People v. Gonzalez
People v. Gonzalez
Opinion of the Court
In August 2000, Pablo Gonzalez pled guilty to possession for sale of marijuana. ( Health & Saf. Code, § 11359.) The trial court sentenced Gonzalez to 74 days in custody and three years' summary probation. After serving his 74 days in custody, Gonzalez was deported in October 2000. Gonzalez reentered the United States about a year later. He subsequently was convicted of possession of a controlled substance for sale ( Health & Saf. Code, § 11378 ), criminal threats ( Pen. Code, 1 § 422), and domestic battery (§ 243, subd. (e) ). In June 2002, Gonzalez was deported again. He reentered the United States, but was deported yet again in April 2017.
On January 1, 2017, section 1473.7 became effective. That statute allows a person no longer imprisoned or restrained to move to vacate a conviction or sentence for one of two reasons, including that "[t]he conviction or sentence is legally invalid due to prejudicial error damaging the moving party's ability to meaningfully understand, defend against, or knowingly accept the actual or potential adverse immigration consequences of a plea of guilty or nolo contendere." (§ 1473.7, subd. (a)(1).) In August 2017, Gonzalez moved to vacate his 2000 conviction under section 1473.7. After an evidentiary hearing, the superior court denied Gonzalez's motion.
Gonzalez appeals, contending the court erred in denying his motion under section 1473.7. Specifically, he claims he established prejudicial error based on his counsel's failure to adequately advise him of the immigration consequences of his plea and failure to seek an immigration safe alternative disposition. We conclude Gonzalez's arguments lack merit. As such, we affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Guilty Plea
In July 2000, Gonzalez was arrested after crossing the border in a vehicle containing *44674 pounds of marijuana. He was charged with transportation of marijuana ( Health & Saf. Code, § 11360 ) and possession of marijuana for sale ( Health & Saf. Code, § 11359 ).
Gonzalez ultimately pled guilty to possession of marijuana for sale at a hearing on July 26, 2000 at his arraignment in the high intense drug trafficking area court. At that hearing, two other defendants were present. The court asked the defendants if they could read and understand English. Gonzalez responded in the affirmative. The court then informed the defendants of the potential immigration consequences of a guilty plea: "Each of you should understand if you're not citizens of the United States, your guilty plea will affect your status in this country. And it will result in the departure, denial of citizenship or exclusion."
The court also asked Gonzalez if he read and understood his change of plea form. Gonzalez answered, "Yes." Gonzalez's change of plea form appears in the record. As pertinent here, the form states: "I understand that if I am not a citizen of the United States a plea of Guilty or No Contest can or will result in removal or deportation, exclusion from admission to this country, and denial of naturalization." Gonzalez's initials appear in the box next to that statement.
The form also contained the following statement signed by Gonzalez's attorney:
"I am the attorney for the defendant in the above-entitled case. I personally read and explained to the defendant the entire contents of this plea form and any addendum thereto. I discussed all charges and possible defenses with the defendant, and the consequences of this plea. I personally observed the defendant fill in and initial each item, or read and initial each item to acknowledge his/her understanding and waivers. I observed the defendant date and sign this form and any addendum. I concur in the defendant's plea and waiver of constitutional rights."
The court subsequently sentenced Gonzalez to custody for 74 days and placed him on probation for three years. After serving his time in custody, Gonzalez was deported on October 6, 2000.
The Motion to Vacate
On August 29, 2017, Gonzalez filed a motion to vacate conviction based on section 1473.7. In his motion, Gonzalez argued that (1) his counsel violated the duty to investigate and accurately advise him about the specific immigration consequences of a plea and (2) his counsel failed to defend against immigration consequences of a plea because he did not attempt to plea bargain for an immigration safe alternative disposition.
Among other material submitted in support of his motion, Gonzalez submitted a self-declaration. In that declaration, Gonzalez stated that he believed he would have the opportunity to challenge his deportation even if he pled guilty. He also declared that, at the time he pled guilty, his "English was not very good[,]" which lead to "confusion/misunderstanding." Gonzalez did not remember talking to a lawyer or speaking to anyone in Spanish. He also claimed that he does not recall if anyone *447told him that he would be deported if he pled guilty. Gonzalez represented that had he been told of the deportation consequences of pleading guilty, he would have "fought" his case and let his "lawyer try for a better deal or to win the case."
