United States v. Inzunza
United States v. Inzunza
Opinion of the Court
ORDER GRANTING MOTION TO INTERVENE; DENYING MOTION FOR ACCESS TO SEALED COURT DOCUMENTS
INTRODUCTION
This case presents the question whether the qualified First Amendment right of public access attaches to Title III wiretap materials and search warrant affidavits following the return of indictments but prior to a substantive challenge to those materials. The Copley Press, Inc. (“Copley”), publisher of The San Diego Union-Tribune, moves to intervene in this action to obtain access to all sealed records filed with the court in this case. The Government and Defendants Ralph Inzunza, Michael Zucchet, and Charles Lewis (collectively “Council Members”) oppose the motion. Defendant Lance Malone appeared at the hearing and voiced his non-opposition to Copley’s motion. Having carefully considered the record, pertinent legal authorities, and the arguments of counsel, the court grants the motion to intervene but denies the motion for access to sealed records without prejudice.
BACKGROUND
Because the parties are familiar with the allegations contained in the indictment, the court provides only a brief summary of the counts set forth in the indictment. On August 28, 2003 Defendants Council Members, Lance Malone, Michael Galardi, John DTntino, and David Cowan were charged in a 39 count indictment. All Defendants except David Cowan are charged- in Count 1 with conspiracy to commit wire fraud, in violation of 18 U.S.C. § 371. Counts 2-34 identify 33 separate acts whereby Defendants (except Cowan) allegedly used wire communications in interstate commerce in furtherance of the' alleged conspiracy to defraud the public of their intangible right to honest service, in violation of 18 U.S.C. § 1346, and wire fraud, in violation of 18 U.S.C. § 1343. Count 35 and 36 allege that, on February 7, 2002- and again on October 14, 2002, Defendant Inzunza, aided by Zucchet, Galardi, Malone and DTnti-no, unlawfully affected interstate commerce by “unlawfully obtaining] money from defendants Galardi, Malone, and DTntino for the benefit of defendant Zuc-ehet” in violation of 18 U.S.C. §§ 1951 (the Hobbs Act) and 1952 (Interstate Transportation in Aid of Racketeering). Counts 37 and 38 allege that Defendants Galardi, Malone, and DTntino engaged in bribery of a police officer on May 4, 2001 and October 18, 2002 in violation of CaLPenal Code § 67.5, all in violation of 18 U.S.C. §§ 1951 and 1952. Count 39 alleges that Defendant Cowan made a willful and materially false statement to the FBI when he stated “that he never discussed with Lance Malone the ‘no-touch’ provision” of the San Diego ordinance in violation of 18 U.S.C. § 1001.
On December 4, 2003 the Government filed,its response and opposition to Defendants’ discovery motions related to possible Government misconduct. In that response, the Government submitted to the court, under seal, nine pages of intercepted telephone conversations. The Government submitted transcripts of the intercepts to support its argument that the undercover agent “had only one, exceedingly brief, telephonic contact with Defendants Inzunza and Lewis, separately.”
DISCUSSION
Motion to Intervene
Neither the Government nor Copley dispute that the public and press have a presumptive qualified right to seek access to pretrial criminal proceedings and documents. Whether the court treats the motion to intervene as a miscellaneous civil motion seeking access to court records, see In re Application of New York Times, 708 F.Supp. 603, 604 (S.D.N.Y. 1989), or as a motion to intervene pursuant to Federal Rule of Civil Procedure 24(b), the result is the same. Copley has standing to seek access to court records.
Motion for Access to Sealed Records
The First Amendment recognizes “a general right to inspect and copy public records and documents, including judicial documents and records.” Phoenix Newspapers v. United States Dist. Court, 156 F.3d 940, 946 (9th Cir. 1998) (quoting Nixon v. Warner Communications, 435 U.S. 589, 597, 98 S.Ct. 1306, 55 L.Ed.2d 570 (1978)). However, “there is no right of access which attaches to all judicial proceedings, even all criminal proceedings.” Id.; Times Mirror Co. v. United States, 873 F.2d 1210, 1217 (9th Cir. 1989). In addition to a constitutional right of access, “there is a strong presumption in favor of the common law right to inspect and copy judicial records.” Phoenix Newspapers, 156 F.3d at 946.
