Under Knight , even an operator of an inherently risky activity owes a duty to take reasonable steps to minimize those inherent risks, if doing so would not fundamentally alter the activity. ( Knight , supra , 3 Cal.4th at p. 317,
The primary assumption of risk doctrine is limited to those steps or safety measures that would have a deleterious effect on recreational activities that are, by nature, inherently dangerous. ( Record v. Reason , supra , 73 Cal.App.4th at pp. 484-485,
*1300What the primary assumption of risk doctrine does not do, however, is absolve operators of any obligation to protect the safety of their customers. ( Knight , supra , 3 Cal.4th at pp. 317-318,
Even before Knight , tort law imposed on operators a duty to take reasonable steps to minimize the inherent risks of their activity. (See Knight , supra , 3 Cal.4th at p. 317,
*645Shurman v. Fresno Ice Rink (1949)
In Morgan v. Fuji Country USA, Inc. (1995)
Nearly a decade after Morgan , the same court held a race organizer had a duty to minimize the risks of dehydration and hyponatremia
Having determined the primary assumption of risk doctrine does not absolve Escape of a duty to exercise reasonable care in all aspects of its operations, we turn to the existence and scope of the duty at issue here-safety instructions. ( Castaneda v. Olsher (2007)
Foreseeability is the primary factor in the duty analysis. ( Pedeferri v. Seidner Enterprises (2013)
In this case, the evidence is undisputed that giving passengers a brief presentation on safe landing procedures (such as the instructions Grotheer's expert cites from the FAA Handbook) is a customary and standard practice in the ballooning industry. To paraphrase Grotheer's expert, these safe landing procedures are: (1) stand in the appropriate area of the basket; (2) face toward or away from the direction of travel, but not sideways (to minimize the risk of a side-impact injury to the hips or knees ); (3) place the feet and knees together, and bend the knees; (4) hold on tightly to the rope, handles, or other stabilizing device, and (5) stay inside the basket. Gallagher himself agreed safety instructions are crucial. He said he always explains what passengers can expect during launch and landing. In preparation for landing, he tells them to hold on to the handles, bend their knees, and not to exit the basket until told to do so.
*1302As to foreseeability, undisputed evidence in the record tells us that rough landings are a risk of ballooning and instructing passengers on proper landing positioning can reduce, though not eliminate, the likelihood of injury in the event the landing does not go smoothly. Additionally, we see no public policy reason why balloon operators should not be required to give safe landing instructions. ( Huang , supra, 4 Cal.App.5th at p. 342,
Escape contends the duty to provide safe landing instructions will be overly burdensome to balloon operators, citing the complexity of the preflight instructions operators of passenger-carrying airplanes are required to give under federal regulation. (See
We therefore conclude the court incorrectly applied the primary assumption of risk doctrine to absolve Escape of a duty to provide safe landing procedures. However, this conclusion does not end our analysis. We must also consider whether Grotheer's negligence claim fails as a matter of law because she has not demonstrated the existence of a triable issue of fact on causation. ( Coral Construction, Inc. v. City and County of San Francisco (2010)
D. Any Lack of Safety Instructions Was Not a Substantial Factor in Causing Grotheer's Injury
"The elements of actionable negligence, in addition to a duty to use due care, [are] breach of that duty and a proximate or legal causal connection between the breach and plaintiff's injuries." ( Onciano v. Golden Palace Restaurant, Inc. (1990)
While proximate cause ordinarily is a question of fact, it may be decided as a question of law if " 'under the undisputed facts, there is no room for a reasonable difference of opinion.' " ( Onciano , supra , 219 Cal.App.3d at p. 395,
As explained in the previous section, the purpose of the safety instructions is to reduce injury in the event of rough landings. Here, however, the undisputed descriptions of the landing establish it was not merely rough, but rather *1304was a forceful and violent event-a crash . According to Boyd and Kristi Roberts, whose uncontested *648descriptions are the most detailed, the basket was descending "pretty fast" when it hit the fence with such force it "knocked it right apart," taking out several fence sections. The basket then hit the ground "hard" and skidded for about 40 yards, becoming more and more horizontal as it was dragged, before coming to a stop on its side with Grotheer's section on the bottom. Gallagher, the pilot, said the balloon had been descending more quickly than he had anticipated when the basket made a "hard landing, first on the fence and then on the ground." Grotheer too described both impacts as "hard." Both Grotheer and Kristi said they had been holding on to the handles (Kristi as tightly as she could) but were unable to keep from slipping or falling.
From these descriptions, we gather the crash landing was a jarring and violent experience, a "wild ride" so forceful that several passengers fell-even one who had tried desperately not to fall by gripping the basket handle as tightly as possible. (See Endicott v. Nissan Motor Corp. (1977)
We conclude any failure to instruct on Escape's part was not a proximate cause of Grotheer's injury, and we affirm the grant of summary judgment on that ground. Given our holding that defendants are not liable for negligence, it is unnecessary to review the trial court's ruling on Wilson Creek's vicarious liability or its ruling on defendants' liability waiver defense.
*1305III
DISPOSITION
We affirm the judgment. The parties shall bear their costs on appeal.
We concur:
RAMIREZ, P.J.
CODRINGTON, J.
Without supporting argument, Grotheer claims the trial court abused its discretion in refusing to consider her objections to defendants' evidence, and her responses to defendants' objections to her evidence, on the ground they were untimely filed on the day of the hearing. We will not consider this claim, however, because Grotheer has not explained why any of her objections or responses had merit, or how she was prejudiced by the court's failure to consider them. (City of Santa Maria v. Adam (2012)
The only published case addressing the issue is Balloons Over the Rainbow, Inc. v. Dir. of Revenue (Mo. 2014)
Escape claims it stipulated to being a common carrier in its motion for summary judgment. Actually, Escape stated was it was not "controvert[ing] at [that] time the assertion that it is a common carrier." But even if it had so stipulated, we are not bound by agreements that amount to conclusions of law. (E.g., People v. Singh (1932)
The term "dirigible" literally means "steerable." It comes from the Latin verb dirigere, meaning "to direct," and refers to lighter-than-air aircraft capable of being steered, like blimps and zeppelins. (Webster's 3d New Internat. Dict. (1993) p. 642.)
A condition which occurs as a result of decreased sodium concentration in the blood.
Defendants asked us to review the ruling on their affirmative defense in the event we reversed the trial court's grant of summary judgment, citing California Code of Civil Procedure section 906, which allows a respondent, without appealing from a judgment, to seek appellate review (at the court's discretion) of any ruling that "substantially affects the rights of a party," for "the purpose of determining whether or not the appellant was prejudiced by the error ... upon which he relies for reversal." Because we do not reverse the grant of summary judgment, we need not reach the issue of defendants' affirmative defense.
Reference
- Full Case Name
- Erika GROTHEER, and v. ESCAPE ADVENTURES, INC., and
- Cited By
- 25 cases
- Status
- Published