The People opposed Gonzalez's motion, contending Gonzalez could not prove by a preponderance of the evidence that there was a prejudicial error damaging his ability to meaningfully understand, defend against, or knowingly accept the actual or potential adverse immigration consequences of a guilty plea.
At the hearing on Gonzalez's motion, Gonzalez's counsel offered the testimony of two witnesses: Jose Luis Guerrero and Leticia Gonzalez (Leticia).
Guerrero, who was a deputy public defender at the time, represented Gonzalez when he pled guilty. Guerrero had no independent recollection of Gonzalez's case. However, after reviewing his office's case management system, he acknowledged that it appeared he had been assigned Gonzalez's case in 2000. Guerrero stated that, in 2000, a criminal defense attorney would provide a defendant with a standard immigration advisal, but would not consider the immigration consequences of a particular crime. Guerrero testified that he would have provided Gonzalez with immigration advice like what was outlined on the change of plea form at that time. Guerrero explained that a defense counsel's approach to advising a criminal defendant of immigration consequences changed in 2010 after the United States Supreme Court issued its decision in Padilla v. Kentucky (2010)
For example, after Padilla,
Also, Guerrero testified that he had no reason to believe that Gonzalez was told anything regarding the immigration consequences of pleading guilty beyond what was contained in the change of plea form. Guerrero noted that Gonzalez's pretrial services form indicated that an immigration hold existed. Guerrero explained that the immigration hold would have alerted him to the fact that Gonzalez was not a citizen, and thus, he would have advised Gonzalez about the immigration consequences as set forth in the change of plea form. Guerrero stated that he would tell a group of defendants that an immigration hold indicates that a defendant could be deported if he or she pled guilty. Then, on an individual basis, Guerrero would have informed Gonzalez that he would be deported if he pled guilty.
Guerrero stated that he did not believe Gonzalez had much of a defense because he confessed. As such, Guerrero considered *448the offer from the prosecutor was the best one Gonzalez would receive.
Leticia, Gonzalez's wife, also testified at the hearing on Gonzalez's motion to vacate. Gonzalez explained that at the time of Gonzalez's arrest, they had twins, who were suffering from a variety of ailments and needed frequent medical attention. The income Gonzalez was earning at the time was essential to the well-being of his family because Leticia was not working.
Leticia stated that she attempted multiple times since Gonzalez was arrested to secure legal assistance to help with immigration issues. However, no attorney would help. To the extent an attorney responded to Leticia's request for representation, the attorney would inform Leticia there was nothing to be done for Gonzalez. Only after Gonzalez was deported in April 2017 did an attorney tell Leticia there was a chance she could fight Gonzalez's deportation.
Leticia testified that she would have supported a longer custody period in 2000 if it allowed Gonzalez an opportunity to stay in the United States legally.
Leticia admitted that, in 2002, Gonzalez was convicted of possession of methamphetamine for sale, criminal threats, and domestic violence. He then was deported shortly after his conviction.
The parties stipulated that, if called to testify, Gonzalez would state that he would not have pled guilty in this case had he known he was pleading to an aggravated felony guaranteeing his deportation to Mexico with no avenue for relief.
After hearing the witnesses' respective testimony, the court permitted counsel to argue the matter. In addition to emphasizing Gonzalez's family situation, Gonzalez's counsel stated that Gonzalez did not appreciate or understand the consequences of pleading guilty. He pointed out that Gonzalez was told he would be deported, but he was not informed that he would be permanently barred from reentering the United States and would never be able to become a citizen. Counsel argued that it was reasonably probable that, if Gonzalez understood the immigration consequences of pleading guilty, he would not have done so. Gonzalez's counsel also maintained that in representing Gonzalez, Guerrero had the obligation to try to secure a better immigration consequence for Gonzalez.
The prosecutor argued that Gonzalez was properly informed of the immigration consequences of his guilty plea. She also asserted that Gonzalez had not satisfied the evidentiary requirements under section 1473.7.