Press-Enterprise II
Any discussion of the qualified First Amendment right of public access to criminal proceedings and records must begin with the leading case of Press-Enterprise Co. v. Superior Court, 478 U.S. 1, 106 S.Ct. 2735, 92 L.Ed.2d 1 (1986) (Press-Enterprise II). Press-Enterprise II sets forth the analytical framework to be followed in a case such as this. Under the two-step framework adopted by the Supreme Court, the court determines in the first instance whether a qualified First Amendment right of access attaches to the proceeding or documents at issue and, if so, then the court determines whether closure serves a compelling interest. The first step “emphasize[s] two complementary considerations” which should be separately analyzed on the threshold question of whether the First Amendment right of access even attaches to the proceeding or document. Id. at 8, 106 S.Ct. 2735. The court first considers “whether the place and process have historically been open to the press and general public.” Id. Then, the court considers “whether public access plays a significant positive role in the functioning of the particular process in question.” Id; Oregonian Publ’g Co. v. United States Dist. Court, 920 F.2d 1462, 1465 (9th Cir. 1990). If these two “considerations of experience and logic” favor disclosure, a qualified First Amendment right of access attaches to the documents in question.
Once the court determines that a First Amendment right of access attaches to the particular proceeding or documents at issue, the proceedings or documents cannot be closed to the public absent a specific finding “that closure is essential to preserve higher values and is narrowly
In light of the standards developed to analyze qualified First Amendment right of access issues, the court turns to the experience and logic considerations.
The Experience Consideration
In determining right of access issues, the historic context of the particular criminal proceeding at issue is significant not only “because the Constitution carries the gloss of history,” but also because “a tradition of accessability implies the favorable judgment of experiences.” Globe Newspaper Co. v. Superior Court, 457 U.S. 596, 605, 102 S.Ct. 2613, 73 L.Ed.2d 248 (1982). Certain aspects of criminal proceedings, such as access to criminal trials, have traditionally been open to the public throughout this country’s history and even before in England, Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555, 569, 100 S.Ct. 2814, 65 L.Ed.2d 973 (1980) (“at the time when our organic laws were- adopted, criminal trials both here and in England had long been presumptively open” to the public), but other aspects of criminal proceedings have not been open tp the public. See Douglas Oil Co. v. Petrol Stops Northwest, 441 U.S. 211, 218, 99 S.Ct. 1667, 60 L.Ed.2d 156 (1979) (“the proper functioning of our grand jury system depends upon the secrecy of grand jury proceedings”). Courts have found ah historic tradition of access to various aspects of criminal proceedings including jury voir dire, Press-Enterprise I, 464 U.S. 501, 104 S.Ct. 819; United States v. Brooklier, 685 F.2d 1162 (9th Cir. 1982), preliminary hearings, Press-Enterprise II, 478 U.S. 1, 106 S.Ct. 2735, suppression hearings, Waller v. Georgia, 467 U.S. 39, 104 S.Ct. 2210, 81 L.Ed.2d 31 (1984), and bail hearings. In re Globe Newspaper Co., 729 F.2d 47 (1st Cir. 1984).
Applying the experience factor, the court finds no historical tradition of open public access to Title III materials or search warrant affidavits at the present stage in this criminal proceeding. The Title III materials were initially submitted under seal to support .the Government’s response to Defendants’ motions to obtain
With respect to the search warrant affidavits, the affidavits have been entered on the court’s docket, not in reference to any suppression hearing, but in reference to Copley’s instant motion for access. As with the Title III materials, the court anticipates significant challenges to the affidavits. Again, at that time, Copley may renew its motion.
The court emphasizes that an analysis of the historical tradition of openness depends on the particular stage of the proceeding at issue. For example, in Times Mirror, Copley and other media organizations sought access to search warrants and supporting affidavits relating to an ongoing investigation before any indictments had been returned. 873 F.2d at 1211. The Ninth Circuit surveyed the historic traditions of search warrant proceedings and concluded that “no historical tradition of open search warrant proceedings and materials” existed. Id. at 1214. The court noted that “the experience of history implies a judgment that warrant proceedings and materials should not be accessible to the public, at least while a pre-indictment investigation is still ongoing as in these cases.” Id. The court concluded that there did not exist either a constitutional or common law right of access to the search warrant affidavits. However, the Ninth Circuit specifically left open “the question whether the public has First Amendment right of access to warrant materials after an investigation is concluded or after indictments have been returned.” Id. at 1211; In re Baltimore Sun Co. v. Goetz, 886 F.2d 60 (4th Cir. 1989) (“we hold that the press does not have a first amendment right of access to an affidavit for a search warrant”).
No party, Copley, nor the court’s own research has uncovered any authority permitting access to sealed search warrant affidavits or Title III materials prior to a suppression or evidentiary related motion. At the time of oral argument, Copley represented that United States v. White, 855 F.Supp. 13 (D.Mass. 1994), strongly sup
In sum, historical experience cautions against a finding of public access at this point in time.
The Logic Consideration
The logic consideration seeks to determine “whether public access plays a significant positive role in the functioning of the particular process in question.” Press-Enterprise II, 478 U.S. at 8, 106 S.Ct. 2735. The “considerations of experience and logic are, of course, related, for history and experience shape the functioning of governmental processes.” Id. at 9, 106 S.Ct. 2735. Here, Copley fails to show how releasing the intercepts or warrant affidavits plays a positive role with respect to the discovery motion (wherein Title III intercepts were submitted to the court) or the present motion for access (wherein the Government submitted the sealed search warrant affidavit).
Copley does not address the logic and experience considerations. Rather, Copley assumes that there is a qualified right of access and proceeds directly to the final step in the analysis — the balancing of factors required to determine whether “closure is essential to preserve higher values and is narrowly tailored to serve that interest.” Press Enterprise I, 464 U.S. at 510, 104 S.Ct. 819. This truncated approach, however, is at odds with the analytical framework detailed in Press-Enterprise II. In analyzing the significant positive role public access plays at a preliminary hearing, the Supreme Court in Press-Enterprise II noted that a defendant “has an absolute right to an elaborate preliminary hearing [under California law] before a neutral magistrate.” 478 U.S. at 12, 106 S.Ct. 2735. The preliminary hearing affords the defendant the right to appear, to be represented by counsel, to cross-examine hostile wit
At the time of oral argument, Copley set forth the following analysis of whether public access to the requested materials plays a significant positive role.
That when the Court gets lodged with it, material in support of a motion, and the Court calendars a hearing on both the substance of the motion and hopefully on whether or not documents can be filed under seal, the government holds the parties to their burden of proof by saying to the Court these documents should be under seal for the following reasons: No./l, they’re wiretap information; No. 2, they’re extremely prejudicial — and go through the factors that your Honor just went through in Globe. And if those factors all line up to be more important than the public’s right of access, then yes, the public in extraordinarily rare circumstances will not get that material.
(RT 20:11-23). First, this argument fails to explain “whether public access plays a significant positive role in the functioning of the particular process in question.” Press-Enterprise II, 478 U.S. at 8, 106 S.Ct. 2735. Second, the argument seems to recognize that the materials at issue are considered in relation to “the substance of the motion,” an event which has yet to occur in this proceeding. Third, the argument addresses the final step in the analysis: the balancing of public and private interests, and not the threshold issue of access as required by Press-Enterprise II. Fourth, the argument that the public will not receive access only in “extraordinarily rare circumstances” fails to recognize the context of the particular proceeding at issue. For example, as previously discussed, the public will rarely, if ever, have pre-indictment access to search warrant affidavits or grand jury testimony. However, as the proceedings progress and substantive issues are raised, the public will invariably obtain access to search warrant affidavits. Thus, the issue is not whether the public will gain access, but when.