The court denied the motion. In doing so, the court stated that it found Guerrero's testimony "more than credible." The court determined that Guerrero informed Gonzalez on at least two occasions, once in a group setting and another individually, that he would be deported. The court also noted that the change of plea form expressed that a plea of guilty would " 'result in removal, deportation or exclusion from admission to this country, and a denial of naturalization.' " The court found Gonzalez understood that if he pled guilty, then he would be deported. In addition, the court determined that count 2, which the prosecution dismissed under the plea agreement, carried a four-year sentence and was a factor defense counsel would have considered in negotiating a plea agreement.
DISCUSSION
Section 1473.7, subdivision (c) provides: "A person no longer imprisoned or restrained *449may prosecute a motion to vacate a conviction or sentence" for one of two reasons, including that "[t]he conviction or sentence is legally invalid due to a prejudicial error damaging the moving party's ability to meaningfully understand, defend against, or knowingly accept the actual or potential adverse immigration consequences of a plea of guilty or nolo contendere." (§ 1473.7, subd. (a)(1).) The motion must be made with "reasonable diligence" after the party receives notice of pending immigration proceedings or a removal order. (§ 1473.7, subd. (b).) The court must hold a hearing on the motion, and if the moving party establishes by a preponderance of the evidence that he or she is entitled to relief, the court must allow the person to withdraw his or her plea. (§ 1473.7, subd. (e).)
Here, Gonzalez appeals the denial of his section 1473.7 motion. As a threshold matter, the parties disagree regarding the applicable standard of review. Gonzalez urges us to follow People v. Ogunmowo (2018)
In Ogunmowo , the court held "[d]e novo review is the appropriate standard for a mixed question of fact and law that implicates a defendant's constitutional right." ( Ogunmowo , supra , 23 Cal.App.5th at p. 76,
Here, we are not faced with a petition for writ of habeas corpus. Thus, we do not find Resendiz, supra,
A decision to deny a motion to withdraw a guilty plea rests in the sound discretion of the court. ( People v. Fairbank (1997)
A defendant who seeks to vacate a conviction on a claim of ineffective assistance of counsel must establish two things: (1) counsel's performance was deficient in that it fell below an objective standard of reasonableness and (2) he or she was prejudiced by that deficient performance. ( Strickland v. Washington (1984)
Here, Gonzalez maintains if Guerrero advised him consistent with the change of plea form, Guerrero's advice would have been "constitutionally deficient." To this point, he relies on a pair of federal cases: Padilla , supra ,
In Padilla , supra ,
"In the instant case, the terms of the relevant immigration statute are succinct, clear, and explicit in defining the removal consequence for Padilla's conviction. [Citation.] ... Padilla's counsel could have easily determined that his plea would make him eligible for deportation simply from reading the text of the statute, which addresses not some broad classification of crimes but specifically commands removal for all controlled substances convictions except for the most trivial of marijuana possession offenses. Instead, Padilla's counsel provided him false assurance that his conviction would not result in his removal from this country. This is not a hard case in which to find deficiency: The consequences of Padilla's plea could easily be determined from reading the removal statute, his deportation was presumptively mandatory, and his counsel's advice was incorrect." ( Id . at pp. 368-369,130 S.Ct. 1473 .)
The court determined that to provide effective assistance of counsel, "counsel must inform her client whether his plea carries a risk of deportation." ( Padilla,
In Rodriguez-Vega , supra ,
The instant matter is not analogous to Padilla,
In addition to finding Padilla , supra ,
Padilla,
As such, Guerrero had no affirmative obligation, under Padilla,
Perhaps in recognition that Padilla,
Gonzalez's reliance on recently enacted sections 1016.2 and 1016.3, which were intended to codify both the Padilla requirements and any existing California decisional law, is misplaced. These provisions cannot apply to the instant matter for two reasons. First, these statutes, which were added in 2015 by Assembly Bill No. 1343 (2015-2016 Reg. Sess.), were, by their terms, enacted to codify the Padilla ruling (§ 1016.2, subd. (h) ). This would include the restriction on retroactivity, which occurred in 2013 in Chaidez,
Second, section 3 creates a strong presumption that changes to the Penal Code are to be applied prospectively only, unless it is " 'very clear' " from either the language of the statute or extrinsic sources that the Legislature intended retroactive application. ( People v. Brown (2012)
Similarly, we conclude Gonzalez's reliance on People v. Soriano (1987)
Barocio , supra ,
Finally, we conclude that Bautista , supra ,
In summary, this case highlights the difficulties of a motion under section 1473.7 challenging a guilty plea that was made almost 20 years earlier. Gonzalez's declaration contains little helpful information as he does not recall what advice he received. He does not claim that he asked his attorney about the immigration consequences of his plea. He does not assert that his attorney provided him incorrect advice about the immigration consequences of his plea. Gonzalez does not offer any evidence that a more immigration favorable plea was available to him in August 2000. There is no indication that Gonzalez asked his attorney to obtain such a plea. Although Gonzalez's attorney, Guerrero, does not have any independent recollection regarding representing Gonzalez, Guerrero testified to what his practices were in August 2000 and what he was likely to have done. According to Guerrero, he would have advised Gonzalez at least twice that he would be deported if he pled guilty. The superior court found Guerrero very credible. Gonzalez offers no evidence to contradict Guerrero's testimony. On the record before us, Gonzalez has not carried his burden *455of establishing the first prong of the Strickland test, and thus, he has not shown by a preponderance of the evidence that he is entitled to relief under section 1473.7. (§ 1473.7, subd. (e).)
DISPOSITION
The order is affirmed.
WE CONCUR:
BENKE, Acting P.J.
O'ROURKE, J.
The parties quibble about the court's use of the word "departure." The People claim the court misspoke or the court reporter transcribed the wrong word. To this end, the People assert the court either meant or actually said "deportation" instead of "departure." Gonzalez counters there is no evidence to support the conclusion that the appearance of the word "departure" in the reporter's transcript is scrivener's error. This disagreement is immaterial to our analysis here.
Gonzalez was deported on or about June 26, 2002.
In full, section 1473.7, states: "(a) A person no longer imprisoned or restrained may prosecute a motion to vacate a conviction or sentence for either of the following reasons: [¶] (1) The conviction or sentence is legally invalid due to a prejudicial error damaging the moving party's ability to meaningfully understand, defend against, or knowingly accept the actual or potential adverse immigration consequences of a plea of guilty or nolo contendere. [¶] (2) Newly discovered evidence of actual innocence exists that requires vacation of the conviction or sentence as a matter of law or in the interests of justice. [¶] (b) A motion pursuant to paragraph (1) of subdivision (a) shall be filed with reasonable diligence after the later of the following: [¶] (1) The date the moving party receives a notice to appear in immigration court or other notice from immigration authorities that asserts the conviction or sentence as a basis for removal. [¶] (2) The date a removal order against the moving party, based on the existence of the conviction or sentence, becomes final. [¶] (c) A motion pursuant to paragraph (2) of subdivision (a) shall be filed without undue delay from the date the moving party discovered, or could have discovered with the exercise of due diligence, the evidence that provides a basis for relief under this section. [¶] (d) All motions shall be entitled to a hearing. At the request of the moving party, the court may hold the hearing without the personal presence of the moving party if counsel for the moving party is present and the court finds good cause as to why the moving party cannot be present. [¶] (e) When ruling on the motion: [¶] (1) The court shall grant the motion to vacate the conviction or sentence if the moving party establishes, by a preponderance of the evidence, the existence of any of the grounds for relief specified in subdivision (a). [¶] (2) In granting or denying the motion, the court shall specify the basis for its conclusion. [¶] (3) If the court grants the motion to vacate a conviction or sentence obtained through a plea of guilty or nolo contendere, the court shall allow the moving party to withdraw the plea. [¶] (f) An order granting or denying the motion is appealable under subdivision (b) of Section 1237 as an order after judgment affecting the substantial rights of a party."
Reference
- Full Case Name
- The PEOPLE, and v. Pablo GONZALEZ, and
- Cited By
- 2 cases
- Status
- Published