The court readily acknowledges and supports public scrutiny of criminal proceedings as the public plays an important role by serving as a check on possible governmental abuses, by enhancing the quality and integrity of the fact-finding process, and by providing “community therapeutic value.” 478 U.S. at 13, 106 S.Ct. 2735. However, until an issue is raised before the court (i.e. by means of a suppression
The value of openness lies in the fact that people not actually attending trials can have confidence that standards of fairness are being observed; the sure knowledge that anyone is free to attend gives assurance that established procedures are being followed and that deviations will become known. Openness thus enhances both the basic fairness of the criminal trial and the appearance of fairness so essential to public confidence in the system.
Id. at 13,106 S.Ct. 2735.
Here, in contrast to the preliminary hearing at issue in Press-Enterprise II, no hearing on any critical stage in the criminal proceeding — such as a suppression hearing, preliminary hearing, or Title III challenge — has yet to occur. Access to the sealed documents at this stage in the proceeding plays no predominate discernable positive role to the functioning of the criminal justice system. Only by means of a suppression challenge does the court or public possess the indispensable context required to assess potential Government abuses and overreaching. In short, Copley’s motion is premature. As noted by the Ninth Circuit in language that would seem to apply to both pre-indictment and post-indictment public access to search warrant materials:
We see no justification for opening warrant materials simply because those materials at some point may become the subject of a suppression hearing, which may in turn determine the outcome of a criminal prosecution. The same may be said for evidence presented to a grand jury, yet the public has no right of access to grand jury evidence. While warrant materials may, in due course, be disclosed to a defendant so she can challenge the constitutionality of the search at a suppression hearing to which the public has a First Amendment right of access, it does not follow that the public should necessarily have access to the information before that time.
Times Mirror, 873 F.2d at 1217-18.
In sum, applying the experience and logic considerations the court finds there is no qualified First Amendment right of access that attaches to the Title III materials and search warrant affidavits at this particular stage of the case. Until the public has a First Amendment right of access to these documents, the court need not balance the public and private interests at stake.
IT IS SO ORDERED.
. The following analysis applies equally to the common law right of access. See Times Mirror, 873 F.2d at 1210 (no common law right of access where there exists neither a history of public access nor important public need).
. The court has not reached the discovery motion as Defendants withdrew the motion on December 11, 2003. The Government again submitted copies of the Title III materials as exhibits to its opposition to the instant motion.
. Clearly, Title III cannot override a constitutional right. See In re New York Times, 828 F.2d 110, 115 (2d Cir. 1987). However, there is no constitutional right to obtain untested and raw intercepts where those issues are not properly before the court.
. At the time of oral argument Copley's counsel argued that the discovery motion presented a controversy requiring the court to rule on the motion. The court notes that discovery in this case is on-going and that the court has yet to rule on any discovery motion. Even though Defendants' have filed discovery motions, at this point in time, as represented by the parties, there are no discovery disputes as Defendants, on December 11, 2003 withdrew their discovery requests regarding government misconduct. At oral argument, Copley's counsel also argued that the First Amendment requires the government “to obtain a public hearing and get the Court's ruling that it can actually file materials under seal that it wants the Court to consider in connection with motions or other proceedings that are before the Court before it files them under seal.” (RT at 18:8-12). Under this novel theory, there would be no need for sealing any document as each document would be disclosed at a public hearing.
. The Government urges the court to adopt the approach taken in United States v. Shenberg, 791 F.Supp. 292 (S.D.Fl. 1991). In Shenberg, the media sought access to a search warrant that contained summaries of intercepted communications. The district court concluded that disclosure would “destroy the purpose behind the Title III disclosure limitation.” Id. at 293.
The Court cannot ignore the possibility that some or all of the Title III interceptions will be suppressed. Until a suppression hearing is held, or until their admissibility is otherwise established, the Court feels that the privacy interests of the defendants (who let us remember are presumed innocent) and the goal of Title III outweigh the public’s interest in present access to the Title III intercepted conversations. After a suppression hearing, or once the admissibility of the intercepted material has been determined, the media are free to renew their motion to unseal.
. The Court notes its concern that any disclosure of the search warrant affidavit prior to a suppression hearing raises the specter of an affidavit so heavily redacted as to create confusion and to mislead the public.
Reference
- Full Case Name
- United States v. Ralph INZUNZA
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- Published